Articles | Volume 21, issue 13
Research article
14 Jul 2021
Research article |  | 14 Jul 2021

Contrasting chemical environments in summertime for atmospheric ozone across major Chinese industrial regions: the effectiveness of emission control strategies

Zhenze Liu, Ruth M. Doherty, Oliver Wild, Michael Hollaway, and Fiona M. O’Connor

The United Kingdom Chemistry and Aerosols (UKCA) chemistry–climate model is used to quantify the differences in chemical environment for surface O3 for six major industrial regions across China in summer 2016. We first enhance the UKCA gas-phase chemistry scheme by incorporating reactive volatile organic compound (VOC) tracers that are necessary to represent urban and regional-scale O3 photochemistry. We demonstrate that the model with the improved chemistry scheme captures the observed magnitudes and diurnal patterns of surface O3 concentrations across these regions well. Simulated O3 concentrations are highest in Beijing and Shijiazhuang on the North China Plain and in Chongqing, lower in Shanghai and Nanjing in the Yangtze River Delta, and lowest in Guangzhou in the Pearl River Delta despite the highest daytime O3 production rates in Guangzhou. NOx/ VOC and H2O2/HNO3 ratios indicate that O3 production across all regions except Chongqing is VOC limited. We confirm this by constructing O3 response surfaces for each region changing NOx and VOC emissions and further contrast the effectiveness of measures to reduce surface O3 concentrations. In VOC-limited regions, reducing NOx emissions by 20 % leads to a substantial O3 increase (11 %) in Shanghai. We find that reductions in NOx emissions alone of more than 70 % are required to decrease O3 concentrations across all regions. Reductions in VOC emissions alone of 20 % produce the largest decrease (11 %) in O3 levels in Shanghai and Guangzhou and the smallest decrease (1 %) in Chongqing. These responses are substantially different from those currently found in highly populated regions in other parts of the world, likely due to higher NOx emission levels in these Chinese regions. Our work provides an assessment of the effectiveness of emission control strategies to mitigate surface O3 pollution in these major industrial regions and emphasises that combined NOx and VOC emission controls play a pivotal role in effectively offsetting high O3 levels. It also demonstrates new capabilities in capturing regional air pollution that will permit this model to be used for future studies of regional air-quality–climate interactions.

1 Introduction

Surface ozone (O3) has become the main cause of atmospheric pollution in the summertime in China since 2013 and is particularly severe in industrial areas of China such as the North China Plain (NCP), the Yangtze River Delta (YRD), the Pearl River Delta (PRD) and the Sichuan Basin where precursor emissions are high (Li et al., 2019a). The 90th percentile of the maximum daily 8 h average (MDA8) O3 concentration in 30 of 74 major cities of China exceeded the National Ambient Air Quality Standard (100 ppb) in the summer of 2017 (Wang et al., 2017; Lu et al., 2018; Silver et al., 2018; Li et al., 2019b; H. X. Lu et al., 2019). During 2013–2017, the national Air Pollution Prevention and Control Action Plan successfully reduced emissions of fine particulate matter (PM2.5) and nitrogen oxides (NOx=NO+NO2) in China by 33 % and 21 %, respectively (Zheng et al., 2018). However, the reduction in NOx emissions has led to an increase in O3 levels in polluted areas due to the non-linear chemistry of O3 and reduced titration of O3 by NO (Li et al., 2019a; Wang et al., 2019). Volatile organic compounds (VOCs) are also important O3 precursors, and emissions of these have increased across China over the same period, exacerbating O3 pollution (Zheng et al., 2018). VOC emissions are believed to have decreased in megacity regions such as Beijing (Cheng et al., 2019), but the resulting O3 decrease is likely to have been offset by the O3 increase due to reduced NOx emissions. This poses a challenge to mitigate surface O3 pollution. Therefore, the balance of emission controls on NOx and VOC is critical to decreasing O3 levels in these regions. Meteorological processes also affect O3 formation through temperature, humidity, clouds, precipitation and biogenic emissions, and a number of papers have studied meteorological impacts on O3 over China (Gong and Liao, 2019; Liu and Wang, 2020; Shi et al., 2020). However, emission controls are the primary strategies used to reduce O3 pollution, and we focus on these for this study, as their effectiveness for different regions has not been fully investigated.

O3 is a secondary photochemical pollutant in the troposphere that can be produced rapidly through oxidation of its precursors NOx, VOCs and carbon monoxide (CO) in the presence of sunlight. Power plants, industry, residences and transport are the main anthropogenic sources of NOx and VOC emissions (Monks et al., 2015; M. Li et al., 2018). Isoprene is the principal biogenic VOC and is released from trees, plants and crops (Sindelarova et al., 2014). O3 formation is mainly initiated through oxidation of VOC species by hydroxyl radicals (OH). The resulting organic peroxy radicals (RO2) and hydroperoxyl radicals (HO2) can convert NO to NO2 without destroying O3. O3 is then created from the combination of O(3P) atoms, formed from photolysis of the resulting NO2 and oxygen (O2) (Sillman, 1999; von Schneidemesser et al., 2015; Wang et al., 2017). Under low-NOx conditions, HO2 radicals may combine to produce hydrogen peroxide (H2O2). However, at high NOx concentrations, nitric acid (HNO3), peroxy nitrates (RO2NO2) and organic nitrates (RONO2) are easily formed as NOx reacts with OH and RO2. These species are the main sinks of radicals and NOx and are readily removed from the atmosphere by deposition or exported to remote areas (Horowitz et al., 1998). Therefore, increasing NOx concentrations increase O3 production but also accelerate the formation of NOx sinks, leading to less efficient O3 formation. In addition, direct titration of O3 by NO becomes increasingly important at higher levels of NOx. There is hence a transition in the magnitude of O3 production from low- to high-NOx conditions. This turnover is dependent on the local chemical environment and in particular on the relative abundance of NOx and VOCs (Sillman, 1995; Kleinman et al., 1997; Thornton et al., 2002; Kleinman et al., 2005; Sillman and West, 2009).

A variety of O3 sensitivity indicators have been proposed to characterise the O3 response to changing precursor emissions. The simplest of these are based on the concentration ratios of the precursors, NOx/ VOCs, or of their oxidation products, H2O2/HNO3 (Sillman, 1995). O3 concentrations increase with NOx emissions and are not sensitive to VOC emissions in a NOx-limited regime when NOx concentrations are relatively low (Sillman et al., 1990). However, in a VOC-limited regime, O3 levels may increase with decreasing NOx emissions, which is common in urban areas with high NOx emissions, and this is reflected in high NOx/ VOC or low H2O2/HNO3 ratios. Critical values of these indicators of O3 sensitivity vary by region and by season (Sillman, 1995; Liu et al., 2010; Xing et al., 2019). Most major industrial regions in China are believed to be VOC limited, and rural areas are NOx limited or in a transition regime (Jin and Holloway, 2015; Wang et al., 2017). O3 production efficiency (OPE) is another important metric to evaluate the impacts of NOx emissions on O3 concentrations (Liu et al., 1987; Kleinman et al., 2002). This is defined as the number of O3 molecules produced per molecule of NOx oxidised. Low OPE values are typically associated with high-NOx conditions and indicate that there is less O3 produced from a given amount of NOx. OPE values generally increase as NOx emissions decrease, reflecting greater O3 production per molecule of NOx oxidised at lower NOx levels.

In this study, we develop new capabilities in a global-scale model by incorporating higher-VOC chemistry, allowing the model to represent the oxidation environment in major industrialised regions in China. We focus on the spatial and temporal variation of daytime O3 in this study. We first evaluate the performance of this global chemistry–climate model in simulating regional O3 across large industrialised regions. We use O3 sensitivity indicators to compare and contrast the chemical oxidative environment across these different regions in China to identify emission control measures that would be most beneficial to reduce O3 pollution levels. Using a global model novelly allows us to compare the impact of emission control measures in China with those in other major industrialised regions across the world. The value of this approach is that the same model set-up can be used to assess the impact of future emission and climate scenarios, studies of tropospheric and stratospheric O3 influences, and comparisons of O3 in different parts of world.

The configuration of the model used in this study is described in Sect. 2, along with its development and application to surface O3 in China. We evaluate the model performance in reproducing the diurnal cycles of surface O3 and NO2 in Sect. 3, and we investigate the O3 chemical environment in China, including O3 precursor concentrations and sensitivity ratios in Sect. 4. We calculate the local O3 production rates, O3 loss rates, NOx loss rates and OPE in Sect. 5. We then quantify the O3 responses to changing NOx and VOC emissions in these regions and investigate the requirements of emission controls to reduce O3 levels in each region in Sects. 6 and 7. To provide a global context we compare and contrast the effectiveness of emission control strategies with that in other parts of the world in Sect. 7 and present our conclusions in Sect. 8.

2 Materials and methods

2.1 Model description, development and application

The United Kingdom Chemistry and Aerosols (UKCA) model is a state-of-the-art chemistry and aerosol model that simulates atmospheric composition from the troposphere to the upper stratosphere. It is coupled to the Met Office Hadley Centre’s Global Environment Model (HadGEM) family of climate models, all of which are based on the UK Unified Model (MetUM) (O'Connor et al., 2014). It is also the atmospheric composition component of the UK Earth System Model (UKESM) (Sellar et al., 2019). Version 10.6.1 of UKCA is used in this study, coupled with the Global Atmosphere 7.1 (GA7.1) configuration (Walters et al., 2019) of HadGEM3 (Hewitt et al., 2011). The spatial resolution is N96L85 with 1.875 by longitude and 1.25 by latitude, and there are 85 terrain-following hybrid height layers with a model top at 85 km. The model time step is 20 min for meteorology, and chemistry is calculated every hour. Wind speed and temperature are nudged with ERA-Interim reanalyses from the European Centre for Medium-Range Weather Forecasts (ECMWF) every 6 h (Dee et al., 2011). Sea surface temperature and sea ice fields are prescribed with the climatology mean of 1995–2004 (Reynolds et al., 2007).

The stratosphere–troposphere (Strat-Trop) gas-phase chemical scheme is used to simulate the inorganic odd oxygen (Ox), hydrogen (HOx=OH+HO2), and NOx chemical cycles; oxidation of CO and VOCs; chlorine and bromine chemistry; and heterogeneous processes on aerosols (Archibald et al., 2020). The Global Model of Aerosol Processes (GLOMAP) aerosol scheme is used with a two-moment pseudo-modal aerosol dynamics approach to simulate sulfate, sea salt, dust, black carbon, and both primary and secondary organic aerosol (Mann et al., 2010). Interactive photolysis is represented with Fast-JX, which derives photolysis rates between 177 and 750 nm (Neu et al., 2007).

Global chemistry–climate models typically include simplified gas-phase chemistry schemes representing a limited number of species to mitigate high computational demands. Major long-lived VOC species are selected, and more reactive VOC species are typically omitted from the chemistry scheme (Young et al., 2018). Eight discrete emitted VOC species – formaldehyde (HCHO), ethane (C2H6), propane (C3H8), acetaldehyde (CH3CHO), acetone ((CH3)2CO), methanol (CH3OH), isoprene (C5H8) and monoterpene (C10H16) – are simulated in the Strat-Trop chemistry scheme of UKCA. This selection is appropriate for simulating the global burden of O3 but is less suitable for simulating O3 concentrations in high-emission areas. In industrial regions of China, large abundances of more reactive VOCs such as alkenes and aromatics make substantial contributions to O3 production (Wu and Xie, 2017; Tan et al., 2019; Liu et al., 2020). To address this, we incorporate more reactive classes of VOC including alkenes, higher alkanes and aromatics, represented by propene (C3H6), butane (C4H10) and toluene (C7H8) respectively in the chemistry scheme (Atkinson et al., 2006; Folberth et al., 2006). This permits a more realistic simulation of photochemically active environments and allows rapid O3 formation in high-VOC-emission regions to be captured. The improved chemistry scheme includes 101 species, 244 bimolecular reactions, 26 uni- and termolecular reactions, 70 photolytic reactions, 5 heterogeneous reactions, and 3 aqueous-phase reactions for the sulfur cycle.

We perform model simulations for 2016 and focus our results on summer (June–July–August, JJA). We spin up the model for 4 months and then simulate the full year nudged with ERA-Interim reanalysis data for 2016. The new capabilities of the model allow us to investigate regional O3 chemical environment in industrial regions of China in the model. The relatively coarse resolution of the model may lead to biases in surface O3 associated with numerical diffusion (Wild and Prather, 2006; Stock et al., 2014; Fenech et al., 2018; Mertens et al., 2020), but we note that the lifetime of O3 makes it a regional-scale pollutant except very close to high-emission sources (Valari and Menut, 2008; Hodnebrog et al., 2011; Biggart et al., 2020). This study demonstrates the first application of this improved chemistry scheme to high-emission regions worldwide and lays the foundation for more detailed studies of the interactions between air quality and climate in a global chemistry–climate model under future scenarios.

2.2 Emissions

The anthropogenic emission inventory of Hemispheric Transport of Air Pollution (HTAP) for 2010 is used for the globe outside China (Janssens-Maenhout et al., 2015). The Multi-resolution Emission Inventory for China (MEIC) is used to provide emissions over China for 2013 (Li et al., 2017). We apply independent diurnal and vertical profiles to each emission sector (industry, power plants, transport and residences) according to European Monitoring and Evaluation Programme (EMEP) emissions (Bieser et al., 2011; Mailler et al., 2013). Biogenic VOC (BVOC) emissions are calculated interactively through the Joint UK Land Environment Simulator (JULES) land-surface scheme in UKCA (Pacifico et al., 2011). The Global Fire Emissions Database (GFED4) is used for biomass burning emissions (van der Werf et al., 2010). Other aspects of the emissions used are as described in Archibald et al. (2020). Given the rapid changes in anthropogenic emissions across China, we adjust NOx, VOCs, CO, sulfur dioxide (SO2), black carbon (BC) and organic carbon (OC) emissions in MEIC from 2013 to 2016 by applying national and urban emission scaling factors. NOx emissions decreased by 18.8 %, and VOC emissions increased slightly by 1.1 % between 2013 and 2016 across China (Zheng et al., 2018). NOx and VOC emissions are estimated to have decreased by 24.2 % and 12.8 % respectively in Beijing and surrounding areas between 2013 and 2016 (Cheng et al., 2019). We apply the Beijing scaling factors to major industrialised regions, reflecting tighter emission controls in these developed urban regions, and use national scaling factors across the rest of the country.

2.3 Selected regions and observations

We focus on six heavily populated regions with high emissions within the major industrialised regions in China. These include Beijing and Shijiazhuang on the North China Plain (32–40 N, 114–121 E), Shanghai and Nanjing in the Yangtze River Delta (28–33 N, 118–123 E), Guangzhou in the Pearl River Delta (21–25 N, 111–115 E), and Chongqing in the Sichuan Basin (28–32 N, 103–108 E); see Fig. 1. Anthropogenic NOx and VOC emissions are high in these regions (Fig. 2) due to rapid industrialisation, urbanisation and socio-economic development. Model grid cells that include observation stations located in each of the urban and rural regions are selected to be representative of these regions; see Table 1. For comparison with observations, we calculate a grid-weighted mean according to the number of measurement sites in each model grid cell for the region.

We use observed hourly concentrations of air pollutants including O3 and NO2 from the surface monitoring networks of China, obtained from the public website (last access: 22 October 2020), which mirrors data from the Chinese National Environmental Monitoring Centre (CNEMC) (last access: 22 October 2020). A total of 450 measurement stations in China started operating in 2013, growing rapidly to 1670 stations by 2019.

Figure 1Map of China showing (a) the key provinces (yellow) representing the NCP, the YRD, and the PRD and locations of the six regions (blue) – Beijing, Shijiazhuang, Shanghai, Nanjing, Guangzhou and Chongqing – and UKCA model grid cells co-located with these regions (red); and (b) elevations across the whole of China.

Figure 2Spatial distributions of anthropogenic NOx and VOC emissions (kgm-2s-1) across China (a, b) and grid-weighted averaged emissions for the six regions within the four major industrialised regions (c) in JJA, 2016.

Table 1Number of measurement sites and grid cells in the six industrial regions.

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3 Model evaluation of surface O3 and NO2

We evaluate the diurnal variation in simulated surface O3 and NO2 concentrations against summertime observations for JJA, 2016, for the six industrialised regions (Figs. 3, 4). In general, the diurnal variation of observed O3 is matched relatively well, and the correlation coefficients are relatively high; see Table 2. Mean concentrations for O3 and NO2 over the lowest three model layers (from the surface up to 130 m) are also compared with observations. In the daytime, differences between the surface and three lowest layers are small due to efficient mixing in the planetary boundary layer (PBL). The height of the nocturnal PBL is typically underestimated in the model, leading to overestimated NOx concentrations and hence underestimated O3 concentrations at nighttime due to excessive O3 titration by NO (André et al., 1978; Petersen et al., 2019; Zhao et al., 2019). Figure 3a shows a large difference in nighttime O3 concentrations across the three layers, reflecting stable conditions that allow NOx to accumulate at the surface. Simulated surface O3 concentrations therefore tend to be underestimated at nighttime. In addition, nighttime heterogeneous uptake of nitrogen on aerosols remains highly uncertain due to the complexity in estimating uptake coefficients for different aerosol composition/mixing states (Lowe et al., 2015; Tham et al., 2018). In UKCA, the lack of nitrate aerosol in the aerosol scheme may result in a lower uptake of nitrogen (Archibald et al., 2020), particularly in regions with high NOx emissions. Therefore, there may be a bias in the heterogeneous removal of nitrogen, potentially leading to higher NO2 and lower O3 concentrations at nighttime. In contrast, the peaks in daytime O3 concentrations are captured relatively well, reflecting efficient O3 production in the high-VOC environment.

Daily mean O3 concentrations for Beijing, Shijiazhuang, Shanghai and Guangzhou are reproduced well with relatively small biases ( 10 %; see Table 2). Simulated daily mean O3 concentrations are highest (> 40 ppb) for Beijing, Shijiazhuang and Chongqing; lower in Shanghai and Nanjing (< 40 ppb); and lowest for Guangzhou ( 30 ppb). Although daily mean O3 concentrations are captured relatively well, as seen in Figs. 3a and 4a, daytime maximum O3 concentrations are overestimated, associated with underestimated NO2 concentrations. This overestimation is largest in Shijiazhuang, where the underestimation of daytime NO2 concentrations is larger than other regions. We find that there is a systematic bias in Chongqing, where simulated O3 levels are higher than observations. Chongqing is a mountainous inland region with complex topography that cannot be fully resolved, and surface O3 here is thus representative of higher surface altitudes leading to a systematic bias high compared with observations (Su et al., 2018) and a corresponding bias low for NO2 concentrations. In addition, simulated O3 increases from biogenic emissions in the Sichuan Basin are much larger in summertime than other regions (X. Lu et al., 2019), and uncertainty in these emissions may contribute to the biases. Given our use of reliable meteorological reanalysis data, we note that meteorology is not the main influence on the model biases. We therefore investigate O3 chemical environments in different regions to explore regional differences below.

The diurnal patterns in NO2 concentrations can also be captured as reflected by high levels at nighttime and low levels in the daytime for all regions. Daytime NO2 concentrations can be reproduced relatively well, with a small underestimation. This underestimation may lead to overestimated O3 concentrations in a VOC-limited regime and underestimated O3 in a NOx-limited regime. While underestimated NOx concentrations may reflect underestimated NOx emissions, it is more likely to arise from the effects of dilution on NOx. High emissions in these regions are diluted over a large grid cell, resulting in lower NO2 concentrations in the daytime. This is offset by high NO2 concentrations in the PBL at nighttime as discussed above. The diurnal variation of NO2 concentrations is hence stronger in the simulations than the observations (Fig. 4a).

Figures 3 and 4 also show the frequency distribution of observed and modelled hourly O3 and NO2 concentrations. The simulated peaks in the distributions of O3 and NO2 are underestimated compared to observations for all six regions, reflecting the larger diurnal variation in the simulations. The diurnal variation is more closely simulated for O3 concentrations (correlation coefficient r>0.7) than for NO2 concentrations. The Chongqing region has the closest correlation with observations (r=0.83), which provides evidence that the overestimation of O3 is systematic as suggested earlier. Overall, the magnitudes (see Table 2) and diurnal patterns (see Figs. 3 and 4) of both species can be simulated reasonably well, with differences between industrial regions clearly captured.

Figure 3Comparison of observed and modelled O3 concentrations for the six industrialised regions in JJA, 2016, China. (a) Mean diurnal cycles of observed and modelled O3 concentrations (ppb). The shaded area represents the spread across the lowest three model layers. Error bars denote 1 standard deviation of hourly O3 concentrations across all days. (b) Observed and modelled hourly O3 concentrations (ppb; three lowest model layers) and correlation coefficient values r. (c) Probability density function (PDF) of O3 concentrations (ppb) for modelled and observed hourly values.


Figure 4Comparison of observed and modelled NO2 concentrations for the six industrialised regions in JJA, 2016, China. (a) Mean diurnal cycles of observed and modelled NO2 concentrations (ppb). The shaded area represents the spread across the lowest three model layers. Error bars denote 1 standard deviation of hourly NO2 concentrations across all days. (b) Observed and modelled hourly NO2 concentrations (ppb; three lowest model layers) and correlation coefficient values r. (c) PDF of NO2 concentrations (ppb) for modelled and observed hourly values.


Table 2Comparison of modelled and observed daily mean surface O3 and NO2 concentrations for the six industrial regions in JJA, 2016, China.

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4 Differences in chemical environment

Spatial distributions of modelled daytime concentrations of O3, NOx, VOCs and O3 sensitivity ratios (NOx/ VOCs and H2O2/HNO3) are shown in Fig. 5 to illustrate the differences in chemical environment for the six regions. We use the standard definition of the maximum daily average 8 h (MDA8) ozone metric and consider this same time period for other species, which we refer to hereafter as daytime concentrations. For the sensitivity ratio NOx/ VOCs, we consider the sum of anthropogenic and biogenic daytime VOC concentrations.

Figure 5Spatial distributions of simulated surface daytime O3, NOx, anthropogenic VOCs, biogenic VOCs (ppb) (a–d), and two O3 sensitivity ratios – NOx/ VOCs and H2O2/HNO3 (e, f) – in JJA, 2016, China.

Figure 5a shows high daytime O3 levels (> 80 ppb) across northern China, eastern China and the Sichuan Basin in JJA, 2016. O3 levels in the PRD ( 40 ppb) are much lower despite high emissions, likely due to transport of clean air from the South China Sea associated with the East Asian summer monsoon (Zhao et al., 2010; S. Li et al., 2018). Areas with high anthropogenic NOx and VOC concentrations generally coincide with high-emission regions (Figs. 2, 5b, c). High daytime NOx concentrations (> 12 ppb) are simulated in Beijing and Shijiazhuang, Shanghai, and Nanjing. Chongqing has the lowest NOx concentrations of 3–6 ppb due to relatively low NOx emissions. High anthropogenic daytime VOCs concentrations are simulated across the main industrial regions, in particular in Shanghai with the highest levels (> 12 ppb; Fig. 5c).

The distribution of biogenic VOC concentrations (including isoprene and methanol) differs from that of anthropogenic VOCs (Fig. 5c, d). There is a strong latitudinal gradient, reflecting differences in climate and the spatial distribution of vegetation (Li et al., 2013). The highest biogenic VOC levels are simulated in south-eastern China where deciduous and mixed broadleaf trees are the main source of biogenic VOCs. The YRD, the PRD and the Sichuan Basin have higher biogenic VOC concentrations than the NCP. Chongqing has the highest biogenic VOC levels of the regions considered here. However, higher biogenic VOC levels are found south of China in Laos, Vietnam and Cambodia.

High NOx/ VOC ratios and low H2O2/HNO3 ratios typically indicate VOC-limited O3 production. The transition between VOC- and NOx-limited regimes is typically about 0.25 for the NOx/ VOC ratio and about 0.2 for the H2O2/HNO3 ratio (Liu et al., 2010; Xing et al., 2019). From these two thresholds for the O3 sensitivity ratios, it can be seen that VOC-limited regions cover most areas of the NCP, parts of the YRD including Shanghai and Nanjing, and Guangzhou in the PRD (Fig. 5e, f). All six regions except Chongqing have NOx/ VOCs ratios  0.6 and H2O2/HNO3 ratios  0.18 (Table 3). This suggests that these regions have a chemical environment that is strongly VOC limited. In addition, VOC-limited regimes shown by both indicators are quite similar, showing that these two O3 sensitivity ratios may be useful to directly diagnose different O3 sensitivity regimes in China. Regions with high NOx/ VOC ratios and low H2O2/HNO3 ratios typically occur where NOx concentrations are high. Overall, these transition values delineate the different O3 sensitivity regions across China well, showing VOC-limited regimes in the major industrial regions with high emissions. However, we note that these O3 sensitivity ratios only provide an estimate of the chemical environment, and further, more detailed investigation of O3 responses to emission changes is required.

Table 3Simulated surface daytime concentrations of species, radicals, O3 sensitivity ratios and the photolysis rate j(O1D) for the six industrial regions in JJA, 2016, China.

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Figure 6Simulated surface daytime (a) net O3 production rates, gross O3 production rates and gross O3 loss rates (ppb h−1); (b) gross O3 production rates and NOx loss rates (ppb h−1); and (c) OPE (unitless) for the six industrial regions in JJA, 2016, China.


5 Differences in local O3 production rates

In this section, we calculate the daytime production rates for surface O3 to investigate how the local O3 production compares across the six regions. We define the net O3 production rate (ppb h−1) as the gross rate of production of O3, P(O3), from the reactions HO2+NO and RO2+NO minus the gross rate of loss of O3, L(O3), from the reactions O(1D)+H2O, O3+OH, O3+HO2 and O3+VOCs. We assume that the pathways above represent the net O3 production rate under O3 photochemical steady state between NO and NO2, and they are shown as follows:

(1) Net P ( O 3 ) = P ( O 3 ) - L ( O 3 ) = k 1 [ HO 2 ] [ NO ] + k 2 [ RO 2 ] [ NO ] - ( k 3 [ O ( 1 D ) ] [ H 2 O ] + k 4 [ O 3 ] [ OH ] + k 5 [ O 3 ] [ HO 2 ] + k 6 [ O 3 ] [ VOCs ] ) ,

where ki represents the rate coefficient of reaction i.

The loss of NOx, L(NOx), is principally determined by the reactions OH+NO2, RO2+NO2 and RO2+NO, which produce HNO3, RO2NO2 and RONO2 respectively. OPE is then defined as the number of O3 molecules produced per molecule of NOx consumed (Liu et al., 1987).

(2) OPE = P ( O 3 ) L ( NO x )

As shown in Fig. 6, local O3 production varies across the six regions, with O3 net production rates ranging from 4 to 10 ppb h−1. Simulated daytime net O3 production rates are highest (> 8 ppb h−1) in Shanghai and Guangzhou mainly due to high precursor emissions, and this is reflected by higher O3 concentrations in Shanghai than in nearby Nanjing. While O3 production is high in Guangzhou, the O3 concentrations are much lower than in other regions, indicating that meteorological impacts in this coastal region are important to transport O3 produced locally. O3 net production in Beijing and Shijiazhuang is similar to that in Nanjing ( 5 ppb h−1). O3 production in Chongqing is also high, reflecting high radical concentrations (see Table 3) that promote O3 production despite lower precursor emissions. High photolysis rates j(O(1D)) in Chongqing and Guangzhou contribute to high concentrations of OH radicals (Table 3). O3 destruction rates are fairly similar (< 4 ppb h−1) across these regions but are higher in Chongqing, offsetting its high O3 production rates.

The simulated NOx loss rates (Fig. 6b) show the highest removal of NOx in Shanghai, where NOx concentrations are also highest. This influences OPE, which is strongly dependent on NOx loss, and leads to the lowest OPE in Shanghai and highest in Chongqing (Fig. 6c). The low OPE in Shanghai and Nanjing shows the low efficiency in O3 production per molecule of NOx consumed. However, the OPE values in all six regions are generally lower than those in other remote and rural regions, in agreement with Wang et al. (2018), indicating that high precursor emissions in these regions are the main cause of high surface O3 concentrations.

6 Response of O3 to emission controls

We quantify the response of daytime O3 to emission changes to investigate the relationship between the chemical environment and the magnitude of O3 changes for the six industrial regions of China. We implement three scenarios applying 20 % reductions in anthropogenic NOx emissions, VOC emissions, and combined NOx and VOC emissions.

Figure 7Spatial distributions of simulated surface daytime O3 concentration changes (ppb) for (a) the 20 % NOx emission control, (b) the 20 % VOC emission control, and (c) the 20 % combined NOx and VOC emission control compared to the present-day results in JJA, 2016, China.

Table 4Simulated daytime mean O3 concentrations and changes (ppb) in NOx, VOC, and combined NOx and VOC emission controls for the six industrial regions in JJA, 2016, China.

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Spatial distributions of simulated daytime surface O3 responses vary across China (Fig. 7). In the 20 % NOx emission control scenario, substantial O3 increases (2–10 ppb) can be seen in the NCP, the YRD, and the PRD, and O3 concentrations decrease (0–8 ppb) in the Sichuan Basin. In the 20 % VOC emission control scenario, there are small O3 changes in most non-industrial regions of China (−1–2 ppb), but O3 concentrations generally decrease by 1–9 ppb across the NCP, the YRD and the PRD. The Sichuan Basin shows relatively small O3 decreases. Areas showing O3 increases in the 20 % NOx emission control experiment match well with VOC-limited areas indicated by the NOx/ VOCs and H2O2/HNO3 ratios (cf. Fig. 5e, f vs. Fig. 7a), suggesting that all the industrial regions considered here are VOC limited except Chongqing in the Sichuan Basin that is NOx limited. The determination of O3 sensitivity regimes here is based on the O3 responses to decreasing anthropogenic NOx and/or VOC emissions, and any potential impacts of changing BVOC emissions has not been assessed. Decreasing BVOC emissions may offset the increase in O3 levels due to decreased NOx emissions for the NCP, the YRD, and the PRD and would make all regions more VOC limited. We note that our conclusion of NOx limitation in Chongqing may be sensitive to our underestimation of NO2 levels (Sect. 3) and to the higher BVOC emissions in this region, both of which reduce the ratio of NOx to VOC in the region (Table 3). However, satellite-observation-based studies have also suggested this region as one that is largely NOx limited, in contrast to the heavily populated coastal regions (Wang et al., 2021).

In general, the greatest O3 increases in the 20 % NOx control scenario occur in areas with high precursor concentrations. Shanghai shows the largest O3 increases (11 %) (Table 4) and has the highest underlying NOx concentrations (Table 3). O3 increases in Beijing and Guangzhou are similar ( 8 %), possibly because of their similar NOx concentrations. Shijiazhuang in the NCP shows the smallest O3 increase (4 %) because of its lower NOx concentrations. In contrast, an O3 decrease of 4 % is seen in Chongqing, which is NOx limited. In the 20 % VOC control scenario, the largest O3 decreases are simulated in Shanghai and Guangzhou (10 %), while minimal O3 decreases (1 %) are simulated in Chongqing. The simulated chemical environment in Chongqing is NOx limited, and therefore the O3 changes are not sensitive to VOC emissions.

In addition to separate 20 % reductions in NOx and VOC emissions, we demonstrate the importance of combined NOx and VOC emission controls to mitigate O3 pollution in VOC-limited regions. This effectively offsets the higher levels of O3 that arise with NOx emission reductions alone. The O3 increase in Shanghai is fully offset in the combined emission control (1 %). While O3 increases still occur in the other VOC-limited regions, these increases are minimal (< 3 %). Reducing both NOx and VOC emissions decreases O3 levels in Chongqing by 6 %. Therefore, combined emission controls are necessary to efficiently mitigate O3 pollution in all these industrial regions, and VOC emission controls should be at least as stringent as NOx emission controls to address rising O3 levels in these industrial regions.

Figure 8Simulated daytime surface O3 responses (ppb) to anthropogenic NOx and VOC emission changes for the six industrial regions across China (a–f) in JJA, 2016. The intersection of the vertical and horizontal lines marks current O3 levels. White ridge lines mark the peak in O3 concentrations for given VOC emissions and show the approximate transition between VOC-limited (above the ridge) and NOx-limited (below the ridge) regimes. White dots in panel (a) represent simulated daytime O3 levels in the Beijing region in JJA between 2013 and 2019 following estimated NOx and VOC emission changes.


7 Effectiveness of emission controls in reducing surface O3 levels

To provide a more complete exploration of the effectiveness of emission controls, we construct a response surface of summertime daytime O3 for each region to show the effect of changing NOx and VOC emissions. We do this by performing a set of 64 model simulations with global anthropogenic NOx and VOC emissions scaled independently over the range 0 %–140 % in increments of 20 %.

Figure 8 shows the magnitude and direction of O3 changes in the six regions as NOx and VOC emissions change. For context, Fig. 8a also shows the simulated daytime O3 changes between 2013 and 2019 in the Beijing region, assuming that the emission changes observed between 2013 and 2016 continue at the same rate until 2019 (Cheng et al., 2019). We find that simulated O3 concentrations in Beijing increase from 71.6 ppb in 2013 to 82.6 ppb in 2019, an increase of 1.8 ppb yr−1. This is consistent with observed changes of 1.9 ppb yr−1 over this period due to anthropogenic emission changes (Li et al., 2020). The observed daytime O3 concentrations are 83 ppb in the Beijing region in 2019. This demonstrates that the model captures not only the magnitude and diurnal pattern of O3 in summer 2016 well but also the observed O3 changes in recent years.

The patterns of O3 response seen in the VOC-limited regions (Fig. 8a–e) are similar, such that decreases in NOx emissions from their current levels increase O3 concentrations. Large O3 increases occur in Shanghai and Beijing, highlighting that it is not beneficial to reduce NOx emissions unless VOC emissions are also reduced. Large reductions ( 40 %) in NOx emissions are required to shift the chemical environment from VOC limited to NOx limited for these two regions. The large decrease in O3 in Shanghai and Guangzhou when reducing VOC emissions indicates that the efficiency in lowering O3 levels by decreasing VOC emissions is high in these regions. In contrast, the efficiency of VOC emissions alone in reducing O3 levels is lower in Shijiazhuang and Chongqing.

Figure 9 shows the O3 responses in each region to changes in NOx emissions, VOC emissions, and combined NOx and VOC emissions, which represent cross sections through the O3 response surfaces shown in Fig. 8. It is difficult to decrease O3 concentrations in Shanghai by reducing NOx emissions alone because there is a steep rise in surface O3 ( 15 %) when NOx emissions are reduced by 40 % from the current state. Decreasing O3 from current levels requires reductions in NOx emissions of more than 50 % for Shijiazhuang and Guangzhou and more than 70 % for Beijing, Shanghai and Nanjing. This suggests that mitigating poor O3 air quality in these VOC-limited regions through NOx emission controls alone would require much greater reductions than the 21 % reductions in NOx emissions that are reported to have occurred in China from 2013 to 2017 (Zheng et al., 2018).

Figure 9Simulated daytime surface O3 responses to changes in anthropogenic emissions of (a) NOx, (b) VOC, and (c) combined NOx and VOC emissions for the six industrial regions in JJA, 2016, China.


O3 responses to VOC emission changes are smaller and more linear than the responses seen for NOx emissions changes (Fig. 9a, b). Reducing VOC emissions by 40 % gives large decreases in O3 concentrations (20 %) in Shanghai and Guangzhou and smaller decreases (< 10 %) in Shijiazhuang and Chongqing (Fig. 9b). Reductions in VOC emissions are key to reducing present-day O3 concentrations as they effectively offset the rising O3 levels due to decreasing NOx emissions (Fig. 9c). Emission reductions of 50 % or more are required to reduce O3 levels for all regions if controls on NOx and VOC emissions are applied simultaneously.

To place our results in a wider global context, Fig. 10 shows summer daily mean surface O3 changes over different regions with high emissions in other parts of the world compared with those in China. We consider six major industrialised regions outside of China and select the model grid cell that is most closely co-located with the region. We note that proportional increases in summer daily mean O3 are larger than that of daytime O3 increases when NOx emissions are reduced (see Fig. 9), principally because absolute O3 concentrations are smaller with the inclusion of nighttime conditions. We find that all selected high-emission regions across the globe outside of China are NOx limited at the model resolution considered here, such that NOx emission decreases yield regional O3 decreases. Current levels of NOx emissions in these regions are considerably lower than for the industrial regions of China, reflecting the different O3 sensitivity regimes (Table 5). We note that these results apply to the wide urban regions considered here and that local O3 sensitivity in some parts of these regions may be different.

Figure 10Simulated summer daily mean surface O3 responses to anthropogenic (a) NOx, (b) VOC, and (c) combined NOx and VOC emission changes in regions across the globe: Tokyo, Seoul, New York, L.A., London, Paris (dashed lines) and those in major industrial regions of China (solid lines) in JJA, 2016.


Reductions of both NOx and VOC emissions substantially decrease O3 levels for these selected regions outside of China, and the magnitude of the O3 decreases are similar to those found for Chongqing (Fig. 10). Conversely, the magnitude of O3 decreases when reducing VOC emissions are smaller than all five VOC-limited regions in China. This indicates that O3 concentrations are less sensitive to VOC emissions in these other world regions due to their lower VOC emissions (Table 5).

Despite lower NOx and VOC emissions in the regions outside of China, surface O3 concentrations, particularly in the Seoul and New York regions, are similar to those for China. This highlights that regional O3 levels also depend on background O3 concentrations, despite localised NOx and VOC emissions that lead to different O3 production regimes. The O3 levels in European regions, e.g. London and Paris, are lowest, in accordance with the lowest NOx and VOC emission levels. Overall, these results show that there are substantial differences in the efficiency of emission control scenarios to reduce surface O3 levels in different parts of the world. For many industrial regions of China, the extended regions are VOC limited, and hence reductions of VOC emissions are the key to reducing poor O3 air quality. For other regions selected in this study NOx emission reductions are still pertinent to improving O3 pollution.

Table 5Anthropogenic NOx and VOC emissions (×e-10 kg m−2 s−1) and summertime mean surface O3 concentrations (ppb) in regions across the industrial regions of China and the globe. MEIC emissions of 2013 adjusted for 2016 are used for Chinese industrial regions. HTAP emissions of 2010 are used for other regions of the globe.

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8 Conclusions

This study presents the application of the global chemistry–climate UKCA model with an improved gas-phase chemistry scheme including more reactive VOCs to simulate regional summertime O3 pollution across major industrialised regions in China for the first time. Differences in atmospheric chemical environments are investigated, and the effectiveness of different emission control strategies in reducing O3 concentrations is quantified. The model captures the magnitude, diurnal profiles and diurnal variation of O3 concentrations across most industrial regions well. We highlight that peak O3 concentrations can be captured well, indicating that O3 production can be effectively simulated with more highly active VOC oxidation environments for high-emission regions of China.

Simulated daytime O3 levels are highest on the North China Plain (Beijing and Shijiazhuang) and in the Sichuan Basin (Chongqing) and are lowest in the Pearl River Delta (Guangzhou). We find that there is a systematic bias in O3 throughout the diurnal cycle in Chongqing, reflecting the mountainous inland area that is inadequately captured by the topography in the model. The O3 production rates are highest in the Pearl River Delta compared to other regions. However, its much lower O3 levels reflect the importance of meteorological impacts in this coastal region. OPE values in these industrial regions are low, indicating that their high O3 levels are mainly caused by high precursor emissions. Both O3 sensitivity ratios we apply here (NOx/ VOCs and H2O2/HNO3) suggest that all the industrial regions except Chongqing are VOC limited. This study hence provides a broad assessment of the O3 sensitivities for these regions with implications for emission control strategies.

A set of simulations are performed with a range of NOx and VOC emissions to construct O3 response surfaces to assess the impacts of different emission control strategies in different regions. Reducing NOx emissions alone by 20 % leads to a substantial O3 increase (11 %) in Shanghai. Reductions in VOC emissions alone of 20 % produce the largest decrease (11 %) in O3 levels in Shanghai and Guangzhou and the smallest decrease (1 %) in Chongqing. We find that reducing O3 concentrations across all industrial regions of China would require more than 70 % reductions if reducing NOx emissions alone, and therefore VOC emission controls are important to reduce O3 levels. We also find that combined emission controls effectively offset high O3 levels that arise from reduced NOx emissions alone. These responses are substantially different from those currently found in major highly populated regions in other parts of the world. The results show NOx-limited O3 production in these global areas, which also reflects the predominance of heavily populated VOC-limited areas across the industrial regions in China. Therefore, O3 pollution in the industrial regions of China should be treated as a regional issue, and regional VOC emission control strategies should be considered.

The new capabilities for simulating regional surface O3 pollution developed here will be helpful for future model studies to investigate the regional O3 impacts on climate. The magnitude of O3 changes over recent years in the Beijing region can be reproduced well. There remain model biases in regions with complex topography and high elevation – a common issue for global and regional models. Another source of uncertainty is the rapid change in anthropogenic emissions in recent years in China, which presents a particular challenge for inventory development. Recently, while NOx emissions have been successfully reduced across many regions in China, changes in VOC emissions have been relatively small, and this has led to an increase in O3 concentrations in many regions. Regional VOC emission controls are hence urgently needed to maximise the effectiveness in reducing surface O3 pollution in China.

Data availability

The data generated in this study are available upon request.

Author contributions

ZL, RD and OW designed the study. ZL, MH and FO’C set up the model. ZL ran model simulations and performed the analysis. ZL, RD and OW prepared the paper with contributions from all co-authors.

Competing interests

The authors declare that they have no conflict of interest.


Publisher’s note: Copernicus Publications remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.


Zhenze Liu thanks the University of Edinburgh China Scholarship Council. Michael Hollaway, Oliver Wild and Ruth M. Doherty thank the Natural Environment Research Council (NERC) for funding under grants NE/N006925/1, NE/N006976/1 and NE/N006941/1. This work made use of computation resources on the Met Office and NERC joint supercomputer system (MONSooN) in the UK. Zhenze Liu thanks the UKCA community for help in the model set-up.

Financial support

This research has been supported by the Natural Environment Research Council (grant nos. NE/N006925/1, NE/N006976/1 and NE/N006941/1) and the China Scholarship Council (grant no. 201708060462).

Review statement

This paper was edited by Yugo Kanaya and reviewed by two anonymous referees.


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Short summary
Surface ozone (O3) has become the main cause of atmospheric pollution in the summertime in China since 2013. We find that 70 % reductions in NOx emissions are required to reduce O3 pollution in most of industrial regions of China, and controls in VOC emissions are very important. The new chemical scheme developed for a global chemistry–climate model not only captures the regional air pollution but also benefits the future studies of regional air-quality–climate interactions.
Final-revised paper