Measurement report: Plume heights of the April 2021 La Soufrière eruptions from GOES-17 side views and GOES-16–MODIS stereo views
- 1Meteorological Institute, Universität Hamburg, Hamburg, Germany
- 2Carr Astronautics, Greenbelt, MD, USA
- 3NASA Goddard Space Flight Center, Greenbelt, MD, USA
- 4Institute of Meteorology and Climate Research, Karlsruhe Institute of Technology (KIT), Karlsruhe, Germany
Correspondence: Ákos Horváth (email@example.com, firstname.lastname@example.org)
We estimated geometric plume heights for the daytime eruptions of La Soufrière in April 2021 using visible red band geostationary side views and geostationary–polar orbiter stereo views. Most of the plumes either spread near the tropopause at 16–17 km altitude or penetrated the stratosphere at 18–20 km altitude. Overshooting tops reached heights of up to 23 km. These geometric heights were compared with radiometric heights corresponding to the coldest plume temperature, which usually represent ambiguous estimates within a wide range between a tropospheric and a stratospheric height match. The tropospheric lower bound of the radiometric height range always underestimated the geometric height by a couple of kilometers, even for smaller plumes. For plumes near or above the tropopause, the midpoint or the stratospheric upper bound of the radiometric height range was in reasonable agreement with the geometric heights. The geometric overshooting top height, however, was always above the radiometric height range. We also found that geometric plume heights can be estimated from infrared band side views too, albeit with increased uncertainty compared to the visible red band. This opens up the possibility of applying the side view method to nighttime eruptions.
The La Soufrière stratovolcano (also known as Soufrière St. Vincent; 13.33∘ N, 61.18∘ W) on St. Vincent Island in the Lesser Antilles erupted on 9 April 2021, almost exactly 42 years to the day after its last major eruption in April 1979 (Fiske and Sigurdsson, 1982). The multi-day eruption was observed by the Advanced Baseline Imager (ABI) aboard Geostationary Operational Environmental Satellite-16 (GOES-16, GOES-East) and GOES-17 (GOES-West), providing full disk (FD) imagery at 10 min frequency. The GOES-16 mesoscale sector (MESO2) was centered over the volcano at 09:00 UTC on 10 April, providing 1 min imagery of the plume in a 1000×1000 km2 domain until 05:59 UTC on 16 April. By tracking the emergence of cold bubbles near the volcano in animated infrared (IR) brightness temperature images, we counted 49 eruptions until 22 April, although it is noted that pinpointing the start and end of an individual pulse is somewhat subjective. The first eruption occurred at 12:40 UTC on 9 April, followed by five more on that day. The most intense activity was seen on 10 and 11 April, with 22 and 9 eruptions, respectively. On 12, 13, and 14 April, there were four, three, and two eruptions, respectively. Finally, there was one eruption each on 16, 18, and 22 April. This series of eruptions released a significant amount of ash and SO2 into the free troposphere, caused widespread ashfall on St. Vincent and neighboring islands including Barbados (165 km east), and prompted the evacuation of tens of thousands of people (Global Volcanism Program, 2021). The plumes mostly drifted east-northeast in the Northern Hemisphere and reached Taiwan 10 d after the initial eruption on 19 April (Babu et al., 2022).
The GOES-16 and GOES-17 view geometries for La Soufrière are plotted in Fig. 1. GOES-16, stationed at 75.2∘ W, observes the volcano from the southwest (view azimuth of −133∘) at a small view zenith angle (VZA) of 22.4∘. GOES-17, stationed at 137.2∘ W, observes the volcano almost exactly from the west (view azimuth of −93.5∘) at a very large VZA of 84.9∘, thanks to La Soufrière's location near the limb of the GOES-17 FD image. Such oblique observations allow plume height estimation by the recently introduced geometric side view technique (Horváth et al., 2021a, b). Plume height can also be estimated by the traditional radiometric method of matching the minimum 11 µm brightness temperature (BT11, band 14) or “dark pixel temperature” to a temperature profile (de Michele et al., 2019; Oppenheimer, 1998; Prata and Grant, 2001).
In this measurement report, we derive daytime plume heights from 30 GOES-17 band 2 (red, 0.65 µm) visible images that facilitate the side view technique. These geometric heights are compared with temperature-based heights corresponding to the GOES-16 dark pixel BT11 of the plume. At the overpass times of the Terra and Aqua satellites, the results are also validated with stereo heights retrieved by the automated 3D Winds algorithm (Carr et al., 2019) using GOES-16 and Moderate Resolution Imaging Spectroradiometer (MODIS) visible red band images of the plume. A broad comparison with Cloud-Aerosol Lidar and Infrared Pathfinder Satellite Observation (CALIPSO) far-field lidar heights is also provided.
The report is organized as follows. In Sect. 2, we briefly describe the side view, temperature-based, and stereo height retrieval techniques and discuss the GOES FD and MESO2 observation timelines. In Sect. 3, the different height retrievals are demonstrated for seven specific eruption plumes that represent a range of explosivity and observing conditions. In Sect. 4, we characterize the biases of the temperature method using all 30 cases of side view height estimates and also compare our results with plume heights measured during La Soufrière's 1979 eruption. Section 5 concludes the report with a summary and outlook.
2.1 GOES-17 side views
The near-limb portion of geostationary imagery provides close-to-orthogonal side views of eruption plumes protruding from the earth ellipsoid. Such oblique observations facilitate point estimates of near-field plume height by determining the angular extent of the eruption column between the known vent location and the plume top (Horváth et al., 2021a). The measurement principle is sketched in Fig. 2a. The apparent height is the product of the column's angular extent δ as observed by the sensor at a VZA of θ and the known distance D between the vent and the sensor. Height is measured along axis , which is perpendicular to the look vector connecting the sensor to the vent. Because δ≪1, the apparent height is foreshortened by a factor of sin (θ) compared to the true height h measured along the local vertical axis Z. Foreshortening is a trivial error in near-limb views with VZA >80∘, for which the technique was originally devised.
Foreshortening, however, becomes more severe at smaller VZA, because a unit angular sampling distance (14 µrad per pixel in the visible band) corresponds to a larger and larger true height differential. Thus, the isolines of true height get increasingly compressed with decreasing VZA, as demonstrated in Fig. 2b–d. Figure 2b and d show the same La Soufrière eruption plume observed, respectively, by GOES-17 at VZA ≈ 85∘ and GOES-16 at VZA ≈ 22∘ (see also Sect. 3.4). In the GOES-17 side view, the plume top can be easily located between 16–17 km.
Height estimation, however, is rather difficult in the more overhead GOES-16 view. A key step is to visually determine the plume point that lies directly above the vent along the local vertical. This is relatively straightforward in the GOES-17 side view, which shows a nearly vertical column with a well-defined tip. In contrast, GOES-16 mostly observes the spreading umbrella at the top of the eruption column. In this case, the center of the ellipse fitted to the umbrella might be used as the characteristic point for height estimation. However, ellipse fitting can be uncertain when the umbrella is amorphous, which can cause a large uncertainty in the plume height estimate due to the severe foreshortening at small VZA.
Figure 2c shows the GOES-17 view of a recent Hunga Tonga–Hunga Ha'apai eruption taken at an intermediate VZA of ∼49∘. The snapshot captures a rising column without a developed umbrella. Although the true height isolines are more densely packed than in the near-limb view of Fig. 2b, a column height of 7–8 km can still be determined with relative ease.
The minimum VZA at which the side view technique is still useful depends on factors such as plume morphology, tilt, and wind speed and is thus a bit of a judgment call. In general, error in locating the plume top point directly above the vent causes larger height errors at small VZA. Identifying this characteristic point with certainty is more difficult at small VZA, when the spreading umbrella is mostly observed. The height error caused by wind-induced tilt or drift away from the local vertical is also larger in significantly foreshortened images. As an example, a 1 pixel error in the plume top location for the cases shown in Fig. 2b–d introduces a height error of 502, 660, and 1312 m, respectively.
Horváth et al. (2021a, b) and the current study analyze eruptions that were imaged by GOES-17 at VZA >80∘. With a relaxed constraint on VZA, the widened limb swaths of the operational geostationary satellites include many more volcanoes that could potentially be monitored with the side view technique. For illustration, Fig. 3 maps the locations of volcanoes that are observed at VZA >60∘ and erupted in the past 100 years (historic eruption data were obtained from the Holocene Volcano List of the Global Volcanism Program, 2013). The VZA >60∘ threshold is somewhat arbitrary, but, in our experience, height retrievals are still feasible at these angles. As shown, most of the major volcanic regions, including the Pacific Ring of Fire, are observed under relatively favorable (i.e., oblique) conditions by at least one satellite. Note that there are overlaps between the limb swaths, and several regions are even imaged from opposite azimuths: the Peru–Chile arc (from west by GOES-17 and from east by Meteosat-11), Iceland (from west by GOES-16 and from east by Meteosat-9), and the Kamchatka–Kuril arc and Papua New Guinea (from west by Feng-Yun-4A and Electro-L N3 and from east by GOES-17). Multiple independent retrievals would allow quality control by consistency checks and could provide more accurate height estimates for tilted plumes by averaging, because tilt errors are of opposite signs for opposite view azimuths.
The technique is best suited to daytime visible red band images, which offer the highest horizontal resolution of 500 m at the subsatellite point (Kalluri et al., 2018) and a vertically projected instantaneous field of view (or near-limb vertical resolution) which is only slightly coarser than that. Besides GOES-16 and GOES-17, GEO-KOMPSAT-2A, Himawari-8, and Feng-Yun-4A/4B also carry a 500 m visible band. The rest of the current fleet of geostationary satellites have visible bands with a resolution of 1–3 km, but the next-generation imagers will all have sub-km-resolution channels.
The validation by Horváth et al. (2021b), which was limited to daytime cases with VZA >80∘, found a typical height uncertainty of ±500 m (or ±1 visible pixel) for near-vertical eruption columns. Although the current study also focuses on the analysis of visible images, we show that large plumes that reach the upper troposphere or lower stratosphere can be identified in near-limb IR images too. A similar ±1 IR pixel uncertainty in the measured vertical extent of a column corresponds to a ±2 km height uncertainty due to the 4× coarser resolution of these bands. Such uncertainty can still be acceptable for nighttime height estimation, considering that radiometric methods have a typical uncertainty of 3–4 km for high-level plumes (Thomas and Siddans, 2019).
2.2 GOES-16 brightness temperatures
Plume height is also estimated with the traditional single-channel “temperature method”, which matches the dark pixel BT11 to the ERA5 (Hersbach et al., 2020) temperature profile. To avoid the limb cooling effects in GOES-17 data, we instead used the GOES-16 BT11 obtained under small VZAs. Although these height estimates are subject to a number of potential errors (thermal disequilibrium, semitransparency, or uncertain chemical composition of the plume; temperature inversions), the temperature method is still an indispensable and oft-used tool thanks to its simplicity and the availability of IR radiometer channels aboard most meteorological satellites.
Figure 4 demonstrates the commonly arising problem of non-unique solutions in the case of an inversion. Here we plot the envelope of the nighttime and daytime temperature profiles as well as the daytime-mean profile for 9–14 April. The atmospheric temperature structure within the eruption height range (<24 km) varied little during this period and was characterized by a strong inversion at the cold point tropopause located near 193.7 K and 16.6 km. For this profile, plume temperatures colder than ∼220 K correspond to two height solutions: a tropospheric (minimum) one and a stratospheric (maximum) one. For example, for BT11=210 K, the minimum plume height is km and the maximum is km. Because the tropospheric and stratospheric lapse rates are of opposite sign but comparable magnitude for a tropical temperature profile (−5.3 and +3.5 K km−1, respectively), the average of these two solutions, km, gives a height near to (slightly above) the tropopause. As we will show in Sect. 4.1, this midpoint height is the best match to the geometric height for a certain plume temperature range.
In contrast, plume temperatures warmer than ∼220 K have a single tropospheric height match (for consistency, this is still termed the “minimum height”). For example, for BT11=260 K, the matching height is km.
Figure 4 also suggests that for stratospheric plumes, especially in the tropics, the maximum BT11 near the center of the plume could be a better choice for radiometric height estimation. This was dramatically demonstrated by stereo height retrievals for the recent Hunga Tonga–Hunga Ha'apai eruption (Carr et al., 2022). This topic, however, is beyond the scope of the current study. Here, we use the minimum BT11, as is customary, but consider all three possible radiometric heights (min, max, mean) for colder plumes and investigate which one is closest to the geometric height estimate.
2.3 GOES-16–MODIS stereo views
We also derive stereo heights for the Terra and Aqua overpasses on 10 April by combining GOES-16 and MODIS red band images of the plume – the GOES–GOES combination could not be used due to the impossibility of template matching from low VZA to high VZA. The 3D Winds algorithm applied here was developed for tracking wind tracers from multiple satellites; the version for a geostationary–polar orbiter pair is described in Carr et al. (2019). The technique retrieves both the height and the horizontal motion of a volcanic plume and has already been applied to Himawari-8–MODIS observations of the 2019 Raikoke eruption (Horváth et al., 2021b) and Himawari-8–GOES-17 observations of the 2022 Hunga Tonga–Hunga Ha'apai eruption (Carr et al., 2022).
The algorithm requires a triplet of consecutive geostationary FD images and a single MODIS granule, the former temporally bracketing the latter. Feature templates are taken from the central repetition of the geostationary triplet and matched to the other two repetitions 10 min before and after, providing the primary source of plume velocity information. The geostationary feature template is then matched to the MODIS granule, which is observed from a different perspective and thus provides the stereoscopic height information. The apparent shift in the pattern from each match, modeled pixel times, and satellite ephemerides feed the retrieval model to enable the simultaneous calculation of the horizontal advection vector and its geometric height.
2.4 ABI observation timelines
During the eruption, GOES-16 operated in the default scan Mode 6, providing FD imagery every 10 min. GOES-17, on the other hand, followed the 15 min FD scan Mode 3 cooling timeline between 06:00–12:00 UTC to mitigate the loop heat pipe anomaly (McCorkel et al., 2019), and the 10 min FD scan Mode 6 for the rest of the day. Between 09:00 UTC on 10 April and 05:59 UTC on 16 April, 1 min GOES-16 MESO2 observations were also available.
The ABI images are tagged by the scan start time, which is included in the radiance filename. La Soufrière, however, is observed ∼3.3 and ∼4.1 min after the scan start time in Mode 6 and Mode 3 FD, respectively (Carr et al., 2020). Considering the slight time differences between scan start times too, the GOES-16 MESO2 trails the GOES-17 Mode 3 FD by 4–5 min. In contrast, the non-simultaneity between the GOES-16 and GOES-17 Mode 6 FD observations is less than 30 s in the same 10 min slot. Therefore, we paired a GOES-17 FD with a near-simultaneous GOES-16 FD when both were acquired in Mode 6. However, a Mode 3 GOES-17 FD was instead paired with the GOES-16 MESO2, which trailed the Mode 3 GOES-17 FD by 5 min, in order to minimize the time gap between the geometric and radiometric height estimates.
For each case, we plot two consecutive (10 or 15 min) GOES-17 scans, while plume development over a 1 h period is shown in the animations in the Supplement. For visual clarity, the visible images were magnified by a factor of 8 and were enhanced by the Contrast Limited Adaptive Histogram Equalization (CLAHE) plugin of the Fiji package (Schindelin et al., 2012). The GOES-17 images were additionally rotated counterclockwise by the geodetic colatitude (thus, top is ∼ east and bottom is ∼ west). Fixed grid data were used without any reprojection. Reported plume heights are above mean sea level rather than above the vent (summit elevation 1220 m).
3.1 10 April, 09:45–10:00 UTC
This eruption started during twilight, when the sun was still below the horizon at the volcano's location. In the 09:45 UTC FD image (Fig. 5a, Supplement Animation 1), GOES-17 observes the western side of the towering eruption column against the background of the atmosphere illuminated by the sun rising in the distant east. The long shadow of the plume is faintly discernible, with the column's gable-like top reaching an altitude of 22 km in the contrast-enhanced side view. The upper half of the column above ∼12 km is also identifiable in the 11 µm GOES-17 image by reduced brightness temperatures (Fig. 5c). The resolution of this channel is 4× coarser than that of the visible red channel; nevertheless, the center of the IR pixel marking the top of the plume is near to 22 km. The lower half of the plume, however, does not show enough temperature contrast against the background BT11, which is generally subject to increased cooling near the limb due to water vapor absorption.
The corresponding 09:50 UTC GOES-16 MESO2 visible image, offering more of an overhead view, shows the overshooting top (OT) ascending above the illuminated parts of lower umbrella layers that spread near the level of neutral buoyancy (Fig. 5e). The parallax between the volcano and the OT is 9.3 km, as indicated by the yellow arrow. If the OT is assumed to lie above the vent, its height can be estimated from the parallax simply as , where θ is the view zenith angle. This back-of-the-envelope height estimate is consistent with the GOES-17 side view estimate, considering that the small GOES-16 VZA results in a relatively large height error, ±1.2 km, for a ±1 pixel error in the parallax. Bending by the wind can introduce further height error – there were 16 m s−1 westerly winds at the tropopause – although the OT is located along the view azimuth direction, suggesting small bending for this strong plume.
The GOES-16 dark pixel BT11 of 191.8 K is found at the OT location (Fig. 5g). Because this temperature is close to the ERA5 cold point, it corresponds to a narrow radiometric height range of 16.4–17.2 km near the tropopause. The measured temperature is ∼20 K colder than the ambient temperature at the OT height of 22 km (see Fig. 4) and, thus, it is more representative of the umbrella height.
By 10:00 UTC, the plume had developed a large, multi-layered umbrella (Fig. 5b and f). The dominant spreading level is at 18.0–18.5 km, with a collapsing OT at 21.0 km according to the GOES-17 side view. The centerline of the umbrella can be located at ∼18.0 km altitude in the GOES-17 IR image too (Fig. 5d). The GOES-16 plume-top BT11 shows a cold ring surrounding a central horseshoe-shaped warmer area (Fig. 5h), which is similar to the cloud-top IR patterns seen in severe deep convection (Setvák et al., 2013). The minimum BT11 of 197.6 K is located considerably downwind of the volcano. The upper (stratospheric) end of the corresponding radiometric height range of 15.3–19.1 km agrees fairly well with the side-view umbrella height estimate. Comparison of the GOES-16 visible and IR images suggests that the central warm area is associated with the highest parts of the plume near the OT. The maximum temperature of this region is 203.8 K, leading to an upper height solution of ∼20 km, which is above the umbrella but still 1 km below the side-view OT height estimate.
3.1.1 Minimum plume height estimated from the earth's effective shadow height
As mentioned previously, when the first GOES-17 image was acquired (FD scan start time 09:45 UTC, actual observation time 09:50 UTC), the sun was still below the horizon at La Soufrière. The plume is discernible in the visible band images only because it rose above the earth's shadow and its top became illuminated. Thus, calculating the earth's shadow height allows us to put an independent lower limit on plume height. The schematic of twilight observations of the plume is given in Fig. 6. The earth's geometric shadow is defined by the point where the solar ray grazing the surface intersects the local vertical.
Here, “geometric” refers to the shadow that the earth would cast if it had no atmosphere. For a spherical earth of radius R and an unrefracted solar depression angle of δ, the geometric shadow height hs is
The atmosphere introduces two opposing effects. First, refraction decreases the apparent solar depression by an angle ω; this in itself reduces the shadow height. Second, below the so-called screening height hscr, the atmosphere is nearly opaque to solar grazing rays due to strong attenuation through the long air path by molecules, haze, and potentially clouds. The screening height, which decreases with increasing wavelength, effectively raises the base of the scattering layer and thus the shadow height. With these two effects accounted for, the earth's effective shadow height can be written as
Of the two effects, atmospheric screening is the easier to handle. Twilight photometry of aerosols and noctilucent clouds established that km is a reasonable range for the red band screening height in typical cloud-free conditions (Kumari et al., 2008; Taylor et al., 1984). In our case, however, the atmosphere between the volcano and the tangent point T (located ∼275 km from the volcano along a solar azimuth of 81∘) was covered by a thick ash cloud from prior eruptions as well as cirrus clouds. The BT11 near the tangent point varied between 210–220 K, suggesting a screening height of hscr=12–13 km. As we show later, the side view and stereo retrievals also indicated cirrus at 12–13 km altitude.
The twilight refraction effect, however, can only be roughly estimated. It is hopeless to predict refraction accurately near and below the horizon, because it depends on the lapse rate in the boundary layer, which is simply too variable due to weather (Young, 2004). Sunrise and sunset observations revealed that a reasonable range for the variation of the horizontal refraction angle for an unknown site is ∼0.64∘ around the value predicted for standard conditions (Schaefer and Liller, 1990). In our work, the grazing ray refraction at the surface ω0 was interpolated to the encountered solar depression angles from the standard values given in Garfinkel (1967), resulting in a typical range of ω0±0.32∘ ≈0.7–1.4∘. These surface refraction angles were then pressure scaled to the screening height of 12–13 km (or 15 %–20 % of the surface pressure), leading to a final refraction angle range of ω≈0.11–0.27∘. For such a large screening height, which is the dominant factor in our case, the refraction correction amounts to a relatively small (at most ∼1.0 km) reduction in shadow height.
As shown in Fig. 7, umbrella layer 1 (U1) first became visible in the 09:48 UTC MESO2 image. In the next 3 min, a second umbrella layer (U2) and the OT emerged and then expanded and moved eastward. The earth's effective shadow height, calculated from Eq. (2) using the indicated solar depression angle and the atmospheric screening and refraction corrections discussed above, decreased by 0.8–0.9 km min−1.
The unrefracted solar depression was computed with the Solar Geometry Calculator of the National Oceanic and Atmospheric Administration (NOAA) Global Monitoring Laboratory (https://gml.noaa.gov/grad/antuv/SolarCalc.jsp, last access: 16 September 2022). Plume height must increase from east to west, i.e., , because the eastern side of each of these layers gets illuminated by the rising sun (i.e., there is no obscuration by the adjacent layer to the east). Using the lower end of the shadow height range, we can conservatively estimate that km and km; that is, the OT reached at least the tropopause. A less conservative estimate based on the upper end of the shadow height range suggests a minimum OT height of 18.4 km.
3.2 10 April, 16:20–16:30 UTC
This was one of the two most intense daytime eruptions. At 16:20 UTC, the rising column with a pileus on top is captured at an altitude of 10.5–11.0 km in the GOES-17 side view (Fig. 8a, Supplement Animation 2). The GOES-16 minimum BT11 of 245.0 K corresponds to a single underestimated height solution of 9.3 km. At 16:30 UTC, the plume features an OT at ∼23.0 km altitude and a large umbrella spreading at 18.0–18.5 km, according to the side view (Fig. 8b). Thus, the plume rises at a fairly rapid average speed of ∼20 m s−1. For this thick and opaque plume, the dark pixel BT11 of 197.3 K leads to a radiometric height range of 15.8–18.3 km, the upper end of which agrees well with the geometric umbrella height estimate.
Here we note that this eruption almost reached the 24 km maximum height measurable with the side view technique at La Soufrière's location. Above that height, the plume would have been cut off by the limb mask currently applied to ABI images by NOAA. We recommend retaining space pixels in future ABI data releases to avoid such limitations and also to ensure consistency with Himawari-8 imagery, which smoothly transitions into space.
The plume was generally difficult to identify in any of the IR channels; in fact, at 16:20 UTC, the column rising in the low or mid-troposphere could not be identified at all (Fig. 8c). At 16:30 UTC, the upper part of the umbrella above ∼12 km did appear as an area of slightly reduced temperatures; however, the contrast was low against a cold background caused by a fairly moist atmosphere and the significant presence of clouds and suspended ash, especially towards the limb. We found that the umbrella could be best discerned in the channel 9 (6.9 µm mid-level water vapor band) running difference, obtained by differencing the 16:30 and 16:20 UTC images (Fig. 8d). Here, the pattern of negative temperature differences has a centerline at ∼18 km, consistent with the umbrella height deduced from the visible image.
This case exemplifies that the optimal IR channel for plume identification varies with the atmospheric temperature and moisture profile, and that change detection can be aided by the computation of running differences when multi-temporal imagery is available. We further explore this issue in the next section.
3.3 11 April, 10:45–11:00 UTC
This explosion produced a mushroom cloud, which reached 18.0–18.5 km altitude according to the side views (Fig. 9a and b, Supplement Animation 3). The corresponding dark pixel BT11 (∼200.0 K) implies radiometric heights of 14.7–19.4 km. The geometric height falls between the midpoint and upper end of this height range. The umbrella can be identified at ∼18 km altitude in the IR side views too (Fig. 9c and d). In this case, however, lower parts of the eruption column down to 7–8 km could also be observed, reflecting background conditions (moisture, clouds, ash) different than encountered in the previous examples.
This prompted us to compare the side views of the 10:45 UTC plume in all nine ABI IR channels. In Fig. 10, the color scale is stretched individually for each channel between the minimum and maximum brightness temperatures of the scene. In the water vapor bands (channels 8, 9, and 10), only the top of the plume is recognizable. As the altitude of the water vapor weighting function's peak decreases from band 8 to band 10, slightly more of the umbrella becomes discernible, but detection is generally limited to heights above ∼12 km. In the rest of the IR channels, which are less affected by water vapor absorption, lower parts of the plume down to 7–8 km are also observable, with slight differences in detectability between bands. Bands 12 and 16, however, show noticeably increased noise as a consequence of the loop heat pipe anomaly.
3.4 11 April, 13:30–13:40 UTC
This was the largest of the daytime eruptions. In the 10 min slot ending at 13:30 UTC, the column reached an altitude of 16.0–16.5 km in the GOES-17 image, rising with an average speed of ∼27 m s−1 (Fig. 11a, Supplement Animation 4). The likely warm-biased dark pixel BT11 of 216.2 K corresponds to a wide radiometric height range of 12.8–23.5 km, the lower bound of which underestimates the geometric height by more than 3 km. Here, the mean of the radiometric height solutions (18.1 km) is a better match to the near-tropopause geometric height. By 13:40 UTC, the plume formed an umbrella at 18.5–19.0 km (Fig. 11b).
For this thick opaque plume top, the upper bound of the 15.0–19.1 km radiometric height range, obtained from a dark pixel temperature of 199.6 K, is in excellent agreement with the geometric height estimate. Note that the plume tops can be identified in the IR side views at approximately the same altitude as in the visible side views (Fig. 11c and d).
3.5 13 April, 10:30–10:45 UTC
An extensive layer of cirrus (Ci) clouds covered the area during this eruption. At 10:30 UTC, the dark contours of the rising column can be faintly seen through the veil of Ci, which is accentuated by the long air path of the side view (Fig. 12a, Supplement Animation 5). The plume top location is difficult to determine precisely, but it is still below the Ci at approximately 10–11 km altitude. The single radiometric height solution of 5.4 km, corresponding to a dark pixel BT11 of 269.2 K, is a significant underestimate.
By 10:45 UTC, the plume breached the Ci layer and featured an umbrella spreading at 17.0–17.5 km with an OT at ∼ 20 km (Fig. 12b). Note that the Ci intersects the plume at an altitude of 12–13 km, which agrees well with the Ci heights retrieved from GOES–MODIS stereo pairs (see Sect. 3.7). The minimum BT11 of 203.4 K implies a radiometric height range of 14.2–19.8 km, the midpoint of which is a good match to the geometric umbrella height.
The thicker strands of Ci appear as horizontal stripes of colder temperature in the IR side views (Fig. 12c and d). The growing column is undetectable in band 14 (or in any other IR band) at 10:30 UTC. In the 10:45 UTC IR image, however, the above-Ci umbrella and OT can both be located at about the same height as in the visible side views.
3.6 22 April, 15:10–15:20 UTC
Our final example was the last eruption in the current series, which produced a relatively small and fully tropospheric plume. The atmosphere was noticeably drier and clearer on this day, with less haze, only low-level clouds, and no suspended ash from prior eruptions (the penultimate small explosion occurred 4 d earlier, on 18 April). The height of the eruption column increased from 4.0 to 10.5–11.0 km between 15:10 and 15:20 UTC, as determined from the visible side views (Fig. 13a and b, Supplement Animation 6). In both time slots there was a single radiometric height solution that increased from 2.0 km (BT K) to 9.0 km (BT K) and thus had a low bias of ∼2 km.
This case also demonstrated that, under sufficiently clear and dry conditions, even small plumes can be detected (and detected at the correct height) in the IR side views. As shown in Fig. 13c and d, practically the entire eruption column all the way down to the vent could be identified in the channel 13 (10.3 µm) running difference images. The “clean” IR longwave window band worked particularly well here because it is the least sensitive among the IR window bands to water vapor.
3.7 GOES-16–MODIS stereo retrievals and CALIPSO lidar profiles
The MODIS Terra and MODIS Aqua instruments imaged La Soufrière on 10 April at 14:36 and 17:42 UTC, respectively. By that time, the ash from prior eruptions had spread hundreds of kilometers east and also expanded in the north–south direction, forming a triangle-shaped volcanic cloud. There were 23 eruptions before the Terra overpass and two eruptions between the Aqua and Terra overpasses, including the large explosion discussed in Sect. 3.2.
As shown in Fig. 14a and c, the brownish ash layer was observed against the background of white meteorological clouds. The crescent-shaped Ci bands likely indicate modulation by gravity waves emanating from the explosions. The interpretation of retrievals in such a complex multi-layer scene requires caution. The 3D Winds algorithm (Carr et al., 2019) tracks targets (6×6 km2 image chips in this case) without classifying their type; therefore, the height and motion retrievals plotted in Fig. 14b and d contain both ash and cloud targets.
Comparisons with lidar measurements revealed that stereo matchers generally track the lower layer in a two-layered scene when the top layer's optical depth ≲0.3 (see Mitra et al., 2021, for a recent study). In the semi-transparent parts of the ash layer, the algorithm tracks the lower-level meteorological clouds, which have more texture and contrast. The stereo retrievals in ash-free areas indicate Ci at up to 12–13 km altitude (yellow hue), which agrees well with the side-view Ci height estimate in Sect. 3.5. From this, we conclude that 3D Winds heights above 13 km (an orange or more reddish hue) can confidently be classified as ash.
The maximum stereo-retrieved plume height is 22.9 km for both the Terra and Aqua scenes, which is in good agreement with the largest OT heights obtained from the GOES-17 side views. Both scenes show a general decrease in height as the ash was advected east by westerly winds of 15–20 m s−1. The plume height immediately east of the volcano was 17–18 km during the Terra overpass. During the Aqua overpass, however, the plume east-northeast of the volcano was at a higher altitude of 19–21 km, which was undoubtedly a result of the powerful explosion that occurred at 16:30 UTC (see Sect. 3.2). By the time the plume reached Barbados, its height had subsided to 16–17 km. Near longitude 58∘ W, the retrieved plume height reduced to 14–15 km, and even further east, the stereo retrievals started to pick up the height of the Ci as the plume became too tenuous to track, although the true color images still indicate the presence of a thin ash layer that reduces the brightness of the white clouds underneath. Overall, these stereo plume heights are in good agreement with the near-field plume heights derived previously from the side views.
The CALIPSO satellite unfortunately did not fly over the volcano. However, there were 13 CALIPSO orbits between 10–13 April that intersected the far-field plume as it drifted east-northeast across the Atlantic Ocean. Cloud-Aerosol Lidar with Orthogonal Polarization (CALIOP) backscatter profiles indicated volcanic particles at between 5–20 km, which is generally consistent with the height range of the side view retrievals (see Table S1 in the Supplement). A more detailed analysis of the CALIOP profiles obtained closest to La Soufrière is given in Appendix A.
4.1 Overview of all daytime height retrievals
The height retrievals for all 30 analyzed daytime cases are plotted in Fig. 15, with the actual data listed in Table S1 in the Supplement. For an easy comparison of the geometric and radiometric heights in individual cases, the results are indexed and plotted in Fig. 15a according to the rank order of GOES-16 dark pixel BT11. For plume temperatures warmer than 220 K, the single radiometric height always underestimates the side view height. These cases represent smaller fully tropospheric eruptions (e.g., Sect. 3.6) or the growing phases of larger eruptions that later reach the stratosphere (e.g., Sect. 3.2). For colder plume temperatures between 200–220 K, the mean of the upper and lower radiometric height solutions tends to agree best with the geometric height. In these cases, the umbrella spreads near the tropopause. For the coldest plumes below 200 K, which are also the tallest, the stratospheric radiometric height solution is usually a fairly good match to the geometric height. The dark pixel BT11, however, is not a particularly good predictor of the maximum OT height. In the three instances when the side view OT height is within the radiometric height range (index 15, 18, 19), either a still-growing or an already-collapsing OT was observed. This sampling bias is a consequence of the OT reaching its maximum altitude in between 10 min FD scans.
The same height retrievals are plotted in Fig. 15b versus the absolute value of dark pixel BT11. The −6.3 K km−1 tropospheric lapse rate derived from the GOES-17 geometric heights and GOES-16 brightness temperatures is comparable to the ERA5 lapse rate of −7.2 K km−1. However, the observed BT11 shows a warm bias of 10–20 K due to semitransparency and/or subpixel effects. The cluster of points characterized by geometric heights of ∼17 km and a range of brightness temperatures between 197–207 K likely represents varying degrees of semitransparency-related warm bias in thinning umbrellas spreading near the tropopause.
The overshooting tops are in apparent thermal disequilibrium, being 10–20 K colder than the stratospheric ambient, when they are assumed to be characterized by the minimum BT11, as is usually done. In fact, the OTs seem to cool with an effective above-tropopause lapse rate of −7.8 K km−1, which is essentially the upper-tropospheric ERA5 lapse rate; however, the sample number is small and the height–temperature correlation is poor (−0.3). It might be better to characterize OTs by the maximum BT11, provided a well-defined local maximum such as a central warm spot within a cold ring can be identified in the plume. This is not always the case and the OT location might not even coincide with either the minimum or the maximum plume temperature. Additional complicating factors include decompression cooling and brightness temperature biases due to semitransparency and/or subpixel effects. The nontrivial problem of linking OTs to the complex and rapidly changing temperature structure of volcanic plumes is deferred to a later study, which can take advantage of the 1 min sampling offered by the MESO2 scans.
In a final summary, Fig. 16 plots the GOES-17 side view height against the best-match temperature-based height. For relatively warm tropospheric eruption columns, the single radiometric height underestimates the geometric height by 2–3 km with an overall low bias of −1.6 km. For umbrellas spreading near the tropopause, the mean of the radiometric height solutions is a reasonable approximation to the geometric height, typically within ±1 km and with an overall high bias of +0.6 km. For the coldest and tallest umbrellas, the temperature-based stratospheric height agrees well with the geometric height, showing deviations within ±0.8 km and an overall high bias of +0.3 km. Such a good agreement suggests only small biases (thermal disequilibrium, semitransparency and/or subpixel effects) in the brightness temperature measured in optically thick, opaque, and non-violently spreading plumes. However, the stratospheric height solution corresponding to the dark pixel temperature always underestimates the maximum OT height by up to 5 km, with an overall low bias of −2.9 km in our dataset.
Because the atmospheric temperature structure showed little diurnal or day-to-day variation during the entire eruptive period (see Fig. 4), the results from the above comparison of daytime height retrievals might also be useful to “calibrate” the temperature-based height estimates for the numerous nighttime eruptions. The nighttime dark pixel brightness temperatures can be classified into one of three categories found for the daytime cases (BT11>220 K, 200 K < BT11 <220 K, or BT11<200 K) to select the corresponding bias-corrected best-match (min, mean, or max) radiometric height solutions.
4.2 Comparison with the April 1979 eruptions
Noting the similarities in measurement techniques, atmospheric conditions, and eruption heights, we briefly review La Soufrière's last major eruptions, which occurred between 13–25 April 1979, the most intense one occurring on 17 April. The atmospheric temperature profile resembled the current case, with a cold point tropopause of 193 K between 16.2–17.0 km (Barr and Heffter, 1982). The plumes were fairly well observed by both aircraft and satellite. In a direct analogue to our method, the height of the large plume on 17 April was determined from a side view photograph taken by an aircraft 6 min after the explosion from a distance of 104 km. The estimates yielded a plume top at 18–20 km altitude (Fiske and Sigurdsson, 1982). Airborne lidar measurements collected between 17–19 April detected distinct stratospheric ash layers at 16, 17, 18, and 19.5 km (Fuller et al., 1982). Height estimates for 17 April were also obtained from 11 µm brightness temperatures from the SMS-1 (Synchronous Meteorological Satellite-1) geostationary satellite located at 70∘ W, which indicated a stratospheric plume at 18 km altitude (Krueger, 1982). Maximum plume heights generally varied between 10–20 km during the entire eruption period. Overall, the observed plume heights of the 1979 and the current series of eruptions were very similar, suggesting a comparable level of activity.
We presented daytime plume height estimates for the April 2021 La Soufrière eruptions obtained from GOES-17 side views and GOES-16–MODIS stereo views. Our side view estimates indicated that only a couple of eruptions remained fully in the troposphere, typically between 6–14 km. Most of the plumes, however, either spread at the tropopause near 16–17 km or penetrated the lower stratosphere, reaching altitudes between 18–20 km. Overshooting tops at up to 23 km altitude were also observed in the largest explosions. The independent stereo retrievals for the Terra and Aqua overpasses on 10 April also showed maximum plume heights of 23 km and a main spreading layer of 18–21 km, confirming the side view results. By the time the visible ash cloud reached Barbados, its altitude had decreased to 16–17 km. We note that the plume heights measured during the current eruptions were very similar to the ones observed during the volcano's last major eruptions in April 1979.
The geometric heights were compared to the radiometric height or height range corresponding to the measured dark pixel plume temperature (minimum BT11). For smaller eruption columns, the single radiometric height underestimated the geometric height by a couple of kilometers due to a warm bias of 10–20 K, caused mostly by subpixel effects. For plumes spreading near the tropopause, the midpoint of the radiometric height range was a reasonable approximation to the geometric height. This was so because, for the tropical temperature profile of La Soufrière, the average of the upper and lower radiometric height solutions is near the tropopause as the tropospheric and stratospheric lapse rates are of opposite sign but comparable magnitude. The methods were most consistent in the coldest umbrellas, where the upper bound of the radiometric height range (stratospheric solution) agreed well with the geometric height, indicating small brightness temperature biases in the optically thickest plumes. These three plume classes were fairly well separated by brightness temperature thresholds; thus, the daytime height comparison results could be used to “calibrate” and bias correct the nighttime radiometric height retrievals.
Although the side view method was originally developed for the highest resolution visible red band images, we have shown in the current work that, depending on the channel and atmospheric conditions, plume heights can also be estimated from IR side views, albeit with larger uncertainty (±2 km per ±1 pixel). Due to increased water vapor absorption along the long view path, plume detection in IR side views typically works only above ∼12 km; however, in dry and clear atmospheres, smaller plumes can occasionally be identified too. These results suggest that the side view technique can provide useful complementary height retrievals during nighttime, especially for larger plumes.
On a final note, we believe that obtaining higher-frequency side view imagery of a volcanic eruption near the limb of the GOES-R earth scan would be beneficial in the future. The full disk oblique imagery used in the current study only offers 10 min of sampling; however, positioning an ABI MESO domain over a near-limb volcano would provide 1 min of side view imaging. The improved temporal sampling of a rapidly rising eruption column would allow the maximum height attained by the plume to be better captured and would also provide unique data for the study of volcanic jet dynamics, comparable to the side view imagery obtained in laboratory water tank experiments on particle-laden jets (Gilchrist and Jellinek, 2021).
Here we analyze the track that passed closest to the volcano (∼100 km east of La Soufrière) on 10 April between 06:25–06:26 UTC (level 1 data file CAL_LID_L1-Standard-V4-11.2021-04-10T06-10-21ZN.hdf). This nighttime (descending) track is overlaid on the 06:30 UTC GOES-16 BT11 image in Fig. A1a, and the corresponding 532 nm total attenuated backscatter profiles are plotted in Fig. A1b. As shown, there was a stratospheric layer stretching between 12.0–14.1∘ N and reaching heights up to ∼18.5 km.
These lidar layer heights are consistent with preceding nighttime eruption heights derived from the dark pixel BT11 and calibrated by the daytime geometric–radiometric height comparison discussed in Sect. 4.1. There were nine nighttime eruptions on 10 April before 06:25 UTC. The last one prior to the CALIPSO overpass occurred between 05:20–05:40 UTC and had dark pixel plume temperatures of 194.2–197.0 K. Using the “calibration” in Fig. 16, these temperatures correspond to best-match (stratospheric) radiometric heights of 18.1–18.9 km. The coldest plume temperature in the 06:30 UTC GOES-16 image was 193.8 K, resulting in a “calibrated” radiometric height of 17.9 km; again, in good agreement with the lidar heights.
The general comparison between radiometric and lidar heights shows strong similarities with the comparison between radiometric and side view heights. Figure A1b reveals a complex vertical structure of multiple cloud and ash layers, the higher of which are likely often semitransparent. A BT11 >220 K yields a single radiometric height that is either in between layers or represents a lower optically dominant layer. For 220 K > BT11 > 200 K (13.12 and 13.42∘ N), the mean of the stratospheric and tropospheric radiometric height solutions is in reasonable agreement with the near-tropopause lidar height.
The GOES-R ABI L1B radiances are available from the NOAA Comprehensive Large Array-data Stewardship System (CLASS) archive (https://doi.org/10.7289/V5BV7DSR, GOES-R Calibration Working Group and GOES-R Series Program, 2017). There are no restrictions on the use of GOES-R data (https://registry.opendata.aws/noaa-goes/, last access: 16 September 2022). The CALIPSO Lidar Level 1 Version 4.11 Data Product is available free of charge from the NASA Langley Research Center Atmospheric Science Data Center (https://asdc.larc.nasa.gov/data/CALIPSO/LID_L1-Standard-V4-11/, last access: 16 September 2022). The lidar profiles were plotted with the open source command-line program ccplot, available at https://ccplot.org (last access: 16 September 2022). The open-source image-processing package Fiji is available at https://imagej.net/software/fiji (last access: 6 April 2022).
The 3D Winds stereo retrievals and all mentioned animations are available in the Supplement.
The supplement related to this article is available online at: https://doi.org/10.5194/acp-22-12311-2022-supplement.
ÁH developed the idea and methodology of the side view retrievals during discussions with GAH and SAB. Retrievals from the 3D Winds stereo code were provided by its developers JLC and DLW. ÁH and JB analyzed the results. ÁH prepared the manuscript with significant contributions from all authors.
The contact author has declared that none of the authors has any competing interests.
Publisher's note: Copernicus Publications remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Ákos Horváth, Julia Bruckert, Gholam Ali Hoshyaripour, and Stefan A. Buehler are members of the VolPlume project within the research unit VolImpact funded by the German Research Foundation DFG (FOR 2820). This work also contributes to the Cluster of Excellence “CLICCS – Climate, Climatic Change, and Society” funded by the Deutsche Forschungsgemeinschaft DFG (EXC 2037, project number 390683824), and to the Center for Earth System Research and Sustainability (CEN) of Universität Hamburg.
This research has been supported by the Deutsche Forschungsgemeinschaft (grant nos. FOR 2820 and EXC 2037, Project Number 390683824).
This paper was edited by Rolf Müller and reviewed by Michael Fromm and one anonymous referee.
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