the Creative Commons Attribution 4.0 License.
the Creative Commons Attribution 4.0 License.
Ambient aerosol properties in the remote atmosphere from global-scale in situ measurements
Charles A. Brock
Karl D. Froyd
Maximilian Dollner
Christina J. Williamson
Gregory Schill
Daniel M. Murphy
Nicholas J. Wagner
Agnieszka Kupc
Jose L. Jimenez
Pedro Campuzano-Jost
Benjamin A. Nault
Jason C. Schroder
Douglas A. Day
Derek J. Price
Bernadett Weinzierl
Joshua P. Schwarz
Joseph M. Katich
Siyuan Wang
Linghan Zeng
Rodney Weber
Jack Dibb
Eric Scheuer
Glenn S. Diskin
Joshua P. DiGangi
ThaoPaul Bui
Jonathan M. Dean-Day
Chelsea R. Thompson
Jeff Peischl
Thomas B. Ryerson
Ilann Bourgeois
Bruce C. Daube
Róisín Commane
Steven C. Wofsy
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- Final revised paper (published on 08 Oct 2021)
- Supplement to the final revised paper
- Preprint (discussion started on 04 Mar 2021)
- Supplement to the preprint
Interactive discussion
Status: closed
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CC1: 'Comment on acp-2021-173', Antony Clarke, 24 Mar 2021
Some Comments on Brock et al. paper by line numbers.
L49 Please specify the exact “…database commonly used in global models…”
L98 Please specify that “….an inlet..” is actually the “ shrouded solid diffusor inlet designed by Clarke (University of Hawaii) and evaluated by McNaughton et al., 2007.”
L184 Can authors clarify what is understood as “significant concentrations” criteria for cloud free air as stated “..absence of significant concentrations of droplet or precipitation size particles.”
L220 The treatment of all components as externally mixed sizes would benefit from additional discussion of when this may or may not be a representative approach.
L232 “We substitute negative AMS values with zeros when calculating optical or hygroscopic properties.” Does this have the effect of reducing uncertainties in these calculations or other consequences?
L273-275 Provide reference for “few percent” under typical aged plume conditions as seen by ATom and common coating thickness..
L473-479 Perhaps an examples of such profile should be included that illustrates application of these requirements. Some additional information would be useful
Approximately what fraction of profiles are excluded by imposing these conditions?
Are there some regions that meet these criteria more commonly than others?
There is also an implicit assumption that any layering in AOD is constant over the horizontal extent of a profile (not very common) but there is no lidar data etc. to confirm that. For example even in clean Southern Hemisphere regions and AOD dominated by sea-salt and water there is appreciable variability in meso-scale AOD (Shinozuka et al., JGR, 2004) and wind speed (and fetch) driving the sea-salt and water component.
L510+ Comparison with AERONET if profile is within 300 km is generally not going to be accurate due to commonly observed atmospheric variability over these scales. Needs more discussion regarding strategy here in the section labeled “Limitations of the Atoms Data Set.”
L522 Far more robust comparisons with ambient extinction and AOD exist in the literature. Given the numerous and sometimes subtle considerations (Fig 2) for calculated extinction discussed here, I do not see how the agreement or lack thereof in Fig. 6 actually “……..indicates the methodology to calculate ambient aerosol optical properties is sound.” It may be sound but better agreements with simpler assumptions exist. This data set is not designed to get AOD closure or even challenge many sources of uncertainty. One worthwhile objective would be to determine what are the most important measurements needed to characterize AOD within a specified uncertainty. Or how well do we need to know all properties to reduce uncertainties to an acceptable level. Assessing the global role of intensive aerosol properties measured would appear better suited to the ATom measurement strategy.
L523+ and Fig. 6
Fig. 6 Regression line should not be forced through zero (or at least include and discuss both forced and non forced regressions) and the few high AOD cases here are “the tail that wags the dog”. For the majority of cases (AOD < 0.1) there are large disagreements with some greater than a factor of two. Aircraft uncertainty bars seem larger than expected.
Prior careful Southern Hemisphere clean region profile comparisons to AOD (and AERONET) highlight importance of meso-scale variability and windspeed etc. (see Shinozuka et al, JGR, 2004).
Fig 7. These data points need uncertainty whiskers added. Given uncertainty in Fig. 6 it is hard to know what to make of the variability in this data shown on a log scale. Some discussion and comparisons to other references appear warranted here.
L635+ and Fig. 12. Please note the actual number of profiles used (and excluded) that were used to generate each of the panels shown in Fig. 12.
It should be noted that a single 30min profile flying at 450m/s covers about 800km on the ground. The tropics are not a closed system. Hence, horizontal advection in multiple layers below the aircraft is the norm on such scales and usually varies with altitude while advecting at rates far greater than subsidence. Hence, it is problematic to interpret subtle changes in mean values for multiple profiles as an indication growth without other data that can support it.
L665+ I am not clear on what argument or process is being claimed here. “This decrease……..with increasing altitude.”
L682+ Yes, it would be difficult in this paper to try and compare ATom data to “the extensive literature on global aerosol microphysics….”. A comparison to OPAC makes some sense since it is widely used. However, a comparison to shipboard data does not seem particularly useful.
Admittedly there are a large number of comparisons to other data sets that might be made for various purposes. However, there is the extensive aerosol profile data by Clarke and Kapustin (Science, 2010) for many similar regions sampled by ATom. Much of this is flown on the same DC-8 platform, using the same inlet system and with similar instrumentation. That paper synthesizes eleven global campaigns and about 1000 vertical profiles to address issues of aerosol size, nucleation, optical properties, CCN etc. and include the objective of providing input for modelers etc. (see supplementary material). Some reference to this work should be made and possible selected comparisons could be considered.
L726 I think the heading “Limitations of the ATom dataset” sounds more prejudicial then necessary. The data is what it is. Perhaps something like “Use and Application of the ATom data set” would work with a lot more effort spent in the text on guiding modelers and others in its effective use.
L770-775 I recognize that detailed uncertainty analysis is beyond the scope of this paper. I assume it will be a part of other papers analyzing the data. However, Figures 6 and 7 raise some concerns noted above. Here it is claimed that Fig. 6 suggests that that accumulated errors in ambient extinction are <30% but it appears that a significant number of points would fall outside a 30% deviation from the regressed line. More discussion of this is warranted.
L796++ The initial findings described here are a disappointment given the potential capabilities described for the instrumentation. These are all basic observations that have been well established in numerous global measurements and will be common knowledge for most readers interested in this paper. These “findings” are not a justification for a program of this scale and a greater focus on the characterization of the intensive aerosol properties seems warranted and of interest.
L800-803 “To our knowledge this is the first…..”----- This claim is not correct! The Clarke and Kapustin 2010 Science paper mentioned above synthesizes eleven airborne campaigns of very self-consistent global airborne profile data for use by scientific community (see supplementary data.) Moreover, in addition to the synthesis in that paper, the archived NASA and NSF data sets it references are all available and merged with gas, aerosol size and composition, radiative properties, meteorological and aircraft data etc.. Many also include continuous lidar (up/down) that allows visualization of the 2-D atmospheric curtain (eg. aerosol, ozone) that the plane is sampling.
L803-806 I do not think “Snapshots” really describes the nature of the data and no aircraft campaign can really provide a climatology. Only the synthesis of model and satellite data can do that. Aircraft measurements can help ensure the interpretation of these products is consistent with observations. Greater effort describing how to use ATom data for that objective is warranted.
Concluding comments:
This provides a good overview of ATom data. Suggesting and discussing strategies for using the ATom data would be helpful for modelers and others. The authors do suggest modelers “nudge times” to coincide with the data sets and suggest “….the model domain be sampled along the flight track”. This is probably essential for any direct comparison of aerosol “extensive” data to models but is far more demanding than summarizing mean profile values etc. An example on the scale of ATom data is the comparison of DC-8 NASA PEMT mission aerosol data over the Pacific (Clarke et al., JGR, 2001) with the MATCH assimilation chemical transport model (Collins et al., 2001).
Citation: https://doi.org/10.5194/acp-2021-173-CC1 -
AC1: 'Reply to comment by Prof. Tony Clarke', Charles Brock, 30 Apr 2021
The authors thank Prof. Clarke for his constructive comments on the manuscript. His comments are in bold; our responses are in italics.
L49 Please specify the exact “…database commonly used in global models…”
We will change the Abstract to identify the OPAC database against which we compare our observations.
L98 Please specify that “….an inlet..” is actually the “ shrouded solid diffusor inlet designed by Clarke (University of Hawaii) and evaluated by McNaughton et al., 2007.”
We will make this change. The origin of the inlet and sampling using it is described in more detail in Brock et al. (2019), which focuses on the aerosol sampling methodology.
L184 Can authors clarify what is understood as “significant concentrations” criteria for cloud free air as stated “..absence of significant concentrations of droplet or precipitation size particles.”
In the revised manuscript we will state the criteria used to identify cloud particle contamination. This methodology is the topic of a manuscript in preparation (Dollner et al.).
L220 The treatment of all components as externally mixed sizes would benefit from additional discussion of when this may or may not be a representative approach.
We will amplify this point, but in the interest of space will largely direct the reader to Froyd et al. (2019), who provide both the methodology and an examination of the mixing state of the aerosol during ATom. The PALMS data show that there is always an external mixture present; for example, most of the coarse mode particles are always different in composition than the accumulation mode. There are particles with dust in them and particles with no dust; the same with sea salt, biomass burning, BC-containing particles, etc. There are many internally mixed organic/sulfate particles as well, but they are present externally from particles of these other types.
L232 “We substitute negative AMS values with zeros when calculating optical or hygroscopic properties.” Does this have the effect of reducing uncertainties in these calculations or other consequences?
When AMS mass concentrations for species are very low, as is the case for organic aerosol (OA) for much of the remote free troposphere during ATom, negative mass values can be recorded (e.g., Hodzic et al., 2020). These values represent noise in the measurement. It is appropriate to include these negative values when calculating averages of some extensive parameters such as mass. However, for the purpose of estimating some intensive parameters such as refractive index or the hygroscopicity parameter (kappa) it is not possible to include negative values. Since negative values indicate individual observations of concentrations statistically indistinguishable from zero, for parameters where it is necessary we substitute zeros. In these cases, the refractive index and kappa value would be governed by other species that are present in significant concentrations (e.g., sulfate and ammonium).
L273-275 Provide reference for “few percent” under typical aged plume conditions as seen by ATom and common coating thickness.
Coating thicknesses for BC are provided in Table S5 in the supplemental materials, along with geometric mean diameter and standard deviation for different airmass types. This table will become S6 in the revised manuscript. Globally averaged, the number fraction of BC-containing particles (for accumulation-mode particles with diameters >60 nm) was 3.1% outside of biomass burning plumes and 8.2% within identified plumes. We will include this information in the revised manuscript, possibly in a supplemental table sorted by region, which could be useful.
L473-479 Perhaps an examples of such profile should be included that illustrates application of these requirements. Some additional information would be useful
We feel that the requirements are clear as stated in the text. Adding another figure would only lengthen an already long manuscript.
Approximately what fraction of profiles are excluded by imposing these conditions?
About 26% (162 of 625) profiles were excluded. We will add this information to the text in the revised manuscript. (Note that the total number of profiles is revised to 625 from 640; some of the profiles counted in the submitted manuscript were over continental North America and will be excluded in revision.)
Are there some regions that meet these criteria more commonly than others?
We will create a new table in the Supplemental Materials that provides this information. The table is reproduced below. The Arctic and the Southern Ocean had the lowest fraction of profiles that met the criteria, primarily due to inability to descend the lowest 1 km layer because of clouds.
Table S5. Total number of profiles/number of profiles meeting AOD criteria1.
Region
ATom-1
ATom-2
ATom-2
ATom-4
Arctic
24/14
26/18
25/12
27/20
Pacific N. Midlatitude
9/7
31/22
33/20
35/26
Pacific Tropics
39/30
32/30
29/24
22/21
Pacific S. Midlatitudes
21/17
16/13
23/11
22/19
Antarctic/S. Ocean
5/4
6/3
21/10
17/9
Atlantic S. Midlatitudes
10/10
4/3
11/10
17/11
Atlantic Tropics
17/16
16/12
20/17
15/15
Atlantic N. Midlatitudes
8/5
11/9
20/15
13/10
1Total number of profiles includes only those profiles over the ocean extending from the boundary layer to at least 8 km of depth.
There is also an implicit assumption that any layering in AOD is constant over the horizontal extent of a profile (not very common) but there is no lidar data etc. to confirm that. For example even in clean Southern Hemisphere regions and AOD dominated by sea-salt and water there is appreciable variability in meso-scale AOD (Shinozuka et al., JGR, 2004) and wind speed (and fetch) driving the sea-salt and water component.
The en-route vertical profiles made during ATom were not intended to determine AOD. Spiraling profiles, bounded by column integrated measurements using sunphotometers and lidars (e.g., as performed during DISCOVER-AQ), are necessary to do a proper job of column radiative closure given the mesoscale variability in aerosol properties in the boundary layer, the presence of discontinuous aerosol layers, and other effects. However, the AERONET sites nearest the ATom measurements provide an opportunity for a "sanity check" of the many calculations used to derive ambient aerosol optical properties. Further, with hundreds of profiles, biases in the ATom dataset relative to the AERONET observations should become evident. The slope of the regression, and the surprisingly high correlation coefficient (given the spatial complexity suggested by Shinozuka et al.), indicate that the ambient aerosol optical properties are being calculated without substantial errors (except for a possible bias at low AOD values discussed below). We will discuss these limitations and assumptions in the revised manuscript.
Regarding lidar, the DC-8 was quite full. All available space was occupied by aircraft spares, aircrew seats, compressed gas cylinders, instrument spares, and whole-air-sampler flasks. We definitely agree that any future global-scale mission with a stronger focus on aerosol optical properties and processes should operate a high spectral resolution lidar as a key component of the payload. Ambient, open-path optical properties (instruments just now being developed) would also be very valuable.
L510+ Comparison with AERONET if profile is within 300 km is generally not going to be accurate due to commonly observed atmospheric variability over these scales. Needs more discussion regarding strategy here in the section labeled “Limitations of the Atoms Data Set.”
We agree that we should discuss the issue of how the slantwise vertical profiling can affect comparisons with remote sensing measurements of AOD, adding noise but not sampling bias (see response to preceding comment). We were actually expecting worse agreement given the distance and the spatial inhomogeneity you mentioned. We will amplify this discussion in the revised manuscript.
L522 Far more robust comparisons with ambient extinction and AOD exist in the literature. Given the numerous and sometimes subtle considerations (Fig 2) for calculated extinction discussed here, I do not see how the agreement or lack thereof in Fig. 6 actually “……..indicates the methodology to calculate ambient aerosol optical properties is sound.” It may be sound but better agreements with simpler assumptions exist. This data set is not designed to get AOD closure or even challenge many sources of uncertainty. One worthwhile objective would be to determine what are the most important measurements needed to characterize AOD within a specified uncertainty. Or how well do we need to know all properties to reduce uncertainties to an acceptable level. Assessing the global role of intensive aerosol properties measured would appear better suited to the ATom measurement strategy.
We agree that there are much better ways to perform AOD closure; that was not a goal of the ATom measurements. We believe that our comparisons with the AERONET observations have value nonetheless. Certainly if there were no correlation between the AOD calculated from the ATom slantwise profiles and the AOD measured by "nearby" AERONET sites, this would be a major cause for concern. Only when we calculate the aerosol hygroscopicity and add the coarse mode measurements from the underwing probe does the AOD from the profiles show consistency with the AERONET observations. Again, the purpose of the AOD comparison is to demonstrate that we've properly accounted for the key features of the aerosol that contribute to ambient extinction. We certainly agree that the ATom dataset provides measurements that can be used to evaluate the sensitivity of climate to aerosol properties; that is the intent of providing this dataset for broader use by the community. We are currently working with modeling and remote sensing groups to diagnose discrepancies between remote sensing and in situ measurements at low AOD values (see below) and to evaluate assumptions underlying retrievals and models.
L523+ and Fig. 6
Fig. 6 Regression line should not be forced through zero (or at least include and discuss both forced and non forced regressions) and the few high AOD cases here are “the tail that wags the dog”. For the majority of cases (AOD < 0.1) there are large disagreements with some greater than a factor of two. Aircraft uncertainty bars seem larger than expected.
In the revised manuscript we will provide a regression line that is not forced through zero, as well as a log-log plot. You are correct that there are biases between the ATom and AERONET data at low AOD values. These biases at low AODs also appear in comparisons we are now undertaking with satellite-based AOD data products. We are investigating the potential causes of these biases; it's not yet clear if they lie with the ATom data or the remote sensing methods. Regarding the aircraft uncertainty bars, they are appropriate estimates based on evaluations of specific cases. We take number size distributions, map bulk and single particle compositions to them, calculate hygroscopicity, add underwing probe data, and use Mie theory to calculate an ambient extinction, then coarsely integrate it vertically using slantwise profiles. So naturally the uncertainties are fairly large! A proper accounting of uncertainties for all data points would require Monte Carlo simulations of the full range of variations of the uncertainties in each of these parameters, which is far too computationally expensive to perform on each of >24,000 data points.
Prior careful Southern Hemisphere clean region profile comparisons to AOD (and AERONET) highlight importance of meso-scale variability and windspeed etc. (see Shinozuka et al, JGR, 2004).
We fully agree that AOD closure experiments must be done much more carefully. ATom is not an AOD closure study; we have merely performed a "sanity check" using the closest available AERONET sites.
Fig 7. These data points need uncertainty whiskers added. Given uncertainty in Fig. 6 it is hard to know what to make of the variability in this data shown on a log scale. Some discussion and comparisons to other references appear warranted here.
We will modify Fig. 7 to include uncertainty estimates, and expand discussion and comparisons.
L635+ and Fig. 12. Please note the actual number of profiles used (and excluded) that were used to generate each of the panels shown in Fig. 12.
We will note the number of data points in each altitude range of each panel. These regional averages were not produced by averaging together the separate profiles that were used to calculate AOD; rather, all data falling in a 1-km altitude range--even those recorded in level flight--were averaged together for that airmass type. We will clarify this in the revised manuscript.
It should be noted that a single 30min profile flying at 450m/s covers about 800km on the ground. The tropics are not a closed system. Hence, horizontal advection in multiple layers below the aircraft is the norm on such scales and usually varies with altitude while advecting at rates far greater than subsidence. Hence, it is problematic to interpret subtle changes in mean values for multiple profiles as an indication growth without other data that can support it.
We are attempting to show that the general features of smaller particles at high altitudes and increasing diameters towards the surface are present in the dataset, as one would expect. These general features are anticipated based on the work of Clarke et al. (1992) and many subsequent observational papers by Clarke and others, as well as modeling studies (e.g., Yu et al., 2010) that show new particle formation associated with convective outflow and subsequent condensational and coagulational growth in descending dry air. This is all complicated by horizontal transport from various sources, as you indicate here. But averaged over many profiles over four seasons, the expected general features are present in the median fitted lognormal diameters, if more subtly than expected. We absolutely agree that more analysis is needed to quantitatively evaluate any of these processes, and this was done for Williamson et al. (2018) and Kupc et al. (2019); the big picture is the focus here. We will add a caveat to that effect where Fig. 12 is discussed.
L665+ I am not clear on what argument or process is being claimed here. “This decrease……..with increasing altitude.”
See response to the preceding comment above. We will clarify in the revised manuscript.
L682+ Yes, it would be difficult in this paper to try and compare ATom data to “the extensive literature on global aerosol microphysics….”. A comparison to OPAC makes some sense since it is widely used. However, a comparison to shipboard data does not seem particularly useful.
For most of ATom, the column-integrated aerosol properties are dominated by aerosol characteristics in the marine boundary layer. The shipborne measurements highlighted by the Quinn et al. paper, covering much of the same latitude range as the ATom measurements over the Pacific, Southern, and Atlantic Oceans, are thus extremely relevant to the ATom dataset. We dipped into the MBL repeatedly every few degrees of latitude, spending ~5 minutes in a MBL "run" between vertical profiles. We are also trying to sample coarse particles using a combination of in-cabin measurements behind the Clarke inlet and an underwing probe, so it's especially relevant to compare the coarse-mode properties we derive with the more extensive measurements reported by Quinn et al. Consistency between the shipborne measurements and those made on ATom are thus extremely useful in evaluating the representativeness of the airborne data in this challenging environment. This consistency also highlights the discrepancy between these observations and the OPAC database; we're not the only ones to see this discrepancy. There's a problem here with model assumptions that needs to be addressed.
Admittedly there are a large number of comparisons to other data sets that might be made for various purposes. However, there is the extensive aerosol profile data by Clarke and Kapustin (Science, 2010) for many similar regions sampled by ATom. Much of this is flown on the same DC-8 platform, using the same inlet system and with similar instrumentation. That paper synthesizes eleven global campaigns and about 1000 vertical profiles to address issues of aerosol size, nucleation, optical properties, CCN etc. and include the objective of providing input for modelers etc. (see supplementary material). Some reference to this work should be made and possible selected comparisons could be considered.
We agree and will reference and compare to relevant findings from the Clarke and Kapustin paper. This comparison and discussion will be limited given the length of the manuscript and its introductory nature.
L726 I think the heading “Limitations of the ATom dataset” sounds more prejudicial then necessary. The data is what it is. Perhaps something like “Use and Application of the ATom data set” would work with a lot more effort spent in the text on guiding modelers and others in its effective use.
This very good suggestion will be incorporated in the revised manuscript. More explicit guidance to modelers is definitely warranted.
L770-775 I recognize that detailed uncertainty analysis is beyond the scope of this paper. I assume it will be a part of other papers analyzing the data. However, Figures 6 and 7 raise some concerns noted above. Here it is claimed that Fig. 6 suggests that accumulated errors in ambient extinction are <30% but it appears that a significant number of points would fall outside a 30% deviation from the regressed line. More discussion of this is warranted.
We agree that more discussion of uncertainties is warranted. We are working on Monte Carlo simulations of uncertainties for specific, representative cases. It is challenging to independently verify the uncertainties however. The AOD comparisons are really the only data available to work with, and as you have pointed out, it's difficult to make direct evaluations of accuracy based on these given the distance and spatial inhomogeneities. We appear to be underpredicting AOD at low values of AOD. However, remote sensing experts we have spoken with are less confident in their own measurements at low AOD, so it's not clear where the biases lie. We are actively working with partners to identify the source of these evident biases (whether in the ATom dataset or in the remote sensing data). We will highlight these issues but they won't be resolved in this manuscript.
L796++ The initial findings described here are a disappointment given the potential capabilities described for the instrumentation. These are all basic observations that have been well established in numerous global measurements and will be common knowledge for most readers interested in this paper. These “findings” are not a justification for a program of this scale and a greater focus on the characterization of the intensive aerosol properties seems warranted and of interest.
ATom had a number of objectives; the aerosol objectives were considered secondary and did not motivate the conception or execution of the project. The purpose of this manuscript is to describe the methodology, give a basic overview of the observations, and provide an entry point to the aerosol dataset. The manuscript is already 66 pages long, plus supplemental materials. It is the starting point for further analysis. In addition, we dispute that these "basic observations have been well established". For example, Fig. 5 provides a detailed breakdown of the contribution of different aerosol types to ambient extinction, on a global-scale basis. This is extremely useful new information for modeling groups attempting to calculate direct radiative effects in different environments. Further, the mapping of particle compositional information to size distributions to provide a complete description of the size-dependent composition of the aerosol from 10s of nm to 4 µm in diameter is absolutely unique; the technique was introduced by Froyd et al (2019).
L800-803 “To our knowledge this is the first…..”----- This claim is not correct! The Clarke and Kapustin 2010 Science paper mentioned above synthesizes eleven airborne campaigns of very self-consistent global airborne profile data for use by scientific community (see supplementary data.) Moreover, in addition to the synthesis in that paper, the archived NASA and NSF data sets it references are all available and merged with gas, aerosol size and composition, radiative properties, meteorological and aircraft data etc.. Many also include continuous lidar (up/down) that allows visualization of the 2-D atmospheric curtain (eg. aerosol, ozone) that the plane is sampling.
We do not dispute that the synthesis of the extensive measurement campaigns described in Clarke and Kapustin (2010) is an extremely valuable and useful global-scale dataset. But what we have done here is something different: we have combined multiple instruments into a single, comprehensive description of the aerosol (e.g., Fig. 11). That is, we combine the composition and size distribution measurements together to calculate all the relevant properties of the aerosol, from CCN concentrations at arbitrary supersaturations to the contribution of biomass burning particles to optical extinction. (The only portion of the dataset that is not fully integrated with these composition-resolved size distributions is the black carbon and brown carbon measurements. We simply cannot add absorbing components to the composition-resolved size distributions that, when integrated, provide the BC mass and absorption and the BrC absorption uniquely. It is badly underconstrained.)
This dataset gives constraints for global models that have not previously existed. For example, we provide a size distribution for dust particles that can be directly compared with that carried in models (in most models dust mass is predicted and the size distribution prescribed). We provide an estimate of the contribution of these dust particles to ambient extinction and AOD; again, this can be compared directly with models. We do the same for sea salt, biomass burning particles, sulfate/organic mixtures, and even meteoric particles of stratospheric origin. No other data set does this; the comprehensive, self-consistent description of the size-and-composition-resolved aerosol properties in ATom is absolutely unique.
Further, the ATom dataset does this in deployments executed over relatively short intervals. The advantage of this approach is that models can use prescribed or nudged meteorology to directly sample the model domain for the locations and time periods over which the ATom dataset was obtained. Values that are averaged over multiple campaigns and years, as in Clarke and Kapustin (2010), can only be compared by models using climatologically representative meteorology. Individual campaigns can certainly be compared with model runs using prescribed meteorology, but these individual campaigns are not global in scale (other than HIPPO, which had only black carbon aerosol measurements).
So we stand by our claim that this ATom dataset is unique in nature. We will expand on why this is the case, and how they differ from previous datasets such as those by Clarke and Kapustin, in the revised manuscript. Again, we don't dispute that these earlier datasets are extremely valuable and extensive; this ATom aerosol dataset is just a different beast, designed from the start to be optimally comparable to models by integrating measurements from multiple instruments into a single, composition-resolved description of the externally mixed aerosol.
L803-806 I do not think “Snapshots” really describes the nature of the data and no aircraft campaign can really provide a climatology. Only the synthesis of model and satellite data can do that. Aircraft measurements can help ensure the interpretation of these products is consistent with observations. Greater effort describing how to use ATom data for that objective is warranted.
We agree that it's difficult to describe how these data represent a specific state of the atmosphere. They are not a climatology, but rather the condition of the global atmosphere over the ~23 day period it took to make a circuit. "Atmospheric Tomography" certainly describes the goal of the project; a cross-sectional picture of the state of the remote oceanic atmosphere in a given season. Given the "tomography" analogy, we feel that "snapshot" represents the objective of ATom, even though it's not a truly instantaneous picture. And this terminology emphasizes that a comparison with model climatologies is generally not warranted; specific meteorology must be invoked. We definitely concur that a synthesis of model and satellite data is necessary to place the measurements in their proper context. This manuscript is only the starting point for much more extensive analysis.
Concluding comments:
This provides a good overview of ATom data. Suggesting and discussing strategies for using the ATom data would be helpful for modelers and others. The authors do suggest modelers “nudge times” to coincide with the data sets and suggest “….the model domain be sampled along the flight track”. This is probably essential for any direct comparison of aerosol “extensive” data to models but is far more demanding than summarizing mean profile values etc. An example on the scale of ATom data is the comparison of DC-8 NASA PEMT mission aerosol data over the Pacific (Clarke et al., JGR, 2001) with the MATCH assimilation chemical transport model (Collins et al., 2001).
Thank you very much for your constructive comments on the manuscript. We appreciate your expertise and global perspective. We expect that this dataset, together with already-developed datasets such as those provided in your earlier work and others, some of which are compiled by the GASSP program (Reddington et al., 2017), will be useful in understanding atmospheric composition and constraining key sources and processes within global models. This manuscript represents the starting point for much more extensive and detailed analysis along the lines you suggest. We will amplify the need for further analysis in the revised manuscript.
D. Clarke et al., Dust and pollution transport on global scales: Aerosol measurements and model predictions. J. Geophys. Res. Atmos. 106, 32555, doi:10.1029/2000JD900842 2001.
Brock, C. A., Williamson, C., Kupc, A., Froyd, K. D., Erdesz, F., Wagner, N., Richardson, M., Schwarz, J. P., Gao, R.-S., Katich, J. M., Campuzano-Jost, P., Nault, B. A., Schroder, J. C., Jimenez, J. L., Weinzierl, B., Dollner, M., Bui, T., and Murphy, D. M.: Aerosol size distributions during the Atmospheric Tomography Mission (ATom): methods, uncertainties, and data products, Atmos. Meas. Tech., 12, 3081–3099, https://doi.org/10.5194/amt-12-3081-2019, 2019.
Hodzic, A., Campuzano-Jost, P., Bian, H., Chin, M., Colarco, P. R., Day, D. A., Froyd, K. D., Heinold, B., Jo, D. S., Katich, J. M., Kodros, J. K., Nault, B. A., Pierce, J. R., Ray, E., Schacht, J., Schill, G. P., Schroder, J. C., Schwarz, J. P., Sueper, D. T., Tegen, I., Tilmes, S., Tsigaridis, K., Yu, P., and Jimenez, J. L.: Characterization of organic aerosol across the global remote troposphere: a comparison of ATom measurements and global chemistry models, Atmos. Chem. Phys., 20, 4607–4635, https://doi.org/10.5194/acp-20-4607-2020, 2020.
Reddington, C. L., Carslaw, K. S., Stier, P., Schutgens, N., Coe, H., Liu, D., Allan, J., Browse, J., Pringle, K. J., Lee, L. A., Yoshioka, M., Johnson, J. S., Regayre, L. A., Spracklen, D. V., Mann, G. W., Clarke, A., Hermann, M., Henning, S., Wex, H., Kristensen, T. B., Leaitch, W. R., Pöschl, U., Rose, D., Andreae, M. O., Schmale, J., Kondo, Y., Oshima, N., Schwarz, J. P., Nenes, A., Anderson, B., Roberts, G. C., Snider, J. R., Leck, C., Quinn, P. K., Chi, X., Ding, A., Jimenez, J. L., and Zhang, Q., The Global Aerosol Synthesis and Science Project (GASSP): Measurements and modeling to reduce uncertainty, Bul. Amer. Meteor. Soc., 98(9), 1857-1877, 2017.
Yu, F., G. Luo , T. Bates , B. Anderson , A. Clarke , V. Kapustin , R. Yantosca , Y. Wang, S. Wu, Spatial distributions of particle number concentrations in the global troposphere: Simulations, observations, and implications for nucleation mechanisms, J. Geophys. Res., 115, D17205, doi:10.1029/2009JD013473, 2010.
Citation: https://doi.org/10.5194/acp-2021-173-AC1 -
CC2: 'Reply on AC1', Antony Clarke, 10 May 2021
The comment was uploaded in the form of a supplement: https://acp.copernicus.org/preprints/acp-2021-173/acp-2021-173-CC2-supplement.pdf
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CC2: 'Reply on AC1', Antony Clarke, 10 May 2021
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AC1: 'Reply to comment by Prof. Tony Clarke', Charles Brock, 30 Apr 2021
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RC1: 'Comment on acp-2021-173', Anonymous Referee #1, 04 Jun 2021
Review of the manuscript "Ambient aerosol properties in the remote atmosphere from globalscale in-situ measurements"
The short assessment of this study is: impressive spatial coverage, comprehensive and state of the art set of experimental methods, and appropriate approaches to merge and integrate these. All this leads to a great data set on chemical, physical and optical properties of atmospheric aerosols. Definitely, suitable and important to be published in this journal.
The length of this review is by no means in contradiction with above positive assessment. By contrast, the expectation that this data set is going to be a benchmark that will most likely be used for a long time and in many future studies. Therefore, I consider it valuable to clarify several items and maybe adjust one or two assumptions in the calculations. It is one of several strengths of this manuscript that the entire chain of assumptions and calculations required to in infer optical aerosol properties from primary observations is quite completely and transparently presented. Addressing at least some of the comments below, which are virtually all of minor or even technical nature, could help in putting additional emphasis on the basic starting point assumptions, and to clarify a few things. There may be one or two items where I question an assumption (e.g. BC refractive index or “F_org”; see specific comments). Even if adjusting would likely lead to little change only, I encourage to consider it all the same. There is considerable chance that any assumption made in this study will be pickup up in many follow-up studies, given the quality of this work, also for calculations where it might have more impact than in this work. Keeping this in mind should help in gauging the effort put in addressing or discarding below comments.
More general and more important comments
Sect. 2.3, L262-280: As far as I can judge, the approach for approximating composition resolved size distributions to handle light scattering and light absorption is well thought. However, the underlying basic motivation / physics behind the approach could be communicated more clearly to the readers less experienced in aerosol optics. I suggest to introduce the distinct concepts behind handling scattering and absorption, possibly before dwelling on where composition and mixing state data are taken from (see also comment below, which addresses visualization in Fig. 2). For example, when it comes to light scattering, there is no way around describing aerosol size distribution and hygroscopic growth with sufficient accuracy, whereas replacing the volume associated with BC by the same volume of “NR-PM” as measured by the AMS introduces very limited error (BTW: I do not think that the approach chosen for this study leads to “double counting” of BC (line 275); instead it simply is material substitution for the light scattering calculations plus some volume error from sizing errors associated with BC particles). By contrast, first order approximation for calculating absorption simply is: summation over all absorbing components of the product “component specific mass absorption cross section times mass concentration” (with 2nd order corrections for size mixing state effects which lead to deviation from volume-based absorption and hamper additivity of light absorption for internal mixtures), while volume/size of externally mixed non-absorbing particles is absolutely irrelevant.
Section 2.3: The approach to obtain a good approximation of size-resolved aerosol composition and mixing state appears to be appropriate, though certain aspects are not perfectly clear. Given that different methods are combined in different manner for different size bins and particle types (in order to account for size and composition dependent detection efficiency of each method), I suggest to base the discussion on Figure 3 and to start with the basic assumptions before providing details. E.g.:
- Purpose: Prepare the ground for calculating RH dependence of size distribution and aerosol light scattering (as a function of RH) → step1: assign approximate mixing state and composition to each size bin in order to infer hygroscopic growth factors and refractive index (and density) in next steps. (If I understand correctly, this composition information is not used for inferring light absorption (otherwise, it would be inappropriate to substitute e.g. EC with different species).
- All size ranges: aerosol volume taken from AMP
- 0.05-0.14 um: Internal mixture. Composition exclusively based on AMS measurement. This means that the aerosol volume associated with refractory components that remain undetected by the AMS (BC, dust, NaCl, …) is substituted with AMS measured bulk composition.
- The three size bins in 0.25 to 4 um range: Measured volume is split into contributions by 9 particle types based on PALMS particle type classification. Then explain for each particle class how composition of respective volume is approximated, only including approximations common to calculating kappa and refractive index (here an SI figure or SI table resolved by particle type may be very useful and much clearer than a linear text block).
- 0.14 to 0.25 um size bin: measured volume is split to contributions from two sub-groups of PALMS-derived particle types. One sub-group is treated as internal mixture with AMS composition imposed, the other sub-group is retained as external mixture with PALMS-derived particle type specific composition imposed.
- extrapolation for small and large particles…
Inferring kappa:
- Equation 4: this is an explicit variant of the ZSR mixing rule, as applied for inferring the kappa of some PALMS-derived particle classes. It is a very basic implementation which parametrizes kappa based on “inorganic to organic” ratio. Such a simplification can perform very well, given that the major contributors to inorganic volume are measured and lumped together, and alike for all major contributors to organic volume. However, footnote “B” in Table 2 suggests that sulfate is the only species considered for calculating F_org. This will lead to systematic bias if other inorganic ions such as nitrate make a substantial contribution to inorganic volume. It remains unclear how/whether nitrate volume is appropriately accounted for in size classes relying on PALMS composition data. Please clarify.
- The hygroscopic growth has discontinuities at size bin boundaries, particularly where switching from AMS to PALMS for composition constraints. Does this cause any problems with wet size distribution shapes, or is this unimportant because discontinuity is small or because final optical parameters are integrated over all sizes?
- Minor: Sulfuric acid or nitric acid contain considerable residual water at “dry RH” (in cabin conditions), such that the effective kappa value would be considerably smaller (more comparable to e.g. corresponding ammonium salts). Anyway, volume fractions of these acids are likely low, such that propagated uncertainties are unimportant.
Inferring refractive index (Sect. 2.7 and Table 2):
- The equation composition dependence applied to some PALMS particle classes (1-F_org) * 1.479 + F_org * 1.480 + 0i appears to be a precision overkill given considerably larger absolute uncertainties. Furthermore, is it important to consider nitrate salts, which does not appear to be the case, for refractive index estimates (see related comment on hygroscopic growth)?
- “SP2: Black Carbon” and “SP2: Coating”: please clarify whether these refractive indices feed into general calculation of scattering coefficient and/or absorption coefficient, or whether they are exclusively used for inferring BC particle mixing state from SP2 raw data. The Moteki 2010 value does not appear to be appropriate for absorption calculations and questionable for general applicability to light scattering calculations because it is only based on a single light scattering cross section measurement at 1’064 nm for BC heated to sublimation temperature by a strong laser (“single” in the sense of one parameter rather than single data point).
Line 354ff: Treatment of e.g. the “PALMS-derived sulfate/organic” particles with respect to optical calculations remains somewhat unclear. The equation in the “refractive index” column of Table 2 is a simplified two-component volume mixing rule (only distinguishing “inorganics” and “organics” with refractive indices of ammonium bisulfate and OA assigned, respectively). This brings back the question: are inorganic salts other than sulfate salts considered for calculating “F_org”? Furthermore, is this 2-component mixing rule applied to big and small sulfate/organic particles (and equally treated types) or is the full AMS-composition considered for the small ones as implied by the compositional model? Besides clarifications, I suggest some reordering and rewording along the line (depending how calculations were done actually): “Scattering was calculated for the wavelengths of 340, 380, 405, 440, 532, 550, 670, 870, 940, and 1020 nm, which match common wavelengths for the AERONET sunphotometers and satellite measurements of AOD. The refractive indices in Table 2 are not adjusted for wavelength; this is a small potential bias in the context of other assumptions and approximations in the calculation. All particle types were treated as spherical in shape and internally homogeneous for optical calculations. For particles that are a multi-component mixture based on the simplified composition and mixing state representation introduced in Sect. 2.3, the dry particle refractive index is calculated as the volume-weighted mean refractive index of contributing components. This calculation is further simplified for this and that particle type using this and that equation/approach….”. – Note: this volume-based mixing rule is also applied to the small particles for which composition is constrained with AMS only (if I understand correctly; this is not clearly stated in the manuscript).
Suggestions for some additions/reorganization of Figure 2:
i) Explicitly indicate which subsets of the flow chart are used to compute light scattering and light absorption, respectively. Maybe even split in two separate panels as inputs hardly have any overlap.
ii) How is contribution of BC particles to asymmetry parameter handled? Is BC particle contribution completely ignored? Is this expected to have a significant effect? If yes, rather systematic positive or negative bias (depending on value of calculated asymmetry parameter)?
iii) What optical model is used for water-soluble brown carbon absorption? (See also separate comment.)
iv) How is hygroscopic growth effect on BrC and BC absorption treated? (RH also as input for absorption calculations? Explicitly include in the figure that treated independent of RH.
v) How is dust absorption treated? Indicated even if set to zero, as this would also be an important piece of information.
vi) Top right box: Why/how is pressure required? “H2O” likely stands for “water vapour partial pressure (as opposed to total liquid water content or liquid water associated with non-activated aerosol particles; see e.g. “H2O” label in Fig. 10). I assume that temperature is only required to infer RH from water vapour partial pressure, whereas nothing else is treated as temperature dependent? It might be worthwhile to emphasize the top right box is exclusively required to deliver RH to hygroscopic growth calculations, i.e. simplify it to “(ambient) RH”.
Line 371: Any peculiar reason for using the idealistic core-shell morphology assumption as opposed to fractal-like shapes? Size dependence of MAC tends to be stronger for compact spheres than for loose compact spheres (e.g. Romshoo 2021). Additionally, the refractive index used for BC is inappropriate as it is a value to get light scattering by BC at 1064 nm and at 4’000 K within the SP2 instrument right, whereas it wasn’t determined to get light absorption by BC right (which is not accessible to standard SP2 measurements). What matters in the end are the resulting coated BC MAC values (or the alternatively the product bare BC core MAC value times absorption enhancement factor due to lensing). Values resulting from the calculations made in this study should be reported and be put in context of previous values in the literature, even if it simply remains on the level of confirming plausibility of the result.
Romshoo, B., Müller, T., Pfeifer, S., Saturno, J., Nowak, A., Ciupek, K., Quincey, P., and Wiedensohler, A.: Radiative properties of coated black carbon aggregates: numerical simulations and radiative forcing estimates, Atmos. Chem. Phys. Discuss. [preprint], https://doi.org/10.5194/acp-2020-1290, in review, 2021.Lines 383 to 397: BrC data are only available on 5 – 15 minutes time resolution, while the aerosol variability occurred on shorter time scales. Furthermore, a time resolution of 60s is chosen for the reported data set. Therefore, the BrC absorption data are “resampled” to higher time resolution with making use of covariance between BrC and BC and between BrC and biomass burning aerosol mass concentrations. While I fully support such an approach, I do not consider the actual implementation appropriate because it does not conserve the mean BrC mass measured on the original time intervals. I suggest to choose an approach in which covariance with one or both aforementioned parameters is used to introduce variation of BrC absorption around the measured mean value over the original sampling interval in such a manner that mean BrC absorption is conserved for each original interval.
Minor comments
Figure 3: This figure is useful. Some minor suggestion:
i) The inlet size range could additionally be indicated with arrow at top.
ii) It might be worthwhile to indicate the size ranges across which AMS and PALMS provide composition information (currently only shown across which size range information of these instruments is used).
iii) Maybe “AMS bulk composition” because no size-resolve data are used (in contrast to PALMS for which size-resolved information is retained).
iv) For the 0.14 to 0.25 size class: “meteoric” appears twice, oil combustion appears to be missing?
L57-59: Just a side remark: interaction between different molecules in gas and liquid condensed phase is of chemical and physical nature: Raoult’s law shifts the phase partitioning for species that are miscible with a liquid aerosol phase present in the system without involving chemical reactions, i.e. also for non-reactive vapours. See volatility basis set approach for phase partitioning in e.g. Donahue et al. (2006).
Donahue, N. M., Robinson, A. L., Stanier, C. O., and Pandis, S. N.: Coupled partitioning, dilution, and chemical aging of semivolatile organics. Environ. Sci. Technol., 40, 2635-2643, doi:10.1021/es052297c, 2006.
L63: “dilution” could be added to this comprehensive list (as it can cause evaporation feedback for semi-volatile species through the physical effect mentioned in the previous comment). Distinction between solid and liquid condensed phase is also important in this context.
L86: Recent overview article on polarimetric retrievals:
Dubovik, O., Li, Z., Mishchenko, M. I., Tanré, D., Karol, Y., Bojkov, B., Cairns, B., Diner, D. J., Espinosa, W. R., Goloub, P., Gu, X., Hasekamp, O., Hong, J., Hou, W., Knobelspiesse, K. D., Landgraf, J., Li, L., Litvinov, P., Liu, Y., Lopatin, A., Marbach, T., Maring, H., Martins, V., Meijer, Y., Milinevsky, G., Mukai, S., Parol, F., Qiao, Y., Remer, L., Rietjens, J., Sano, I., Stammes, P., Stamnes, S., Sun, X., Tabary, P., Travis, L. D., Waquet, F., Xu, F., Yan, C., and Yin, D.: Polarimetric remote sensing of atmospheric aerosols: Instruments, methodologies, results, and perspectives. J. Quant. Spectrosc. Radiat. Transf., 224, 474-511, doi:10.1016/j.jqsrt.2018.11.024, 2019.
L164: Petzold et al. (2013) recommend using “rBC” when reporting BC mass quantified using laser-induced incandescence. For the purpose of this manuscript, it is probably more useful to stay with “BC mass”, except for dropping a remark in the methods section that BC mass is obtained through measurement of operationally defined “rBC mass”.
Petzold, A., Ogren, J. A., Fiebig, M., Laj, P., Li, S. M., Baltensperger, U., Holzer-Popp, T., Kinne, S., Pappalardo, G., Sugimoto, N., Wehrli, C., Wiedensohler, A., and Zhang, X. Y.: Recommendations for reporting "black carbon" measurements. Atmos. Chem. Phys., 13, 8365-8379, doi:10.5194/acp-13-8365-2013, 2013.
L167-168: “BC mass concentration data, corrected to reflect accumulation mode BC outside of the detection-range of the instrument” – How was this done? Extrapolation via lognormal fit? At large diameter tail only, or also for small BC cores? Is it important to state time resolution of the correction factor?
L166-168: “BC mass concentration data, […], are reported on a 1 s time basis (with frequent null detections at this rate at the concentrations found in ATom)” – All okay with this. However, important to provide good instructions in the meta data to users of the data base on how (not to) handle zero entries when aggregating 1s data to lower time resolution.
L182-187: only “cloud free” conditions are reported, whereas “haze” category is included. Is this going to be taken up in the discussion section when it comes to the question of comparing these in-situ data with remote sensing data? I.e., are remote sending data typically “cloud free only” inclusive or exclusive “haze”?
L208: PALMS uses laser ablation to desorb and ionize, correct? Can all particle types be vaporized (i.e. also transparent particles)? Some hint is given on L213 that detection efficiency might be composition dependent (or was this only about size dependence), while no statement is made about resulting impacts on averaged composition in a size bin.
L218ff: “Thus, to calculate optical and hygroscopic properties, we do not assume a weighted internal mixture of the chemical components, but rather treat the total aerosol as an externally mixed collection of independent size distributions, each composed of one PALMS compositional type mapped onto the particle size distributions.” – Important piece of information. Shouldn’t this better be moved to where Figure 2 is discussed?
L225: “Further, the AMS composition is applied to the sulfate/organic, biomass burning, EC, and unclassified particle types for the 0.14–0.25 µm PALMS size range”. – How is this to be understood? Are they all thrown into one bucket and composition is assigned based on AMS data (which does not exclude that composition of these aerosol types still differs after this process because they are prevalent at different times)? What happens to e.g. EC, which is not detected by the AMS, i.e. are the “EC particles ending up as “EC-free” (which may not necessarily be an issue)?
L230: “As noted by Hodzic et al. (2020), in background conditions during ATom a substantial fraction of the AMS organic aerosol (OA) concentrations were below detection limit, and included negative values. We substitute negative AMS values with zeros when calculating optical or hygroscopic properties (Sect. 2.5)” – One should first pre-average the data to intervals sufficiently long to reduce negative organic readings to a minor fraction such that replacing negatives by zeros does not really make a change in the average composition inferred from these pre-averaged data. If replacing the negatives by zeros is done before any averaging, then this will introduce a systematic high bias in average organic fraction and bias calculated hygroscopic growth through its dependence on organic to inorganic ratio.
L234 – L238: This descriptions sounds as if PALMS data were aggregated by “air mass or plume” type most of the time, with few exceptions only, when truly time-resolved composition is provided? Please clarify. I additionally suggest to refer to Fig. 3 where regional averaging is also addressed.
L263: “D_p” appears to be reserved for total particles geometric diameter throughout most of the manuscript. Here it is used for a BC mass equivalent core diameter, which differs from total particle diameter for internally mixed BC (in which case optical sizing by the SP2 provides something like D_p). I suggest using a distinct symbol for BC core mass equivalent diameter to avoid ambiguity. Strictly speaking, the SP2 arrow in Fig. 3 also lives on a different diameter axis.
L279: This should read: “for the purpose of calculating aerosol hygroscopic growth and light scattering” (I doubt that PALMS data go into BC light absorption calculations.)
Equations 3: This equation appears to be quite randomly picked among those equations used to come up with hygroscopic growth (most of which are provided in Table 2, except for the ZSR mixing rule approach applied to AMS data on top level, which is quite hidden on lines 307/308). The ZSR mixing rule deserves at least as much emphasis as Equation 3. (PS: Equation 4 is the explicit variant of ZSR mixing rule applied to some PALMS-derived particle classes).
Line 318: “The overall project-mean value of κ from the AMS measurements was 0.53±0.19”. This value appears to be at the high end of AMS-based literature data (given that potential sea salt contribution is not considered in this value). Is this a result of small organic fraction and/or high fraction of acids, which got a high kappa assigned in pure form (on average)?
Line 323: “For a pure organic aerosol (Forg=1), this yields κorg =0.17, close to the AMS project-wide value of κorg=0.18 from Eq. 3”; good to put approaches chosen for different size ranges in context to each other. However, while consistency for pure organic aerosol is given (just skipping O/C dependence in PALMS size range), Equation 4 based kappa have a low bias compared with AMS-kappa for pure inorganic aerosol (F_org = 0), as the lowest among all sulfate and inorganic kappa values is chosen for kappa_inorg in Equation 4. Is this of relevance or anyway within uncertainties? (The potential bias in F_inorg, which I addressed in a previous comment, may be of greater impact.)
Line 324: Statements such as “The project-wide mean value of κ from Eq. 4 for particles with Dp>0.25 µm was 0.36±0.05.” are potentially misleading, because this “kappa value” only applies for a subset of particles in this size class. The grand average kappa over all particles within a size class would be more relevant as a most basic parameter for comparison with other studies.
Treatment of the coarse tail of the size distribution taken from the CAS on Lines 255-260 and Lines 330-338: Some duplication of the approach on how water content correction is applied to infer dry size distribution from the measurement at ambient RH. I suggest blend these blocks together. Furthermore, it is not quite clear whether data reduction is done in a single or two step process, i.e. where and how compositional constraints are used. Single step would be directly relating dry size distribution to scattering signal using a forward kernel constrained with observed composition to approximate hygroscopic growth and refractive index as a function of RH (wet size distribution would then be an intermediate side product of the forward kernel applied to the inverted dry size distribution). Two step approach would be: first inferring wet size distribution from scatting signal (done with or without using composition constraints for water content and refractive index estimates?) and then dividing wet diameters by hygroscopic growth factors based on composition constraints (no more need of refractive indices in second step).
Section 2.6: I suggest adding a remark that AMS-derived kappa values are chosen to infer critical dry diameters as these fall into the size range where composition is best constrained with the AMS (Fig. 3).
Line 353: the scattering efficiency also depends on the imaginary part of the refractive index. Why is it not considered? Could possibly be important for the larger and absorbing particles, e.g. dust.
Line 360: This sentence belongs into the next paragraph. And I suggest something along the line: “In order to calculate scattering coefficient of the aerosol at fixed RH values of 70, 80, and 85% RH, the effects of hygroscopic growth were considered. The diameter of every particle was adjusted based on the growth factor calculated as described in Sect. 2.5, and the refractive index was adjusted to the volume weighted mean of dry particle and water refractive indices.
Line 366 onwards: I suggest a separate sub-section for the method to calculate absorption including a few introductory sentences on the basic approach behind it, also commenting on which parts of Table 2 and Figure 2 are used for it and which parts are not required.
Line 374: “We assume that hygroscopic growth on coated BC particles does not appreciably change the absorption coefficient through additional lensing effects, since substantial coatings on the aged BC particles already existed.” – This statement implicitly includes expert knowledge that absorption enhancement saturates for thick coatings. Might be useful to state this explicitly. I would support this assumption even outside the saturation range with the following two arguments. Uncoated BC does not undergo hygroscopic growth hence no absorption enhancement. Moderately coated BC will undergo hygroscopic growth, however, opposite effects of increasing shell thickness and decreasing shell refractive index will approximately compensate each other, thereby leaving a small net effect. PS: These assumptions are not perfect, but reliable experimental characterization of humidity dependence of aerosol absorption unfortunately remains an open challenge to the best of my knowledge.
Line 377: Why is it considered unimportant to treat absorption accurately in dust plumes (where dust contributes substantially to absorption)? E.g. line 46 does not read like dust is not generally unimportant for the ATom data set. (More comments on dust absorption are provided below.)
Line 389: “[…] approximately account for unmeasured BrC that is extractable in organic solvents […]”: this statement is imprecise and should be reformulated to: “[…] approximately account for unmeasured BrC that is not extractable in water […]”. The unmeasured BrC may include material that is exclusively extractable in organic solvents but insoluble in water (while it does not include BrC that is soluble in both water and organic solvents). The unmeasured BrC may also include amorphous carbon “tar BrC” that is insoluble, i.e. neither soluble in organic nor polar solvents (e.g. Corbin et al., 2019).
For the same reason, “organic-soluble BrC” on line 399 should be replaced by “water-insoluble BrC”.Corbin, J. C., Czech, H., Massabò, D., de Mongeot, F. B., Jakobi, G., Liu, F., Lobo, P., Mennucci, C., Mensah, A. A., Orasche, J., Pieber, S. M., Prévôt, A. S. H., Stengel, B., Tay, L. L., Zanatta, M., Zimmermann, R., El Haddad, I., and Gysel, M.: Infrared-absorbing carbonaceous tar can dominate light absorption by marine-engine exhaust. npj Clim. Atmos. Sci., 2, 12, doi:10.1038/s41612-019-0069-5, 2019.
Lines 388-390: It is good that first order approximations are made to account for unmeasured BrC and for the difference between mass specific absorption in bulk solution versus airborne particulate form. The conversion factor to infer particulate absorption from bulk solution data implicitly includes particle morphology assumptions and an optical model, likely homogeneous spheres and Mie theory, respectively. This should be reflected in Figure 2 (see separate comments made on Figure 2).
Lines 400-404: Did I understood correctly, that the water extracted absorbance measurement is only used to quantify absorption by BrC at 365 nm? Or was it also used to constrain the AAE of 5, which is used to extrapolate BrC absorption to longer wavelength? If assumed, then provide suitable references, if constrained by measurements, then don’t forget to state this (also updating at line 462). Furthermore, absorption by soluble BrC typically vanishes at visible red and NIR wavelength. Is it justified to extrapolate BrC absorption with an AAE of 5 all the way up to NIR wavelength?
Figure 4a: Logarithmic axis scaling could possibly provide a better visualization of the level of agreement for lower concentrations.
Figures 4a and 4b: It would be useful to have error bars on the data points (for both calculated and measured values).
Line 438: Shouldn’t total scattering per component rather than total extinction per component be used as weighting factor for phase function averaging? It may be worthwhile to drop a remark here on how BC-particle contribution to phase function is treated (or neglected). See also above comment.
Line 440-446: Is total scattering in the approach used to calculate the fine mode fraction identical to total scattering calculated with the standard approach? I suspect it comes out slightly different due to different “effective refractive index”? I’m just curious, while I don’t see need to adjust anything. Even if slightly inconsistent, it is in the end irrelevant as reported fine mode fraction is a normalized quantity, and the major uncertainty comes from splitting the two size ranges.
Line 460: Is the approach used to determine the extinction Angström exponent also applied to determine the scattering Angström exponent in equivalent manner?
Line 460: Approximating spectral dependence with a power law typically works very well over limited wavelength ranges. However, a rather wide range from 340 nm to 1020 nm is used here, in which case the power law approximation loses out in performance to precisely describe the spectral dependence. As a consequence of this, Angström exponent values become increasingly dependent on the specific approach chosen to infer it from spectral measurements: which wavelength range is covered, which discrete wavelength values are included in the fit, are data log-transformed before fitting, etc.? One peculiar approach to assess sensitivity could be to additionally determine the Angström exponent for two wavelength pairs (e.g. for 340/670 and for 550/1020). If the result is insensitive to choosing different approaches, then it is worthwhile to say so. If not, then it should be stated how exactly the least square fit was done and, more importantly, whether this peculiar approach was on purpose chosen to be identical with standard approaches in e.g. AERONET date processing routines (or some other standard data products or model outputs). BTW: Angström exponent results are not presented or discussed in the main text of the manuscript, correct?
Line 461-464: AAE BrC is kept fixed and AAE BC likely isn’t too variable either. Thus, overall AAE essentially just reflects the relative amounts of BrC compared to BC, correct? Or does calculated AAE BC exhibit considerable regional variation? In any case, calculated AAE BC should be reported to confirm plausibility of calculated values (after updating the refractive index of BC as requested elsewhere). Actually, I actually wonder whether one should just assume a value of around 1±0.2 for AAE BC. Most importantly, it should be quantified how input uncertainties (e.g. a factor of 3 for BrC absorption; see line 400) propagate through to AAE uncertainty (this should be quite straight forward).
Line 474: Here it is argued that dust plumes must also be considered for (A)AOD calculations. Does this go together with the approach to neglect absorption by dust in the calculations?
Line 478: Interpolation is applied if no more than two vertical layers are filtered due to cloud screening. This seems fine, in particular in the interest of increasing data coverage, except for one potential caveat. Such conditions would be removed via cloud screening from columnar remote sensing measurements. I would expect above-average RH in the cloud-free layers of profiles with clouds in some layers. Could this lead to a systematic RH bias between the data set of this study and remote sensing data sets that may be used for future comparison, or is it likely a minor effect?
Figure 5: When comparing panel d with panel f and panel c with panel e, it looks like considerable covariance of biomass burning and sulfate/organic extinction. Does this suggest that true biomass burning particles do mostly show up in the biomass burning class but also bleed over significantly into the sulfate/organic particle class? Would that affect the interpretation given on lines 495 to 498? More generally, the dust particle class also has quite some co-variance with above two classes, whereas sea salt class exhibits a very distinct spatial pattern. Are source and transport patterns of true biomass burning, sulfate/organic and dust particles more correlated with each other than with sea salt source patterns, or is the applied methodology very good in isolating sea salt particles, while distinction between biomass burning, sulfate/organic and dust is more ambiguous? The authors have much greater experience in strength and limitations of the particle typing approach they applied than the general reader of this manuscript has. Therefore, they should convey their expert interpretation relating to above questions.
Figure 6:
i) Fitting a slope with axis intercept is not a suitable means to assess “overall” closure performance. This type of regression analysis heavily up-weighs higher concentration values and heavily down-weighs lower concentration values. Hence, the regression slope only represents the performance for the higher AOD values. It might be useful to add a sub-panel with a histogram of ratios, possibly even segregated by upper and lower half of AERONET (or DC-8) AOD values.
ii) There is always a question whether using linear or logarithmic axis scaling (or both). Linear axis scaling puts visual emphasis on absolute values and errors. In its current form the graph nicely shows that the two methods both agree will in terms of distinguishing low AOD from high AOD. Logarithmic axis scaling puts emphasis on relative errors (and helps for visualizing values varying by several order in magnitude). In this example, choosing logarithmic axis scaling (and adding further grid lines in parallel to the 1:1-line corresponding to fixed ratios) would likely allow for a better visual assessment of closure performance in relative terms at low AOD values, where the fit and 1:1 lines both appear to lay systematically off the data points (little in absolute terms, a lot in relative terms). In the end, axis-scaling type is always a subjective decision. However, discussion of closure results should always clearly distinguish between the two basics questions: “ability to distinguish low from high values” and “level of relative agreement across the full range (or defined sub-ranges) of observed absolute values”.
Figure 7: The data points appear to scatter quite symmetrically about the LOWESS fit, in a visualization with logarithmic axis scaling. I have no experience with LOWESS but this fit result looks counter intuitive as “linear” sounds like “putting emphasis on absolute deviation” (unless data were log-transformed before applying LOWESS). Anyway, it looks like the LOWESS provides local modal/median values rather than local mean values. Depending on atmospheric process or on what is to be emphasized with the fit curve, one or the other type of value can be more relevant. It could be considered to provide two types “smoothed fit” to show both local mode and mean (local median and local averaging are simple ways to get such curves). Providing two different curves has the advantage that potential future users of the fit curve, which may want to compare it with their own data, will have to assess which one to choose and how to fit their data to ensure consistency of the comparison.
Lines 553 to 556 / thresholds for “in plume” conditions: choosing rather high thresholds, as done here is perfectly suitable to separate conditions where bulk aerosol properties represent the plume aerosol type. However, the “free troposphere” conditions contain, as a consequence, all more dilute biomass and dust plumes. It would be interesting to know whether “free tropospheric conditions without BB/dust plume”, could be unambiguously isolated with suitable low thresholds. However, this may not be possible as transition between “dilute plume” to “no plume” may be continuous or due to limited sample number. Based on this comment, line 604 should read “[…] exclude data from strong BB and dust plumes […]” (and equivalently in caption of Fig. 11).
Figure 9: A duplicate of this figure with showing percentage contribution of each particle type (and water) to total extinction shown on the abscissa could be added to the SI. This would visualize relative contributions of different aerosol types at higher altitudes, which is not accessible in the current graph.
Fig. 10b: Scattering by dust is one or two orders in magnitude greater than absorption by BC for dust plumes. This means that absorption by dust could exceed absorption by BC in these plumes, unless dust SSA is really high. This brings me back to earlier comments on the role of dust absorption. Would it be possible to approximately consider dust absorption in the optical model by simply applying literature values of dust SSA to calculated dust scattering (if dust SSA isn’t excessively size or source area dependent)?
First paragraph in Sect. 3.3.2: I perfectly agree with the arguments made for need to get composition and size right. Only one small caveat: number size distribution instead of volume size distribution, as presented in Fig. 11, would provide better insight when it comes to CCN and aerosol-cloud interactions. Would it be possible to add particle-type resolved number size distributions to the SI?
Lines 640 to 645: I would refrain from interpreting altitude dependence of accumulation mode modal diameter. Cloud processing and wet removal may affect size in addition to condensation.
Figures 12 c & f: The GSD of the accumulation mode decreases at altitudes below ~2 km with a concurrent increase of the coarse mode GSD. The latter trend is explained with SSA versus dust. I wonder whether the former is real, or to some extent a fitting artefact which leads to reduced accumulation mode GSD when coarse SSA is present?
Figure 13: A fair estimate of uncertainties should be added to calculated values shown in this figure. For example, a factor of 3 uncertainty is state for BrC absorption in the methods section, whereas I expect lower uncertainty for absorption by BC. Therefore, the ratio of BC to BrC absorption seen in this figure must not be over-interpreted, whereas single scattering albedo may have relatively small error with little contribution from BrC absorption uncertainty. The authors have a discussion section on limitation, caveats and uncertainties, which is very good to have, and in which they argue against feasibility of error propagation with reasonable effort. This is fair enough; however, some additional guidance of the reader on how to interpret or not to interpret results in one or the other figure could be helpful.
Line 665 to 668: This statement almost motivates an SI figure showing vertical profiles of MAC and MSC.
Technical comments
L95: Define acronyms (ATom) at first incident in the text (excluding abstract).
L111: “ATom"
L141-142: Avoid exclusive use of “size” when reporting quantitative numbers. Instead explicitly state “radius” or “diameter”.
L174: please add: […] was then converted to aerosol absorption as described in Section XY.
L194: refer forward to Sects. 2.5 & 2.6 for hygroscopic growth and CCN activity and to Sect. 2.7 for optical properties (i.e. for additional simplifications made to infer kappa and refractive index from composition).
L208 & 215: “particle volume size distributions”
L352: use common term for the quantity calculated - “scattering” alone is quite undefined - and provide units (to further minimize potential risk of ambiguity).
Lines 401-403: Calculation of extinction is a bit hidden. I suggest a separate paragraph and including equation number, just to give it a little more weight.
Lines 419-422: This belongs into the previous subsection.
Equation 7: “I” on the right hand side of the equation also requires a subscript “i". And, strictly speaking, all θ in the denominator should be replaced by e.g. θ’ in order to disambiguate the integration variable, which runs over the range from 0 and π, from the θ in numerator and on the left hand side, which has a fixed value between 0 and π.
Equation 10: I suggest to explicitly include wavelength and reference wavelength on the left hand side of the equation.
Equation 11: Using “i" as index for layer here and as index for chemical component elsewhere in the manuscript, bears a (small) risk of causing confusion. I suggest using a different index for the layers. With “AOD” on the left hand side, “x” on the right hand side can exclusively be a placeholder for extinction. I suggest to provide the AOD variant of the equation only and comment that AAOD is obtained with substituting extinction by absorption.
Figure 5: Color scale font size is really at the lower limit.
Line 562: “water dominates”
Line 576: also refer to Fig. 10a
Figure 10 caption:
i) Add a “combustion=HFO-combustion”.
ii) t should be stated that all rows except BrC Abs and BC Abs represent scattering only (based on the basic assumptions behind the optical calculations).
iii) “H2O” could also be expanded to “contribution of light scattering enhancement by particulate water relative to dry particle properties”. (Elsewhere, “H2O” is used for water vapour.)
iv) Where has the “unclassified” PALMS class gone?
Line 581: I suggest: “[…] absorption from BC, which includes the enhancement by substantial coating as shown to be present by the SP2, is also a significant contributor […]”
Figs. 9 and 11 and line ~200: Which PALMS classes are included in “industrial combustion”? Generally, labelling should be harmonized across figures and throughout the manuscript.
Fig. 12d: Fix Aitken mode color.
Line 654: I suggest: “The sigma_g of the lognormal distribution is >2 in the lowest 2 km of the profile, where sea salt dominates, but <2 in the middle […]”
Figure 13: Please put emphasis on the wavelength!
Line 676: Maybe: “[…] due to the shift of modal diameter to smaller sizes […]”
Citation: https://doi.org/10.5194/acp-2021-173-RC1 -
RC2: 'Comment on acp-2021-173', Anonymous Referee #2, 04 Jun 2021
This is an excellent manuscript. They have extremely unique measurements in the ATOM campaign with a comprehensive list of state-of-the-art instruments and conducted highly detailed data analysis to derive ambient aerosol properties including composition-resolved size distributions, CCN concentrations, and various optical properties. Understandably, the analysis involves some key assumptions and assumed parameters, which appear to be mostly reasonable to this referee. The manuscript is overall very well written and I do not have major comments. I applaud huge efforts by the authors. Given there are two very detailed comments, I have only a few comments as below. I strongly support the publication of this manuscript in ACP.
- For calculations of optical properties of black carbon particles, core-shell Mie theory was applied leading to absorption enhancements by coatings. Some studies indicated that coatings may not enhance absorption as expected by core-shell Mie theory. Refractive index of BC is assumed (Table 2), but this may be subject to uncertainty. Given absorption from coated BC contributes significantly to extinction (L580), can you estimate uncertainties associated with assumed refractive index and morphology on your calculations?
- Average Kappa_org of 0.18 appears to be a bit higher than previous ambient measurements and modeling (e.g., Gunthe et al., ACP, 9, 7551, 2009; Pringle et al., ACP, 10, 5241, 2010, etc.). You used parameterizations of Rickards et al., which is based on lab measurements of model organic compounds. I wonder the impact and uncertainty associated with this application.
- BrC optical properties may change upon chemical aging and photolysis, as shown by recent laboratory studies (e.g., review by Laskin et al., Chem. Rev., 2015). I understand that it is very challenging to accurately estimate BrC optical properties and you do acknowledge relatively large uncertainty (L399). It may be worth to also mention dynamic and complex nature of BrC optical properties with appropriate references.
Citation: https://doi.org/10.5194/acp-2021-173-RC2