the Creative Commons Attribution 4.0 License.
the Creative Commons Attribution 4.0 License.
Impact of present aircraft NOx and aerosol emissions on atmospheric composition and climate: results from a model intercomparison
Didier Hauglustaine
Zosia Staniaszek
Marianne Tronstad Lund
Irene Dedoussi
Sigrun Matthes
Flávio Quadros
Mattia Righi
Agnieszka Skowron
Robin Thor
Aircraft emissions of nitrogen oxides (NOx= NO + NO2), aerosols, and aerosol precursors provide a non-negligible contribution to the climate impact of air traffic, and the uncertainty in their climate Effective Radiative Forcing (ERF) remains significant. This study presents results from a new model intercomparison of the impact of aircraft emissions involving five state-of-the-art global models including both tropospheric and stratospheric chemistry. Aircraft NOx increases ozone photochemical production in the free troposphere throughout the year and decreases ozone chemical loss in the high-latitude lowermost stratosphere during spring–early summer. The models generally agree on the spatial pattern of NOx, ozone, and hydroxyl radical (OH) responses. The NOx net ERF is systematically positive with a model mean of 18.3 mW m−2, ranging from 9.4 to 24.5 mW m−2 among the different models. This net NOx forcing is reduced by 35 % and 43 % accounting for the negative forcing arising from the formation of nitrate and sulfate particles, respectively. Estimates of the aerosol direct ERF are systematically negative and range between −6.5 and −17.8 mW m−2, compensating most of the net NOx ERF albeit with noticeable intermodel differences arising from the diversity in aerosol parameterizations. This work shows encouraging results regarding our confidence in aviation NOx-induced ozone response because of a good model agreement. To a lesser extent, some similarities in the results regarding aerosols are also encouraging, given the few existing model intercomparisons on this topic. However, the results also highlight areas where further modeling experiments are needed, both with more models and with dedicated sensitivity simulations to further understand the factors giving rise to the spread in model estimates of aviation emission impacts on atmospheric composition and climate.
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Air traffic emissions play a non-negligible role in climate change (Arias et al., 2021; Szopa et al., 2021) and air quality (e.g. Prashanth et al., 2022). As a long-lived species, carbon dioxide (CO2) is the main climate forcer in the long term, and its radiative effect is reasonably well-quantified (Boucher et al., 2021). Additionally, the radiative effect from aviation non-CO2 emissions has recently been evaluated to account for two-thirds of the total aircraft effective radiative forcing (ERF) from 1940 until 2018, but is characterized by uncertainties 8 times greater than for CO2 (Lee et al., 2021). Consequently, when estimating the benefit of aviation mitigation strategies, it is crucial to quantify and constrain both CO2 and non-CO2 effects.
Non-CO2 emissions include a variety of chemically reactive gaseous and particulate compounds. The emitted species include sulfur dioxide (SO2) forming so-called sulfate (SO4) particles that tend to cool the surface by scattering the incoming solar radiation, and black carbon (BC) – or soot – particles that tend to warm the atmosphere by absorbing the incoming solar radiation. Aerosols also have an indirect effect on climate through aerosol-cloud interactions, but the large uncertainties do not allow for a robust estimate in the case of aviation. Among the non-CO2 gaseous components, water vapor (noted hereafter as H2O) is the most abundantly emitted species. Its injection into the dry lowermost stratosphere (LMS), where its lifetime is substantially longer than in the troposphere, induces a positive radiative forcing (Lee et al., 2021). H2O, together with soot particles, also leads to the formation of contrail-cirrus, which is estimated to exert the largest individual contribution to positive RF, but with large uncertainty (e.g. Lee et al., 2021; Wilhelm et al., 2021). Another of the non-CO2 effects from aviation, still surrounded by a large uncertainty, is induced by nitrogen oxides (NOx= NO + NO2), a necessary catalyzer for tropospheric ozone (O3) production. Though emitted in lesser quantities from aircraft than from other transport modes (e.g. Righi et al., 2023, Fig. 1), the injection directly into the free troposphere makes high-altitude NOx emissions more efficient in producing ozone (e.g. Finney et al., 2016). It is linked both to the longer NOx lifetime in this region, and its lower NOx background. Compared to lightning NOx emissions that likely represent 2–8 TgN yr−1 (Schumann and Huntrieser, 2007), aviation NOx emissions are not negligible as they are currently near 1 TgN yr−1, i.e. potentially up to 50 % of the lightning emissions. Ozone has been confirmed as one of the main greenhouse gases linked with anthropogenic activities (Stevenson et al., 2013).
Earlier studies show that the main ozone perturbation induced by aircraft NOx is located in the vicinity of the tropopause (e.g. Brasseur et al., 2016) where changes in ozone cause the most important positive RF (Riese et al., 2012). Changes in NOx and ozone further modify the atmospheric oxidizing capacity by promoting the formation of the hydroxyl radical (OH), impacting atmospheric chemistry and particularly methane oxidation. The increased abundance of OH in the troposphere causes the reduction of atmospheric methane (CH4) lifetime, which induces a negative radiative forcing over about a decade following the emission, thus partly counteracting the initial ozone-induced warming effect. Since methane is an ozone precursor in the troposphere and a water vapor precursor in the stratosphere, its increased sink in the short term decreases the production of these two species during the decade following the emission, thus increasing the cooling term due to methane destruction (e.g. Myhre et al., 2011). Through the production of tropospheric OH, aircraft NOx also promotes the formation of sulfate and nitrate (NO3) particles (because of an enhanced oxidation of SO2 and NOx), thus acting as an additional cooling factor (Brasseur et al., 2016; Terrenoire et al., 2022). Based on the existing literature, Lee et al. (2021) estimated the net aviation NOx impact to exert an effective radiative forcing (ERF) of 17.5 [0.6–28.5] mW m−2 for the year 2018, resulting from a positive ERF from short-term ozone of 49.3 [33–76] mW m−2 and a negative ERF from long-term methane decrease of −34.9 [−65 to −25] mW m−2, thus highlighting high uncertainties for both processes. However, Lee et al. (2021) did not account for the NOx effect on aerosol formation, as they point out the limited number of studies on this topic and the large associated uncertainties. Also, the assessment by Lee et al. (2021) is based on an important set of modelling studies which have been harmonised regarding time periods and aircraft emissions in order to account solely for inter-model differences in both chemistry and radiation. In this study we revisit the aircraft NOx perturbations on chemistry and climate based on the latest generation of five global chemistry-climate/transport models and on a common modelling protocol regarding surface and aircraft emissions and time period covered. This further reduces the need for harmonisation of the model results as a post-treatment and allows to focus on the inter-model differences in the treatment of chemistry and dynamics.
Several studies have conducted model intercomparisons to more robustly evaluate the impact of aircraft emissions on atmospheric composition, and its consequences for climate (Hoor et al., 2009; Hodnebrog et al., 2011, 2012; Olsen et al., 2013; Søvde et al., 2014; Brasseur et al., 2016). All these studies accounted for short-term ozone perturbation, methane perturbation, and long-term O3 and stratospheric H2O perturbations. In the framework of the QUANTIFY project (Quantifying the Climate Impact of Global and European Transport Systems), Hoor et al. (2009) found a net RF of 2.9 ± 2.3 mW m−2 for the year 2003. Søvde et al. (2014) obtained a range of 1–8 mW m−2 for the year 2006 (4–8 mW m−2 without the most sensitive model regarding methane loss), with the REACT4C (Reducing Emissions from Aviation by Changing Trajectories for the benefit of Climate) emission inventory (Matthes et al., 2012). In the framework of the ACCRI program, Brasseur et al. (2016) derived a range of 6–36.5 mW m−2 (resp. −12.3 to −8 mW m−2) concerning the short-term ozone response (resp. methane lifetime decrease) for the year 2006, with only one model accounting for the long-term ozone/H2O responses. These estimates remain characterized by a high uncertainty due to the differences between models (with a standard deviation greater than 50 %), and/or due to chemical processes not accounted for, as in Brasseur et al. (2016). The latter study also shows the impact of aircraft on several gaseous and aerosol species, but not necessarily with the same models, thus limiting the interpretation of the results. Last, the aviation impact on nitrate aerosol is relatively new in the literature, and most of all, there is no model intercomparison regarding its perturbation due to aircraft emissions.
Here, we present results from a new multi-model intercomparison conducted under the framework of the EU project ACACIA (Advancing the Science for Aviation and Climate). Simulations were performed with five up-to-date global chemistry-climate models (CCMs) or chemistry-transport models (CTMs) with a common simulation protocol, notably imposing the recent inventories used by CMIP6 for anthropogenic surface and aircraft emissions (Hoesly et al., 2018; Gidden et al., 2019), and for biomass burning emissions (van Marle et al., 2017), using the same prescribed sea-surface temperatures (SSTs) and surface methane concentrations, and nudging or forcing the horizontal wind speeds with reanalysis output (ERA-Interim or MERRA-2). A companion paper is dedicated to the assessment of the model baseline performance using in-situ aircraft observations (Cohen et al., 2025); in the present study, the focus is on the effect of aircraft NOx and, secondarily, aerosols and aerosol precursor emissions on atmospheric composition and associated radiative forcings of climate. The objectives of this study are (1) to provide an overview of the methodology of the harmonized multi-model study, (2) to present aviation-induced changes in the concentration of reactive species and the extent to which models agree, as well as specific differences between individual models, including an evaluation of the linearity of aviation induced effects. Thanks to the ancillary variables provided by two of the models, our intercomparison is the first to suggest an explanation for the pattern of ozone changes in response to aircraft NOx. Finally, (3) to provide estimates of the radiative effects of the simulated aviation-induced ozone, methane, and aerosol changes.
Section 2 describes the models, input data, and methods, while Sect. 3 shows the changes in atmospheric composition due to aviation emissions as simulated by the models. Section 4 provides the associated radiative forcing of climate. In Sect. 5, we draw the conclusions of the current study.
2.1 Participating global models
Table 1 summarizes the general characteristics of the participating models, and Table 2 summarizes the aerosol parameterization for the models that provide aerosol variables. For each model described in Table 2, the pairs of mixing states correspond to the hydrophilic or hydrophobic state (with hydrophobic particles that can evolve into hydrophilic through aging processes), and the three mixing states for EMAC-aer also include a mixed-particles category. It applies to both black carbon and organic carbon.
Table 1Description of the participating models. The acronyms and abbreviations are explained here. In the first column, the abbreviations Horiz., Vert., Hom., Phot., Het., and BVOC denote horizontal, vertical, homogeneous, photolytic, heterogeneous, and biogenic volatile organic compounds respectively, and GCM stands for General Circulation Model. Among the aerosol categories, SO4, NO3, NH4, BC, OC, POM, Cl, and Na represent sulfate, nitrate, ammonium, black carbon, organic carbon, primary organic matter, chlorine, and other marine components (mainly sodium), respectively. In the references, G2001 represents Grewe et al. (2001), PR92 and P1997 represent Price and Rind (1992) and Price et al. (1997), O2010 represents Ott et al. (2010), P1998 represents Pickering et al. (1998), and M2012 represents Murray et al. (2012).
2.1.1 EMAC
The ECHAM/MESSy Atmospheric Chemistry (EMAC) model is a numerical chemistry and climate simulation system that includes sub-models describing tropospheric and middle atmosphere processes and their interaction with oceans, land, and human influences (Jöckel et al., 2010). It uses the second version of the Modular Earth Submodel System (MESSy2) to link multi-institutional computer codes. As described in Jöckel et al. (2016), MESSy is a software package providing a framework for a standardized, bottom-up implementation of Earth system models with flexible complexity (Modular Earth Submodel System). The core atmospheric model is the 5th generation European Centre Hamburg general circulation model (ECHAM5: Roeckner et al., 2006). The physics subroutines of the original ECHAM code have been modularized and reimplemented as MESSy submodels and have continuously been further developed. Only the spectral transform core, the flux-form semi-Lagrangian large-scale advection scheme, and the nudging routines for Newtonian relaxation remain from ECHAM. For the present study, we applied EMAC in two different configurations, for NOx and aerosol. Hereafter, we refer to them as EMAC-NOx and EMAC-aer, respectively. EMAC-NOx is based on MESSy version 2.55.2 in the T42L90MA-resolution, i.e. with a spherical truncation of T42 (corresponding to a quadratic Gaussian grid of approximately 2.8 by 2.8° in latitude and longitude) with 90 vertical hybrid pressure levels up to 0.01 hPa, whereas EMAC-aer is based on MESSy version 2.54.0 in the T42L41DLR-resolution, with 41 levels up to 5 hPa (see Righi et al., 2023, for further details). In ECHAM5, the nudging applies to vorticity, temperature, logarithm of the surface pressure, and divergence with a relaxation time being 6, 24, 24, and 48 h respectively. The NOx configuration was run in the so-called Quasi Chemistry-Transport Model mode (QCTM: Deckert et al., 2011) enabling binary identical simulations with respect to atmospheric dynamics, so that perturbations in chemistry can be detected with a high signal-to-noise ratio. This mode was not used for the aerosol configuration, since this also includes aerosol-cloud interactions which are not compatible with this mode. Both model setups comprised the Module Efficiently Calculating the Chemistry of the Atmosphere (MECCA) used for tropospheric and stratospheric chemistry calculations with the possibility of extending to the mesosphere and oceanic chemistry (Sander et al., 2019). Reaction mechanisms include ozone, methane, HOx, NOx, NMHCs, halogens, and sulfur chemistry for EMAC-NOx, while a simplified chemical mechanism was used in EMAC-aer, comprising the NOx–HOx–CH4–CO–O3 chemistry and the tropospheric sulfur cycle. Radiative transfer calculations are performed using the submodel RAD (Dietmüller et al., 2016). EMAC-aer uses the submodel MADE3 (Kaiser et al., 2019) for aerosol microphysics.
2.1.2 LMDZ-INCA
The LMDZ-INCA global chemistry-aerosol-climate model couples online the LMDZ general circulation model (Laboratoire de Météorologie Dynamique, version 6: Hourdin et al., 2020) and the INCA model (INteraction with Chemistry and Aerosols, version 6: Hauglustaine et al., 2004). In the present configuration, the model includes 39 hybrid vertical levels extending up to about 80 km. The horizontal resolution is 1.25° in latitude and 2.5° in longitude. INCA initially included a state-of-the-art CH4–NOx–CO–NMHC–O3 tropospheric photochemistry (Hauglustaine et al., 2004; Folberth et al., 2006). Ammonia and nitrate aerosols are considered as described by Hauglustaine et al. (2014). The model has been extended to include an interactive chemistry in the stratosphere and mesosphere. Chemical species and reactions specific to the middle atmosphere were added to the model. A total of 31 species were added to the standard chemical scheme, mostly belonging to chlorine and bromine chemistry, with 66 gas-phase reactions and 26 photolytic reactions (Terrenoire et al., 2022; Pletzer et al., 2022). In this study, meteorological data from the European Center for Medium-Range Weather Forecasts (ECMWF) ERA5 reanalysis have been used to constrain the GCM meteorology. The relaxation of the GCM winds towards ECMWF meteorology is performed by applying at each time step a correction term to the GCM zonal and meridional wind components with a relaxation time of 3.6 h. The ECMWF fields are provided every 6 h and interpolated onto the LMDZ grid. The lightning NOx (LNOx) parameterization is updated from Jourdain and Hauglustaine (2001). The flash frequency is determined by the cloud-top height and the surface type (land or ocean), following Price and Rind (1992). As in Cohen et al. (2023), the number of flashes is rescaled to the global mean frequency of 46.3 flash s−1 derived from Lightning Imaging Sensor and Optical Transient Detector (OTD/LIS: Cecil et al., 2014). The vertical profile of LNOx emissions follows the parameterization in Ott et al. (2010).
2.1.3 MOZART3
Model for OZone And Related chemical Tracers, version 3 (MOZART3) is an offline, global chemical transport model, extensively evaluated (Kinnison et al., 2007) and used for a range of various applications (Liu et al., 2009; Wuebbles et al., 2011), including studies dealing with the impact of aviation emissions on atmospheric composition (Søvde et al., 2014; Skowron et al., 2015). The horizontal resolution used in this study is T42 (2.8° × 2.8°) and vertically the model domain spans 60 layers between the surface and 0.1 hPa. The transport of chemical compounds as well as the hydrological cycle is driven by the meteorological fields from ECMWF Interim 6 h reanalysis (ERA-Interim). The model reproduces detailed chemical and physical processes from the troposphere through the stratosphere. The chemical mechanism consists of 108 species, 218 gas-phase reactions, 71 photolytic reactions including the photochemical reactions associated with organic halogen compound, and 18 heterogeneous reactions involving four aerosol types: liquid binary sulfate, supercooled ternary solution, nitric acid tri-hydrate, and water-ice. The kinetic and photochemical data is based on the NASA/JPL evaluation (Sander et al., 2006). MOZART3 accounts for advection based on the flux-form semi-Lagrangian scheme (Lin and Rood, 1996), shallow and mid-level convection (Hack, 1994), deep convective routine (Zhang and McFarlane, 1995), boundary layer exchanges (Holtslag and Boville, 1993), or wet and dry deposition (Brasseur et al., 1998; Müller, 1992). The parameterization of NOx emissions from lightning follows the assumption that the lightning frequency depends on the convective cloud top height and the ratio of cloud-to-cloud versus cloud-to-ground lightning depends on the cold cloud thickness (Price et al., 1997). The lightning NOx emissions are distributed vertically through the convective column according to observed profiles based on Pickering et al. (1998). The lightning source is scaled to provide a total of 4.7 Tg N yr−1, with daily and seasonal fluctuations based on the model meteorology. The patterns of lighting NOx distribution in MOZART3 show a general agreement with LIS and OTD climatology datasets (Skowron et al., 2021).
2.1.4 OsloCTM3
OsloCTM3 is a global, offline chemical transport model, driven by 3-hourly meteorological forecast data from the ECMWF Open Integrated Forecast System (OpenIFS) model (Søvde et al., 2012). The model is run in its default horizontal resolution of 2.25° × 2.25° with 60 levels, the uppermost centered at 0.1 hPa. The OsloCTM3 treats comprehensive tropospheric and stratospheric chemistry (Berntsen and Isaksen, 1997; Stordal et al., 1985), as well as the main anthropogenic and natural aerosol species (sulfate, nitrate/ammonium, black carbon, primary and secondary organic aerosol, dust, and sea salt). The kinetics are based on JPL 2006 (Sander et al., 2006), while the photodissociation coefficients are calculated online using the Fast-JX scheme (Prather, 2009). The numerical integration of chemical kinetics is done by applying the Quasi Steady State Approximation (QSSA: Hesstvedt et al., 1978), using three different integration methods depending on the chemical lifetime of the species. The aerosol schemes are described in more detail in Lund et al. (2018a). Notably, 80 % of emitted BC is considered as hydrophobic and 20 % as hydrophilic, with an aging that consists of a constant rate depending on the region and the season (Lund and Berntsen, 2012). Large-scale advection is treated by the second-order moments (SOM) scheme (Prather, 1986), convective is based on Tiedtke (1989), and boundary layer mixing is based on Holtslag et al. (1990). Scavenging covers dry deposition, i.e. uptake by soil or vegetation at the surface, and washout by convective and large-scale rain (Søvde et al., 2012).
2.1.5 GEOS-Chem
GEOS-Chem is a chemistry-transport model with unified tropospheric-stratospheric oxidant-aerosol chemistry. The original gas-phase tropospheric oxidant model of GEOS-Chem is described by Bey et al. (2001). Aerosol chemistry, modeling the SO4–NO3–NH4 system, is described by Park et al. (2004). The ISORROPIA II thermodynamic module is used for the aerosol model (Fountoukis and Nenes, 2007). Heterogeneous chemistry of nitrate aerosols is as described by Holmes et al. (2019). Aerosol hygroscopicity is modeled as described by Latimer and Martin (2019), and cloud water pH as described by Shah et al. (2020). The stratospheric chemistry model is described by Eastham et al. (2014). Emissions are implemented with the HEMCO module described by Keller et al. (2014). In this study, GEOS-Chem classic v13.3 is used, driven by the MERRA-2 reanalysis product (Gelaro et al., 2017). The model's “fullchem” configuration is used, without the optional extensions for aerosol microphysics and complex SOA modeling. Meteorology and emissions are for the year 2019. Timesteps are 10 min for transport and convection, and 20 min for chemistry and emissions. The model is spun-up with runs of 21 months at 4° latitude by 5° longitude, followed by 3 months at the final resolution. Lightning NOx emissions are as described by Murray et al. (2012) to match OTD/LIS climatological observations of lightning flashes. Biogenic VOC emissions in GEOS-Chem are from the MEGAN v2.1 inventory of Guenther et al. (2012) as implemented by Hu et al. (2015). Leaf area indices (LAIs) used in MEGAN v2.1 are from the Yuan et al. (2011) MODIS product for 2005–2020. Dependence on CO2 was added by Tai et al. (2013). Acetaldehyde emissions are from Millet et al. (2010). Biogenic non-agricultural ammonia sources are from GEIA (Bouwman et al., 1997). Emissions from open fires for individual years are from the GFED4.1s inventory.
2.2 Simulation set-up and emission inventories
Each participating model (see Sect. 2.1) generated a set of simulations following a common protocol, based on a perturbation approach. As summarized in Table 3, each model provides at least one reference run including all emission sources and one run without any aviation emissions. To evaluate the linearity of the chemical and radiative response versus aviation NOx emissions, three of the models (LMDZ-INCA, MOZART3, and OsloCTM3) also provided a run with all aviation emissions reduced by 20 % (then the difference with the reference run is rescaled up to 100 %). To provide a first estimate of the dependence on the NOx background, an additional pair of runs was made by MOZART3 without lightning emissions. Three of the models (LMDZ-INCA, OsloCTM3, and GEOS-Chem) include aerosols, as well as EMAC in the EMAC-aer configuration.
Each simulation is preceded by a 1-year spin-up and covers the period 2014–2018 (2014–2017 for OsloCTM3, and 2019 for GEOS–Chem), still considered as present-day when the protocol was designed. The wind horizontal velocities are directly taken from reanalyses for CTMs, and nudged toward a reanalysis for CCMs (ERA-I for EMAC, ERA5 for LMDZ-INCA) using a quasi-CTM mode, i.e. without any feedback between chemistry and dynamics (except for EMAC-aer).
The historical anthropogenic emissions are taken from the Community Emissions Data System inventory CEDS (Hoesly et al., 2018). Regarding aviation emissions (represented here by NOx, SO2, and BC), these files resolve aviation emissions with 25 vertical levels (or injection heights) from the surface up to 15 km. For EMAC-NOx, LMDZ-INCA, MOZART3, and OsloCTM3, a correction (Thor et al., 2023) has been applied to the initial CEDS aviation emissions. Historical biomass burning emissions until 2014 are provided by the BB4CMIP inventory (van Marle et al., 2017), notably based on the Global Fire Emissions Database (GFED4s: van der Werf et al., 2017), followed by emissions prescribed in the SSP3-7.0 scenario until 2018 (Gidden et al., 2019). For these years (2015–2018), the differences between the scenarios remain small (less than 6 % for NOx), as are the differences with the year 2014 in the CEDS inventory, given that the scenarios data sets have been harmonized with the historical data sets to ensure a consistent evolution before and after this transition year (further information for the year 2019 in GEOS-Chem is available below). Other emissions, primarily from natural sources, are not prescribed by the protocol and depend on the individual model. For example, biogenic volatile organic compounds (BVOC) emissions are calculated using a different module for each model. Lightning flash rate is parameterized using the commonly used scheme described in Price and Rind (1992) or Price et al. (1997) for most models (LMDZ-INCA, MOZART3, OsloCTM3, EMAC-aer), or similar for EMAC-NOx (Grewe et al., 2001), and thus depends on the deep convection parameterization. The vertical distribution of LNOx emission per flash is calculated using the scheme described in Ott et al. (2010) for LMDZ-INCA and OsloCTM3, or in its former version described in Pickering et al. (1998) for MOZART3.
Among the five models included in this paper, GEOS-Chem data is from pre-existing runs made for a different publication (Quadros et al., 2025) and is thus less consistent with the protocol. For this model, the monthly-averaged aircraft emissions are calculated from a list of all flights globally in the year 2019 provided by Flightradar24, as described by Quadros et al. (2022). For each combination of aircraft type, origin and destination in the database, 3-D gridded fuel burn is calculated using a time-in-mode approach for landing-and-takeoff operations (Stettler et al., 2011) and the Base of Aircraft Data (BADA) 3.15 aircraft performance model for climb, cruise and descent phases of flight (Mouillet, 2019). Great-circle trajectories between airports are used, with a lateral inefficiency factor based on Seymour et al. (2020) applied to adjust for additional fuel used in actual trajectories. Constant cruise flight levels are used, with aircraft type specific values determined from a subset of flights for which Flightradar24 provided altitude at the start of cruise, based on ADS-B data. Emissions are calculated alongside with fuel burn using the Boeing Fuel Flow Method 2 (Baughcum et al., 1996), the FOA4 method for non-volatile particulate matter (ICAO, 2020), and data from the International Civil Aviation Organization (ICAO) Engine Emissions Databank (ICAO, 2021).
The difference between Flightradar24 and CEDS emissions is well visible in the maps shown in Fig. S9 in the Supplement, with less NOx emitted in West hemisphere and more in East hemisphere with Flightradar24. In terms of altitude, Fig. S10 shows a continuum in the vertical distribution in CEDS emissions (at 9–11 km) but two distinct peaks with Flightradar24, the most important at 10–11 km (as with CEDS) and a secondary peak at 8–9 km, lower than most emissions in CEDS. Also, the runs concern only the year 2019. As only three models included aerosol chemistry, and as the complexity of the aerosol representation is substantially different through the models, we also added the aerosol output from the EMAC aerosol-climate model published in Righi et al. (2023), called EMAC-aer in the present study. It has to be noted that the latter's experimental setup is substantially different, as it spans over 10 years (2006–2015) with emissions taken constantly at the same level as 2015 (from the SSP2 scenario), and as meteorology is influenced by atmospheric chemistry. To minimize the influence of interannual variability, we average the output over the 10 years of simulation.
Apart from the current study, it is worth mentioning that other tests were designed by the same common protocol. More runs have been made available to assess specifically the present-day impact of aviation NOx on aerosols (Bellouin et al., 2026) by reducing only NOx emissions, and the impact of future aviation emissions (Staniaszek et al., 2025).
2.3 Methodology
The requested monthly output from the 5 participating models is used to derive 5-year averages for each calendar month and for the whole year. Following the perturbation approach, we calculate the chemical composition responses as the difference between the reference run and the run without aviation emissions. For the runs with aviation emissions reduced by 20 %, we apply a factor of 5 to the difference in order to make it comparable to the 100 % reduction case.
The aviation emissions provided as output by the models can be slightly different for two reasons. First, the regridding of the emission files to the model native resolutions, which are all different. Second, the differences in the simulation years. For this purpose, we apply a rescaling factor to each model result to ensure the same amount of aircraft emissions. For a given model M, this factor is calculated as the RM ratio following Eq. (1):
where EM (NOx) is the global aviation NOx emissions averaged over the whole simulation period from the M model. EINCA (NOx) is the corresponding emission for the LMDZ-INCA model, with a value of 1.12 TgN yr−1. This rescaling factor based on NOx applies to the perturbation for all species, including aerosols and precursors. In most cases, this rescaling does not change the results significantly, as NOx emissions range between 0.98 (EMAC-NOx) and 1.12 TgN yr−1 (LMDZ-INCA and MOZART3). We assume these differences to be small enough to neglect non-linearities in the chemical perturbation. One exception is GEOS-Chem, as its 2019 emissions are substantially higher (1.40 TgN yr−1) than the average 2014–2018, so one has to keep in mind that linear rescaling is less adequate.
To derive the radiative impact of aviation-induced atmospheric composition changes, we use concentration-based kernels to calculate the stratospherically adjusted ozone RF and the instantaneous top-of-the-atmosphere RF due to aerosol–radiation interactions (Skeie et al., 2020; Samset and Myhre, 2011). To perform the RF calculations, ozone and aerosol data from all models were interpolated to the kernel resolution (2.25° × 2.25° and 60 vertical levels). For the calculation of the ozone column for each model, the air mass from OsloCTM3 was used, following the method in Skeie et al. (2020). The ozone RF calculations from the kernel have been found to compare favourably against offline radiative transfer model calculations in LMDZ-INCA and OsloCTM3. More generally, kernel-based estimates of ozone RF have been found to agree with those from full radiative transfer in previous applications (Lund et al., 2021). The response of the methane volume mixing ratio and the associated radiative forcing are calculated based on the modelled response in methane total lifetime for each simulation. It assumes, in addition to the methane oxidation by OH, a stratospheric sink characterized by a 120-year lifetime and a soil sink characterized by a 160-year lifetime. This calculation is combined with the methane feedback factor (referring to the CH4 feedback on its own lifetime) and an emission non-steady state factor. This method is described in Berntsen et al. (2005), Hodnebrog et al. (2012) and Terrenoire et al. (2022). The methane reference mixing ratio is fixed at 1834 ppb. The methane feedback factor (f= 1.45) is taken as the model mean from a recent model intercomparison (Sand et al., 2023). We use a non-steady state factor to correct for the fact that due to its long lifetime, methane steady state is not reached, so assuming steady-state to derive the radiative forcing overstates the response (Grewe and Stenke, 2008). This non-steady factor was recently recalculated by Bellouin et al. (2026) to be 0.680 for present-day conditions. From this methane mixing ratio response, the methane RF is calculated using the simplified equation from Etminan et al. (2016). The indirect long-term ozone and stratospheric water vapour RFs are calculated based on the methane mixing ratio response adopting the normalized forcings from a recent model intercomparison (Sand et al., 2023). For long-term ozone we use a normalized forcing of 0.180 W m−2 ppbCH and, for stratospheric water, a normalized forcing of 0.058 W m−2 ppbCH.
The calculated ozone and methane RFs are converted to ERFs based on the efficacies provided by Lee et al. (2021) (1.370 for the short-lived ozone forcing and 1.180 for the methane direct and indirect forcings). For aerosols, the kernel includes rapid adjustments for BC, thus representing the ERF, while the ratio is assumed to be 1.0 for the scattering aerosols due to lack of other information (Lee et al., 2021).
On the global scale, and from 150 hPa down to the surface, Table 4 synthesizes the global burden perturbation for several species, normalized by aircraft NOx emissions. For a given species S, the mass perturbation in the global burden is calculated as follows:
where is the mass density of the S species, and is the volume of the gridcell (i, j, and k being the spatial indexes). For gaseous species, in a gridcell characterized by a pressure P and a temperature T, the mass density is calculated from the volume mixing ratio XS, as follows:
where MS is the molar mass of the S species, and R is the ideal gas constant.
For aerosols, the model output is provided as mass mixing ratios . Thus, we derive the mass density similarly as Eq. (3a):
where Mair= 29 g mol−1 is the molar mass for dry air.
Lastly, global aviation NOx emissions ENOx (in TgN yr−1) are calculated by summing up the local emissions, expressed in molar concentration increase rate (in mol m−3 s−1), as follows:
where MN= 14 g mol−1 is the molar mass of nitrogen, and C = 3.16 × 10−5 is a constant converting g s−1 into Tg yr−1.
3.1 Gas-phase chemistry
As seen in Table 4, the global NOx perturbation ranges between 0.60 % (EMAC-NOx) and 0.85 % (MOZART3) of the yearly emitted NOx, in terms of nitrogen mass. Including the NOx reservoir species, the NOy perturbation spreads between 3.20 % and 4.51 %, the main contributor being nitric acid HNO3 (1.97 %–3.22 %), representing ∼ 66 %–75 % of the NOy perturbation. Normalized to 1 TgN yr−1 of emitted NOx (called hereafter NEU, for NOx emission unit), the ozone perturbation ranges between 0.51 DU NEU−1 (EMAC-NOx) and 0.90 DU NEU−1 (GEOS-Chem), i.e. between 5.6 and 10.0 TgO3 NEU−1. The values are similar between LMDZ-INCA and MOZART3. OsloCTM3 shows a higher mean sensitivity compared to EMAC-NOx although the perturbation for EMAC-NOx mixing ratio reaches higher values (as seen later, in Fig. 5), which is due to the lower altitude of the OsloCTM3 response (hence a greater mass perturbation) and to its wider vertical range. In comparison, Olsen et al. (2013) and Brasseur et al. (2016) present the ozone burden sensitivity in 2006 to the NOx emissions from the Aviation Environmental Design Tool (AEDT) inventory from the Federal Aviation Administration (FAA), with a spread between 2.8 and 11.2 Tg NEU−1 from both offline and online models, and 6.7, 9.0 and 11.2 Tg NEU−1 from the three CTMs exclusively (respectively CAM5, CAM4, and GEOS-Chem). Compared to the current study (5.6–10.0 Tg NEU−1), the inter-model range is similar. The ozone burden sensitivity is lower in our results than in these two studies, but the aviation NOx emission is 36 % greater in 2014–2018 (1.119 NEU) than in 2006 (0.812 NEU, as shown in Table 2 from Brasseur et al., 2016), thus leading the chemical conditions closer to the NOx-saturated regime. Last, in both studies, GEOS-Chem is characterized by the highest response, with a higher ozone sensitivity (11.2 Tg NEU−1) than the current study (10.0 Tg NEU−1).
Table 4Ratios between the global burden perturbation and the NOx annual emissions. The aviation NOx emission unit (NEU) is defined here as 1 NEU = 1 TgN yr−1.
3.1.1 Seasonal cycles in the UTLS
Figure 1 displays Hovmöller diagrams for several gaseous compounds. As the models can have different altitudes in the maximum ozone response to aviation NOx emissions (as seen later for OsloCTM3 in Fig. 5), the vertical average is made between 150 and 350 hPa to capture as much of the response for each model as possible. This section first describes the overall features, then focuses on the model differences. The NOx response generally shows two seasonal maxima at northern midlatitudes: a springtime maximum characterized by an impact extending northward into the Arctic, and a fall maximum. It is worth noting that it contrasts with NOx emissions (Figs. S8–S10) with a winter minimum and a summer maximum on average in the mid-latitudes. Depending on the model, the aviation-induced ozone response peaks between mid-spring and early summer. Contrary to NOx, the mid-latitude OH response peaks during summer, which is consistent with the ozone response convoluted with moister conditions in the extratropical upper troposphere–lower stratosphere (Ex-UTLS) during this season (e.g. Zahn et al., 2014; Cohen et al., 2025), and with more sunlight. At high latitudes, almost all the models show a negative OH response concurrent with the poleward extent of the NOx response. The NOy response shows a springtime maximum and a minimum during the end of summer. As for the global budget, the HNO3 response (not shown) contributes the most to this NOy behavior, and, as a NOx reservoir, it might explain the summertime decrease in the NOx perturbation: as the OH concentration reaches its maximum in summer, more NOx is converted into HNO3. The latter has a short lifetime against scavenging, a sink likely increased in the lowermost stratosphere by mixing with the upper troposphere.
Figure 1Hovmöller diagrams synthesizing the mean response of NOx, O3, OH and NOy (from top to bottom), for the five models (from left to right). Each diagram consists of a vertical average between 150 and 350 hPa, the x and y axis displaying the months of the year and the latitude, respectively. Please note the diverging colorbar for OH, as there are both positive and negative responses.
3.1.2 Geographical distributions in the UTLS
Further details on the geographical distribution are available in Figs. 2 and 3, displaying the perturbations averaged between 150 and 350 hPa as in Fig. 1. We choose to display all the months that correspond to the minimum or maximum ozone perturbation for at least one model, as shown in Fig. 1 where the ozone response is minimized in January for every model and is maximized from April until June depending on the model. In the northern extratropics, the ozone perturbation is more important in April for EMAC-NOx, in May for LMDZ-INCA, and in June for MOZART3, OsloCTM3, and GEOS-Chem. Consistently between the five models, Fig. 2 shows that the NOx perturbation is located near the main emission zone above North America, Europe, and the North Atlantic corridor, with a similar spatial pattern expected from the use of a similar emission inventory, but with different magnitudes reflecting the intermodel variability in the chemical and physical background conditions. These three areas mainly contribute to the midlatitude maximum highlighted in Fig. 1. The NOx perturbation propagates eastward through the westerlies and/or the subtropical jet. Figure 3 shows a more homogeneous ozone perturbation compared to NOx, as expected for a secondary pollutant. We still notice a geographical maximum above midlatitude Eurasia, downwind from the main NOx emission area. During May, the perturbation generally spreads northward to the pole. The magnitude is stronger in LMDZ-INCA, MOZART3, and GEOS-Chem (on average: ∼ 7, 8, and 7.5 ppb respectively) than in EMAC-NOx (∼ 4 ppb) and OsloCTM3 (∼ 2.5 ppb) despite similar emission magnitudes, which is discussed later. In April and May, the magnitude and distribution are particularly similar between LMDZ-INCA and MOZART3 (with the same local maximum near the Eurasian subtropical jet in April), then the responses diverge in June when the magnitude keeps increasing for MOZART3 and decreases for LMDZ-INCA. The maximum response in OsloCTM3 is more localized and peaks around 30° N above the Atlantic.
Figure 2Mean geographical distribution of NOx response to the aviation emissions averaged between 150 and 350 hPa, for January, April, May and June (from left to right), for the models EMAC-NOx, LMDZ-INCA, MOZART3, OsloCTM3, and GEOS-Chem (from top to bottom). Geographical extrema are indicated in the bottom-left corner of each panel. The perturbation is rescaled with respect to global aircraft NOx emissions for each model.
3.1.3 Zonal cross sections
Vertical information is provided in Figs. 4, 5, and 6, which display the mean zonal cross section for NOx, ozone, and OH perturbations respectively. In every species, the main perturbation takes place near the climatological altitude of the model lapse-rate tropopause. In January, when the aviation-induced response is weakest, the perturbation is constrained around 40° N, while in spring and summer months, the response includes the higher latitudes. The perturbation even peaks north from 40° N for ozone, with the highest values generally in the lowermost stratosphere. An extension of the mean ozone perturbation is visible at low latitudes (as for NOx, to a lesser extent), downward and equatorward, which can be linked to the aircraft trajectories and to subsidence motions.
Figure 4Mean zonal cross sections of NOx response to the aviation emissions during January, April, May, and June (from left to right), for each model (from top to bottom). The white line represents the position of the climatological thermal tropopause. The extremes are indicated in the top-left corner of each panel. The perturbation is rescaled with respect to global aircraft NOx emissions for each model.
Some differences are well visible between the models. Contrasting with the ozone perturbation generally in the altitude range of 8–12 km, the OsloCTM3 ozone response is located lower in the troposphere, in the range ∼ 5–10 km. In June, these lower altitudes in ozone perturbation are characterized by the strongest NOx perturbation in the LMS, with a zonal mean above 120 ppt at all latitudes beyond 45° N. By contrast, the other models do not reach 100 ppt (LMDZ-INCA, GEOS-Chem), or very locally (EMAC-NOx, MOZART3). In terms of mixing ratio, the maximum value of the ozone response ranges between 3.0 and 6.7 ppb in January, with three models relatively similar to each other (EMAC-NOx, LMDZ-INCA, and MOZART3, within a range of 4.2–4.6 ppb). During the seasonal peak, the maximum value exhibits more discrepancies, with two models having lower maxima (4.1 and 6.9 ppb for OsloCTM3 and EMAC-NOx respectively), two models having higher maxima (14.2 and 13.2 ppb for MOZART3 and GEOS-Chem), and one model having intermediate values (10.5 ppb for LMDZ-INCA). A stronger summertime ozone perturbation with MOZART3 compared to EMAC-NOx and OsloCTM3 has also been reported in Søvde et al. (2014), with REACT4C emissions for 2006. Compared to the zonal cross sections shown in Fig. 5, we can compare the ozone sensitivities between the two studies, after rescaling linearly the ozone perturbation in the former study to equalize the NOx emissions with the CEDS emissions during 2014–2018. With MOZART3, the maximum ozone response during JJA remains similar between the two studies, and 16 % lesser in DJF in the current study. With EMAC-NOx and OsloCTM3 however, still in the current study compared to Søvde et al. (2014), the maximum ozone response is substantially weaker in both seasons (−38 % and −47 % in summer, and −39 % and −51 % in winter). Also, in the current study, the GEOS-Chem winter and summer perturbations in ozone reach ∼ 7 ppb in DJF and ∼ 12 ppb in JJA, which compares well with Eastham et al. (2024).
In Fig. 6, each model shows a positive wintertime OH response centered at 30° N and located mainly below the tropopause. In spring, the models generally exhibit a dipole structure with positive values centered near 40° N, mostly below the tropopause as well, and a negative response at high latitudes in the LMS (further discussion on chemical mechanisms responsible for the perturbation patterns is available below). The negative values are more pronounced with OsloCTM3, less pronounced with EMAC-NOx, and insignificant with GEOS-Chem.
Concerning the studies that focus on the past decade (notably Søvde et al., 2014; Brasseur et al., 2016), one has to keep in mind that the ozone perturbation does not increase linearly with the NOx emissions. This non-linearity can be explored with ancillary runs from three models (LMDZ-INCA, MOZART3, and OsloCTM3) based on the same protocol, using a new background run with 20 % less aviation NOx emissions as described in Sect. 2.1. Table S2 indicates the ratio between the perturbation due to 100 % of aviation emissions and to the upper 20 % of aviation emissions, i.e. in the context of a poorer and a richer NOx background, respectively. The ratio in the NOx response varies from 0.92 (MOZART3) up to 1.04 (OsloCTM3), but the ratio for ozone is greater than 1 for all three models. It denotes a stronger sensitivity of about 10 %–20 % of O3 to NOx emissions with the lower NOx background, which is consistent with a mostly NOx-limited regime. As a consequence, Table S2 also shows that the aviation-induced decrease in methane lifetime is enhanced by a factor of 5 % for OsloCTM3 and 9 % for both LMDZ-INCA and MOZART3.
3.1.4 Involved chemical mechanisms
The causes for the spatial distribution of the ozone response have been investigated using the chemical production and loss terms for ozone from the models that provided them as diagnostic output, i.e. EMAC-NOx and LMDZ-INCA. This paragraph sums up the characteristics shown by most species represented in this study to discuss the processes that might explain the ozone response. Figure S1 shows the ozone production term reaching its maximum in the midlatitude UT where the NOx emissions are the most important, and extending northward in spring-summer, but only in the UT. It excludes local photochemical production as the source of the main O3 perturbation in the LMS, and suggests two other factors to explain this pattern. First, the enhanced photochemical production in the UT tends to reduce the ozone vertical gradient (as background ozone is less abundant in the UT than above) and, subsequently, the LMS O3 loss by cross-tropopause exchange through turbulent mixing. Second, although the chemical loss term (Fig. S2) increases in the mid-troposphere as ozone increases and water vapour remains relatively abundant (thus involving the reaction O(1D) + H2O → 2 OH), the chemical loss term decreases in the high-latitude LMS during spring–early summer. The spatial correlation with OH (Fig. 6) suggests that the ozone perturbation in the LMS is rather linked to lessened ozone destruction from the reaction O3+ OH → HO2+ O2, despite the higher springtime ozone abundance due to the Brewer–Dobson circulation (e.g. Cohen et al., 2018). At these altitudes, stratospheric ozone destruction is essentially caused by the HOx (= OH + HO2) catalytic cycle (with a contribution of ∼ 80 % in June, see Brasseur and Solomon, 2005, Fig. 5.71, p. 416), involving the reactions:
One can note that in the HOx catalytic cycle, Reaction (R2) is specific to the lowermost stratosphere, as O(1D) is too rare to make the reaction O(1D) + HO2→ OH + O2 significant, contrary to the middle and upper stratosphere. Concerning the OH decrease in the LMS, we can relate it to the following reactions induced by the NOx injection:
These four reactions explain that aircraft NOx neutralizes the main ozone sink in this region. It is illustrated by enhanced NOx levels extending into the polar LMS during the same season, and with HNO3 increasing substantially (shown in Fig. S5). As the primary pollutants emitted mainly in the midlatitudes have their response extending into the LMS in winter as well (BC in Fig. 8, next section; SO2 in Fig. S4), the wintertime confinement of the NOx response in the midlatitudes cannot be due to transport only, which suggests a particularly short NOx chemical lifetime compared to the poleward transport duration. During spring – summer, however, part of HNO3 is photolyzed back to NOx, which can explain the northward extension of the NOx response after the polar night.
3.1.5 Dependence on the chemical background
To explore the diversity in model responses to aviation NOx emissions further, the scatterplots shown in Fig. 7 display the responses in ozone and OH versus the background concentrations of NOx, CH4, ozone, NOy, and H2O for each model. It appears that the responses in ozone and OH in the UTLS are generally stronger in models with lower NOx (and lower NOy) UTLS background, though this is not the only factor controlling O3 and OH sensitivities to NOx emissions. The OH response is correlated with the ozone response, and with the H2O background if not for GEOS-Chem. It is higher with GEOS-Chem notably because this model specifically does not show an OH negative response in the polar LMS. One possible explanation comes from the spatial distribution in NOx emissions that differs between Flightradar24 and CEDS inventories as mentioned in Sect. 2.2, leaving part of the emitted NOx evolving in different chemical regimes between GEOS-Chem and the other models. On the opposite, the OH response is lower with EMAC-NOx as both the ozone response and the H2O background are relatively low. The OH response is comparable between MOZART3 and OsloCTM3, because of their strong negative response in the LMS, as seen in Fig. 6. The net OH response is higher with LMDZ-INCA (as expected from Fig. 6), characterized by a stronger positive response in the mid-latitudes and a weaker negative response in the high-latitude LMS. This positive OH response is consistent with the H2O tropospheric background being the greatest in LMDZ-INCA, though the hydroperoxyl radical (HO2) is another source of OH in the UT, which we did not investigate here. Last, we do not see any clear signal linking the perturbations to the background in methane or ozone, at least with our method, as the interpretation of these scatterplots remains limited. Concerning EMAC-NOx, we notice that, as indicated in the companion paper (Cohen et al., 2025), the UTLS is the driest compared to the other models, though the LMS is the moistest. As done in Cohen et al. (2025), treating the UT and LMS separately with a daily resolution could highlight some links between these chemical species.
Figure 7Perturbations in O3 and OH mass burdens between 150 and 350 hPa (y axis) versus the backgrounds in NOx, CH4, O3, and NOy for ozone and H2O for OH, between 150 and 300 hPa. The perturbations are normalized to the NOx emissions. Each color represents a model, as indicated in the legend in the top right panel.
3.2 Aerosols
Four models investigated the impact of aircraft emissions on aerosols. The LMDZ-INCA and OsloCTM3 models share the common protocol, GEOS-Chem follows a similar set-up (Quadros et al., 2025), while the EMAC-aer model is represented by the output from Righi et al. (2023) with a substantially different simulation set-up (see Sect. 2.2). The contribution of aviation to atmospheric aerosols is shown in Figs. 8–10. It is shown for the same months as for gaseous species for consistency, though it is not optimal for every species. It is worth reminding that the EMAC-aer model is more accurate (as it is equipped with a detailed two-moment aerosol microphysical scheme) than the other models (characterized by simpler aerosol representations). Also, the EMAC-aer model is not used with a QCTM mode, hence the existence of negative values in BC and SO4 due to changes in dynamics and physical processes. For these two species, the models generally show a maximum in the UTLS as for NOx, in terms of zonal cross sections. OsloCTM3 has a much weaker response in the UTLS. For BC, all the models exhibit a local maximum at the mid-latitude surface, due to the take-off and landing phases (in Northeast America, Europe, and East Asia), and possibly to subsidence. The LMDZ-INCA and GEOS-Chem models show similar responses, with a maximum in April. All the models except OsloCTM3 show a summertime minimum for BC. The sulfate perturbation reaches its maximum at high latitudes in May with LMDZ-INCA and EMAC-aer, and in July with GEOS-Chem (shown in Fig. S7). The SO4 seasonality is similar to the ozone seasonality, as photochemistry increases and promotes further the conversion of sulfur dioxide (SO2) into SO4, thus enhancing the formation of sulfate aerosol, as explained in Terrenoire et al. (2022) and Prashanth et al. (2022). For both BC and SO4, the EMAC-aer model has a much stronger response, in the UTLS but also in the whole free troposphere. In this model, the maximum shifts from the lower free troposphere in winter up to the UTLS in summer. Most differences between EMAC-aer and the other models are consistent as EMAC-aer is the only model including the Aitken mode in the aerosol size distribution of aircraft emissions, and with an important proportion (91 % of emitted soot, and of primary sulfate particles, as supported by observations: Petzold et al., 1999; Mahnke et al., 2024), except the sulfate maximum in GEOS-Chem (July) that reaches higher levels than EMAC-aer.
Figure 8Mean zonal cross sections of the BC response to the aviation emissions during the months minimizing (left column) and maximizing the ozone response (right columns), for each model (from top to bottom: EMAC-aer, LMDZ-INCA, OsloCTM3, and GEOS-Chem). The white line represents the climatological position of the thermal tropopause (WMO, 1957). The percentiles 1 and 99 are indicated in the top-left corner of each panel. Please note the logarithmic scale in the color bar.
Figure 9Same as Fig. 8, but for aerosol sulfate. Please note the logarithmic scale in the color bar.
The model diversity in aviation-induced aerosol abundances can be caused by a number of factors, such as the BC lifetime. The global mean BC lifetime we calculate in this study (Table S1) is comparable between EMAC-aer (7.7 d) and LMDZ-INCA (8.0 d). It is shorter in GEOS-Chem (5.1 d), and in OsloCTM3 (4.6 d), closer to the estimation of 5.5 d proposed in Lund et al. (2018b) to minimize the bias in BC concentration in the Arctic, though it remains a first-order metric which does not account for the important regional disparities, or the emission source. In the UTLS specifically, OsloCTM3 has the lowest background in BC, and also ammonia and SO2 (Table S1), which tends to decrease further the SO4 and NO3 responses with this model. As OsloCTM3 performs well in reproducing CO and water vapour in the UT against IAGOS measurements (Cohen et al., 2025) while the other models are generally biased low, transport from the surface is unlikely to explain this discrepancy. It is rather linked to a stronger scavenging at high latitudes (Lund et al., 2018a). The global BC background in the UTLS shown in Table S1 is one order of magnitude higher with LMDZ-INCA, with 38 Gg compared to 1.54–3.95 Gg, whereas the BC response is similar between LMDZ-INCA and GEOS-Chem, and lesser than EMAC-aer. This discrepancy between LMDZ-INCA and the other models in the UTLS burden might be due to different parameterizations regarding convection and precipitation for BC emitted at the surface, as well as different representations of the BC solubility and size distribution, that control the BC transport up to the upper troposphere and deposition. The total burden is however similar between EMAC-aer (0.166 Tg) and LMDZ-INCA (0.169 Tg), hence their comparable BC lifetimes. It is characterized by a stronger burden in the UTLS and in the stratosphere for LMDZ-INCA compensated by a stronger burden in the lower troposphere for EMAC-aer. Compared to observations from aircraft campaigns, most models participating to the AEROCOM intercomparison project overestimate BC mass mixing ratios in the UTLS (Koch et al., 2009; Schwarz et al., 2013). Schwarz et al. (2013) notably showed an overestimation by a factor 6–20 above 300 hPa, in global average, for the models participating to the second phase of AEROCOM. Kaiser et al. (2019) concluded that EMAC with MADE3 (here EMAC-aer) was closer to the observations in the UT than the AEROCOM II model average, though the ultrafine particle number concentration tends to be overestimated at these altitudes.
For NO3, three models (LMDZ-INCA, GEOS-Chem, and EMAC-aer) show a positive response with a vertical shape in the midlatitude, along the whole tropospheric column, and with a peak in May, in the free troposphere. OsloCTM3 also exhibits a positive NO3 perturbation at the same latitudes, but only in the lowermost troposphere, and with a vertically broad peak in January, centered on the middle troposphere. For LMDZ-INCA and EMAC-aer, the perturbation is characterized by a dipolar structure, with negative values in the high-latitude lowermost stratosphere. According to the explanation provided by Terrenoire et al. (2022) and Righi et al. (2023), both sulfate and nitrate combine with the background gaseous ammonia to form aerosol, respectively via the formation of ammonium sulfate and ammonium nitrate. Given that NH3 is limited in the UTLS, and that SO4 reacts faster with ammonia than NO3, the ammonium sulfate formation in this region results in a decrease in ammonium nitrate aerosols. On the contrary, in the lower troposphere, ammonia is abundant such that the SO4 perturbation is not sufficient to compete with NO3 in the aerosol formation.
In the literature, studies including aerosol perturbations from aviation are fewer than for the gas phase. Among the studies using different models than this paper, Unger et al. (2013) present the same spatial pattern in annual means (in their Fig. S2a), with a SO4 perturbation maximum in the UTLS and visible effects from subsidence, and a dipole in the NO3 perturbation. Once rescaled up to 2014–2018, the values are higher than most of our models, with a cruise maximum between 14 and 28 ng m−3 for SO4 (6, 11, 13, and 23 ng m−3 in our study) and between 70 and 140 ng m−3 (−70 and −140 ng m−3) for NO3 in the extratropical UT (in the high-latitude LMS). Concerning sulfur, Kapadia et al. (2016) uses the TOMCAT CTM and shows that the impact of sulfur content in aircraft fuel increases SO4 in the high-latitude UTLS up to 6–7 ng m−3 averaged over the year 2000, which would correspond to 7.9–9.2 ng m−3 once rescaled up to the NOx emissions used in our study. It is comparable to our intermodel range, in the lower part, but does not include the SO4 produced from non-aviation SO2.
It is worth mentioning the aviation impact on surface concentrations as represented by these models, shown in Figs. S11–S13. The surface is represented by the lowermost level (up to ∼ 60, 70, 20, and 130 m for EMAC-aer, LMDZ-INCA, OsloCTM3, and GEOS-Chem respectively). As in Righi et al. (2023), we performed a t-test on EMAC-aer output in order to assess the significance of the perturbation against the interannual variability. We choose to show only the gridcells where the perturbation is characterized by a p-value lesser than 0.05, consistently with Righi et al. (2023). On average in the period of interest, the BC seasonal maxima at the surface are located at the eastern and western coasts of the US, in Europe, and, to a lesser extent, in East Asia (Fig. S11). These maxima are generally at ∼ 1 ng m−3 except for EMAC-aer, which maxima reach ∼ 4 ng m−3 in the eastern US, Europe and around the Mediterranean basin. The increase in the other two aerosol compounds is more significant by mass. SO4 perturbation takes place in western Europe, US, and the subsidence regions as North Africa–Middle East with a summertime average of ∼ 35–45 ng m−3 (70–90 ng m−3 for EMAC-aer). For NO3, the impact is generally stronger in winter in North America, western Europe, South Asia, and East Asia. The latter reaches wintertime NO3 perturbations of 100–460 ng m−3. As for the UTLS, the differences between EMAC-aer and the other models are large, which suggests an important sensitivity of both climate and air quality impacts to the size of emitted aerosols (as discussed in Gettelman and Chen, 2013; Righi et al., 2013), and highlights the need for another model intercomparison with a more accurate aerosol parameterization in the model ensemble.
Finally, we show the estimated radiative impact of the atmospheric composition responses described in Sect. 3. The sensitivity of the radiative forcing to mixing ratio responses at different altitudes and locations is heterogeneous for both ozone and aerosols, for example with the highest RF per DU response for ozone in the tropical upper troposphere (Skeie et al., 2020, Fig. S1). Figure 11 shows the global annual average vertical profiles of the aerosol (aerosol-radiation interaction only) and ozone instantaneous RFs (i.e. without ERF scaling). This provides additional information about how the responses in concentration (e.g. Fig. 1) relate to the resulting radiative forcing. For ozone, the models show a similar vertical profile, but with different magnitudes and small variations in the altitude of the peak ozone response (Fig. 11f). The high RF sensitivity to ozone response in the upper troposphere (compared to the lowermost stratosphere) means that although the magnitude of ozone concentration response in OsloCTM3 is lower than in EMAC-NOx (Fig. 5), the resulting RF is larger for OsloCTM3 since the response occurs in a more sensitive region. Similarly, while the peak (June) ozone concentration responses are similar in GEOS-Chem and MOZART, GEOS-Chem exhibits a stronger response to aviation emissions in most other months (Fig. 1) resulting in a substantially stronger ozone forcing in the peak ozone response region.
Figure 11Vertical distributions of global annual average radiative forcing from aviation emissions from aerosols (aerosol-radiation interaction only) and short-term ozone response. (a) black carbon, (b) organic carbon (c) nitrate, (d) sulfate, (e) net aerosol and (f) short-term ozone. Each color corresponds to a model. EMAC-aer is represented in panels (a)–(e) and EMAC-NOx in panel (f).
For aerosols, there are substantial differences not only in magnitude but also in the relative role of individual aerosol species across the models, as seen in the vertical profiles in Fig. 11a–e. These largely follow the model differences in underlying aerosol concentrations, with large SO4 responses in EMAC-aer and NO3 responses in OsloCTM3. The net NO3 responses in EMAC-aer and LMDZ-INCA are smaller, likely due to a negative response in the high-latitude lowermost stratosphere that compensates part of the NO3 production. While the spread in ozone RF mainly arises from differences in the UTLS region, there are important contributions to aerosol forcing and thus model diversity extending through the troposphere, particularly for SO4 and NO3. The RFs shown in Fig. 11 and discussed in this section are converted to ERFs to enable comparison with other studies in the following paragraphs (see Sect. 2.3). It is worth noting that in our modelling set-up, the nitrate particles forcing is not only related to aircraft NOx emissions driving the formation of ammonium-nitrate particles (NH4NO3). It is also affected by the oxidation of sulfur dioxide (SO2) into sulfate particles due to NOx-induced OH formation. This additional sulfate then collides with ammonia to form ammonium-sulfate particles ((NH4)2SO4), thus competing with nitric acid to react with ammonia, and thus to form nitrate aerosol. Terrenoire et al. (2022) show that the nitrate forcing is more negative (or less positive) when one accounts for the aircraft NOx effect on aerosols. With this limitation in mind, we note that the nitrate forcing reduces the net NOx forcing from a model mean of 18.3 to 11.9 mW m−2.
We estimate a global mean aviation NOx-induced ozone ERF between 28 and 56 mW m−2 (Fig. 12a, Table S3). GEOS-Chem shows the strongest response, while EMAC-NOx shows the weakest, which is consistent with the ozone concentration responses shown in Figs. 1 and 5. Figure 12a also shows the global mean net NOx ERF due to the longer-term decreases in CH4, ozone, and stratospheric H2O. The relative response of these forcers between models is similar to that for short-term ozone, with the strongest ERF found for GEOS-Chem, although OsloCTM3, EMAC-NOx, and MOZART3 simulate more similar long-term net NOx ERFs than for the short-term ozone. The estimated ERF due to aviation NOx-induced changes in CH4 ranges from −34 to −18 mW m−2. The spread reflects differences in the modeled methane lifetime and mean OH concentration (Table 5). The results from EMAC-NOx, MOZART3, and OsloCTM3 are close to each other, with a range of −1.22 % to −1.26 % NEU−1 in methane lifetime. The sensitivity is ∼ 30 % higher with LMDZ-INCA, both because of a substantially greater background in CH4 (744 TgC compared to 614–651 TgC from these three models, see Table S1) and a stronger OH sensitivity (see Fig. 7). The GEOS-Chem sensitivity is ∼ 90 % greater, with a lower methane background outweighed by more OH production.
Figure 12Global mean ERF from aviation emissions in the present day for (a) net NOx emissions, comprising short and long-term ozone, methane and stratospheric water vapour, and (b) aerosol-radiation interactions (ERFari), comprising contributions from BC, OC, NO3 and SO4.
Table 5Background values and perturbations (both absolute and normalized to the aviation NOx emissions) in the tropospheric methane lifetime (TCH4) and the OH concentration. As a reminder, we define the NOx-emission unit as 1 NEU = 1 TgN yr−1.
Overall, we estimate a positive net aviation NOx ERF in these model experiments, with a multi-model mean value of 18.3 mW m−2 and a range from 9.4 to 24.5 mW m−2. The strongest ERF is estimated by MOZART3, despite the individual ozone and CH4 contributions being strongest in GEOS-Chem, due to these effects partially cancelling each other. EMAC-NOx simulates the weakest net NOx ERF, followed by OsloCTM3 and LMDZ-INCA.
Myhre et al. (2011) calculated a net NOx ERF of +6 ± 5 mW m−2 in the AIR experiment (100 % reduction of year 2000 aviation, four models), compared to our estimate of 18.3 [9.4; 24.5] mW m−2. Terrenoire et al. (2022) calculated an ERF of 14.8 mW m−2 for 2018 total aviation fuel with the LMDZ-INCA model. Lee et al. (2021) derived an estimate of 17.5 mW m−2 (90 % likelihood range [0.6, 29] mW m−2) from Lee et al. (2021) based on 18 models from 20 studies, normalized to 2018 levels. When normalized to account for differences in NOx emissions, the corresponding values from Myhre et al. (2011), Terrenoire et al. (2022), and Lee et al. (2021) are 8 ± 7, 11.6, and 13.7 [0.5, 23] mW m−2, respectively. The modeled range of net NOx ERF in this study is smaller than found by Myhre et al. (2011) and Lee et al. (2021), indicating that our five models may not represent the full spread of model diversity, though implementing a common protocol contributes to the reduction of this variability by eliminating some degrees of freedom. Also, normalizing with respect to the NOx emissions does not account for nonlinearities in the NOx ERF, which might be significant between two years with substantially different emissions (e.g. 2018 vs. 2000).
Figure 12b shows the global mean component and net RF from aerosol-radiation interactions in the four models that provide aerosol information (with values provided in Table S4). We estimate a multi-model mean ERF from aerosol-radiation interactions (ERFari) of 2.9, −0.4, −7.8, and −6.3 mW m−2 for BC, OC, SO4 and NO3, respectively. The mean net ERFari from these simulations is −11.6 mW m−2, with large model diversity in magnitude and dominant aerosol species, as shown in Fig. 11. Lee et al. (2021) gave a best estimate of aviation BC ERFari of 0.94 mW m−2, with a 90 % likelihood range of 0.1–4.0 for 2018 emissions. This is close to our weakest estimate of 0.82 mW m−2 (OsloCTM3), with our multi-model mean within their range. Our estimated SO4 ERFari is close to the best estimate of −7.4 mW m−2 from Lee et al. (2021). Fewer studies have considered the effect of aviation nitrate. With a similar set-up as in the current work, Prashanth et al. (2022) calculated a net RF of −0.67 mW m−2 with GEOS-Chem, and Terrenoire et al. (2022) a net RF of 0.14 mW m−2 with LMDZ-INCA. Among the two studies mentioned in Brasseur et al. (2016) regarding NO3 RF in 2006 (that we rescale up to 2014–2018), Unger et al. (2013) calculate a net RF of −4.0 ± 1 mW m−2 (−5.5 ± 1.4 mW m−2) with the GISS-E2 model, and the IGSM model calculated a net RF of −7.5 mW m−2 (−10.3 mW m−2). This low number of estimations and their high variability highlight the need for additional modelling experiments, with the most recent model versions, and with a constraining protocol for the simulation setup.
We note that these are not complete estimates of aerosol radiative forcing: aerosol-cloud interactions are not included here. Aerosol-cloud ERF currently has no best estimate due to high uncertainty in the underlying process representation in the models. For the impact of aircraft particles on low-level clouds, Righi et al. (2013) found an RF range from −70 to −15 mW m−2, depending on the assumptions on the size of the particles. A similar dependency was also found by Gettelman and Chen (2013) who reported a range from −164 to −23 mW m−2. This effect also depends on sulfur emission altitudes (Kapadia et al., 2016; Matthes et al., 2021). For soot-cloud interactions, uncertainties are even larger, with a wide range of values reported by different studies, with disagreement both in magnitude and sign, including several studies reporting a statistically non-significant effect (see Righi et al., 2021 and references therein). This depends on the models used, with different representation of the ice formation process and different assumptions on the ice-nucleating properties of aviation soot. In a very recent model study supported by laboratory measurements on the ice-nucleating properties of aviation soot, Righi et al. (2025) found a non-statistically significant ERF for aviation soot-cloud interactions. Lastly, the other major component of the ERF from aviation emissions here is contrail cirrus formation, which could not be simulated within the current capability of the models used in this study. Lee et al. (2021) estimated the contrail cirrus ERF as 57.4 [17, 98] mW m−2.
In light of increasing air traffic, we perform and document a new multi-model assessment of the atmospheric composition response to aviation NOx and aerosol/aerosol precursors emissions, and the associated radiative forcing of climate, notably providing the first model intercomparison on the impact of aviation on nitrate aerosol. The purpose is to refine estimates of the impact of aviation by limiting differences between the models in their implementations, for a better understanding of the intermodel variability in the results. We present a model intercomparison involving five state-of-the-art chemistry-transport models (CTM) or chemistry-climate models (CCM). For this study, each participating model provides a set of present-day runs, including at least one reference run with all the anthropogenic emissions, and one perturbation run without aviation emissions. The models use the same anthropogenic and biomass-burning emission inventories, and most of them use the same aircraft emissions. The models used to estimate the impact of aviation-induced aerosols are also applied to the gaseous phase, thus maximizing the consistency between the estimates for gaseous and aerosol species. For all models, the effective radiative forcings are calculated with the same radiative code, the same grid, and the same feedback factors.
Several similarities between the models are encouraging regarding our understanding of the chemical sensitivity to aircraft emissions. For both gaseous and aerosol species, the main perturbation generally occurs at flight cruise altitude, in the extratropical UTLS, around 10 km above sea level. For gaseous species, the NOx and ozone responses show a good agreement across the models in terms of both seasonal and spatial patterns. Seasonally, the models show lower values in January and higher values in spring–early summer, though the latter can take place in April, May, or June, depending on the model. Geographically, all the models present a NOx response maximum (85–112 ppt) near the area of highest flight density (Europe, North Atlantic corridor, and eastern US, all of them in the mid-latitudes), and a moderate perturbation (> 40 ppt) confined to the northern mid-latitudes in winter, and expanding horizontally into the polar LMS in spring–early summer. Across the models, an ozone response maximum is consistently simulated following the NOx perturbation (2.3–5.8 ppb in January, 3.8–8.8 ppb in April–June), although the mechanism linking NOx to ozone differs between the upper troposphere and the lowermost stratosphere. For each TgN of emitted NOx throughout the year, the response of global ozone burden ranges between 5.6 and 10.0 Tg, and the methane lifetime perturbation ranges between −1.2 and −2.9 months (−1.75 month without the most sensitive model). Our results suggest that the different background composition at cruise altitudes across the models, notably in NOx and humidity, is a relevant factor for explaining the different magnitudes of the model responses in OH concentration and methane lifetime. Based on these experiments, we estimate a multi-model mean net aviation NOx ERF of 18.3 mW m−2, with a range from 9.4 to 24.5 mW m−2. Using the same protocol applied to the models, our estimate and range of net NOx ERF, along the relative contribution from ozone, methane, and water vapor changes, are consistent with previous studies when normalized to present-day emissions. Thus, despite several studies and model development, robust assessment of the effects of aviation NOx emissions remains challenging and in need of novel strategies. The multimodel approach remains particularly important as the model assessment in Cohen et al. (2025) emphasizes that no single model shows best skill in all the species and regions.
Aerosol species show a larger variability across models than is the case of gaseous species, in terms of global burden responses and distributions. It can be explained with the significantly larger spread in model complexity compared to the NOx experiments, as most of the models are characterized by a relatively simple aerosol scheme. The contribution from aviation emissions to black carbon (BC) differs by up to a factor 8 across the models, and sulfate (SO4) varies by up to a factor of 2. The combined radiative effects from these two species remain similar across the models, each species compensating for the difference of the other one. Last, nitrate (NO3) varies substantially with a factor of 14 between the most and the least sensitive models (reduced to a factor ∼ 2 if excluding the model with the strongest response to aviation emissions). While the spatial patterns of BC and SO4 tend to be similar across models, with a noticeable impact on the UTLS (except one model), the NO3 patterns can differ radically across the models and, notably, only two of four models simulate a negative perturbation in the polar LMS. A noticeable impact is identified on surface concentrations for SO4 and NO3 for all the models, at least during one season. The net aerosol ERFari varies between −6.5 and −17.8 mW m−2 (multi-model mean of −11.6 mW m−2), with the formation of sulfate and nitrate particles that reduces the net NOx forcing by 43 % and 35 %, respectively. However, we also note that there is a factor 8 difference between the highest and lowest NO3 forcings estimated. Moreover, relatively few studies have so far explored the role of aviation nitrate aerosols. While the direct effects of aerosols from aviation is sometimes argued to be small, our multi-model mean estimate of aerosol forcing is close to but of opposite sign to the net NOx ERF. Further work to increase the amount of data and improve the understanding of the spread in simulated aerosol distributions is needed to constrain knowledge of the contribution from aerosols to the climate effect of aviation.
The discrepancies shown in this study highlight the need for a better understanding of gaseous components involving NOy partitioning as it differs substantially through the models (Cohen et al., 2025), crucial to understand the role of oxidized nitrogen in atmospheric chemistry and climate (Wei et al., 2025). It also highlights the need for further modeling experiments on the aerosol parameterization as scavenging (depending on solubility and precipitation), their size distribution, the mixing state, and heterogeneous chemistry that also involves scavenging, as nitric acid (HNO3) is a soluble precursor of nitrate aerosol. Further observations are needed for an assessment of the background aerosol properties. Understanding and reducing spread in modeled atmospheric concentrations is also a key step in constraining estimates of the present-day aviation-induced climate effects. This is increasingly important as proposed mitigation measures for the sector, such as alternative fuels, will affect not only CO2 but also non-CO2 emissions. Understanding the current impact is critical for assessing the net effect of future mitigation. Last, the future responses following several scenarios, along with sensitivity to the background chemical composition, will be investigated in a companion paper (Staniaszek et al., 2025).
The output of the simulations from the models EMAC-NOx, LMDZ-INCA, MOZART3, and OsloCTM3 is available at https://doi.org/10.5281/zenodo.16949722 (Cohen, 2025). The output from EMAC-aer is available at https://doi.org/10.5281/zenodo.8134336 (Righi, 2023), and the output from GEOS-Chem is available at https://doi.org/10.4121/79395594-9c12-451a-9f59-081db67605e0.v1 (Quadros et al., 2026).
The supplement related to this article is available online at https://doi.org/10.5194/acp-26-5983-2026-supplement.
YC designed the study, and DH designed the modelling protocol shared by the models. The simulation output was provided by SM and RT for EMAC-NOx, YC and DH for LMDZ–INCA, AS for MOZART3, MTL for OsloCTM3, MR for EMAC-aer, and FQ and ID for GEOS-Chem. YC created the multimodel product used in this study. YC calculated the chemical perturbations, and ZS calculated the associated effective radiative forcings. The paper was mainly written by YC (Sect. 4 was written by ZS) and reviewed, commented upon, edited, and approved by all co-authors.
The contact author has declared that none of the authors has any competing interests.
Publisher's note: Copernicus Publications remains neutral with regard to jurisdictional claims made in the text, published maps, institutional affiliations, or any other geographical representation in this paper. The authors bear the ultimate responsibility for providing appropriate place names. Views expressed in the text are those of the authors and do not necessarily reflect the views of the publisher.
MTL acknowledges funding by the Research Council Norway (grant no. 300718 Aviate) and the resources from the National Infrastructure for High-Performance Computing and Data Storage in Norway (grant no. NN9188K). The LMDZ-INCA simulations at LSCE were performed using high-performance computing resources from GENCI (Grand Équipement National de Calcul Intensif) under project nos. gen2201. The EMAC model simulations were computed at the German Climate Computing Center (DKRZ). AS was also supported by the United Kingdom Department for Transport. We thank the French government agency “France Travail” for funding YC, thus letting him the opportunity to publish this paper in parallel with his position research.
This research has been funded by the European Union Horizon 2020 Research and Innovation programme, within the framework of the ACACIA (grant no. 875036) project, by the German Federal Ministry for Economic Affairs and Energy (formerly Federal Ministry for Economic Affairs and Climate Protection) via the Luftfahrtforschungsprogramm (LuFo VI, FZK 20M2111A) for funding the D-KULT project. Wand by the Direction Générale de l'Aviation Civile (grant agreement no. DGAC 382 N2021-39), under the ClimAviation project.
This paper was edited by James Lee and reviewed by Charlie Wartnaby and one anonymous referee.
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- Abstract
- Introduction
- The model intercomparison
- Impact of aviation emissions on atmospheric composition
- Radiative impact of aviation emissions
- Summary and conclusion
- Data availability
- Author contributions
- Competing interests
- Disclaimer
- Acknowledgements
- Financial support
- Review statement
- References
- Supplement
- Abstract
- Introduction
- The model intercomparison
- Impact of aviation emissions on atmospheric composition
- Radiative impact of aviation emissions
- Summary and conclusion
- Data availability
- Author contributions
- Competing interests
- Disclaimer
- Acknowledgements
- Financial support
- Review statement
- References
- Supplement