the Creative Commons Attribution 4.0 License.
the Creative Commons Attribution 4.0 License.
Contributions of primary sources to submicron organic aerosols in Delhi, India
Sahil Bhandari
Zainab Arub
Gazala Habib
Joshua S. Apte
Delhi, India, experiences extremely high concentrations of primary organic aerosol (POA). Few prior source apportionment studies on Delhi have captured the influence of biomass burning organic aerosol (BBOA) and cooking organic aerosol (COA) on POA. In a companion paper, we develop a new method to conduct source apportionment resolved by time of day using the underlying approach of positive matrix factorization (PMF). We call this approach “time-of-day PMF” and statistically demonstrate the improvements of this approach over traditional PMF. Here, we quantify the contributions of BBOA, COA, and hydrocarbon-like organic aerosol (HOA) by applying positive matrix factorization (PMF) resolved by time of day on two seasons (winter and monsoon seasons of 2017) using organic aerosol measurements from an aerosol chemical speciation monitor (ACSM). We deploy the EPA PMF tool with the underlying Multilinear Engine (ME-2) as the PMF solver. We also conduct detailed uncertainty analysis for statistical validation of our results.
HOA is a major constituent of POA in both winter and the monsoon. In addition to HOA, COA is found to be a major constituent of POA in the monsoon, and BBOA is found to be a major constituent of POA in the winter. Neither COA nor the different types of BBOA were resolved in the seasonal (not time-resolved) analysis. The COA mass spectra (MS) profiles are consistent with mass spectral profiles from Delhi and around the world, particularly resembling MS of heated cooking oils with a high 41. The BBOA MS have a very prominent 29 in addition to the characteristic peak at 60, consistent with previous MS observed in Delhi and from wood burning sources. In addition to separating the POA, our technique also captures changes in MS profiles with the time of day, a unique feature among source apportionment approaches available. In addition to the primary factors, we separate two to three oxygenated organic aerosol (OOA) components. When all factors are recombined to total POA and OOA, our results are consistent with seasonal PMF analysis conducted using EPA PMF. Results from this work can be used to better design policies that target relevant primary sources of organic aerosols in Delhi.
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Exposure to fine particulate matter (PM) poses significant health risks, especially in densely populated areas (Pope and Dockery, 2006; Apte et al., 2015). The Indian National Capital Region (Delhi NCR, India) is a rapidly growing urban agglomeration and encompasses the second most populated city in the world, with extremely high winter PM concentrations and frequent severe air pollution. According to a recent estimate, Delhi is the world's most polluted megacity, on track to also become the world's most populated megacity by 2028 (World Health Organization, 2018; United Nations, 2018).
Delhi has a long history of receptor modeling studies focused on the quantity and composition of suspended particulate matter (Mitra and Sharma, 2002; Sharma et al., 2003; Mönkkönen et al., 2004, 2005a, b). Recent ambient studies have emphasized PM2.5 and have attributed Delhi's aerosol pollution to vehicular traffic, fossil fuel combustion, and road dust (Srivastava et al., 2008; Tiwari et al., 2009; Pant and Harrison, 2012; Pant et al., 2015, 2016). Most of these studies identified vehicular emissions and fossil fuel combustion as prevalent factors contributing to the PM2.5 pollution in Delhi. However, cooking and biomass burning have not been consistently identified as contributing sources in these ambient receptor modeling studies. This is not surprising since mass-spectrometry-based studies have detected strong similarities in submicron aerosol mass spectra (MS) for traffic, cooking, and biomass burning, suggesting mixing of source signatures (Zhang et al., 2011). The lack of separation of these sources in receptor modeling studies suggests that traffic contributions to fine PM in Delhi are overestimated in such studies.
Filter-based receptor modeling studies in Delhi are also marked by another limitation – only online mass-spectrometry studies have apportioned total organic PM (Bhandari et al., 2020; Tobler et al., 2020). Most filter-based studies have modeled components of organic PM such as organic carbon (OC), elemental carbon (EC), polycyclic aromatic hydrocarbons (PAHs), and water-soluble organic compounds (Pant et al., 2015; Sharma and Mandal, 2017). Some receptor modeling studies have resolved biomass burning as a separate factor and have identified cooking as contributing to fine PM. One such study studied 29 particle-phase organic compounds and a few elements in a molecular-marker-based chemical mass balance (CMB) source apportionment study for the period 2001–2002 (Chowdhury et al., 2007). They identified biomass burning as the largest contributor to PM2.5 in the winter of Delhi with a fractional contribution of ∼20 %; vehicular emissions (gasoline, diesel) contributed 19 %, and coal burning contributed 14 % at the Delhi site. For OC, they showed that traffic and coal combustion and biomass burning contribute ∼15 % each. A study focusing on PM1 composition and source apportionment in Delhi for the colder months (November 2009–March 2010) attributed ∼7 % to biomass burning and ∼4 % to traffic; however, this study did not apportion organics (Jaiprakash et al., 2017). Another study conducted for a month in winter 2013–2014 and 2 weeks in summer 2014 used pragmatic mass closure to attribute ∼23 % of PM2.5 to woodsmoke and ∼16 % to traffic (Pant et al., 2015). The same study attributed ∼25 % organic mass (OM) to traffic and ∼33 % OM to woodsmoke in winter 2013–2014 and attributed ∼35 % OM to traffic in summer 2014. Using EC, OC, other elemental analysis, and measurements of water-soluble inorganic ions measured over January 2013–May 2014, Sharma and Mandal (2017) apportioned ∼18 % of PM2.5 in Delhi to vehicular emissions, ∼13 % to fossil fuel burning (coal, oil, and refuse burning), and ∼12 % to biomass burning. The same study attributed ∼55 % OC to biomass burning and ∼35 % OC to traffic. Another study made similar measurements for PM2.5 over November 2013–June 2014 and identified vehicles, biomass burning and coal and fly ash as contributing 25 %, 28 %, and 5 % in winter and 8 %, 12 %, and 26 % in summer, respectively (Nagar et al., 2017). The study did not report apportionment results for OC separately. A 4-year study (January 2013–December 2016) conducting seasonal PMF analyses on EC, OC, elemental analysis, and measurements of water-soluble inorganic ions reported PM2.5 contributions of vehicular emissions as ∼20 % and ∼17 %, contributions of biomass burning as ∼19 % and 15 %, and fossil fuel combustion contributions of ∼9 % and ∼9 % in winter and monsoon seasons in 2013–2016, respectively (Jain et al., 2021). This study attributed ∼67 % OC to vehicular emission and ∼10 % to biomass burning in the winter season and attributed ∼50 % OC to vehicular emissions, ∼20 % to biomass burning, and ∼8 % to fossil fuel combustion in the monsoon. In two studies, PMF was conducted on 50–60 species of organics collected on filter samples between December 2016–December 2017 representing five classes of polar organic compounds (Gadi et al., 2019; Shivani et al., 2019). They measured PM2.5 concentrations of five classes of polar organic compounds: alkanes, phthalates, PAHs, levoglucosan, and alkanoic acids. Their results indicate contributions of vehicular emissions (32 %–35 %), biomass burning (27–30 %), cooking emissions (16 %–17 %), and plastic and waste burning (13 %) to PM2.5 in the National Capital Region (NCR) of Delhi.
Three large studies have reported data to state and federal agencies. One such study measured EC, OC, molecular markers such as polycyclic aromatic hydrocarbons (PAHs), elemental species, and water-soluble ions and identified domestic sources (liquified petroleum gas (LPG), kerosene, and wood combustion, diesel generator sets; 48 %–89 %) and vehicular transport (6 %–22 %) as key contributing sources to PM2.5 across residential, curbside, and industrial locations averaged over the entire year of 2007 (except the monsoon season) (Central Pollution Control Board, 2010). Another such study measuring a similar set of species for the period 2013–2014 identified biomass burning and solid waste burning contributing about 24 %–34 %, vehicular emissions contributing about 20 %–25 %, and coal combustion (coal and fly ash) contributing about 5 % to PM2.5 in winter. In summer, soil and road dust (28 %), and coal and fly ash (26 %) were identified as the largest sources, along with biomass burning and solid waste burning (19 %) and vehicular traffic (9 %) (IIT Kanpur, 2016). The third study measured EC, OC, elements, and ions and identified vehicular emissions and biomass burning contributing 23 % and 22 % respectively in winter and 18 % and 15 % in summer to PM2.5 concentrations in Delhi for the year 2016 (ARAI and TERI, 2018). None of these three studies reported contributions of different sources to OC or OM separately.
Bottom-up studies such as those on personal exposure and using source-oriented modeling have recognized the high exposure to residential energy emissions from sources such as cooking and heating and associated biomass burning emissions and their significant impact on human health (Pant et al., 2017; Apte and Pant, 2019, and references therein). Emissions inventories developed for Delhi and other regions across South Asia have shown sources such as transport, industry, dust, household solid-fuel use, and biomass and waste burning to contribute substantially to PM2.5 (Guttikunda and Calori, 2013; IIT Kanpur, 2016; ARAI and TERI, 2018; Conibear et al., 2018; GBD MAPS Working Group, 2018; Guo et al., 2018). Two modeling studies based on EDGAR (Emissions Data for Global Atmospheric Research) and other emissions inventories for the year 2015 estimated local residential and industrial sources accounting for most of the primary PM2.5 concentrations in Delhi. Residential sources were separated into ∼42 % as associated with biomass burning and ∼58 % as associated with fossil fuels (Guo et al., 2017, 2019). The study attributed ∼12 µg m−3 of primary organic carbon (POC) to residential fossil fuel combustion and ∼8 µg m−3 to residential biomass burning. ARAI and TERI (2018) estimated PM2.5 contributions of 28 % and 17 % from vehicular transport and 14 % and 15 % from residential emissions and agricultural burning for winter and summer seasons for Delhi in the year 2016. Rooney et al. (2019) used a similar emissions inventory and estimated residential emissions to contribute ∼10 % to the anthropogenic PM2.5 burden in New Delhi. Neither ARAI and TERI (2018) nor Rooney (2019) reported apportionment of OC or OM.
In the last few years, few receptor modeling studies have used high-time-resolution online mass spectrometry instrumentation to conduct source apportionment on Delhi's organic aerosols (OA) (Bhandari et al, 2020; Tobler et al., 2020; Cash et al., 2021; Reyes-Villegas et al., 2021; Shukla et al., 2021; Lalchandani et al., 2021). Based on NR-PM2.5 (nonrefractory PM smaller than 2.5 µm in diameter) aerosol chemical speciation monitor (ACSM) data collected, one study identified hydrocarbon-like organic aerosol (HOA) and solid-fuel combustion organic aerosol (SFC-OA) as the primary PMF factors, with HOA contributing ∼15 % and ∼17 % and SFC-OA contributing ∼25 % and ∼17 % to total organic NR-PM2.5 in winter 2018 and summer 2018 (the month of May), respectively (Tobler et al., 2020). They suspect the SFC-OA to comprise of contributions from domestic heating, coal-based cooking, and open-fire activities, including many types of biomass burning and waste combustion. In the other study, biomass burning organic aerosol (BBOA) was separated as a factor only in spring 2018, contributing ∼15 %, and HOA contributed ∼16 % to the NR-PM1 OA burden in Delhi (Bhandari et al., 2020). The other studies used relaxed factor identification criteria and identify multiple SFC-OA and HOA factors across multiple urban and urban-downwind sites in Delhi (Cash et al., 2021; Reyes-Villegas et al., 2021; Shukla et al., 2021; Lalchandani et al., 2021). In urban areas of Delhi, these studies find that in winter, HOA accounts for ∼20 %–40 % fine OA, and SFC-OA, BBOA, and COA account for 20 %–30 % fine OA, with higher SFC-OA downwind (Reyes-Villegas et al., 2021; Lalchandani et al., 2021). In summer and the monsoon, HOA accounts for ∼10 %–30 % fine OA, and SFC-OA, BBOA, and COA account for ∼15 %–30 % fine OA (Cash et al., 2021; Shukla et al., 2021). Overall, online mass spectrometry studies have reported limited measurements of biomass burning contributions and have not always resolved cooking organic aerosol (COA) as a factor in Delhi, despite the ubiquity of cooking sources in this area (Tobler et al., 2020; Shukla et al., 2021; Lalchandani et al., 2021).
In recent years, several multi-institutional studies have been initiated for Delhi on sources, emissions, and atmospheric dynamics of fine aerosols, as well as their relationship to health impacts (NASA JPL, 2020; Venkataraman et al., 2020; NERC–MRC-MoES-DBT Atmospheric Pollution and Human Health program, 2021). However, few clean air action plans in India utilize results from studies on source contributions to formulate action plans (Ganguly et al., 2020). This limitation of policy instruments needs to be addressed to allow regulators to hold polluting sources better to account. Incorporation of source contribution studies as a part of action plans also allows for systematic evaluation of both long-term and policy-specific changes. As an example, recent national initiatives promoting use of cleaner fuels may not have achieved their intended targets, and source apportionment studies will assist with quantifying policy impacts (Kar et al., 2020). We believe that the inability to separate prominent sources such as cooking and biomass burning in source apportionment studies on fine aerosols in Delhi likely limits the confidence policymakers place in source apportionment tools.
This paper improves upon the seasonal source apportionment previously employed in Delhi (Bhandari et al., 2020). The Delhi Aerosol Supersite (DAS) study provides long-term chemical characterization of ambient submicron aerosol in Delhi, with near-continuous online measurements of aerosol composition (Gani et al., 2019, 2020; Arub et al., 2020; Bhandari et al., 2020; Patel et al., 2021a, b). In that study, PMF was conducted on six seasons of highly time-resolved speciated nonrefractory submicron aerosol (NR-PM1) organic (Org) mass spectrometer data from an aerosol chemical speciation monitor (ACSM) in the PMF receptor model at a time resolution of 5–6 min. Then, we deployed the Igor PET (PMF evaluation tool; Ulbrich et al., 2009) on seasonal datasets, and two to three PMF factors were extracted (Bhandari et al., 2020). In all but one season, we could not resolve primary organic aerosol (POA) into component primary factors. In a companion paper, we have developed a new technique to separate POA into component primary factors called the “time-of-day PMF” approach (Bhandari et al., 2022).
Here, we report on time-of-day PMF conducted on ACSM organic aerosol data from the two winter and monsoon seasons of 2017 – collected as a part of the DAS study. Since we resolve the dataset by time of day, the MS factor is expected to vary in these time-of-day windows. The winter and monsoon seasons are selected for this analysis as they capture two extremes in seasonal concentrations, precipitation, and meteorology, especially in terms of temperature, ventilation coefficient, wind direction, and wind speed (Fig. S1, Tables S1, S2 in the Supplement). In addition, winter experiences extremely high organic and inorganic concentrations and high pollution episodes dominated by primary emissions (Gani et al., 2019; Bhandari et al., 2020). We used the EPA PMF tool to apply constraints, extract a larger number of factors, and quantify errors in PMF solutions.
2.1 Statistical basis of approach
The Multilinear Engine, ME-2, is a multilinear unmixing model that can be used to perform bilinear deconvolution of a measured mass spectral matrix (X) into the product of positively constrained mass spectral profiles (F) and their corresponding time series (G) (Eq. 1). E corresponds to the data residual not fit by the model. The elemental notation of Eq. (1) is shown in Eq. (2). Given that time series (TS) and mass spectra (MS) are deconvoluted, the model mass spectral profiles are assumed to remain constant in time. The mass balance equation underlying the bilinear implementation of the factor analytical model and the optimization problem in the EPA PMF tool can be represented as shown in Eqs. (1)–(3).
To derive factor time series and mass spectra in an iterative fitting process, ME-2 lowers the residual by minimizing the quality-of-fit parameter Q using the gradient approach (Norris et al., 2014). Here, we do not expect the norm of the actual error matrix to be zero but instead close to the ACSM measured uncertainty (an element of the measured uncertainty is represented as σij in Eq. 3). The quality-of-fit parameter corresponding to this uncertainty is called Qexp (Ulbrich et al., 2009). Usually, PMF solutions start from very high and converge to 1 as we add more factors.
A key limitation of PMF is that it assumes constant MS profiles, even though source signatures can change over the course of the day, especially for OOA factors. MS also change due to reaction chemistry, gas–particle partitioning, effect of changing meteorology and trajectory sampling, and human activity patterns, processes that vary diurnally (Lelieveld et al., 1991; Abdullahi et al., 2013; Zhang et al., 2013; Venturini et al., 2014; Park et al., 2019; Pauraite et al., 2019; Crippa et al., 2020; Dai et al., 2020; Xu et al., 2020). To address this limitation of constant MS profiles, we used two alternative approaches for conducting PMF. In one approach, we applied PMF by splitting the data into six 4 h time windows each day to illustrate the use of our time-of-day PMF method. We also conduct seasonal PMF runs for winter and monsoon seasons of 2017. We refer to the traditional seasonal organic MS-based PMF analysis results as “seasonal PMF” and time-of-day organic MS-based PMF analysis results as “time-of-day PMF” results in the paper. Thus, we conducted 14 PMF runs in total (two seasons: two seasonal PMF runs and 12 (2 × 6) time-of-day PMF runs). Details of the statistical basis of the technique can be found in the companion paper (Bhandari et al., 2022). To refer to PMF runs corresponding to specific time windows, we use the nomenclature “season” + “period” style in the format “S-TT-TT” (Table S3). For example, W-11-15 corresponds to 11:00–15:00 in winter 2017.
2.2 Sampling site and measurements
As part of the DAS campaign, an ACSM (Aerodyne Research, Billerica, MA; Ng et al., 2011b) was operated at ∼1 min time resolution in a temperature-controlled laboratory on the top floor of a four-story building (15 m) at IIT Delhi. This sampling site is located about 150 m from an arterial roadway. Full details of sampling site, instrument setup, operating procedures, calibrations, and data processing are described in a separate publication (Gani et al., 2019). We collected the data used in this paper in winter (January–February 2017) and the monsoon (July–September 2017). Definition of the seasons comes from the Indian National Science Academy (2018) (Table 2 from Bhandari et al., 2020). Diurnal plots of meteorological variables are shown in Fig. S1. We conducted separate PMF analysis for six time-of-day periods in both winter and the monsoon, with our data categorized into 12 time-of-day periods over these two seasons, together with two seasonal PMF runs (Table S3). We used the dataset obtained by averaging every five consecutive measurements. We selected organic spectral data at a specific set of values between 12 and 120. This approach is the commonly used approach, and the reasons for the selection of the specific set of values have been described in previous literature (Zhang et al., 2005). Spring, summer, and autumn (mid-September to November) periods are not included in the analysis here, but seasonal PMF analysis has been presented in previous publications (Bhandari et al., 2020; Patel et al., 2021a).
2.3 PMF (ME-2) analysis
The EPA PMF v5.0 tool was used to conduct ME-2 analysis on the dataset and interpret the results (Norris et al., 2014). Further details on the statistical basis of ME-2 are available elsewhere (Paatero et al., 1999, 2002). For the base run, the iterative PMF technique does not make any assumptions about the source MS or time series profiles. If factors extracted in the base run are not clearly associated with a source type but suggestive of the presence of mixing of specific sources, constraints are applied on the factors in the base run to extract cleaner source profiles (Brown et al., 2012, 2015). An R package was developed to automate the process of data analysis of EPA PMF outputs (R Core Team, 2019). We readjusted the results from PMF analysis to account for underestimation of factor mass based on the selected values only. To account for particle losses, we applied transmission and collection efficiencies after conducting PMF analysis (Gani et al., 2019). Additional details of the R code and criteria for factor selection have been discussed in detail in a separate publication (Bhandari et al., 2022).
Details of solution identification and criteria for factor selection can be found in the companion paper (Sect. S1 in Bhandari et al., 2022). Selection of PMF factors and the application of factor constraints are discussed in the Supplement (Sect. S2; Tables S3–S6). We also utilized error estimation (bootstrapping (BS), dQ-controlled displacement of factor elements (DISP), and bootstrapping enhanced with displacement (BS-DISP)) and constraints in the EPA PMF tool for factor selection (Tables S7–S10). An updated method was used for selection of bootstrap block size (Table S7; Sect. S2 in Bhandari et al., 2022). We used the Pearson correlation coefficient (Pearson R) for mass spectral data and Spearman correlation coefficient (Spearman R) for time series patterns. This differentiation was recommended in the peer review of Ulbrich et al. (2009), due to the limitations of Pearson R for slowly varying time series concentrations. Similar to the seasonal PMF approach typically adopted, the time-of-day PMF approach does not account for uncertainties and time variations in relative ionization efficiencies of the detected species (Xu et al., 2018; Katz et al., 2021). Additionally, the sensitivity of the time-of-day PMF approach to the changing influence of outliers and the number of zeros has not been evaluated (Sect. 1, Bhandari et al., 2022).
2.4 Application of the hybrid MLR-PMF approach to the primary PMF components
Sometimes, positive matrix factorization does not resolve factors present in small concentrations. Ulbrich et al. (2009) suggested 5 % of the organic aerosol factor mass as a lower limit of detection for factor retrievals of Q-AMS (quadrupole version of the aerosol mass spectrometer) measurements for PMF factors that have similar MS and TS structure. This was later confirmed for primary source mass spectra for traffic (HOA), cooking (COA), and biomass burning (BBOA) (Zhang et al., 2011). Thus, organic aerosol PMF solutions are associated with some mixing in factor profiles, especially when PMF is not able to separate all component PMF factors. For this work, we assumed that primary factors obtained in PMF can be expressed as a sum of HOA, COA, and BBOA. For periods where we are unable to extract all three factors, we applied a multilinear regression (MLR) approach on primary factor MS to extract the three factors. Hereafter, we refer to the approach as “hybrid MLR-PMF”. We refer to the primary components as HOA, BBOA, and COA and their corresponding oxidized components as oxidized HOA, oxidized BBOA, and oxidized COA. Similar approaches using the Multilinear Engine or PMF combined with multilinear regression have been deployed previously (Lin et al., 2017; Cash et al., 2021). A key limitation of this approach is that it assumes collinear time series patterns in the time windows for the extracted factors. Details of the approach are discussed in the Supplement (Sect. S3). Here, we applied this approach on time-of-day PMF results. For eight time-of-day PMF runs with two primary PMF factors, this approach reproduced the results of PMF with mixing of ≤5 % OA, pointing to the validity of the approach. For the other four time-of-day PMF runs, we used this approach as an attempt at extracting all three PMF factors. However, in all cases, we extract substantial concentrations for at most two primary factors (Tables 1 and 2). These four periods are associated with low fractional contributions of POA % (Tables S11 and S12).
In the companion paper, we introduce the time-of-day PMF analysis as an approach to account for changing MS profiles over the day (Bhandari et al., 2022). In this paper, we focus on the components of organic aerosol obtained using time-of-day PMF and compare them to the seasonal PMF approach. We report average seasonal concentrations of time-of-day PMF factors for winter 2017 in Table 1 and for the 2017 monsoon season in Table 2. In both seasons, winter and monsoon, the six time-of-day periods are marked by three distinct transitions in total concentrations, one at midday (11:00), one at night (19:00), and one in the early morning (03:00), reflective of the changing ventilation and other meteorological variables and sources influencing the bracketed 8 h windows (Tables 1 and 2; Fig. S1). Dividing time series into different time-of-day periods for applying PMF allows for further separation of primary organic aerosol (POA) into component factors hydrocarbon-like organic aerosol (HOA), biomass burning organic aerosol (BBOA), and cooking organic aerosol (COA) – a result likely arising from the ability to extract variable mass spectral profiles over the day (Bhandari et al., 2022). On average, we observe that winter POA mass comprises 45 % HOA and 55 % BBOA, and monsoon POA is a combination of 49 % HOA and 51 % COA (Tables S11 and S12). In winter, we separated BBOA or BBOA-like factors in all periods (four separations based on PMF, two separations based on hybrid MLR-PMF) but did not separate COA (Table 1). In the monsoon, we separated COA or COA-like factors in all periods (four separations based on PMF, two separations based on hybrid MLR-PMF) but did not separate BBOA above detection limits (Table 2). We also separated HOA in all time-of-day periods in winter and the monsoon (four separations based on PMF, two separations based on hybrid MLR-PMF) (Tables 1 and 2). Figure 1a–d show the time series of the POA (HOA+BBOA+COA) and oxygenated organic aerosol (OOA) factors for winter and monsoon seasons of 2017. The interplay of sources, meteorology, and photochemistry results in sharp variations in PMF factor concentrations across seasons. Clearly, POA concentrations exhibit larger variability than OOA concentrations in winter. We show the diurnal variability of the PMF factors in different seasons in Figs. 2 and 3. Fractional contributions of PMF factors are shown in Tables S11 and S12. Our results show that the time series (TS) concentrations of time-of-day PMF factors are broadly consistent with seasonal PMF factors (Sect. 3.3, Figs. 4 and 7). Mass spectra (MS) of these factors are discussed in detail in Sect. 3.3 (Figs. 5–6, 8–9). Quantitative contributions at key s are shown in Tables S15–S26.
a For W-11-15, we were able to separate POA into solid-fuel combustion organic aerosol (SFC-OA) and BBOA, not HOA and BBOA. We used hybrid MLR-PMF to apportion SFC-OA to HOA and BBOA. The entry in W-11-15 BBOA contains contributions from the PMF BBOA factor as well as a BBOA contribution from hybrid MLR-PMF-based SFC-OA apportionment. b Hybrid MLR-PMF-based results for W-03-07.
In Sect. 3.1, we discuss the separation of primary factors in different seasons. We also compare the contributions of the different primary organic aerosol components to Delhi's submicron aerosols with literature estimates for fine aerosols. In Sect. 3.2, we discuss the mass spectral profiles and diurnal time series patterns of the primary PMF factors across the time-of-day windows. We observe separation of the secondary PMF factors into local and regional OOA with evidence of some mixing, in line with recent observations (Drosatou et al., 2019; Bhandari et al., 2022). Thus, we do not discuss OOA component factors in detail. In Sect. 3.3, we compare the TS contributions and MS of total POA and OOA from time-of-day PMF and seasonal PMF.
a Hybrid MLR-PMF-based results for M-11-15 and M-07-11. b Below organic detection limit in the ACSM (Ng et al., 2011b).
3.1 Separation of primary factors
In winter, for four of the six time-of-day PMF runs, we obtained two POA factors – a hydrocarbon-like organic aerosol (HOA) and a biomass burning organic aerosol (BBOA) factor – and two to three oxidized organic aerosol (OOA) factors (Table S3). The two time-of-day periods in winter with a different set of PMF factors are W-03-07 and W-11-15. For W-03-07, PMF results in a single POA factor (a mixed HOA-BBOA factor) and two OOA factors. For W-11-15, PMF separates a solid-fuel combustion (SFC-OA) factor and a BBOA factor, along with two OOA factors. Application of the hybrid MLR-PMF approach separated W-03-07 POA and W-11-15 SFC-OA into HOA and BBOA factors. In the monsoon, for four of the six time-of-day PMF runs, we obtained two POA factors – a hydrocarbon-like organic aerosol (HOA) and a cooking organic aerosol (COA) factor – and two OOA factors. For M-07-11 and M-11-15, PMF resulted in a single POA factor (a mixed COA-HOA factor) and two OOA factors. Application of the hybrid MLR-PMF approach separated M-07-11 and M-11-15 POA into HOA and COA factors. Concentrations of the HOA, BBOA, and COA factors are shown in Tables 1 and 2.
3.1.1 Comparison to other organic apportionment studies
Recent studies have reported contributions of traffic-, cooking-, and biomass-burning-related factors to PM1 and PM2.5 concentrations in Delhi. Here, we show that our results obtained using the time-of-day PMF approach are broadly consistent with those studies.
In winter, we observe average contributions of HOA as 16 % and BBOA as 19 % to total organic nonrefractory submicron aerosols (NR-PM1) (and no detected contributions of cooking), in line with a recent online mass spectrometer deployment for NR-PM2.5 led by the Paul Scherrer Institute (PSI; Tobler et al., 2020: HOA ∼15 %, SFC-OA∼25 %; Lalchandani et al., 2021: HOA ∼20 %, SFC-OA∼30 %; Table S11). The sampling periods of these studies capture similar periods; the current project sampled between 15 January–14 February 2017, whereas the PSI study sampled between 22 December–17 January 2018. The distance of the sampling sites to the nearest major roadway is 150 m in the present work and 50 m in the PSI study (Tobler et al., 2020), whereas the heights of sampling are 15 m and about 9 m (rooftop of a two-story building), respectively. Also, the two sampling sites are within 10 km of each other. There are large differences in comparison to another project which was conducted as a part of the APHH-India program (Reyes-Villegas et al., 2021: HOA∼40 %, BBOA∼12 %, COA∼8 %). The sampling site in the APPH-India program is at a distance of about 6 km from the site of the PSI study and the current work. Additionally, the APPH-India project sampled between 5 February–3 March 2018, capturing the winter–spring transition rather than peak winter, leading to lower expected contributions of biomass burning for winter-based heating purposes. The APPH-India study conducted ground-based measurements (∼3 m high), within 50 m of a major road. The siting and sampling period likely resulted in high contributions of HOA to OA in the APPH-India study. The observation of similar or larger contributions of biomass burning than traffic to organics in the winter of Delhi is consistent with several filter-based receptor modeling studies as well (Chowdhury et al., 2007; Pant et al., 2015; IIT Kanpur, 2016; Sharma and Mandal, 2017; Jaiprakash et al., 2017). In the monsoon, we observe ∼14 % organic NR-PM1 attributable to HOA and ∼15 % attributable to COA (no detected contributions of biomass burning) (Table S12). These results are in line with the PSI study (Tobler et al., 2020; May 2018: NR-PM2.5 contributions of HOA (17 %) and SFC-OA (17 %)). The sampling periods of the current study and the PSI study capture somewhat different periods; the current study sampled between 1 July–15 September 2017, whereas PSI sampled between 1–26 May 2018. However, there are large differences in comparison to another study conducted as a part of the APPH-India program, particularly in HOA contributions (Cash et al., 2021: HOA∼30 %, SFC-OA∼11 %, COA∼6 %). This APPH-India study conducted ground-based measurements (∼3 m high), within 250 m of multiple traffic sources (railways, major road). The sampling site of this APPH-India project is at a distance of about 7 km from the site of Tobler et al. (2020) and about 10 km from the current study. This siting likely resulted in high contributions of HOA to OA in that study. Additionally, this APPH-India project sampled between 3–19 August, a relatively shorter sampling period in comparison to the other studies. Differences in sampling periods also lead to a difference in influencing meteorology, which could be contributing to the differences across the studies discussed above and the current study.
3.1.2 Comparison of organic apportionment to fine PM apportionment
Our results show that winter concentrations are higher than the monsoon, and other seasons generally experience intermediate concentrations (Bhandari et al., 2020; Patel et al., 2021a). Thus, assuming that the fractional contributions of HOA, BBOA, and COA are similar in other seasons, we expect annual contributions to primary organics from biomass burning and cooking to be larger than or comparable to traffic. These results are in line with multiple receptor modeling and source-oriented modeling studies (Nagar et al., 2017; ARAI and TERI, 2018; Shivani et al., 2019; Jain et al., 2021). Assuming 50 % of biomass burning and cooking contributions are coming from residential use and low biogenic fine particle concentrations, we expect residential emissions to contribute to ∼10 % of anthropogenic PM2.5 in Delhi, in line with another source-oriented modeling study (Rooney et al., 2019). More broadly, the importance of local sources such as traffic, cooking, and biomass burning in Delhi is consistent with other studies (Guttikunda and Calori, 2013; Guo et al., 2017). These results suggest the consistency of recent top-down and bottom-up approaches and indicate high contributions of non-vehicular emissions to primary PM.
It is also important to point out that several receptor and source-oriented modeling studies identified large contributions of fossil fuel combustion, separate from vehicular emissions, and attributed these contributions primarily to coal and fly ash emissions (Chowdhury et al., 2007; IIT Kanpur, 2016; Nagar et al., 2017; Sharma et al., 2017; Jain et al., 2021). No online mass spectrometry receptor modeling study in India has separated coal combustion organic aerosol as a PMF factor; however, coal combustion organic aerosol has been separated as a factor elsewhere (Dall'Osto et al., 2013; Hu et al., 2013; Wang et al., 2015; Sun et al., 2016; Zhu et al., 2018). We suspect that coal combustion OA is detected at our site at low concentrations. Similarly, emissions from garbage burning and emissions from brick kilns likely contribute at our site as well and have been identified as important contributing sources in a South Asian nation in the NAMASTE campaign (Misra et al., 2020; Werden et al., 2020; DeCarlo et al., 2021). Future studies could utilize these measurements to separate contributions of coal combustion organic aerosol, garbage burning, and emissions from brick kilns.
3.1.3 Variations in contributions across the day
In this work, supplemented by the hybrid MLR-PMF approach, we separated COA (primary cooking organic aerosol) only in the monsoon and BBOA (primary biomass burning organic aerosol) only in winter (Sect. 3.1). This was a surprising observation – cooking is a ubiquitous activity performed across seasons, and the use of biomass burning in Delhi across seasons has been well documented (Fu et al., 2010; Yadav et al., 2013; Pant et al., 2015; Rooney et al., 2019). To better understand the absence of COA in winter and BBOA in the monsoon, we plot diurnal patterns of average factor concentrations in the two seasons in Figs. 2 and 3. We conduct an inter-seasonal comparison on this diurnal data. We use the 1-D volatility basis set (VBS) approach to adjust for temperature (T) and ventilation coefficient (VC). Details of this analysis are in the Supplement (Sect. S4). The intercomparison exercise suggests that the lack of separation of cooking aerosols in winter is due to their small contribution to primary aerosols, and the lack of separation of primary biomass burning in the monsoon is because these emissions are likely too volatile to be in the particulate phase during this warm season.
Figure 2 here shows diurnal patterns of primary factors in the monsoon. In dotted lines, we have also plotted winter BBOA adjusted for monsoon T and VC. Hereafter, we call this “monsoon-adjusted winter BBOA”. If the difference in concentrations was due to partitioning and meteorology only, then the monsoon-adjusted winter concentrations should be comparable to the monsoon concentrations of the same PMF factor. We observe that time-of-day PMF generates higher primary OA concentrations than seasonal PMF in all time-of-day periods in the 2017 monsoon season. Detailed comparison of POA and OOA factors in time-of-day PMF and seasonal PMF is shown in Sect. 3.3. Also, the monsoon-adjusted winter BBOA concentrations between 17:00–03:00 are higher than total POA concentrations in the monsoon, highlighting the large seasonal disparity in PM concentrations in Delhi. We observe higher contributions of monsoon HOA in the early-morning hours and late at night, in line with the heavy-duty traffic in the early-morning hours and high light-duty traffic congestion at night on major traffic corridors (Mishra et al., 2019). We observe high contributions of monsoon cooking at cooking periods throughout the day. Overall, we observe that HOA (∼49 %) and COA (∼51 %) contribute almost equally to the primary organic aerosol burden in the monsoon. Further, BBOA contributes only minimally. The monsoon HOA and COA concentrations are likely influenced by precipitation, and average concentrations might be lower by as much as a factor of 2 (Gani et al., 2019; Fig. S1). However, a detailed effect of precipitation on organic concentrations has not been conducted in this work. Our results suggest that the inability to separate primary BBOA in the monsoon, particularly in the middle of the day (09:00–17:00), can be attributed to the volatility of primary BBOA, as can be seen from the low BBOA concentrations estimated from hybrid MLR-PMF and monsoon-adjusted winter BBOA concentrations. While monsoon-adjusted winter BBOA concentrations are large at other hours, those BBOA concentrations are likely associated exclusively with winter nighttime space heating. Thus, the lack of BBOA concentrations in the monsoon is due to the absence of sources (e.g. residential heating) as well as the relatively high volatility of primary BBOA, which would result in near-zero concentrations during monsoon daytime temperatures.
Figure 3 shows the diurnal concentrations of primary factors in winter 2017. In dotted lines, we have also plotted monsoon COA and monsoon HOA adjusted for winter T and VC, hereafter referred to as “winter-adjusted monsoon COA” and “winter-adjusted monsoon HOA” respectively. We observe that time-of-day PMF generates higher primary OA concentrations than seasonal PMF in the middle of the day (11:00–19:00). Detailed comparison of POA and OOA factors in time-of-day PMF and seasonal PMF is shown in Sect. 3.3. Also, HOA concentrations in winter are higher than winter-adjusted monsoon HOA, particularly in the early-morning hours, suggesting contributions of winter-only sources to HOA. We discuss the plethora of sources contributing to winter HOA in Sect. 3.2. Like the monsoon, traffic contributions are largest early in the morning and at night. Winter BBOA concentrations are comparable to winter HOA but increase particularly in the early-morning hours, late at night, and in the middle of the day, likely due to the use of biomass burning for winter nighttime space heating and for solid-fuel combustion. Overall, traffic (45 %) and biomass burning (55 %) contribute nearly equally to the primary organic aerosol burden in winter. Further, COA contributes only minimally. Our results suggest that the inability to separate COA in winter can be attributed to its low concentrations compared to other POA factors, even though the COA sources might be the same as monsoon. Thus, our analysis explains the missing COA concentrations in winter when using PMF.
Diurnal concentrations of winter BBOA and monsoon COA are strongly correlated (Pearson R∼0.89, Fig. S2). Indeed, recent work suggests that the use of wood and biomass combustion is primarily limited to use as cooking fuel in the monsoon and additionally for heating in winter (Fu et al., 2010; Yadav et al., 2013; Pant et al., 2015; Rooney et al., 2019). The identification of factors such as SFC-OA associated with cooking periods, similar sources for COA and BBOA, similarity in diurnal patterns, and the selective separation of COA and BBOA as PMF factors in the monsoon and winter respectively suggests interplay between COA and BBOA. Deployment of higher-resolution instrumentation can help address the reasons behind this interplay in more detail.
3.2 Primary factor MS and TS
Here, we discuss the mass spectral profiles and time series patterns of primary factors from the six periods of time-of-day PMF for both winter and monsoon seasons. Depending on the time of day and season, PMF suggests a varying influence of HOA, BBOA, and COA (Tables 1 and 2). Diurnal patterns of mean and median concentrations of PMF factors in winter and monsoon seasons are shown in Figs. 4 and 7.
The variability in MS characterizes the detected PMF factors (Zhang et al., 2011). The ratio of contributions at 43 to 44 is typically considered to be a marker for the state of oxidation of the MS; the lower the value, the more oxidized the detected MS are (Ng et al., 2010). High contributions at 57 are associated with high influence of traffic emissions (Ng et al., 2011a). High contributions at 41 and a high ratio of contributions of 41 to 43 are a characteristic feature of COA from heated cooking oils, especially in Asian cooking (Allan et al., 2010; He et al., 2010; Liu et al., 2018; Zheng et al., 2020). A wide variety of cooking styles are in use in Delhi: from more regulated liquified petroleum gas connections to wood, dung, and waste burning using open stoves. These different cooking styles would result in different COA profiles. An accurate and detailed representation of cooking organic aerosols in Delhi requires accounting for the variability in cooking fuels or technology in the Indian context using different characteristic markers. However, to our knowledge, no laboratory studies have been conducted on COA for Indian cooking styles. The COA MS for these cooking styles could have different mass spectral features than those used in this study, which is based on studies elsewhere. The ratio of contributions at 55 to 57 has been identified as a marker for the presence of cooking organic aerosol (Mohr et al., 2012; Robinson et al., 2018). In this study, we used the Robinson et al. (2018) ratio of contributions at of 1.6 as a preliminary test for relative positioning of the HOA and COA profiles (COA factors with a ratio closer or greater than 1.6 and HOA profiles with a ratio substantially lower than 1.6). Mohr et al. (2012) fit HOA and COA spectra from previous source apportionment and source emission studies and provide estimates for the ratio of contributions at as 3.0 ± 0.7 for COA and 0.9 ± 0.2 for HOA. While both studies observed large spreads and continuities in the ratio depending on whether the factor/plume was HOA-influenced or COA-influenced (Fig. 6, Mohr et al., 2012; Fig. S1, Robinson et al., 2018), both studies point to higher values of the ratio in the COA MS relative to the HOA MS. Contributions at 29, 60, and 73 are strongly influenced by wood and biomass burning (Bahreini et al., 2005; Schneider et al., 2006; Zhang et al., 2011). Mass spectral profiles for the HOA, BBOA, and COA factor MS in winter and monsoon seasons are shown in Figs. 5–6 and 8–9. The factors representing traffic contributions (HOA) have consistently high correlations with hydrocarbon-like organic aerosol (Figs. S3 and S4; Pearson R>0.9). Also, in all periods, at least one of the separated factors resembles biomass burning organic aerosol in winter (Fig. S5, Pearson R>0.8) and cooking organic aerosol in the monsoon (Fig. S6, Pearson R>0.7).
3.2.1 Winter 2017
In winter, we separated BBOA or BBOA-like factors in all periods (five separations based on PMF, one separation based on hybrid MLR-PMF) but did not separate cooking organic aerosol (Table S3). We also separated HOA or HOA-like factors in all time-of-day periods in winter (four separations based on PMF, two separations based on hybrid MLR-PMF). In winter at midday, PMF did not separate an HOA factor but separated an SFC-OA factor. Details of this SFC-OA factor have been discussed in a companion publication (Bhandari et al., 2022). Similar SFC-OA factors have been reported in literature (Tobler et al., 2020; correlation at all s but 44, Pearson R>0.95; Fig. S7). Here, we discuss the MS and TS patterns of separated HOA and BBOA factors in time-of-day periods of winter 2017.
HOA MS and TS
We show that the winter HOA mass spectra changes over the day and HOA time series patterns exhibit higher diurnal variability than POA (Figs. 4a, c, 5). Episodes in winter POA are driven largely by HOA and suggest that combustion sources other than ubiquitous traffic could be important contributors to HOA.
The winter HOA MS profiles show intra-day differences consistent with period-specific influences. For example, three periods, W-19-23, W-23-03, and W-07-11, show very high contributions at 60 and 73 (>3 times the contributions of other periods) (Table S15). The behavior of the HOA factor MS in these periods is consistent with the high fractional contributions of biomass burning to the winter POA (exceeds 50 % to primary OA) and indicates a burning influence on the HOA MS profile (Table S11). These late-night and early-morning periods in Delhi are also likely associated with high frequency of trash burning compared to other hours of the day (Nagpure et al., 2015). We did not separate a trash burning organic aerosol factor (TBOA) because TBOA source MS profiles likely have similar alkyl hydrocarbon fragments to the HOA MS profile (Mohr et al., 2009; Werden et al., 2020), but its influence on MS profiles is apparent. The ratio of contributions of 55 to 57 is low for all periods (<1.1), which suggests a low influence of cooking. Also, the high contributions at 44 in periods between 15:00–03:00 (>2 times the contributions of other periods) lower the ratio of contributions at 43 to 44 in these periods compared to the hours 03:00–15:00. Interestingly, fractional contributions of winter HOA concentrations to total organic concentrations associated with these periods (15:00–03:00) are higher than the other three periods (Table S11). These observations indicate that a higher relative composition of HOA in total OA is not necessarily associated with higher clarity of signatures in time-of-day PMF HOA MS profiles.
The winter HOA time series exhibits strong diurnal variability and late-night–early-morning episodes. Traffic peaks occur in the early morning and late at night, corresponding to periods of higher traffic on major traffic corridors, and peaks in HOA concentrations follow that trend (Mishra et al., 2019; Fig. 4). These results are consistent with observations in literature of online submicron aerosol source apportionment conducted in Delhi (Tobler et al., 2020). In contrast with the peak-to-minimum ratio of ∼10 for POA concentrations, winter peak HOA diurnal concentrations are ∼14 times the diurnal minimum and occur at nighttime (Fig. 4a, c). This diurnal minimum occurring at midday corresponds to the highest ventilation coefficients experienced in the season (Fig. S1). The large daytime and nighttime differences could be attributed to temperature inversions and minimal photochemical conversion of POA to secondary organic aerosol (SOA) in the evening and at night (Bhandari et al., 2020). The evening (17:00–22:00) increases and late-night decreases (22:00–06:00) in winter HOA concentrations are likely associated with the corresponding increases and decreases in traffic congestion on major traffic corridors (Mishra et al., 2019; Nair et al., 2019). Finally, based on the difference between the mean and median, winter HOA only exhibits episodic behavior at nighttime and early morning (22:00–09:00) and accounts for most of the episodic behavior first reported in winter POA (Bhandari et al., 2020; Fig. 4a, c). These episodic events could be driven by emissions from polluting heavy commercial vehicles (HCVs) and multi-axle vehicles (MAVs) such as trucks. The counts for these vehicle types peak in these periods (22:00–09:00) on major traffic corridors, and their emissions follow skewed distributions (Dallmann et al., 2014; Mishra et al., 2019). Previously, it was hypothesized that apart from ubiquitous temporally varying sources such as traffic, episodes in POA could be driven by sources such as burning events (Bhandari et al., 2020). Here, we observe that the episodes are almost exclusively associated with the HOA factor – a combustion factor. We believe that other than traffic, important contributors of combustion exhaust have not been accounted for. Similarity of TBOA MS with HOA MS suggests trash burning could be a contributor (Mohr et al., 2009; Werden et al., 2020). Given their nighttime origin (rules out most industrial sources) and low electricity consumption at night (rules out residential diesel generators and power plants), other associated sources could be brick kilns and construction and road paving activities (Guttikunda and Calori, 2013; Misra et al., 2020; Khare et al., 2021). Future work could identify contributions of different types of source-specific HOA factors to this episodic variability in HOA. Finally, precipitation data exhibit a similar seasonality in diurnal episodes to HOA and could be causing this variability (Fig. S1).
BBOA MS and TS
Here, we find that (i) the winter BBOA mass spectra show changing MS signatures over the course of the day (Fig. 6), (ii) BBOA time series patterns exhibit higher diurnal variability than HOA and show high concentrations at winter daytime (Figs. 3 and 4b), and (iii) winter BBOA exhibits early-morning episodes with lower intensity compared to HOA (Fig. 4a–b).
The winter BBOA MS profiles show intra-day differences consistent with period-specific influences. In all periods in winter, MS of BBOA correlates strongly with the reference BBOA MS profile (Pearson R>0.8; Fig. S5). We observe lowest contributions to winter BBOA MS at 60 and 73 and the lowest ratio of contributions at 43 to 44 midday (W-11-15, ∼1.6), pointing to the low primary nature of BBOA at midday (Table S16). This period also overlaps with periods of high shortwave radiative (SWR) flux and therefore high photochemical processing in the atmosphere (Fig. S1). Midday BBOA MS show particularly lower contributions at 57, suggesting a low influence of traffic. In contrast, we observe the highest ratio of contributions at 43 to 44 in morning hours (03:00–11:00), suggesting a very strong primary nature (Table S16); the early-morning periods are accompanied by the lowest fractional presence of primary organics (Table S11). With respect to 29, BBOA MS exhibits the highest contributions in the period W-03-07, suggesting a stronger influence of biomass burning. Low ratios of contributions at 55 to 57 (<1.3) and 41 to 43 (<0.8) across all periods suggest limited influence of cooking.
Winter BBOA time series exhibits strongly diurnal behavior, with peaks corresponding to different emission sources. TS of winter BBOA exhibits three peaks – in the early morning (07:00–09:00), at midday (11:00–12:00), and at night (21:00–22:00) (Fig. 4b). The midday peak in winter BBOA TS suggests that increases in ventilation midday seem to have lesser impacts on trends in biomass burning concentrations compared to traffic, suggesting presence of strong and persistent emissions. Recent work reports an early-morning and nighttime peak of BBOA concentrations in colder seasons (Bhandari et al., 2020); these peaks are likely associated with space heating. Previous studies have not reported the midday peak in winter BBOA concentrations. In this work, the midday peak in BBOA concentrations is associated with the SFC-OA factor; if contributions of BBOA TS to the SFC-OA concentrations (∼13 µg m−3) are not considered, this midday period will have the lowest average BBOA concentrations (∼5 µg m−3) among all time-of-day periods (Table 1). While similar SFC-OA factors have been reported recently, they have low contributions at midday (Tobler et al., 2020). These differences are likely a limitation of the use of seasonal PMF approaches in these previous studies (Bhandari et al., 2022). The nighttime BBOA peak in concentrations coincides with decreasing ventilation, suggesting its association with inversions (Fig. S1). Winter peak BBOA diurnal concentrations occur at nighttime and are ∼27 times the diurnal minimum (15:00–16:00, Fig. 4b), stronger than the diurnal variability of HOA concentrations. The stronger diurnal variability of BBOA than HOA in winter is likely a function of larger emission variability of BBOA sources. Winter BBOA concentrations are higher than HOA in the morning, midday, and particularly at nighttime (Fig. 4a, b). These high BBOA concentrations and recent evidence of dark BBOA aging make BBOA an important OOA precursor in Delhi, especially at nighttime (Kodros et al., 2020). Daytime temperatures in winter are quite low (Fig. S1), and the volatility of BBOA has been reported on previously (Cappa and Jimenez, 2010; Paciga et al., 2016; Louvaris et al., 2017; Kostenidou et al., 2018). Additionally, biomass burning is frequently used for cooking in Delhi specifically and in India in general (Pant et al., 2015; Rooney et al., 2019; Tobler et al., 2020). Thus, the large winter BBOA time series contributions in the daytime are consistent with low temperatures in winter occurring at daytime and the use of biomass burning for cooking (Figs. 3, 4b).
Finally, based on the difference between the mean and median, the winter BBOA time series only exhibits episodic behavior in the early-morning hours (01:00–07:00) (Fig. 4b). The occurrence of these pollution episodes in winter BBOA could be a consequence of precipitation and temperature-related biomass and trash burning (Fig. S1; Nagpure et al., 2015; Werden et al., 2020). Delhi has multiple open waste burning/landfill sites, and measurements at these sites show high levoglucosan concentrations, typically considered a tracer for biomass burning (Kumar et al., 2015; Agrawal et al., 2020). Levoglucosan showed similar contributions to total identified sugars at an urban and landfill site, suggesting that BBOA detected could be coming from landfill emissions (Agrawal et al., 2020). Chloride concentrations are associated with landfill emissions and biomass burning as well (Kumar et al., 2015). However, in previous work, we showed that chloride detected at our site is inorganic and has minimal correlation with biomass burning tracers (Bhandari et al., 2020). Here, we observe weak correlations of chloride with winter BBOA concentrations (Pearson R:0.41, Fig. S8). These results suggest that landfill and trash burning likely have limited contributions at our site. Overall, given the strong diurnal variability of winter BBOA, atmospheric models currently assuming no diurnal variability in emissions likely misrepresent biomass burning (Crippa et al., 2020).
3.2.2 2017 monsoon season
In the 2017 monsoon season, we separated HOA or HOA-like factors and COA or COA-like factors in all time-of-day periods (four separations based on PMF, two separations based on hybrid MLR-PMF) but did not separate biomass burning organic aerosol above detection limits (Table 2; Fig. 7a). Here, we discuss the MS and TS patterns of separated HOA and COA factors in time-of-day periods of the 2017 monsoon season.
HOA MS and TS
Our results show that the monsoon HOA mass spectra changes over the day, and HOA time series patterns exhibit higher diurnal variability than monsoon POA (Figs. 2, 7a, 8). We also show that monsoon HOA concentrations associated with early-morning hours and cooking periods in the middle of the day have previously been overestimated and underestimated, respectively. These results are consistent with observations in literature on online submicron aerosol source apportionment conducted at other locations in Delhi in the monsoon. HOA also exhibits strong late-night–early-morning episodes.
Monsoon HOA MS exhibit variations over the day, with particularly different MS at midday. In all periods in the monsoon, MS of HOA correlate strongly with the reference HOA MS profile (Pearson R>0.95, Fig. S4). The MS profiles show highest mass spectral contributions at 57 for the period M-19-23, suggesting a higher influence of traffic (Table S17). The same period also shows the lowest contributions to monsoon HOA MS at 41 and the lowest ratio of contributions at 55 to 57, suggesting the lowest influence of cooking. The ratio of contributions at 43 to 44 is the lowest in monsoon HOA MS during morning and midday hours (07:00–15:00), suggesting these periods detect aerosols undergoing higher photochemical processing.
The monsoon HOA time series exhibits strong diurnal patterns and episodic behavior at nighttime (Fig. 7a). Monsoon peak HOA diurnal concentrations occur at nighttime and are ∼20 times the monsoon diurnal minimum. Surprisingly, the diurnal minimum occurs in the early-morning traffic hours, and concentrations increase steadily towards nighttime. In comparison, the peak-to-minimum ratio of monsoon POA concentrations is ∼4 (Fig. 7b). After 06:00 in the monsoon, ventilation coefficient and SWR flux increase dramatically, and monsoon HOA decreases (Fig. S1). The matching of the “change points” in ventilation, SWR flux, and monsoon HOA concentrations points to the strong influence of ventilation (dilution) and the SWR flux (reactivity) (UK DEFRA, 2020). These results suggest that the effect of ventilation on traffic-related concentrations is even stronger than previously suggested, especially in the monsoon (Bhandari et al., 2020). M-07-15 (the period from the monsoon 07:00–15:00) corresponds to the lowest HOA concentration and composition among all time-of-day periods (Tables 2 and S12). Interestingly, monsoon HOA is higher in the middle of the day (11:00–15:00) than the early-morning traffic hours (07:00–11:00), even though ventilation continues to be high. Similar results indicating a flatter HOA in the morning and presence of a daytime peak in the afternoon have been seen elsewhere as well (Tobler et al., 2020). These results are also consistent with traffic counts peaking for different modes of traffic at different times during daytime and the daytime traffic congestion peak occurring between 11:00–15:00 seen elsewhere (Mishra et al., 2019; Nair et al., 2019). The HOA increase in the evening (15:00–21:00) is associated with increasing traffic emissions and is followed by a further nighttime increase (21:00–24:00). This further increase is consistent with the admission of heavy-duty vehicles in Delhi permitted only after 21:00 – likely causing the step change in HOA concentrations (The Indian Express, 2017). This pattern is unlike that of POA – concentrations of POA decrease monotonically at night (21:00–03:00; Fig. 7b), likely because of decreasing emissions (Bhandari et al., 2020). Given that the restrictions are on traffic only, other POA sources such as cooking are not expected to experience this temporary increase and may instead decrease (Table 2, Fig. 7a). Finally, HOA exhibits strong episodic events, especially late at night and in the early morning (19:00–07:00), and accounts for the episodes previously reported in POA (Fig. 7b; Bhandari et al., 2020). These results are similar to observations in winter HOA TS patterns (Sect. 3.2.1). These episodes could be associated with garbage burning, HCV and MAV traffic, brick kilns, and construction and road paving activities (Guttikunda and Calori, 2013; Nagpure et al., 2015; Mishra et al., 2019; Khare et al., 2021). The relative strength (mean-to-median ratio) of these episodes is higher in the monsoon than winter (Figs. 4, 7). Precipitation data exhibit a similar seasonality to the diurnal episodic behavior of HOA with increasing strength of the diurnal episodes in the monsoon. Thus, precipitation could be causing this variability (Fig. S1).
COA MS and TS
The COA mass spectra capture the changing influence of cooking emissions over the day (Fig. 9). COA time series patterns exhibit surprisingly relatively low diurnal variability and low episodic time series behavior, pointing to its ubiquitous presence in the season (Figs. 2 and 7a). These results are consistent with observations in literature on online submicron aerosol source apportionment conducted at another location in Delhi in warmer months.
COA MS display clear cooking signatures across the day, and the midday COA MS profile is highly oxidized (Fig. 9). In all periods in the monsoon, MS of COA correlate strongly with the reference COA (Pearson R>0.7, Fig. S6). All monsoon COA MS profiles except those corresponding to the morning traffic period (M-07-11) exhibit a high ratio of contributions at 41 to 43, pointing to the influence of heated cooking oils (Table S18; Allan et al., 2010; Liu et al., 2018; Zheng et al., 2020). COA MS profiles in all periods show similarly high contributions at 60 and 73, suggestive of the influence of biomass burning on the cooking MS profile. However, as shown in Sect. 3.1, application of the hybrid MLR-PMF approach did not separate biomass burning above detection limits, likely due to the volatility of BBOA. While there are subtle differences between MS profiles across time-of-day periods, the midday MS profile particularly stands out. The midday monsoon COA MS profile shows the lowest mass spectral contributions at 57 and the lowest ratio of contributions at 43 to 44 (0.34), suggesting that the lower primary nature overlaps with periods of high reactivity of the atmosphere (Fig. S1, Table S18). The observations of a POA factor exhibiting oxidized aerosol behavior ( 43 ≪ 44), particularly in the middle of the day, are indicative of the rapid photochemical processing in Delhi. Based on the observation of highly oxidized local OOA MS profiles, similar conclusions on photochemical processing have been drawn previously as well (Bhandari et al., 2020). The midday COA MS profile also shows very high contributions at 29, suggesting the influence of wood burning associated with cooking.
The COA TS shows lower diurnal variability than HOA and minimal episodic behavior. Monsoon peak COA diurnal concentrations at nighttime are ∼7 times the monsoon diurnal minimum (16:00–17:00). Previous assumptions of diurnal patterns of cooking expected detectable concentrations at traditional mealtimes only (Zhang et al., 2011; fuel-use activity patterns in Rooney et al., 2019). In contrast, the COA diurnal pattern in this study is consistent with recent publications and has non-negligible time series contributions, even at other times (Tobler et al., 2020). Unlike HOA which exhibits only one nighttime peak, COA exhibits two peaks, at expected mealtimes – in the early morning (07:00–08:00) and at night (21:00–22:00). We did not observe a daytime peak in monsoon HOA TS (Figs. 3 and 7a). Thus, increases in ventilation at daytime seem to have lesser impacts on trends in cooking concentrations compared to traffic, suggesting the presence of strong and persistent emissions (Fig. S1). Based on the comparison of mean and median concentrations, COA exhibits minimal episodic behavior, consistent with the stable patterns of cooking emissions associated with meal consumption (Fig. 7a). Overall, we believe that the large number of food joints and roadside restaurants operating even at irregular hours in the neighborhood and across the city lead to stable diurnal patterns and reasonable concentrations of COA at all hours.
Recent studies have identified MS similar to COA MS from landfill sites as well (Dall'Osto et al., 2015). They suggest correlations with chloride as a marker for contributions from landfill emissions. Delhi has multiple open waste burning/landfill sites, and measurements at these sites show high chloride concentrations (Kumar et al., 2015). Garbage burning has been observed in Delhi and could produce emissions resembling landfill emissions (Nagpure et al., 2015). We observe strong correlations of chloride with COA concentrations (Pearson R 0.65, Fig. S9), suggesting that landfill and garbage burning could be an important contributor to the COA detected by the ACSM.
3.3 Comparison of seasonal and time-of-day PMF
Here, we present a detailed comparison of the time-of-day PMF and the seasonal PMF approach covering the 24 h time windows for two seasons. Total POA and OOA mass is obtained as the sum of the POA factor concentrations (HOA, BBOA, COA) and OOA factor concentrations (local OOA and regional OOA factors) respectively. POA (OOA) mass spectra (MS) for the winter and monsoon seasons were calculated by adding the POA (OOA) factors, weighted by their respective time series contributions. We observe correlated TS patterns of the seasonal PMF and time-of-day PMF POA and OOA but large differences in the MS (Figs. S10–S11a–b, S12–S15a–f). These results suggest that the differences between the two approaches are driven by the ability of the time-of-day PMF approach to capture variable MS profiles over the day.
The seasonal PMF analysis yields three or four factors, depending on the season. In winter, we obtained two POA factors, HOA and BBOA, and two OOA factors, local OOA and regional OOA. In the monsoon, we obtained one POA factor, a mixed HOA–COA factor, and two OOA factors, local OOA and regional OOA. In both seasons, the mass spectrum of the POA factor from seasonal PMF analysis correlates most strongly with the reference HOA and/or COA/BBOA (R>0.85) (Figs. S16 and S17). OOA MS correlate most strongly with the reference low-volatility oxygenated organic aerosol (LVOOA) MS profile (R>0.95) (Figs. S18 and S19). As shown in Figs. S10–11a–b, the behavior of POA and OOA TS in time-of-day PMF is similar to that of seasonal PMF POA and OOA TS, respectively (winter POA: slope ∼0.83, intercept ∼1.6, R∼0.97; winter OOA: slope ∼1.26, intercept , R∼0.88; monsoon POA: slope ∼1.15, intercept ∼1.5, R∼0.97; monsoon OOA: slope ∼ 0.91, intercept , R∼0.98). MS of POA and OOA in time-of-day PMF are broadly similar to seasonal POA and OOA MS due to the design of factor identification (MS profiles should be correlated to reference MS profiles; Sect. S1 in Bhandari et al., 2022). However, we observe substantially different contributions at multiple s in both seasons (Figs. S12–S15a–f). We discuss the similarities and differences of MS and TS patterns in more detail below.
3.3.1 Comparisons of POA MS and TS obtained using time-of-day PMF and seasonal PMF
The time-of-day PMF POA shares similarities with seasonal PMF POA (Table S13, Figs. S10–S11, S12a–f, S14a–f). However, specific periods are marked by differences that are characteristic of sources, meteorology, and/or reaction chemistry corresponding to that period.
Winter POA MS and TS
The comparison of winter 2017 POA using the time-of-day PMF and seasonal PMF approaches shows several similarities and time-of-day-independent differences, as well as time-of-day-dependent differences in MS contributions at key s and TS patterns.
Time-of-day PMF winter POA MS show a stronger primary nature, a lower influence of biomass burning, and a stronger influence of cooking compared to seasonal PMF winter POA MS. We also show that seasonal PMF analysis overestimates BBOA concentrations associated with early-morning periods and underestimates nighttime HOA concentrations (Tables 1 and S13). We observe similar or slightly higher 41 in POA MS in all periods in winter time-of-day PMF compared to seasonal PMF, suggestive of a stronger influence of cooking (Tables S19–S20). However, we did not separate cooking as a factor in any period in winter, due to low concentrations (Sect. 3.1). Winter time-of-day PMF analysis results in lower or comparable contributions of s 29, 60, and 73 to POA MS compared to the seasonal PMF analysis (lower by as much as 40 %) (Tables S19 and S20). These results suggest a lower influence of wood and biomass burning; also, time-of-day PMF apportions higher 29 to secondary organics (Tables S23 and S24). Overall, we observe lower or similar average BBOA concentrations in all time-of-day periods of winter 2017 (except midday) in time-of-day PMF compared to seasonal PMF, indicating a lower influence of biomass burning (Tables 1 and S13). The contrasting behavior of winter midday BBOA is likely due to high BBOA contributions from SFC-OA. The early-morning periods (03:00–11:00) show time-of-day PMF BBOA concentrations lower than seasonal PMF BBOA concentrations by ≥50 %.
We observe several time-of-day-dependent differences in MS as well. Early-morning time-of-day PMF POA MS profiles of W-03-07 and W-07-11 show a higher ratio of contributions at 43 to 44 (>10 compared to ∼3.3) and contributions at 55 and 57 higher by ∼10 %–20 %, indicating a stronger primary nature and clearer signatures in POA MS in winter time-of-day PMF compared to seasonal PMF (Tables S19 and S20). Similar to the patterns of HOA concentrations for the periods of W-03-07 and W-07-11, the fractional contribution of POA concentrations to total OA concentrations is the lowest among all time-of-day periods (Table S11). Thus, a higher relative strength of POA concentrations in total OA concentrations is not necessarily associated with higher clarity of signatures in time-of-day PMF POA MS profiles relative to the seasonal PMF POA MS (discussed for HOA in Sect. 3.2.1). These early-morning periods are at the transition of a decreasing inversion and show POA concentrations in time-of-day PMF analysis that are lower than seasonal PMF analysis by ≥30 % (Table S13, Fig. S1). Winter periods with cooking influence (11:00–23:00) display POA MS profiles with larger ratio of contributions of 55 to 57 (1.14 ± 0.04) in comparison to seasonal PMF POA MS profiles (1.02 ± 0.02), in line with the strong cooking influence expected in these periods (Tables S19 and S20). The afternoon and evening time-of-day PMF POA MS profiles (W-11-15 and W-15-19) show lower MS contributions at s 29, 55, 57, and 60 and higher MS contributions at 43 and 44, with a lower contribution ratio of 43 to 44 (<2) compared to seasonal PMF (>3). Together with the higher ratio of contributions at 55 to 57, these results suggest a lower influence of traffic, wood, and biomass burning but a stronger influence of cooking and oxidization processes in the atmosphere. These results are in line with the similarity of the time-of-day PMF POA MS profile for W-11-15 with an SFC-OA MS profile reported recently (Bhandari et al., 2022). These midday periods have a high ventilation coefficient and have primary concentrations higher in time-of-day PMF by ≥40 %, the largest relative difference in POA concentrations between seasonal PMF analysis and time-of-day PMF analysis among all time-of-day periods (Fig. S1, Table S13). Because of the low total OA concentrations in these periods, they likely have limited importance in seasonal PMF analysis with respect to determining the overall seasonal mass spectra and time series patterns. The late-night primary MS profiles of W-19-23 and W-23-03 show the strongest similarities with the seasonal PMF MS profile among all time-of-day periods (Tables S19 and S20, Figs. S12a–f). These late-night periods experience increasing inversion and show primary concentrations within 15 % of seasonal analysis (Fig. S1, Table S13). Interestingly, nighttime HOA concentrations (19:00–03:00) are lower by ∼30 % relative to seasonal PMF HOA (Tables 1 and S13). Thus, even in periods with relatively similar POA concentrations and POA MS in time-of-day PMF and seasonal PMF, the apportionment to HOA and BBOA is substantially different.
Monsoon POA MS and TS
In the 2017 monsoon season, the comparison of POA MS and TS using the time-of-day PMF and seasonal PMF approaches shows several consistent differences across the day as well as time-of-day-dependent differences in MS contributions.
Monsoon time-of-day POA MS shows a similarly strong primary nature but a lower influence of biomass burning and a stronger influence of cooking compared to seasonal PMF analysis. Monsoon time-of-day PMF analysis results in a very high ratio (∼6–31) of 43 to 44 contributions in POA MS in all periods except midday (M-11-15), consistent with the observed zero 44 in the seasonal PMF MS profile (Tables S21 and S22). At the same time, 43 is lower in POA MS from the time-of-day PMF analysis compared to seasonal PMF analysis in all but one time-of-day period of M-07-11. Additionally, 57 is lower in all six time-of-day periods compared to seasonal PMF, suggesting a lower influence of traffic and combustion exhaust. We also observe a higher POA concentration (higher by ∼20 %–80 %) in time-of-day PMF compared to seasonal PMF in all six periods, with larger relative difference observed in periods with the lower OA concentrations (M-03-07, M-11-15, M-15-19) (Table S14). This observation together with the lower influence of HOA concentrations in POA suggests enhanced importance of other primary emissions. The cooking tracer 41 in time-of-day PMF POA MS is lower than seasonal PMF POA (Tables S21 and S22). Interestingly, the ratio of contributions at 41 to 43 is higher in monsoon time-of-day PMF POA MS compared to seasonal PMF POA MS. In the same vein, the ratio of contributions at 55 to 57, typically considered a tracer for the influence of cooking emissions, is higher in monsoon time-of-day PMF POA MS than seasonal PMF. These results suggest a stronger influence of cooking in time-of-day PMF analysis. This finding is consistent with the separation of COA in all six time-of-day periods of the 2017 monsoon season, unlike the seasonal PMF run, which had a POA (mixed HOA–COA) factor (Table S3).
We show that seasonal PMF analysis underestimates POA concentrations throughout the day, and midday seasonal POA concentrations seem to miss HOA concentrations (Tables 2 and S14, Fig. 3). Unlike winter, time-of-day periods in the monsoon have very few time-dependent differences in time-of-day MS profiles relative to the seasonal results. Based on 29 contributions in two periods (M-03-07 and M-11-15), we observe a stronger influence of biomass burning (Tables S21 and S22). The nighttime POA MS profiles of M-19-23 and M-23-03 show the strongest similarity with the seasonal POA MS profiles (Figs. S14a–f). Finally, the diurnal TS patterns for monsoon seasonal PMF POA at midday (11:00–19:00) match the monsoon time-of-day PMF COA perfectly, and time-of-day PMF also suggests the presence of additional HOA in this period (Fig. 2). This observation suggests that traffic emissions associated with cooking periods (e.g., cooking-associated combustion exhaust) might have been underestimated in seasonal PMF analyses (Bhandari et al., 2020).
3.3.2 Comparisons of OOA MS and TS obtained using time-of-day PMF and seasonal PMF
In time-of-day PMF conducted in winter and monsoon seasons, we separated two–three OOA factors in all periods (Table S3). Recent results suggest that these separated OOA factors do not represent separate OA sources (Drosatou et al., 2019). Here, we only discuss total OOA MS and TS from time-of-day PMF and seasonal PMF. Total OOA mass is obtained as the sum of the OOA factors. OOA MS for the winter and monsoon seasons were calculated by adding the OOA factors, weighted by their respective time series contributions.
Similar to characterization of primary factors, MS can be used to characterize OOA as well. A large body of evidence that has characterized the aging of HOA and BBOA suggests that these primary SOA precursors produce similar OOA factor MS (Sage et al., 2008; Grieshop et al., 2009; Zhang et al., 2011; Kroll et al., 2012; Platt et al., 2013, 2014; Liu et al., 2019). However, a distinctive feature of OOA from BBOA precursors is a strong presence at 60, which can be used to identify oxidized BBOA presence (Weimer et al., 2008; Grieshop et al., 2009; Ahern et al., 2019). In recent years, similar aging experiments have been conducted for cooking organic aerosols as well. While rapid aging is observed for COA precursors such as heated cooking oils, aging is not accompanied by high oxidation states of OOA (Kaltsonoudis et al., 2017; Liu et al., 2017a, b, 2018; Zhang et al., 2021). Additionally, for oxidized COA MS, high contributions at 41 are a distinguishing feature relative to oxidized HOA MS and BBOA MS. In Delhi, we observe highly oxidized OOA; all OOA MS profiles detected in Delhi are highly correlated to the reference LVOOA MS profile (Pearson R>0.95, Figs. S16–19). Here, we present a comparison of time-of-day PMF OOA MS and TS to the seasonal PMF OOA MS and TS.
Winter OOA MS and TS
Here, we discuss the MS and TS patterns of total OOA in time-of-day periods of winter 2017 and compare them to seasonal PMF results (Figs. S13a–f, Tables S13, S23–S24). Our results indicate that (i) the highest oxidation state of winter time-of-day PMF OOA MS, based on the ratio of contributions at 43 to 44, occurs in the afternoon, and the lowest occurs at nighttime (Tables S23 and S24); (ii) diurnal changes occurring in the winter OOA mass spectra at 44 in time-of-day PMF relative to the seasonal PMF approach can be explained by photochemical activity; and (iii) winter time-of-day PMF OOA time series patterns exhibit significantly lower diurnal variability than time-of-day PMF POA but stronger diurnal variability than seasonal PMF OOA (Fig. 10a).
Winter OOA MS exhibit variations over the day, with particularly different MS at midday. In all periods in winter, MS of OOA factors correlate strongly with the reference OOA MS profile (Pearson R>0.95, Figs. S16 and S18). The MS profiles show low mass spectral contributions at s 57, 60, and 73 during the daytime (11:00–19:00), suggesting a low primary nature of the OOA MS profile (Table S23). In the winter OOA MS profiles, contributions at cooking tracer 41 are low, suggesting that cooking has a minimal remaining influence on the oxidized aerosols. We observe smooth variations in the metric of oxidation state of aerosols – the ratio of contributions at 43 to 44 in the winter OOA MS profiles. The ratio is lowest during the daytime (11:00–19:00) and is highest at nighttime (19:00–03:00). The low daytime (high nighttime) ratios are primarily driven by high (low) contributions at 44. The lowest values of the ratio overlap with periods of high atmospheric processing, based on the SWR flux (Fig. S1) and the highest values of the ratio overlap with traffic congestion and peak traffic counts for several vehicle types on major traffic corridors (Mishra et al., 2019; Nair et al., 2019). In contrast with the differences in MS in POA factors, OOA MS show limited variability between the time-of-day PMF and seasonal PMF (Figs. S13a–f, Tables S23 and S24). Daytime periods (11:00–19:00) show higher contributions at 44 (+10 %) and lower contributions at 43 (−10 %) in time-of-day PMF analysis-based OOA MS, in line with the rapid photochemical processing at these times (Fig. S1). At the same time, for these daytime periods, time-of-day PMF predicts OOA concentrations to be lower by ∼10 %–20 % than seasonal PMF (Table S13). Time-of-day PMF OOA MS of early-morning periods (03:00–11:00) show a lower contribution at 44 (−15 %), whereas the time-of-day PMF OOA TS shows higher OOA concentrations (higher by ∼20 %–30 %) (Tables S13, S23, and S24). Finally, the lowest contributions to OOA MS at the key , 44, are observed during nighttime periods (19:00–03:00, −20 %), in line with the low photochemistry at these times. For these periods, time-of-day PMF predicts OOA concentrations to be higher by ∼30 % (Table S14). Thus, lower OOA concentrations are seemingly associated with higher clarity of signatures in the comparison of time-of-day PMF OOA MS and seasonal PMF POA MS profiles. In other words, the higher the OOA concentration detected in time-of-day PMF relative to seasonal PMF, the lower its oxidation state. This observation is likely linked to the partitioning of semi-volatile oxidized compounds to the particle phase at higher concentrations of OA. These results are reflected in correlations of time-of-day PMF OOA MS profiles with the reference semi-volatile oxygenated organic aerosol (SVOOA) MS profile as well, with the correlations increasing as total OOA concentration increases (Table S13, Fig. S18).
Time-of-day PMF winter OOA TS shows several similarities and time-of-day independent differences, as well as time-of-day-dependent differences in TS contributions (Fig. 10a). Time-of-day PMF winter OOA concentrations exhibit limited diurnal patterns, similar to seasonal OOA. The limited diurnal patterns are a result of increasing photochemical processing early in the day, the effect of ventilation leading to rapid dampening midday, and high concentrations at night driven by high primary emissions (Bhandari et al., 2020). However, absolute OOA concentrations show a large contrast in the two techniques, especially at midday. For the time-of-day PMF approach, winter peak OOA diurnal concentrations in the morning (09:00–10:00) are ∼2.7 times the diurnal minimum (which occurs in the evening, 18:00–19:00), substantially greater than the ∼2.2 observed for seasonal PMF winter OOA concentrations. This difference is driven by lower OOA concentrations during the day (11:00–19:00) and higher OOA concentrations at other hours.
Monsoon OOA MS and TS
Here, we discuss the MS and TS patterns of total OOA in time-of-day periods of the 2017 monsoon season and compare them to seasonal PMF results (Figs. S15a–f, Tables S14, S25–S26). Our results indicate the high oxidation state of OOA MS (based on the ratio of contributions at 43 to 44) throughout the day. OOA concentrations show similar diurnal patterns between time-of-day PMF and seasonal PMF, and OOA concentrations are always lower in time-of-day PMF.
Monsoon OOA MS are particularly striking during the day, likely due to the influence of biogenic emissions. In all periods in the monsoon, MS of OOA factors correlate strongly with the reference OOA MS profile (Pearson R>0.95, Figs. S17 and S19). The OOA MS profiles show low mass spectral contributions at cooking tracer 41 and biomass burning tracer 60, suggesting that cooking and biomass burning have minimal remaining influence on the oxidized aerosols (Table S25). Overall, OOA MS in the monsoon time-of-day periods show a low contribution at 43 and a high contribution at 44. Similar to winter, we see a continuum of oxidation state, with the ratio of contributions at 43 to 44 in the monsoon OOA MS experiencing peak and lowest values in consecutive periods (11:00–15:00 and 15:00–19:00) in the middle of the day. The peak value of the 43 to 44 ratio at midday (11:00–15:00) is driven by a higher contribution at 43 (0.08, relative to an average of 0.07 in other periods) and lower contributions at 44 (0.15, relative to an average of 0.16 in other periods). The higher values of 43 in midday OOA MS are likely caused by biogenic emissions generating semi-volatile compounds – the midday OOA MS profile shows the strongest correlation with the reference SVOOA MS among all time-of-day periods (Canonaco et al., 2015; Pearson R∼0.8, Fig. S19). OOA MS in the other daytime period (15:00–19:00) have the lowest ratio of contributions at 43 to 44 and the weakest correlation with the reference SVOOA MS among all time-of-day periods, and OOA MS show behavior consistent with high photochemical processing (Figs. S1, S41; Pearson R∼0.7, Table S25). In comparison to the difference in MS between time-of-day PMF and seasonal PMF in the monsoon POA factors, the monsoon OOA factor MS show limited variability between time-of-day PMF and seasonal PMF (Tables S25 and S26). Additionally, time-of-day PMF OOA MS in all periods show higher (lower) contributions at 44 ( 43) compared to seasonal PMF OOA MS, pointing to the higher oxidation state of OOA MS in time-of-day PMF. Except midday hours (11:00–15:00), the oxidation state of OOA MS is also higher than for corresponding periods in winter (ratio of contributions at 43 to 44 higher by 15 %), likely a function of the higher temperatures and photochemical activity in the monsoon compared to winter (Tables S23, S25).
Time-of-day PMF monsoon OOA TS shows very limited diurnal variability and largely similar patterns to seasonal PMF (Fig. S10b). Mean diurnal concentrations of monsoon OOA vary between 10 and 20 µg m−3, similar to seasonal OOA, and the peak-to-minimum ratio is within 10 % between the two approaches (seasonal: 1.8; time of day: 1.7). It is therefore not surprising that absolute OOA concentrations between the two approaches are within 20 % throughout the day, with the time-of-day PMF OOA concentrations always lower.
This study provides source apportionment results for two seasons of 2017, winter and the monsoon season, for a receptor site in New Delhi, the most polluted megacity in the world. A new technique conducting PMF analyses by resolving data by time of day is deployed for the two seasons, and results are compared with the seasonal PMF approach typically applied on atmospheric datasets. Time-of-day PMF analyses yield three to five factors, one to two POA factors (two out of HOA, BBOA, and COA) and two to three OOA factors. HOA, the fuel combustion and traffic POA surrogate, occurs in every season and shows strong diurnal patterns, with high concentrations early in the morning and late at night. Monsoon HOA does not have a daytime peak, likely due to high temperatures and lower concentrations. A BBOA factor, a surrogate for biomass burning, separates only in winter, exhibits three peaks – in the early morning, at midday, and late at night – and is likely associated with space heating and solid-fuel combustion. BBOA diurnal patterns are stronger in variability than HOA diurnal patterns. The COA factor, a surrogate for cooking, separates only in the monsoon and reports stable diurnal patterns and significant concentrations throughout the day, suggesting the presence of cooking sources all day. POA episodes in the late-night and early-morning hours of the day are driven by HOA and BBOA in winter and HOA in the monsoon and suggest the influence of precipitation and presence of stochastic sources. Analysis conducted using the volatility basis set suggests that differences in ventilation coefficient and temperature, and therefore equilibrium gas–particle partitioning, can explain the differences in factor separation between winter and the monsoon.
All factors exhibit variable MS over the day, with clear influence of period-specific sources on the MS. For example, winter midday primary MS profiles show signatures of SFC-OA. These results put this work in contrast to the seasonal PMF approach, wherein a single factor mass spectrum represents each factor throughout the season. The ability to capture variable MS results in time-dependent changes in the concentrations and composition of primary and secondary PMF factors as well. For example, all periods in the monsoon and midday periods in winter predict higher fractions of primary organics in time-of-day PMF compared to seasonal PMF. Another interesting case is that of the winter time-of-day PMF OOA factors, which show anti-correlation of OOA concentrations with oxidation state, suggesting the influence of semi-volatile oxidized organics.
We observe HOA and BBOA contribute 16 % and 19 % respectively to total organic nonrefractory submicron aerosols (NR-PM1) in winter 2017. In the monsoon, average organic NR-PM1 contributions of HOA and COA are 14 % and 15 %, respectively. These results are in broad agreement with several top-down (receptor modeling) and bottom-up (source-oriented) studies – annual contributions to primary organics from biomass burning and cooking are larger than or comparable to traffic in Delhi. COA and BBOA are expected to be associated with residential cooking and heating emissions. We hope that the separation of cooking and biomass burning as factors in our study allows policymakers to utilize results from this study on source contributions to formulate action plans. The large contributions of COA and BBOA at our receptor site highlight that air quality management in Delhi should tackle the issues of outdoor and indoor air quality simultaneously. A recent federal government ordinance establishing the Commission for Air Quality Management and providing the commission with “exclusive jurisdiction” for air-pollution-related decision-making superseding the authority of local bodies is an encouraging step in the right direction (Govt. of India Ministry of Law and Justice, 2020). Future work could utilize these highly time-resolved speciated measurements to extract important missing factors in online mass spectrometry source apportionment studies in Delhi, such as coal combustion organic aerosol.
ACSM | Aerosol chemical speciation monitor |
AMS | Aerosol mass spectrometer |
BBOA | Biomass burning organic aerosol |
BS | Bootstrapping |
BS-DISP | Bootstrapping enhanced with displacement |
CMB | Chemical mass balance |
COA | Cooking organic aerosol |
DAS | Delhi Aerosol Supersite |
DISP | dQ-controlled displacement of factor elements |
EC | Elemental carbon |
EDGAR | Emissions Data for Global Atmospheric Research |
GBD | Global Burden of Disease |
HCVs | Heavy commercial vehicles |
HOA | Hydrocarbon-like organic aerosol |
IIT | Indian Institute of Technology |
MAPS | Major Air Pollution Sources |
MAVs | Multi-axle vehicles |
ME-2 | Multilinear Engine |
MLR | Multilinear regression |
MS | Mass spectra |
NCR | National Capital Region |
NR-PM1 | Nonrefractory submicron particulate matter |
NR-PM2.5 | Nonrefractory PM smaller than 2.5 µm in diameter |
OC | Organic carbon |
OM | Organic mass |
OOA | Oxygenated organic aerosol |
Org | Organic |
PET | PMF evaluation tool |
PAHs | Polycyclic aromatic hydrocarbons |
PM | Particulate matter |
PM1 | Submicron particulate matter |
PM2.5 | Particulate matter smaller than 2.5 µm in diameter |
PMF | Positive matrix factorization |
POA | Primary organic aerosol |
POC | Primary organic carbon |
SFC-OA | Solid fuel combustion organic aerosol |
SOA | Secondary organic aerosol |
SVOOA | Semi-volatile oxygenated organic aerosol |
SWR | Shortwave radiative flux |
T | Temperature |
TBOA | Trash burning organic aerosol |
TERI | The Energy and Resource Institute |
TS | Time series |
VBS | Volatility basis set |
VC | Ventilation coefficient |
Data published in this main paper's figures are available via the Texas Data Repository (https://doi.org/10.18738/T8/8FAEDU, Hildebrandt Ruiz and Bhandari, 2022). Underlying research data are also available by request to Lea Hildebrandt Ruiz: lhr@che.utexas.edu.
The supplement related to this article is available online at: https://doi.org/10.5194/acp-22-13631-2022-supplement.
LHR, JSA, GH, and SB designed the study. SB and ZA carried out the data collection. SB carried out the data processing and analysis. SB, JSA, and LHR assisted with the interpretation of results. All co-authors contributed to writing and reviewing the paper.
At least one of the (co-)authors is a member of the editorial board of Atmospheric Chemistry and Physics. The peer-review process was guided by an independent editor, and the authors also have no other competing interests to declare.
Publisher's note: Copernicus Publications remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
We are thankful to the Indian Institute of Technology (IIT) Delhi for institutional support. We are grateful to all student and staff members of the Aerosol Research Characterization Laboratory (especially Prashant Soni, Nisar Ali Baig, and Mohammad Yawar) and the Environmental Engineering Laboratory (especially Sanjay Gupta) at IIT Delhi for their constant support. We are thankful to Philip Croteau (Aerodyne Research) for always providing timely technical support for the ACSM, and Penttti Paatero, Phil Hopke (University of Rochester), and Dave Sullivan (UT Austin) for insightful conversations about PMF. We would also like to thank Nancy Sanchez (now Chevron; then at Rice University) for discussions at the UT Austin Texas Air Quality Symposium that inspired this work. Lastly, we thank Shahzad Gani (University of Helsinki) for leading the instrument setup for the Delhi Aerosol Supersite study. Joshua S. Apte was supported by the ClimateWorks Foundation.
This research has been supported in part by the Welch Foundation (grant nos. F-1925-20170325 and F-1925-20200401) and the National Science Foundation (grant no. 1653625).
This paper was edited by Manish Shrivastava and reviewed by two anonymous referees.
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