the Creative Commons Attribution 4.0 License.
the Creative Commons Attribution 4.0 License.
A modeling study of global distribution and formation pathways of highly oxygenated organic molecules (HOMs) from monoterpenes
Xinyue Shao
Yaman Liu
Ruochong Xu
Joel A. Thornton
Duseong S. Jo
Wenxiang Shen
Manish Shrivastava
Stephen R. Arnold
Ken S. Carslaw
Highly oxygenated organic molecules (HOMs) derived from monoterpenes are key precursors of secondary organic aerosols (SOA), yet their formation pathways and climate impacts remain poorly investigated due to uncertainties in autoxidation kinetics and branching ratios of peroxy radicals. Here, we integrate a comprehensive HOMs chemical mechanism into a global climate model, enabling a systematic evaluation of HOMs-derived SOA (HOMs-SOA) contributions and their sensitivity to key chemical parameters. The updated model shows reasonable agreement in the diurnal cycle and average HOM concentrations (normalized mean biases of 69 % and 121 % at the two sites). Sensitivity experiments identify the branching ratio of autoxidation-capable peroxy radicals (MT-bRO2) as the dominant uncertainty source. While the MT-bRO2 branching ratio has limited impact on C10-HOMs concentrations (∼ 60 % formed via NO-terminated autoxidation), it strongly regulates C15/C20-HOM concentrations produced through cross-reactions of biogenic peroxy radicals. The contribution of HOMs-SOA to total monoterpene-derived SOA ranges from 19 % to 41 %, depending on the MT-bRO2 branching ratio used in chamber experiments. C15 and C20 accretion products dominate in pristine regions (e.g., the Amazon, contributing ∼ 50 % of HOMs-SOA), whereas anthropogenic-influenced areas (e.g., southeastern China and India) exhibit higher contributions from NO-mediated formation of C10-ON (nitrate HOMs). Our findings advance the representation of organic aerosols in climate models and provide critical insights to bridge gaps between chamber experiments and global-scale simulations.
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Monoterpenes are one of the most significant classes of biogenic volatile organic compounds (BVOCs) (Guenther et al., 2012). Monoterpene-derived organic peroxy radicals (MT-RO2) can undergo complex photochemical oxidation processes in the atmosphere. These processes can rapidly generate extremely low-volatility organic compounds (ELVOCs) through intramolecular autoxidation reactions that involve hydrogen-atom shifts and molecular oxygen attachment to form peroxy radicals (Ehn et al., 2014; Crounse et al., 2013; Praske et al., 2018; Bianchi et al., 2019). Organic compounds generated through rapid autoxidation reactions that contain six or more oxygen atoms are referred to as highly oxygenated organic molecules (HOMs), and can contribute to secondary organic aerosols (SOA) formation (Bianchi et al., 2019). The SOA formed by HOMs are referred to as HOMs-SOA.
Studies have shown that monoterpene-derived HOMs promote new particle formation (NPF) due to their low volatility, affecting the concentrations of the cloud condensation nuclei (CCN), ultimately influencing radiative forcing. Ehn et al. (2014) found that HOMs made important contributions to the growth of particles with diameters between 5 and 50 nm in northern forests. Jokinen et al. (2015) combined chamber experiments with global model simulations and found that monoterpene-derived HOMs promote NPF in continental regions, especially under high supersaturation conditions, thereby increasing CCN concentrations. HOMs account for 27 %–47 % of SOA produced from oxygenated monoterpenes emitted by sage plants in California (Mehra et al., 2020). Airborne measurements above the Finnish boreal forest indicated that HOMs are distributed at the top of the boundary layer during the daytime (Beck et al., 2022). Moreover, a regional model also demonstrated that HOMs dominated the NPF at an altitude of 13 km in the Amazon region where human activities have less impact, significantly contributing to CCN formation (Zhao et al., 2020). Accordingly, Gordon et al. (2016) found through global model simulations that new particles formed by monoterpene-derived HOMs result in a 27 % reduction in radiative forcing from −0.28 to −0.06 W m−2 due to cloud albedo variation from the preindustrial to the present condition. Similarly, Zhu et al. (2019) found that simulated new particles formed by monoterpene-derived HOMs reduced direct and indirect radiative forcing by 12.5 % since the Industrial Revolution.
Despite these past studies, the formation mechanism of monoterpene-derived HOMs remains uncertain in several aspects, including the reaction rate, yields of reactions (including autoxidation reactions, self-reactions and cross-reactions), and the impact of nitrogen oxides (NOx) on their generation process. Monoterpenes are emitted into the atmosphere and rapidly oxidized by OH radicals or O3 to generate peroxy radicals (RO2), but the proportion of RO2 radicals that can further undergo autoxidation reactions is not yet clear (Berndt et al., 2016; Kurten et al., 2015; Richters et al., 2016; Roldin et al., 2019). In addition, the reaction rates of autoxidation reactions remain highly uncertain, with different measurements in different chamber experiments ranging from 0.6 to 21 s−1, differing by 1 to 2 orders of magnitude (Lee et al., 2023; Berndt et al., 2016; Moller et al., 2020). After autoxidation reactions, RO2 radicals can undergo self-reactions and cross-reactions, generating accretion products with more carbon atoms and lower volatility. The yields and reaction rates of the to form accretion products also vary by one to two orders of magnitude in different experimental measurements (Berndt et al., 2018; Zhao et al., 2018; Roldin et al., 2019; Baker et al., 2024; Zhao et al., 2017; Molteni et al., 2019), with reported values ranging from 5 × 10−12 cm3 s−1 (Baker et al., 2024) to 1 × 10−10 cm3 s−1 (Berndt et al., 2018). Moreover, NOx has a dual effect on HOMs formation. On the one hand, NOx can promote HOMs formation by enhancing atmospheric oxidation and promoting alkoxyl radicals and subsequent RO2 radicals, or even organic nitrate formation. On the other hand, NOx can terminate multi-generational oxidation reactions that generate HOMs. Nevertheless, due to insufficient experimental data, modeling calculations are needed to constrain the reaction kinetic parameters of these uncertain processes.
Several modeling studies have been conducted to simulate HOMs formation, and most of them focus on theoretical simulation. Pye et al. (2019) represented the chemical formation reactions of HOMs through the yield of important organic peroxy radicals from chamber experiments. Roldin et al. (2019) developed a one-dimensional column model with a near-explicit mechanism of HOMs, though it has not been applied on a global scale. Weber et al. (2021) and Xu et al. (2022) developed and summarized these explicit formation mechanisms of monoterpenes-derived HOMs in global models but the models still lack a full understanding of the uncertainties. Recently, Zhao et al. (2024) advanced global modeling capabilities by comprehensively integrating 11 NPF mechanisms, revealing the critical role of organic-driven pathways in aerosol formation across diverse regions.
In this study, the Community Atmosphere Model version 6 with comprehensive tropospheric and stratospheric chemistry (CAM6-Chem) has been revised with the chemical mechanism and gas-particle partitioning processes of HOMs, aiming to better understand their formation and spatiotemporal distribution. Section 2 introduces the model with the revised mechanism of HOMs and sensitivity experiments used in this study. Section 3 validates the revised model with field campaigns, demonstrates the spatiotemporal characteristics of HOMs, explores the dominant formation pathways of HOMs, and discusses the uncertainties in HOM chemistry. Results are summarized and discussed in Sect. 4.
2.1 Model configuration
The Community Atmosphere Model version 6 with comprehensive tropospheric and stratospheric chemistry (CAM6-Chem) from the Community Earth System Model version 2.1.0 (CESM2.1.0) is used in this study (Danabasoglu et al., 2020). The default configuration of CAM6-Chem employs the four-mode version of the Modal Aerosol Module (MAM4) (Liu et al., 2016) and applies the Volatility Basis Set (VBS) approach (Donahue et al., 2006; Hodzic et al., 2016; Jo et al., 2021; Robinson et al., 2007) to represent the formation of SOA from all volatile organic compounds (VOCs). All simulations are configured with a horizontal resolution of 0.95° in latitude and 1.25° in longitude and a vertical resolution of 32 layers up to approximately 40 km (Emmons et al., 2020). Meteorological fields, including temperature, winds, and surface fluxes, from the Modern-Era Retrospective analysis for Research and Applications (MERRA2) reanalysis data set (Gelaro et al., 2017) are used for offline nudging to minimize uncertainties in meteorology simulation (Jo et al., 2021; Tilmes et al., 2019; Liu et al., 2021). Anthropogenic and biomass burning emissions are from the standard Coupled Model Intercomparison Project 6 (CMIP6) (Eyring et al., 2016). The biogenic emissions are simulated online using the Model of Emissions of Gases and Aerosol from Nature version2.1 (MEGAN2.1) (Guenther et al., 2012).
The simulation period spanned from June to July 2013 and from April to June 2014, corresponding to the field campaign periods (SENEX and BAECC, see Sect. 2.3), and was used to evaluate model improvements (with one month for spin-up). Additionally, to assess the contribution of different chemical reaction pathways in the formation of HOMs and the spatiotemporal distribution of HOMs-SOA, we conducted one-year simulations for 2013 (with one month for spin-up) across different sensitivity experiments (see Sect. 2.4).
This study uses an updated version of the model to better represent the heterogeneous production and photolytic depletion of SOA (Liu et al., 2023). One update involves coupling the model with the Model for Simulating Aerosol Interactions and Chemistry (MOSAIC) (Zaveri et al., 2021), enabling explicit representation of the heterogeneous uptake of IEPOX onto sulfate aerosols (Jo et al., 2019, 2021). Another update is the incorporation of a faster photolysis rate for monoterpene-derived SOA (MTSOA) according to recent chamber measurements (Epstein et al., 2010; Zawadowicz et al., 2020; Henry and Donahue, 2012) and modeling studies (Liu et al., 2021, 2023). A modest photolysis rate of MTSOA (2.0 % of the NO2 photolysis frequency) replaces the original rate (0.04 % of the NO2 photolysis frequency) in the default CAM6-Chem model (Hodzic et al., 2016), despite evidence suggesting that some MTSOA may resist degradation (Zawadowicz et al., 2020). Except for MTSOA, the photolysis rates of other SOA are unchanged (kept at 0.04 % of NO2 photolysis frequency) in the simulations due to a lack of chamber reports. HOM chemistry is also incorporated, including autoxidation reactions and self- and cross-reactions of biogenic peroxy radicals forming accretion products, as described in Sect. 2.2.2.
2.2 HOMs formation mechanisms
2.2.1 Extension of volatility basis set (VBS)
SOA are generated when volatile organic compounds (VOCs) undergo oxidation, leading to the formation of low-volatility gases that subsequently condense onto pre-existing aerosols. However, the physical and chemical properties of SOA are complicated due to the variety of VOCs, oxidants, and formation mechanisms. To simplify and represent the formation processes in the models, SOA and their gas-phase precursors (SOAG) are lumped based on their volatilities, following the volatility basis set (VBS) approach (Donahue et al., 2006; Robinson et al., 2007; Shrivastava et al., 2015). In CAM6-Chem, the volatilities of SOA and SOAG are categorized into five bins based on their saturation concentrations (C*) of 0.01, 0.1, 1.0, 10.0, and 100.0 µg m−3 at 298 K as shown in Table 1. The yield of SOAG from various VOCs, including isoprene, glyoxal, monoterpenes (α-pinene, β-pinene, limonene, and myrcene), the β-caryophyllene surrogate sesquiterpene, benzene, toluene, lumped xylenes, intermediate VOC (IVOC), and semi-VOC (SVOC), are based on Tilmes et al. (2019) and Jo et al. (2021) and shown in Table S10 in the Supplement. The SOAG in different volatility bin (SOAG0∼ 4 in Table 1) condenses on the preexisting aerosols to form SOA (soa1∼ 5 in Table 1) based on their saturation vapor pressure calculated following Eq. (1) (Chung and Seinfeld, 2002):
where P0,i(T) is the saturation vapor pressure at temperature T and T0= 298 K; R is the ideal gas constant, and ΔHvap is the enthalpies of vaporization which represents the energy to transform the liquid substance into gas phase (default parameterized values shown in Table 1).
Table 1The saturated vapor concentration (C*) and vaporization enthalpies (ΔHvap) of SOAG (SOA precursor gas) at the traditional VBS bins.
For SOA species i and aerosol mode m, the equilibrium gas concentration is expressed as:
g0,i is the equilibrium gas mixing ratio derived from the saturation vapor pressure (Eq. 1 and specifically shown in Eq. 3), Ai is the particle-phase concentration of species i, and MOA is the total absorbing organic mass (including SOA and oxidized POA).
where P is the atmospheric pressure.
The dynamic exchange between gas and particle phases is described by a first-order mass transfer equation:
where Gi is the gas-phase concentration and ki is the transfer coefficient. This formulation ensures mass conservation and is solved using a semi-implicit numerical scheme. Similar approaches are widely used in global climate models to represent SOA gas–particle partitioning within the volatility basis set (VBS) framework (Pankow, 1994; Donahue et al., 2006; Tilmes et al., 2015).
The volatility bins of the default VBS scheme are too high to represent the formation processes of HOMs. The volatilities of most HOMs fall within the range of low volatility organic compounds (LVOCs) and extremely low-volatility organic compounds (ELVOCs) (Bianchi et al., 2019). Therefore, the original five volatility bins ( 0.01, 0.1, 1.0, 10.0, and 100.0 µg m−3) are extended to eight bins, with the newly added bins ( 1.0 , 1.0 , 1.0 µg m−3) explicitly representing the final products of HOMs chemistry (Table 2). The volatilities of these newly added HOMs are calculated based on their molecular formula (Table S11) using Eq. (2) (Mohr et al., 2019).
where nC, nO, and nN are the number of carbon, oxygen, and nitrogen atoms; bC= 0.475; bO= 0.2; bN= 2.5; bCO= 0.9.
2.2.2 Autoxidation
To account for the H-shift chemistry of MT-RO2 leading to HOM formation (i.e., autoxidation), the first-generation monoterpene-derived RO2 (MT-RO2), formed via reactions of monoterpenes (MT) with OH or O3, is classified into two categories: MT-aRO2 and MT-bRO2 (Fig. 1). Both categories undergo standard bimolecular reactions, but only MT-bRO2 species proceed through autoxidation. In contrast, MT-aRO2 species (such as APINO2, BPINO2, LIMONO2, and MYRCO2, listed in Table S11) do not participate in autoxidation.
Figure 1Schematic of monoterpene (MT) oxidation and subsequent autoxidation pathways. MT reacts with OH or O3 to form MT-aRO2 or MT-bRO2, with the latter undergoing autoxidation steps to yield HOMs. Branching ratios are shown for OH and O3 pathways.
Relatively high branching ratios for the formation of MT-bRO2 are adopted, based on the values used in Table S3 of Xu et al. (2022). Specifically, the branching ratio of MT-bRO2 is 0.75 for monoterpene + OH reactions, and 0.08 for monoterpene + O3 reactions (Fig. 1). These values fall within the ranges reported in previous studies. Literature-based yields for MT-bRO2 range from 0.075 to 0.83 for OH-initiated reactions (Lee et al., 2023; Piletic and Kleindienst, 2022; Pye et al., 2019; Weber et al., 2020; Xu et al., 2019) and from 0 to 0.22 for O3-initiated reactions (Ehn et al., 2014; Jokinen et al., 2015; Roldin et al., 2019; Berndt et al., 2016; Kurtén et al., 2015; Richters et al., 2016). The reaction rate constants for OH and O3 oxidation of monoterpenes are the same as those used in the default mechanism (Table 3), and apply equally to the formation of both MT-aRO2 and MT-bRO2. This approach is fully consistent with the implementation in GEOS-Chem by Xu et al. (2022), who demonstrated that such simplification can reasonably reproduce the formation of HOMs and the fate of RO2 radicals. Furthermore, studies by Roldin et al. (2019) and Weber et al. (2020) confirmed that using the same reaction rate for MT-bRO2 and MT-aRO2 also yields HOM concentrations that agree well with observations under forested conditions.
Table 3Initial oxidation reactions of four representative monoterpenes (APIN, BPIN, LIMON, and MYRC) with OH and O3, leading to the formation of MT-aRO2 (non-autoxidizable) and MT-bRO2 (autoxidizable). Detailed descriptions of the intermediate species are provided in Table S11.
* APIN, BPIN, LIMON, and MYRC represent α-pinene, β-pinene, limonene, and myrcene, respectively.
MT-bRO2 are assumed to undergo one or multiple generations of autoxidation (Table 4). These reactions follow a temperature-dependent rate with an activation energy of 74.1 kJ mol−1, consistent with previous studies (Lee et al., 2023; Pye et al., 2019; Roldin et al., 2019; Schervish and Donahue, 2020; Xu et al., 2019). The corresponding autoxidation rate are 0.27 s−1 at 283 K, 1.30 s−1 at 298 K, and 4.12 s−1 at 310 K. The yield of HOMs depends on both the autoxidation rate and the fraction of MT-RO2 that undergoes autoxidation. To reflect the uncertainty associated with these parameters, this fraction is varied in both OH- and O3-initiated pathways as part of sensitivity experiments. A detailed discussion of these tests is provided in Sect. 2.3.
2.2.3 Self-Reactions and Cross-Reactions
Due to isomers of MT-RO2 and ISOP-RO2, self- and cross-reactions are included (Table 5), with three branches considered for the products. First, intermediate products are produced and are lumped as C10-ROH and C10-CBYL. Second, RO radicals are generated, which may produce HO2 and C10-CBYL or decompose into smaller compounds. Half of the RO radicals are assumed to decompose into smaller carbonyls. Third, accretion products (C15 and C20) are produced. The branching ratios of the three pathways above are set as , respectively (Xu et al., 2022). However, for the self- and cross-reactions involving MT-aRO2 (APINO2, BPINO2, LIMONO2, and MYRCO2 in Table S11) and ISOP-RO2, a small fraction of RO radicals may undergo a unimolecular H-shift to form MT-bRO2, with the branching ratio set to 0.05 (Xu et al., 2022). The fast reaction rate is applied here based on Table S4 in Xu et al. (2022).
Figure 2Schematic illustration of self- and cross-reactions between MT-RO2 and ISOP-RO2 peroxy radicals.
2.2.4 C10 HOMs formation
When MT-HOM-RO2 are oxidized by HO2, NO, or NO3 (Fig. 3), three types of gas-phase C10 HOMs are formed: two types of C10 non-nitrate HOMs (C10-aNON and C10-bNON) and C10 nitrate HOMs (C10-ON), as shown in Table 6. The rate constants used are the same as those for the MT-RO2 + HO2, NO, and NO3 reactions in Xu et al. (2022).
Figure 3Schematic diagram illustrating the oxidation of MT-HOM-RO2 by HO2, NO, or NO3, leading to the formation of three types of gas-phase C10-HOMs.
2.3 Observations
Data from two campaigns were used for comparison: the Southern Oxidant and Aerosol Study (SOAS) in the southeastern USA, and the Biogenic Aerosols – Effects on Clouds and Climate (BAECC) in Hyytiälä, Finland (Carlton et al., 2018; Petäjä et al., 2016) (Table 7). HOM measurements were obtained using high-resolution time-of-flight chemical ionization mass spectrometer (HRToF-CIMS) when available (Lopez-Hilfiker et al., 2014). For HOM measurements, molecular formulas of compounds containing 10 carbon atoms and at least 7 oxygen atoms were selected as HOMs. The compounds with one nitrate and without nitrate were compared to the simulated C10-aNON, C10-bNON, and C10-ON, respectively. In addition to HOMs, related species such as NO, O3, monoterpenes, and isoprene were also compared when the data was available (Figs. S1 and S2). The primary HOM species identified in the SENEX (Southeast Nexus) and BAECC campaigns (Tables S15 and S16).
2.4 Sensitivity experiments
The formation of monoterpene-derived HOMs involves two key uncertainties: (1) the branching ratios of autoxidation-capable peroxy radicals (MT-bRO2) formed via OH- and O3-initiated oxidation (Lee et al., 2023; Weber et al., 2020; Pye et al., 2019; Xu et al., 2019; Piletic and Kleindienst, 2022), and (2) the autoxidation rate of MT-bRO2, which varies by over an order of magnitude in experimental studies (Berndt et al., 2018; Roldin et al., 2019; Weber et al., 2021). To systematically analyze these uncertainties, we conducted nine sensitivity experiments (Table 8). The Control experiment adopts the branching ratios from Xu et al. (2022) (MT-bRO2: 75 % for OH-initiated and 8 % for O3-initiated reactions), serving as a benchmark aligned with recent mechanistic frameworks. Four additional experiments (LowYield, HighYield, HighOH_LowO3, LowOH_HighO3) span the full parameter space of MT-bRO2 branching ratios reported in literature (OH: 7.5 %–83 %; O3: 0.01 %–22 %) (Saunders et al., 2003; Roldin et al., 2019; Rolletter et al., 2019), while two experiments (Fast and Slow) explore autoxidation rate extremes (×10 and ×0.1 of the Control rate). To isolate pathway-specific uncertainties in the formation of nitrate HOMs containing 10 carbons (C10-ON) (Bianchi et al., 2019; Xu et al., 2022; Weber et al., 2020), we further test NO-mediated HOM formation (no_HMB_NO) (Reaction 110 in Table 6). Besides, in comparison with the SENEX and BAECC field campaigns, the simulated NO concentration in the Control experiment is overestimated by a factor of four (Figs. S1 and S2). Therefore, we multiplied the NO emissions by 0.2 in the LowNO experiment to assess the impact of anthropogenic NO on HOM concentration. These experiments help quantify how uncertainties in chemical mechanisms affect HOM concentrations in global models.
3.1 Model evaluation
The revised model successfully captures the observed diurnal patterns of total HOMs (C10-ON + C10-NON), despite systematic biases in the concentrations of individual components. Most sensitivity tests underestimate nitrate HOMs (C10-ON) by 20 %–50 % and overestimate non-nitrate HOMs (C10-NON) by approximately 30 % (Figs. 4 and 5), but they effectively reproduce the observed diurnal cycles (Figs. 4 and 5). Observations indicate that C10-ON concentrations peak around midday, while C10-NON shows minimal variation throughout the day. The simulations align well with these patterns: all experiments capture the morning rise in total C10-ON (Figs. 4b and 5b), driven by NO accumulation and increased photochemical activity (Figs. S1 and S2). The diurnal evolution of the boundary layer height (BLH) also plays a significant role in modulating HOMs concentrations. The morning expansion of the BLH enhances vertical mixing, diluting HOMs near the surface, while its afternoon collapse concentrates HOMs in a shallower layer, amplifying their observed peaks. Meanwhile, C10-NON trends remain relatively flat (within ±15 % of daily means), as their formation is influenced by the competing effects of OH (morning peak), O3 (afternoon peak), and monoterpene emissions (which vary throughout the day) (Figs. S1 and S2).
Figure 4Diurnal variations of observed (dots) and simulated (solid lines) surface concentrations of (a) total C10 (C10-aON + C10-bON + C10-NON), (b) C10-aON + C10-bON, and (c) C10-NON at the Centreville site. Simulations are scaled by the observed-to-simulated monoterpene ratios (see Figs. S1a and S2a). All concentrations (ng m−3) include both gas and particle phases. Numbers shown represent daily mean values. Sensitivity experiment information is provided in Table 8. Model performance metrics (NMB, R, RMSE) are provided in Table S12.
Simulations with increased MT-bRO2 branching ratios and autoxidation rates (HighOH_LowO3, HighYield, Fast) captured C10-ON peak concentrations more accurately, whereas simulations with reduced branching ratios and autoxidation rates (LowYield, LowOH_HighO3, Slow) showed better agreement with observed C10-NON levels at both sites. Specifically, the HighOH_LowO3, HighYield, Fast, and Control experiments overestimated total C10 by ∼ 50 % (Figs. 4a and 5a) but reproduced C10-ON peaks within observational uncertainty (Figs. 4b and 5b). Conversely, the LowYield, LowOH_HighO3, and Slow experiments underestimated total C10 but aligned more closely with C10-NON concentrations (Figs. 4c and 5c). These results underscore the necessity of tailoring MT-bRO2 branching ratios to specific oxidation pathways (C10-ON and C10-NON) for accurate C10 modeling. However, current uncertainties in autoxidation kinetics and the scarcity of pathway-resolved observational data (e.g., real-time measurements of RO2 intermediates) limit our ability to further constrain these parameters (Berndt et al., 2018; Weber et al., 2021; Xu et al., 2022).
Compared to the dominant uncertainties in MT-bRO2 branching ratios, the impacts of NO emissions and NO-mediated C10-NON formation pathways are less significant, though they provide complementary insights into HOM chemistry. In the LowNO sensitivity experiment, total C10 concentrations decreased from 736 to 339 ng m−3 at the Centreville site (anthropogenically influenced) due to reduced NO emissions, with C10-ON showing a more pronounced reduction (117 to 30 ng m−3) than C10-NON (619 to 310 ng m−3), consistent with the NO-dependent formation of C10-ON (Fig. 3 and Table 6). In contrast, at the SMEAR II site, total C10 remained nearly unchanged (141 to 142 ng m−3), reflecting minimal NO influence in the pristine region. Similarly, the no_HMB_NO experiment, which eliminates NO-mediated C10-NON production, reduced C10-NON concentrations by about 40 % (619 to 398 ng m−3 at Centreville; 112 to 57 ng m−3 at SMEAR II) and improved agreement with observations (Figs. 4c and 5c).
Figure 5Diurnal variations of observed (dots) and simulated (solid lines) surface concentrations of (a) total C10 (C10-aON + C10-bON + C10-NON), (b) C10-aON + C10-bON, and (c) C10-NON at the SMEAR II site. Simulations are scaled by the observed-to-simulated monoterpene ratios (see Figs. S1a and S2a). All concentrations (ng m−3) include both gas and particle phases. Numbers shown represent daily mean values. Sensitivity experiment information is provided in Table 8. Model performance metrics (NMB, R, RMSE) are provided in Table S12.
3.2 Main formation pathways of HOMs
Previous modeling studies on HOMs (Xu et al., 2022; Weber et al., 2021) have focused on isolated pathways or fixed parameters, limiting their capacity to resolve competing chemical mechanisms under varying environmental conditions. Our study advances this approach by conducting nine targeted sensitivity experiments that collectively investigate how MT-bRO2 branching ratios, autoxidation rates, and NO perturbations differentially influence the steering of HOMs toward distinct formation pathways (Fig. 3).
C10-ON and C10-NON formation pathways exhibit distinct dependencies on oxidant availability and autoxidation kinetics. C10-ON is exclusively formed via NO termination of MT-HOM-RO2 radicals, whereas C10-NON arises predominantly from MT-HOM-RO2 reactions with HO2 (∼ 64 %) and NO (∼ 35 %) (Fig. 6). This HO2-dominated pathway to form C10-NON remains robust across sensitivity tests (61∼ 72 % contribution), with the Slow experiment showing the highest HO2 contribution. These results align with Xu et al. (2022), who identified HO2 as a key driver of non-nitrate HOMs, but extend their findings by quantifying NO's role in terminating C10 pathways.
Figure 6Contribution of different reaction pathways using different sensitivity tests (Table 8) to form C10-NON (non-nitrate HOMs containing 10 carbons). “MT-HOM-RO2+HO2”, “MT-HOM-RO2+NO” and “MT-HOM-RO2+NO3” refer to Reactions (109), (110) and (111) in Table 6.
The formation of C15 and C20 is governed by cross-reactions involving MT-RO2 and isoprene-derived radicals (ISOP-RO2), with sensitivity to MT-bRO2 branching ratios and autoxidation rates. In the Control experiment, cross-reactions between MT-aRO2/MT-HOM-RO2 and ISOP-RO2 account for 97 % of C15 (Fig. 7). When MT-bRO2 branching ratios are enhanced (HighYield), MT-HOM-RO2 concentrations increase, shifting C15 formation from MT-aRO2–ISOP-RO2 (ranging from 35 % to 47 %) to MT-HOM-RO2–ISOP-RO2 (ranging from 50 % to 62 %), while C20 formation shifts from MT-aRO2 self-reactions (ranging from 11 % to 21 %) to MT-HOM-RO2 self-reactions (ranging from 27 % to 38 %).
Figure 7Contribution of different reaction pathways using different sensitivity tests (Table 8) to form C15 (HOMs containing 15 carbons). “ISOP-RO2+ MT-aRO2” and “ISOP-RO2+ MT-HOM-RO2” refer to Reactions (33)–(56) and (75)–(80) in Table 5. “others” refers to other reactions forming C15 in Table 5.
Autoxidation rates also influence the formation pathways of accretion products by affecting the distribution of peroxy radical intermediates. In the Slow experiment (×0.1 autoxidation rate), reduced MT-HOM-RO2 production decreases its self-reaction contribution to C20 formation by 44 % (from 27 % to 15 %) and cross-reactions contribution to C15 by 26 % (from 50 % to 37 %). Conversely, the Fast experiment (with a 10-fold increase in the autoxidation rate) amplifies these contributions by 7 % (C20) and 4 % (C15), demonstrating a nonlinear response to rate changes. This differs from the approach of Weber et al. (2021), who assumed fixed branching ratios to form accretion products and did not account for the dynamic interplay between autoxidation and cross-reaction kinetics highlighted in this study.
Anthropogenic NO emissions and NO-mediated C10-NON pathways have minimal influence on C15/C20 formation (< 1 % variability), underscoring the dominance of MT-bRO2 branching uncertainties. The LowNO and no_HMB_NO experiments show negligible changes in accretion pathways, as perturbations primarily alter terminal products (C10-ON/C10-NON) rather than radical pools. This contrasts with Xu et al. (2022), who emphasized NO-driven HOM variability but did not isolate its limited impact on accretion chemistry.
Figure 8Contribution of different reaction pathways using different sensitivity tests (Table 8) to form C20 (HOMs containing 20 carbons). “MT-aRO2+ MT-aRO2”, “MT-aRO2+MT-HOM-RO2” and “MT-HOM-RO2+ MT-HOM-RO2” refer to Reactions (11)–(20), (29)–(32) and (59) in Table 5. “others” refers to other reactions forming C20 in Table 5.
4.1 Spatial distribution of HOMs-SOA
Globally, the annual mean concentration of HOMs-SOA is 0.0556 µg m−3, accounting for 13.3 % of total SOA and 37.3 % of MTSOA (Fig. 12). Across the sensitivity experiments, the contribution of HOMs-SOA to total SOA varies between 6 % and 15 % (Fig. 9). The HighYield (15 %) and LowYield (6 %) experiments encompass the uncertainty range reported in Xu et al. (2022) and highlight the dominant influence of the MT-bRO2 branching ratio on HOMs-SOA formation. The effect of autoxidation rates is secondary, as indicated by the Fast (14 %) and Slow (10 %) experiments (Fig. 12), where the differences are moderate and consistent with the rate-dependent parameterizations proposed by Weber et al. (2021). In contrast, the influence of NO levels is negligible, with the LowNO (13 %) and no_HMB_NO (11 %) experiments indicating that anthropogenic NO emissions exert little impact on the global HOMs-SOA concentration. Similarly, the contribution of HOMs-SOA to MTSOA ranges from 19 % to 41 % across the sensitivity experiments, with the highest fraction in HighYield and the lowest in LowYield, further highlighting the critical role of the MT-bRO2 branching ratio in determining the HOMs-SOA contribution.
Figure 9The global averaged value of 2013 annual mean surface HOMs-SOA (unit: µg m−3), the contribution of HOMs-SOA to the total SOA and MTSOA (unit: %) using different sensitivity tests (Table 8). The specific value of different tests is shown in Table S13.
The contribution of HOMs-SOA to total SOA and MTSOA shows pronounced spatial variability globally (Fig. 10). In the Control experiment, HOMs-SOA concentrations are highest in tropical and parts of mid-latitude regions, particularly over the Amazon rainforest, central Africa, the southeastern United States, and Australia, where warm and humid conditions coincide with high biogenic emissions (Fig. 10a). In these regions, HOMs-SOA typically accounts for more than 10 % of total SOA, with some areas exceeding 40 % (Fig. 10b), and contributes more than 20 % to MTSOA (Fig. 10c). Also, in regions strongly influenced by anthropogenic emissions, such as Southeast Asia and Europe, the contribution of HOMs-SOA to MTSOA remains substantial, consistent with the role of anthropogenic NO in HOM formation (Fig. 3).
Figure 102013 annual averaged surface (a) HOMs-SOA (unit: µg m−3), (b) the contribution of HOMs-SOA to the total SOA and (c) the contribution of HOMs-SOA to the MTSOA (unit: %) in Control experiment. The global averaged value is shown in upper right corner of each figure. Proportions are only shown in regions where MTSOA or total SOA is greater than 10 % of the global average.
Across the sensitivity experiments, the spatial patterns of HOMs-SOA contributions to total SOA and MTSOA are generally consistent with those in the Control experiment (Fig. S5). In the HighYield experiment, the contribution of HOMs-SOA to MTSOA exceeds 30 % over most tropical regions with high biogenic emissions. In contrast, in the LowYield experiment, the contribution to MTSOA drops markedly across most regions, falling below 15 %. These results indicate that uncertainties in the MT-bRO2 branching ratio not only affect the global mean but also amplify the contrast between biogenically dominated regions and other areas. Changes in the Fast and Slow experiments are more moderate, occurring mainly over high-emission regions and their downwind areas, where Fast increases the HOMs-SOA contribution to MTSOA by ∼ 5 %, while Slow yields comparable decreases. By comparison, the NO-related experiments (LowNO and no_HMB_NO) show limited changes in most regions, with slight decreases (< 2 %) in both MTSOA and total SOA contributions over high-NO emission regions such as East Asia and Europe. These results further support that, although NO can alter HOM composition under polluted conditions, its influence on the global burden and spatial distribution of HOMs-SOA is minimal.
Vertically, HOMs-SOA is primarily concentrated in the near-surface and lower troposphere (below 800 hPa), reflecting its close link to surface biogenic emissions (Fig. 11). There are significant regional differences in the contribution of HOMs-SOA to total SOA between the Northern and Southern Hemispheres. In most regions of the Northern Hemisphere, anthropogenic emissions dominate, leading to a low contribution from biogenic HOMs-SOA (< 10 %). In contrast, the contribution increases markedly in the Southern Hemisphere (> 14 %). This difference is largely driven by the high emissions of monoterpenes and isoprene in tropical regions, such as the Amazon and central Africa (Fig. S3), which promote the substantial formation of HOMs-SOA, especially C15 and C20 (Fig. 12). These compounds are then transported to higher altitudes through deep convection. As a result, HOMs-SOA remains at high concentrations in the 400–200 hPa range in the tropics, contributing more than 20 % to SOA at these altitudes (Fig. 11). Additionally, gaseous HOMs may also be transported to higher layers, where they significantly enhance new particle formation, influencing cloud condensation nuclei (CCN) concentrations (Shao et al., 2024; Zhao et al., 2024), and further affecting cloud properties and radiative effects (Shao et al., 2025).
Figure 11Vertical distribution of 2013 annual averaged (a) HOMs-SOA concentration (µg m−3) and (b) proportion of HOMs-SOA to total SOA (%) in the Control experiment. The global average value is shown in the upper right corner of each panel. Proportions are only shown in regions where total SOA is greater than 10 % of the global average.
Figure 12Seasonal variations of HOMs-SOA concentrations (µg m−3) in different regions. The contributions of C10-ON, C10-NON, C15, and C20 are shown in different colors, with the percentage contribution of each component indicated in the legend. Details of each geographic region can be found in Fig. S6.
4.2 Temporal variation of HOMs-SOA
On a global scale, the seasonal variation of HOMs-SOA are primarily determined by the intensity of biogenic emissions (monoterpenes and isoprene), with a more significant effect in the Northern Hemisphere summer (Fig. 13). The levels of oxidants (OH and O3), however, play a greater role in modulating the relative contribution of different HOM species (Figs. 12 and 14). In high NO regions, such as the United States (US), Southeast Asian continental regions (SECN), and Europe (EUR), the concentrations of OH and O3 facilitate the formation of MT-HOM-RO2. Combined with higher NO concentrations, this promotes the generation of C10-ON (Fig. 3). In contrast, in low NO tropical regions, such as the Amazon and central Africa (CAF), the proportion of low-volatility dimers (C15 and C20) significantly increases.
In tropical regions, the absolute concentration of HOMs-SOA is significantly higher than in mid-latitudes, with a greater proportion of dimers (C15 and C20) (Fig. 12). The annual mean concentration in the AMZ is 0.90 µg m−3, peaking during the dry season (August–October) at approximately 1.4 µg m−3. During this period, monoterpene (∼ 230 ng m−3) and isoprene (∼ 900 ng m−3) emissions are elevated (Fig. 13), while reduced wet deposition favors the formation of C15 and C20 dimers. As a result, the dimer fraction reaches 58 %, with C15 contributing 34 % and C20 contributing 24 %. O3 concentrations (Fig. 14) also promote multi-step autoxidation reactions. Meanwhile, the relatively low anthropogenic emissions in the Amazon result in low NO concentrations, preventing the rapid formation of C10-ON via NO reactions with MT-HOM-RO2 (Fig. 3). Instead, MT-HOM-RO2 undergoes self- and cross-reactions to form dimers. Similarly, the CAF region exhibits similar characteristics, with an annual mean concentration of 0.47 µg m−3, maintaining relatively high levels throughout the year. During the peak emission period (January–May), both C15 and C20 levels increase simultaneously (Fig. 12). These findings highlight that low NO emissions and high biogenic emissions play an important role in the generation dimers.
Mid-latitude regions exhibit significant seasonal variations, with a higher proportion of C10-ON (Fig. 12). In regions such as the US, SECN, and EUR, a clear summer peak occurs between June and August, corresponding to significant increases in monoterpene and isoprene emissions (Fig. 13). South Asia (SAS) shows a bimodal distribution, with higher emissions in March–May and October–November, respectively. During the rainy season (June–September), enhanced wet deposition leads to reduced biogenic emissions, resulting in a bimodal distribution of HOMs-SOA (Fig. 13). In the Southern Hemisphere, Australia (AUS) exhibits a seasonal peak opposite to that of the Northern Hemisphere (occurring from October to March) (Fig. 13), but the seasonal distribution still remains consistent with biogenic emissions (Fig. 13). In these regions, where anthropogenic NO emissions are high, the proportion of C10-ON (exceeding 60 %) is significantly higher than that of dimers, highlighting the dominant role of the MT-HOM-RO2 + NO termination reaction under high NO conditions.
Figure 13Seasonal variations in monoterpene and isoprene emissions (ng m−3 s−1) across different regions. The average annual emissions for each species are provided in the caption. Details of each geographic region can be found in Fig. S6.
The advanced chemical mechanism is coupled with CAM6-Chem model to provide a comprehensive understanding of the formation and spatiotemporal distribution of Highly Oxygenated Organic Molecules (HOMs). Unlike fixed-yield or fixed-branch approaches (Gordon et al., 2016; Zhao et al., 2024), our updated model with semi-explicit HOMs chemistry and sensitivity experiments captures pathway-specific dependencies, revealing nonlinear responses to the branching ratio of MT-bRO2 (monoterpene-derived peroxy radicals which can undergo autoxidation), anthropogenic NO emission and autoxidation kinetics. By resolving C10 (HOMs containing 10 carbons), C15 (HOMs containing 15 carbons), and C20 (HOMs containing 20 carbons) component, we advance beyond lumped HOMs classifications (e.g. “ELVOC” in Zhu et al., 2019 and Zhao et al., 2024), enabling a more targeted analysis of contributions from various biogenic sources.
The improved model generally captures the observed diurnal cycles and average concentrations of C10 (C10-nitrate + C10-non-nitrate). Specifically, when adjusting a higher branching ratio of MT-bRO2 radicals or autoxidation rate, the model captures the timing of peak concentrations of C10-nitrate (C10-ON), accurately although overestimates the average C10-non-nitrate (C10-NON) concentrations by approximately 50 %. In contrast, when using lower branching ratio of MT-bRO2 radicals or autoxidation rate, the model captures the values of C10-NON relatively well but fails to agree with C10-ON concentrations. These results highlight the need for further chamber experiments to accurately simulate the yields and reaction rates of different HOMs components.
The branching ratio of autoxidation-capable monoterpene radicals (MT-bRO2) is the primary driver of uncertainties in HOMs formation, accounting for 19 %–41 % of the variability in HOMs-SOA contributions to monoterpene-derived SOA. While autoxidation rates modulate radical lifetimes, their impact is secondary and dependent on MT-bRO2 branching thresholds. This hierarchy of controls may help resolve long-standing discrepancies between chamber-derived parameterizations and global model predictions, offering insights toward addressing a key gap identified in previous studies (Xu et al., 2022; Weber et al., 2021). The branching ratio of MT-bRO2 mainly influences the formation of accretion products (C15/C20), which are dominated by cross-reactions between monoterpene- and isoprene-derived peroxy radicals, contributing approximately 50 % of HOMs-SOA in pristine regions such as the Amazon. When the MT-bRO2 branching ratio is higher, the concentrations of MT-HOM-RO2 increase, resulting in more C20 formed from MT-HOM-RO2 self-reactions and more C15 formed from ISOP-RO2 + MT-HOM-RO2 cross-reactions. This mechanism, underrepresented in earlier global models (Gordon et al., 2016; Zhu et al., 2019), highlights the competition between biogenic autoxidation and anthropogenic NO-driven termination.
While NOx levels have minimal impact on total HOMs-SOA burdens, the formation pathways of C10-ON and C10-NON respond differently to NO variations. Increasing NO enhances C10-ON production by promoting NO termination of MT-HOM-RO2 radicals (e.g., 70 % reduction in Centreville under the LowNO experiment), while simultaneously suppressing HO2-driven C10-NON formation. This is contrasts with the “NO-oxidant-HOM” positive feedback mechanism proposed by Pye et al. (2019). They demonstrated that although NO reduction increases the relative efficiency of autoxidation (enhancing RO2 competition with NO), the concurrent decline in OH concentrations reduce the absolute HOM production rate. This leads to limited sensitivity of global HOMs-SOA burdens to NO variations. Our results show that while NO concentrations locally promote C10-ON formation (e.g., in polluted regions), it simultaneously suppresses C15/C20 accretion product formation in pristine areas (e.g., the Amazon) by accelerating NO termination of MT-HOM-RO2, inhibiting RO2 autoxidation and cross-reactions. This leads to limited sensitivity of global HOMs-SOA burdens to NO variations. This mechanistic decoupling, not fully emphasized in earlier nucleation-focused studies (e.g., Gordon et al., 2016), highlights the possible value of representing NO-HOMs interactions more explicitly in climate models.
The seasonal variation of HOMs-SOA is largely influenced by the intensity of biogenic emissions, with oxidant levels playing a secondary regulatory role. The background levels of NO, oxidant concentrations, and wet deposition conditions in different regions collectively shape the HOMs-SOA formation process. In high NO emission regions (such as the United States, Southeast Asian Continental Regions, Europe, and South Asia), C10-ON predominates, while in low NO emission regions with high biogenic emissions (such as the Amazon rainforest and central Africa), the proportion of dimers (C15 and C20) is significantly increased.
This study investigates the formation of HOMs from monoterpene oxidation in a global simulation, yet significant uncertainties remain in the representation of NO3-initiated pathways. Recent studies suggest that NO3-initiated HOM formation may be more important than previously thought, particularly under polluted nighttime conditions. Chamber experiments on α- and β-phellandrene oxidation by NO? have shown significant SOA and HOM production, with SOA yields reaching approximately 35 % and 60 %, respectively, accompanied by abundant HOM monomers and dimers (Harb et al., 2025). Furthermore, field observations from the southeastern United States indicate that NO3 remains the dominant oxidant of monoterpenes at night, accounting for around 60 % (observed) to 80 % (modeled) of total monoterpene oxidation (Desai et al., 2024). These results highlight the potential importance of NO3-initiated HOM formation in contributing to organic aerosol formation under polluted nighttime conditions. However, due to structural differences in monoterpenes, such as ring strain and double-bond position, HOM yields vary widely among different species (Dam et al., 2022; Draper et al., 2024) and are highly sensitive to ambient NOx concentrations and humidity (Pasik et al., 2025; Li et al., 2024). The incomplete understanding of these mechanisms limits the accuracy of HOM predictions in models. Future research should combine field observations, laboratory constraints, and updated reaction schemes to reduce these uncertainties and improve global-scale modeling of nighttime organic aerosol formation.
Also, there may be some overestimations of C15 and C20 if all the accretion products are assumed to be ELVOC or ULVOC. In the updated model, C15H18O9 (C15, extremely low volatility) and C20H32O8 (C20, ultra-low volatility) are used as simplified representatives for all C15 and C20 dimers. While additional low-volatility dimer species have been detected in chamber experiments (Stolzenburg et al., 2018; Ye et al., 2019; Schervish and Donahue, 2020), these studies did not provide explicit chemical kinetics for the reactions (i.e., intermediate products and their yields), which limits the ability to consider more precise volatility estimates for the accretion products in the model. This uncertainty may influence the contribution of both the accretion products and HOMs-SOA to the overall SOA.
In addition to volatility assumptions, uncertainties in the atmospheric removal processes of accretion products, particularly photolysis, may also affect their estimated concentrations. To assess the potential influence of photolysis uncertainties, we performed a sensitivity experiment assuming that accretion products photolyze at the same rate as particle-phase C10 HOMs (i.e., 1.7 % of the NO2 photolysis rate). While the impact on smaller species such as C10-ON and C10-NON was negligible (< 0.1 %), substantial reductions were observed for C15 and C20 accretion products (75.2 % and 68.1 %, respectively) (Fig. S4). Overall, the total HOMs-SOA decreased by approximately 25.3 % globally, highlighting that assumptions about photolysis rates can significantly affect model estimates of HOMs-SOA.
On a global scale, the formation of HOMs-SOA is influenced by chemical reaction mechanisms, while the resulting HOMs-SOA can in turn indirectly influence radiative forcing through changes in cloud condensation nuclei (CCN). In particular, in tropical regions such as the Amazon and central Africa, where HOMs-SOA concentrations are high, the generated CCN could significantly influence the marine low cloud areas on the western side of continents. These changes in CCN may alter cloud droplet size and cloud reflectivity, thereby impacting the regional radiative balance.
Climate-driven increases in biogenic emissions may enhance HOMs-SOA production, but concurrent declines in anthropogenic NO could shift the dominant formation pathway from C10-ON to C10-NON, which is a feedback mechanism currently absent in projections. Additionally, aromatic-derived HOMs, which dominate nucleation and growth in polluted regions (Ren et al., 2021; Zhang et al., 2021; Shrivastava et al., 2024), remain underrepresented in global model. To address persistent gaps between model predictions and observations, field campaigns targeting accretion product speciation and chamber studies that constrain MT-bRO2 branching ratios are needed.
Data from the SENEX and BAECC field campaigns are available from Xu et al. (2022). The SOAS campaign data are available at https://csl.noaa.gov/groups/csl7/measurements/2013senex/Ground/DataDownload/ (last access: 10 November 2025). The BAECC campaign data are available at https://www.arm.gov/research/campaigns/amf2014baecc (last access: 10 November 2025). The SMEAR II dataset is available at https://smear.avaa.csc.fi/download (last access: 10 November 2025).
The supplement related to this article is available online at https://doi.org/10.5194/acp-26-6427-2026-supplement.
XD and MW designed the study. XS and YL performed the data analysis, produced the figures, and wrote the manuscript draft. RX, JT and MY collected the dataset. WS, MS, SA, and KS contributed to the analysis methods. DJ provided the model. All the authors contributed to discussion, writing, and editing of the manuscript.
At least one of the (co-)authors is a member of the editorial board of Atmospheric Chemistry and Physics. The peer-review process was guided by an independent editor, and the authors also have no other competing interests to declare.
Publisher's note: Copernicus Publications remains neutral with regard to jurisdictional claims made in the text, published maps, institutional affiliations, or any other geographical representation in this paper. While Copernicus Publications makes every effort to include appropriate place names, the final responsibility lies with the authors. Views expressed in the text are those of the authors and do not necessarily reflect the views of the publisher.
We greatly thank the High Performance Computing Center of Nanjing University for providing the computational resources used in this work. We also thank all the scientists, software engineers, and administrators who contributed to the development of CESM2.
This work is supported by the National Natural Science Foundation of China (grant nos. 2024YFC3711905, 2023YFE0121300, and 42361144711). This research was also supported by the Postgraduate Research and Practice Innovation Program of Jiangsu Province (grant no. KYCX25_0220), the Collaborative Innovation Center of Climate Change, Jiangsu Province, and the Frontiers Science Center for Critical Earth Material Cycling. Manish Shrivastava was supported by the U.S. Department of Energy (DOE) Office of Science, Office of Biological and Environmental Research (BER) through the Early Career Research Program (grant no. KP1701010/72144) and DOE BER’s Atmospheric System Research (ASR) program (grant no. KP1701010/57131). The Pacific Northwest National Laboratory (PNNL) is operated for DOE by Battelle Memorial Institute under contract DE-AC06-76RL01830. The CESM project is supported primarily by the United States National Science Foundation (NSF). This material is based upon work supported by the National Center for Atmospheric Research, which is a major facility sponsored by the NSF under Cooperative Agreement no. 1852977.
This paper was edited by Maria Kanakidou and reviewed by two anonymous referees.
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