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<article xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:oasis="http://docs.oasis-open.org/ns/oasis-exchange/table" xml:lang="en" dtd-version="3.0" article-type="research-article"><?xmltex \bartext{Research article}?>
  <front>
    <journal-meta><journal-id journal-id-type="publisher">ACP</journal-id><journal-title-group>
    <journal-title>Atmospheric Chemistry and Physics</journal-title>
    <abbrev-journal-title abbrev-type="publisher">ACP</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Atmos. Chem. Phys.</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">1680-7324</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/acp-22-15179-2022</article-id><title-group><article-title>Ice crystal characterization in cirrus clouds III: <?xmltex \hack{\break}?>retrieval of ice crystal shape and roughness <?xmltex \hack{\break}?>from observations of halo displays</article-title><alt-title>Retrieval of ice crystal properties</alt-title>
      </title-group><?xmltex \runningtitle{Retrieval of ice crystal properties}?><?xmltex \runningauthor{L.~Forster and B.~Mayer}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Forster</surname><given-names>Linda</given-names></name>
          <email>linda.forster@physik.lmu.de</email>
        <ext-link>https://orcid.org/0000-0002-9738-9571</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1 aff2">
          <name><surname>Mayer</surname><given-names>Bernhard</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-3358-0190</ext-link></contrib>
        <aff id="aff1"><label>1</label><institution>Meteorologisches Institut, Ludwig-Maximilians-Universität, Munich, Germany</institution>
        </aff>
        <aff id="aff2"><label>a</label><institution>also at: Institut für Physik der Atmosphäre, Deutsches Zentrum für Luft- und Raumfahrt, <?xmltex \hack{\break}?>Oberpfaffenhofen, Germany</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Linda Forster (linda.forster@physik.lmu.de)</corresp></author-notes><pub-date><day>30</day><month>November</month><year>2022</year></pub-date>
      
      <volume>22</volume>
      <issue>23</issue>
      <fpage>15179</fpage><lpage>15205</lpage>
      <history>
        <date date-type="received"><day>17</day><month>February</month><year>2022</year></date>
           <date date-type="rev-request"><day>3</day><month>March</month><year>2022</year></date>
           <date date-type="rev-recd"><day>16</day><month>August</month><year>2022</year></date>
           <date date-type="accepted"><day>26</day><month>September</month><year>2022</year></date>
      </history>
      <permissions>
        <copyright-statement>Copyright: © 2022 Linda Forster</copyright-statement>
        <copyright-year>2022</copyright-year>
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://acp.copernicus.org/articles/22/15179/2022/acp-22-15179-2022.html">This article is available from https://acp.copernicus.org/articles/22/15179/2022/acp-22-15179-2022.html</self-uri><self-uri xlink:href="https://acp.copernicus.org/articles/22/15179/2022/acp-22-15179-2022.pdf">The full text article is available as a PDF file from https://acp.copernicus.org/articles/22/15179/2022/acp-22-15179-2022.pdf</self-uri>
      <abstract><title>Abstract</title>

      <p id="d1e103">In this study, which is the third part of the HaloCam series after <xref ref-type="bibr" rid="bib1.bibx24 bib1.bibx25" id="text.1"/>, we present a novel technique to retrieve quantitative information about ice crystal optical and microphysical properties using ground-based imaging observations of halo displays.
Comparing HaloCam's calibrated RGB images of 22 and 46<inline-formula><mml:math id="M1" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo observations against a lookup table of simulated radiances, this technique allows the retrieval of the sizes and shapes of randomly oriented crystals as well as the fraction of smooth and rough ice crystals for cirrus clouds.
We analyzed 4400 HaloCam images between September 2015 and November 2016 showing a visible 22<inline-formula><mml:math id="M2" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo.
The optical properties of hexagonal 8-element aggregates of columns with a mean ice crystal effective radius of about 20 <inline-formula><mml:math id="M3" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m and a mixture of 37 % smooth and 63 % rough crystals on average best match the HaloCam observations.
Implemented on different sites, HaloCam in combination with the machine-learning-based halo detection algorithm HaloForest can provide a consistent dataset for climatological studies of ice crystal properties representing typical cirrus clouds.
Representative ice crystal optical properties are required for remote sensing of cirrus clouds as well as climate modeling.
Since ground-based passive imaging observations provide information about the forward scattering part of the ice crystal optical properties, the results of this work ideally complement the results of satellite-based and airborne studies.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <label>1</label><title>Introduction</title>
      <p id="d1e144">Cirrus clouds cover about one-third of the globe on average <xref ref-type="bibr" rid="bib1.bibx97 bib1.bibx76" id="paren.2"/> and consist of small ice crystals. Crystal size, shape, and surface roughness predominantly govern the single scattering properties and thus the radiative forcing of cirrus clouds <xref ref-type="bibr" rid="bib1.bibx46 bib1.bibx95 bib1.bibx94 bib1.bibx103" id="paren.3"><named-content content-type="pre">e.g.,</named-content></xref>. Depending on these microphysical properties, ice clouds may have a net warming or cooling radiative effect for a given ice water content <xref ref-type="bibr" rid="bib1.bibx74" id="paren.4"/>.
Furthermore, wrong assumptions regarding the ice crystal shape can result in significant errors in retrievals of optical thickness and cloud microphysical properties using satellite-based shortwave infrared measurements <xref ref-type="bibr" rid="bib1.bibx58 bib1.bibx9 bib1.bibx100 bib1.bibx40" id="paren.5"/>.
The uncertainty in the retrieved cirrus optical thickness and ice crystal effective radius was estimated to be more than 50 % and 20 %, respectively, by <xref ref-type="bibr" rid="bib1.bibx45" id="text.6"/>, <xref ref-type="bibr" rid="bib1.bibx19" id="text.7"/>, and <xref ref-type="bibr" rid="bib1.bibx105" id="text.8"/>. Ice crystal size and shape also have a significant impact on cloud evolution and the hydrological cycle <xref ref-type="bibr" rid="bib1.bibx44" id="paren.9"><named-content content-type="pre">e.g.,</named-content></xref>. A better understanding of ice crystal microphysical properties  and finding representative optical properties is therefore essential for improving remote sensing retrievals of cirrus cloud properties, which in turn helps to improve estimates of the radiative forcing of cirrus clouds <xref ref-type="bibr" rid="bib1.bibx100 bib1.bibx47" id="paren.10"><named-content content-type="pre">e.g.,</named-content></xref>.</p>
      <p id="d1e181">Over the past few decades the natural distribution of ice crystal shapes has been investigated by laboratory studies <xref ref-type="bibr" rid="bib1.bibx52 bib1.bibx5 bib1.bibx7" id="paren.11"/> and in situ measurements <xref ref-type="bibr" rid="bib1.bibx93 bib1.bibx36 bib1.bibx22 bib1.bibx37 bib1.bibx51" id="paren.12"/>.
Although these methods have been providing more and more detailed information about ice crystal size and shape under various nucleation and growth conditions, they suffer from certain limitations.
The nucleation technique used in laboratory studies, for example, can influence the shape of the growing ice crystals and lead to biased results <xref ref-type="bibr" rid="bib1.bibx6" id="paren.13"><named-content content-type="pre">e.g.,</named-content></xref>. In situ observations by aircraft probes are spatially limited.
Furthermore, due to the high speed of the aircraft, shattering of larger complex ice crystals at the inlets of the in situ probes is an issue which might cause an artificially increased fraction of small particles (<xref ref-type="bibr" rid="bib1.bibx12" id="altparen.14"/>, and references therein).</p>
      <p id="d1e198">Therefore, satellite-based methods have been investigated in recent years to retrieve information about ice crystal shape with large spatial and temporal coverage.
Retrievals of ice crystal habit from multi-angle satellite observations were pioneered by <xref ref-type="bibr" rid="bib1.bibx14 bib1.bibx9" id="text.15"/> using radiance measurements at two different viewing angles from the Along Track Scanning Radiometer (ATSR-2).
<xref ref-type="bibr" rid="bib1.bibx55" id="text.16"/> present a retrieval using measurements from MISR (Multi-angle Imaging Spectroradiometer) and MODIS (Moderate-resolution Imaging System) reflectances based on optical properties of single ice crystal habits.
Multi-angular polarized reflectances from the Polarization and Directionality of Earth Reflectance (POLDER) have been used to infer information about ice crystal shape <xref ref-type="bibr" rid="bib1.bibx18 bib1.bibx15 bib1.bibx13 bib1.bibx77 bib1.bibx101" id="paren.17"><named-content content-type="pre">e.g.,</named-content></xref>.
More recently, POLDER observations have been used to retrieve ice crystal aspect ratio and distortion levels: <xref ref-type="bibr" rid="bib1.bibx86" id="text.18"/>, <xref ref-type="bibr" rid="bib1.bibx88" id="text.19"/>, and <xref ref-type="bibr" rid="bib1.bibx85" id="text.20"/> found that crystal distortion and aspect ratio increase with cloud top height, leading to decreasing asymmetry parameters.
These studies mainly focus on tops of optically thick ice clouds.</p>
      <p id="d1e222">Investigation of ice crystal shapes in thin cirrus clouds using spaceborne or airborne passive remote sensing is more challenging due to the unknown surface reflectance, especially over land. <xref ref-type="bibr" rid="bib1.bibx89" id="text.21"/> and <xref ref-type="bibr" rid="bib1.bibx40" id="text.22"/> used a combination of active and passive remote sensing instruments with co-located MODIS and CALIOP (Cloud Aerosol Lidar with Orthogonal Polarization) observations.
<xref ref-type="bibr" rid="bib1.bibx63" id="text.23"/> developed an optimal estimation-based algorithm to retrieve optical thickness, effective radius, fraction of (horizontally oriented) plates, and the degree of surface roughness for optically thin ice clouds using CALIOP and the IIR (Infrared Imaging Radiometer). The majority of studies imply that ice crystals with a roughened surface represent the observations better than crystals with smooth faces <xref ref-type="bibr" rid="bib1.bibx48 bib1.bibx40" id="paren.24"/>, which led to the definition of the new ice crystal properties in the MODIS Collection 6 product <xref ref-type="bibr" rid="bib1.bibx60" id="paren.25"/>. Recently, <xref ref-type="bibr" rid="bib1.bibx91" id="text.26"/> presented a retrieval using observations of the Airborne Multi-Angle Spectro-Polarimetric Imager (AirMSPI) for thin cirrus over ocean and found 8-element columnar crystals to best represent the observations, with severely roughened surfaces for polarized reflectance measurements and smooth surfaces for the total intensity.</p>
      <p id="d1e245">Most in situ observations report ice crystals with more rough surfaces and complex rather than pristine shapes:
<xref ref-type="bibr" rid="bib1.bibx68" id="text.27"/> and <xref ref-type="bibr" rid="bib1.bibx43" id="text.28"/> found that most ice crystal shapes are highly complex rather than pristine.
<xref ref-type="bibr" rid="bib1.bibx43" id="text.29"/> found from in situ observations using the PHIPS aircraft probe <xref ref-type="bibr" rid="bib1.bibx1 bib1.bibx69" id="paren.30"/> and Polar Nephelometer (PN) <xref ref-type="bibr" rid="bib1.bibx29 bib1.bibx17" id="paren.31"/> that an overwhelming fraction (between 61 % and 81 %) of atmospheric ice crystals exhibits mesoscopic deformations and could be best represented by a flat and featureless angular scattering function. The probed scattering angle region was 18 to 170<inline-formula><mml:math id="M4" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> in the case of PHIPS and 15 to 162<inline-formula><mml:math id="M5" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> with a resolution of 3.5<inline-formula><mml:math id="M6" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> for the PN.</p>
      <p id="d1e291">These findings of predominantly rough and complex crystals with featureless scattering phase functions seem to be in disagreement with sightings of halo displays, which form by refraction and reflection of light by smooth hexagonal ice crystals.
<xref ref-type="bibr" rid="bib1.bibx24" id="text.32"/> showed that at least 25 % of all cirrus clouds produce 22<inline-formula><mml:math id="M7" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halos, which are only one of the three most common halo types and are formed by randomly oriented hexagonal crystals (cf. Fig. <xref ref-type="fig" rid="Ch1.F1"/>).
In this study we focus on observations in the scattering angle region of the 22 and 46<inline-formula><mml:math id="M8" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halos to shed light on the forward scattering part of the ice crystal phase function containing these halo features.
Since this forward scattering angle range is not accessible from satellite-based observations, this study adds an important puzzle piece to finding representative ice crystal optical properties for cirrus clouds.</p>
      <p id="d1e317">In this study, we investigate a new method to retrieve ice crystal shape and the degree of surface roughness from calibrated camera observations of halo displays using HaloCam <xref ref-type="bibr" rid="bib1.bibx25" id="paren.33"/>. This retrieval method makes use of scattering features, commonly known as halo displays, which can be observed as bright and colorful circles and arcs in the sky radiance and are caused by details of ice crystal scattering characteristics.</p>
      <p id="d1e323">Halo displays are produced by hexagonal ice crystals with smooth faces via refraction and reflection of light as described by <xref ref-type="bibr" rid="bib1.bibx92" id="text.34"/>, <xref ref-type="bibr" rid="bib1.bibx32" id="text.35"/>, <xref ref-type="bibr" rid="bib1.bibx56" id="text.36"/>, and <xref ref-type="bibr" rid="bib1.bibx78" id="text.37"/>.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1" specific-use="star"><?xmltex \currentcnt{1}?><?xmltex \def\figurename{Figure}?><label>Figure 1</label><caption><p id="d1e340">Examples of halo displays observed at the Meteorological Institute of LMU in Munich. The Sun is blocked by a black circular shade to avoid stray light and saturation of the camera sensor. Top left: 22<inline-formula><mml:math id="M9" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo.
Top right: right-hand 22<inline-formula><mml:math id="M10" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> parhelia or sundog. Bottom left: faint 22<inline-formula><mml:math id="M11" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo with upper and lower tangent arcs. Bottom right: 22<inline-formula><mml:math id="M12" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo with circumscribed halo.</p></caption>
        <?xmltex \igopts{width=398.338583pt}?><graphic xlink:href="https://acp.copernicus.org/articles/22/15179/2022/acp-22-15179-2022-f01.jpg"/>

      </fig>

      <p id="d1e386">Figure <xref ref-type="fig" rid="Ch1.F1"/> illustrates the most frequent halo displays:
the 22<inline-formula><mml:math id="M13" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo (top left) is formed by randomly oriented hexagonal ice crystals and appears as a bright ring around the Sun at a scattering angle of about 22<inline-formula><mml:math id="M14" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>. The top right image in Fig. <xref ref-type="fig" rid="Ch1.F1"/> shows a bright 22<inline-formula><mml:math id="M15" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> parhelion, commonly called a sundog, on the right-hand side of the Sun. This type of halo is caused by oriented hexagonal plates. Upper and lower tangent arcs, which are produced by oriented ice crystal columns, are shown on the lower left in Fig. <xref ref-type="fig" rid="Ch1.F1"/>.
While ice crystal orientation also has significant effects on the remote sensing of ice cloud properties, this study focuses on randomly oriented ice crystals for a start and leaves investigation of oriented crystals for a future study.
Halo displays contain valuable information about ice particle size, shape, and orientation <xref ref-type="bibr" rid="bib1.bibx49 bib1.bibx65 bib1.bibx84 bib1.bibx23" id="paren.38"/>. <xref ref-type="bibr" rid="bib1.bibx84" id="text.39"/> showed that the brightness contrast of the 22<inline-formula><mml:math id="M16" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo in ice crystal scattering phase functions is related to the aspect ratio and surface roughness of the crystals. Quantitative analysis of the frequency of occurrence as well as the brightness contrast of halo displays can therefore help determine ice crystal shape, surface roughness, and orientation in cirrus clouds.</p>
      <p id="d1e438">In this study we present a novel method to retrieve ice crystal shape and surface roughness in cirrus clouds using ground-based imaging observations of the 22 and 46<inline-formula><mml:math id="M17" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo scattering angle region. To the best of the authors' knowledge, this is the first quantitative and systematic analysis of a long-term dataset of halo observations.
So far, investigations of halo displays regarding ice crystal properties have been limited to qualitative analysis of single case studies <xref ref-type="bibr" rid="bib1.bibx49" id="paren.40"/>.
Long-term studies have focused primarily on the frequency of halo displays with high personnel effort <xref ref-type="bibr" rid="bib1.bibx66" id="paren.41"/>.</p>
      <p id="d1e456">The paper is structured as follows. Section <xref ref-type="sec" rid="Ch1.S2"/> explains the retrieval method, including a detailed description of the ice crystal optical properties, HaloCam observations, and ancillary data used for the retrieval.
In Sect. <xref ref-type="sec" rid="Ch1.S3"/> we describe the results of the retrieval applied to a dataset of 8 different days between September 2015 and November 2016. The sensitivity of the results to the choice of the aerosol properties and to uncertainties introduced by the camera calibration are investigated.
Further sensitivity studies of the retrieval and details on ancillary data are provided in the Appendix. We close with a discussion of the retrieval results in Sect. <xref ref-type="sec" rid="Ch1.S4"/> and summarize our key findings in Sect. <xref ref-type="sec" rid="Ch1.S5"/>.</p>
</sec>
<sec id="Ch1.S2">
  <label>2</label><title>Retrieval of ice crystal properties</title>
      <p id="d1e475">Cirrus clouds featuring a halo display contain at least a certain fraction of smooth hexagonal ice crystals. The frequency of these cirrus clouds, which will be referred to as “halo-producing” cirrus in the following, provides therefore a first estimate of the minimum fraction of smooth hexagonal ice crystals in cirrus clouds.
<xref ref-type="bibr" rid="bib1.bibx24" id="text.42"/> estimate from a 2.5-year dataset of HaloCam observations in Munich that about 25 % of the cirrus clouds produced a 22<inline-formula><mml:math id="M18" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo. In both the <xref ref-type="bibr" rid="bib1.bibx24" id="year.43"/> study and the present study we refer to cirrus clouds as non-precipitating ice clouds.
In the <xref ref-type="bibr" rid="bib1.bibx24" id="year.44"/> study, we even constrained the observations to cloud base temperatures of <inline-formula><mml:math id="M19" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:msup><mml:mn mathvariant="normal">20</mml:mn><mml:mo>∘</mml:mo></mml:msup><mml:mspace linebreak="nobreak" width="0.125em"/></mml:mrow></mml:math></inline-formula>C or colder.</p>
      <p id="d1e510">More detailed information about ice crystal properties can be obtained by analyzing the brightness contrast of the 22<inline-formula><mml:math id="M20" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo and the radiance distribution around the halo.
While the brightness contrast of the halo is mostly sensitive to ice crystal shape, surface roughness, and size, the radiance distribution depends mainly on the cirrus optical thickness (COT).
To retrieve all ice crystal properties simultaneously, the radiance measurements of the 22<inline-formula><mml:math id="M21" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo have to be compared with radiative transfer simulations.
Lookup tables (LUTs) of radiance distributions across the 22<inline-formula><mml:math id="M22" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo were compiled using the <italic>libRadtran</italic> radiative transfer package <xref ref-type="bibr" rid="bib1.bibx54 bib1.bibx21" id="paren.45"/> with the Discrete Ordinate Radiative Transfer (DISORT) solver <xref ref-type="bibr" rid="bib1.bibx73" id="paren.46"/> and compared with several days of HaloCam observations to determine the optical and microphysical properties which best represent the observations. The LUT comprises different ice crystal habits, surface roughness values, effective radii, COTs, and AOTs.
Furthermore, the LUT is calculated for different solar zenith angles (SZAs) and observation geometries (cf. Table <xref ref-type="table" rid="Ch1.T2"/>). For the surface albedo, aerosol type, atmospheric profile, and cloud height, fixed parameters were chosen. Finally, the radiance measurements were compared with the LUT's precomputed radiance distributions to find the best match.
The following sections provide more details on the compilation of the LUT and application of the retrieval to long-term HaloCam observations.</p>
<sec id="Ch1.S2.SS1">
  <label>2.1</label><title>Ice crystal shape and roughness models</title>
      <p id="d1e559">Optical properties based on <xref ref-type="bibr" rid="bib1.bibx99" id="text.47"/> (referred to as YG13 in the following) were used for eight different habits:
solid columns, hollow columns, plates, 8-element aggregate of columns, 5-element aggregate of plates, 10-element aggregate of plates, solid bullet rosettes, and hollow bullet rosettes, all of which are based on hexagonal crystal symmetry.
Droxtals were not considered for the retrieval since they do not produce a 22<inline-formula><mml:math id="M23" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo <xref ref-type="bibr" rid="bib1.bibx99" id="paren.48"/>. For the sake of brevity, we will refer to the aggregates of columns and plates as 8-element columns and 5- and 10-element plates.
Since this parameterization provides only three different roughness levels (smooth, moderately roughened, and severely roughened), the optical properties of smooth and severely roughened ice crystals were mixed linearly to achieve a continuous distribution of roughness levels.
It should be noted that in this parameterization ice crystal surface roughness is approximated by distortion of the particle geometry.
For each habit separately, optical properties of smooth and rough ice crystals were mixed by scaling their extinction coefficients in the radiative transfer simulations.
The resulting ice crystal properties assumed here represent a single ice crystal shape and two levels of surface roughness and follow a particle size distribution <inline-formula><mml:math id="M24" display="inline"><mml:mi>n</mml:mi></mml:math></inline-formula> according to
            <disp-formula id="Ch1.E1" content-type="numbered"><label>1</label><mml:math id="M25" display="block"><mml:mrow><mml:mi>n</mml:mi><mml:mo>(</mml:mo><mml:mi>D</mml:mi><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:msup><mml:mi>D</mml:mi><mml:mrow><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi mathvariant="italic">ν</mml:mi></mml:mrow></mml:msup><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi>exp⁡</mml:mi><mml:mo>(</mml:mo><mml:mo>-</mml:mo><mml:mi mathvariant="italic">λ</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi>D</mml:mi><mml:mo>)</mml:mo><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          with maximum crystal dimension <inline-formula><mml:math id="M26" display="inline"><mml:mi>D</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M27" display="inline"><mml:mrow><mml:mi mathvariant="italic">ν</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> fixed.
For a given effective radius <inline-formula><mml:math id="M28" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">eff</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, the optical properties provided for a range of maximum dimensions <inline-formula><mml:math id="M29" display="inline"><mml:mi>D</mml:mi></mml:math></inline-formula> in YG13 were integrated over the size distribution.
During integration, <inline-formula><mml:math id="M30" display="inline"><mml:mi mathvariant="italic">λ</mml:mi></mml:math></inline-formula> was determined iteratively to match the computed effective radius with the prescribed one. The smooth crystal fraction (SCF)
            <disp-formula id="Ch1.E2" content-type="numbered"><label>2</label><mml:math id="M31" display="block"><mml:mrow><mml:mi mathvariant="normal">SCF</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mrow><mml:mi mathvariant="normal">ext</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">smooth</mml:mi></mml:mrow></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mrow><mml:mi mathvariant="normal">ext</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">total</mml:mi></mml:mrow></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          with <inline-formula><mml:math id="M32" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mrow><mml:mi mathvariant="normal">ext</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">total</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mrow><mml:mi mathvariant="normal">ext</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">smooth</mml:mi></mml:mrow></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mrow><mml:mi mathvariant="normal">ext</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">rough</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>, ranges between <inline-formula><mml:math id="M33" display="inline"><mml:mrow><mml:mn mathvariant="normal">0</mml:mn><mml:mo>≤</mml:mo><mml:mi mathvariant="normal">SCF</mml:mi><mml:mo>≤</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>, resulting in a rough crystal fraction (RCF) of
            <disp-formula id="Ch1.E3" content-type="numbered"><label>3</label><mml:math id="M34" display="block"><mml:mrow><mml:mi mathvariant="normal">RCF</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:mi mathvariant="normal">SCF</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mrow><mml:mi mathvariant="normal">ext</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">rough</mml:mi></mml:mrow></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mrow><mml:mi mathvariant="normal">ext</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">total</mml:mi></mml:mrow></mml:msub><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula></p>
      <p id="d1e801">Note that the retrieved ice crystal effective radius, shape, and SCF will depend on assumptions about the underlying particle distribution, since the bulk optical properties, e.g., the extinction coefficient <inline-formula><mml:math id="M35" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mi mathvariant="normal">ext</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, are obtained by integrating the single scattering properties over Eq. (<xref ref-type="disp-formula" rid="Ch1.E1"/>).</p>
      <p id="d1e817">Ice crystals in cirrus clouds are known to follow multimodal rather than monomodal size, shape, and surface roughness distributions. Therefore, matching ice crystal properties could be retrieved for mixtures of arbitrary complexity.
However, this study aims at finding the simplest ice crystal model with the minimum degrees of freedom that matches the observations within the measurement uncertainty. Inspired by <xref ref-type="bibr" rid="bib1.bibx67" id="text.49"/> and <xref ref-type="bibr" rid="bib1.bibx48" id="text.50"/>, who separate the huge variety of ice crystal shapes into simple and complex crystals, we employ this two-habit approach for smooth and rough crystals to represent the “halo-producing” and “non-halo-producing” categories of ice particles.
The radiative transfer simulations for compiling the LUT were performed using the US standard atmospheric profile <xref ref-type="bibr" rid="bib1.bibx3" id="paren.51"/> and assuming a cirrus cloud between 10 and 11 km in height. Sensitivity studies in Appendix <xref ref-type="sec" rid="App1.Ch1.S2"/> show that the effect of cloud base height, geometric thickness, as well as atmospheric profile cause a bias in the 22<inline-formula><mml:math id="M36" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo radiances of less than 1 %. Furthermore, to save computation time, the radiative transfer simulations were performed for a representative wavelength of each color channel of HaloCam<inline-formula><mml:math id="M37" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> rather than integrating over the spectral response function: 618 nm for the red channel, 553 nm for the green channel, and 498 nm for the blue channel. Figure <xref ref-type="fig" rid="App1.Ch1.S2.F13"/> in Appendix <xref ref-type="sec" rid="App1.Ch1.S2"/> shows that this causes a bias in the 22<inline-formula><mml:math id="M38" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo radiances of 1.5 % for the blue channel, 2.0 % for the green channel, and 1.2 % for the red channel.</p>
      <p id="d1e863">Figure <xref ref-type="fig" rid="Ch1.F2"/> illustrates how the properties of the 22<inline-formula><mml:math id="M39" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> (upper panel) and 46<inline-formula><mml:math id="M40" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> (lower panel) halos, represented here by their respective halo ratio, vary with effective crystal radius <inline-formula><mml:math id="M41" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">eff</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and SCF. A halo ratio of 1 is considered the threshold for a visible halo display, indicated by the white contour. Below this value, the halo features are assumed to vanish compared to the background illumination.
The key takeaway from this figure is that column-shaped crystals (solid columns, aggregates of 8-element columns, solid bullet rosettes) produce the most pronounced 22<inline-formula><mml:math id="M42" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo, i.e., the largest halo ratio for a given smooth crystal fraction and effective radius.
To produce a comparable 22<inline-formula><mml:math id="M43" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo ratio, plate-like crystals (plates and 5- and 10-element aggregates of plates) need a much larger fraction of smooth crystals, which implies a significantly larger 46<inline-formula><mml:math id="M44" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo ratio compared to columnar crystals.
Ice crystals with a hollow base (hollow column, hollow bullet rosette) result in 22<inline-formula><mml:math id="M45" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo ratios ranging between the values for columnar and plate-like crystals; however, they do not produce a 46<inline-formula><mml:math id="M46" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo since the cavity prevents the necessary ray path.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2" specific-use="star"><?xmltex \currentcnt{2}?><?xmltex \def\figurename{Figure}?><label>Figure 2</label><caption><p id="d1e946">Sensitivity of the halo features, represented here by the 22<inline-formula><mml:math id="M47" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> (upper panel) and 46<inline-formula><mml:math id="M48" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> (lower panel) halo ratios, to ice crystal shape, effective radius (<inline-formula><mml:math id="M49" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula> axis), and smooth crystal fraction (SCF) (<inline-formula><mml:math id="M50" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula> axis) based on the lookup tables (LUTs) used for the retrieval. These features are a selection of the full LUT for a wavelength of 618 nm, SZA <inline-formula><mml:math id="M51" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 40<inline-formula><mml:math id="M52" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, AOT <inline-formula><mml:math id="M53" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0.25, COT <inline-formula><mml:math id="M54" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 1.0, and image segment no. 1 (cf. Fig. <xref ref-type="fig" rid="Ch1.F4"/>).
The white contour lines mark the threshold assumed here for a visible 22 or 46<inline-formula><mml:math id="M55" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo at halo ratio <inline-formula><mml:math id="M56" display="inline"><mml:mrow><mml:mi mathvariant="normal">HR</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>.
</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://acp.copernicus.org/articles/22/15179/2022/acp-22-15179-2022-f02.png"/>

        </fig>

</sec>
<sec id="Ch1.S2.SS2">
  <label>2.2</label><title>HaloCam observations and ancillary data</title>
      <p id="d1e1049">To obtain representative results for ice crystal properties of halo-producing cirrus clouds, long-term observations are required.
These are provided by the weather-proof Sun-tracking camera HaloCam<inline-formula><mml:math id="M57" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> which was installed in September 2015 on the rooftop platform of MIM (Meteorological Institute Munich, LMU) <xref ref-type="bibr" rid="bib1.bibx25" id="paren.52"/>. Between 22 September 2015 and 31 December 2016, HaloCam<inline-formula><mml:math id="M58" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> recorded scenes with a 22<inline-formula><mml:math id="M59" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo on 52 d with a temporal resolution of 10 s. The automated halo detection algorithm HaloForest, described in <xref ref-type="bibr" rid="bib1.bibx24" id="text.53"/>, was used to filter the HaloCam<inline-formula><mml:math id="M60" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> images for 22<inline-formula><mml:math id="M61" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halos.
Additional Sun photometer measurements are used to constrain aerosol optical thickness (AOT) and COT. As demonstrated in Appendix <xref ref-type="sec" rid="App1.Ch1.S2"/>, additional knowledge about these two parameters is critical for retrieving information about the ice crystal microphysical properties. The aerosol optical thickness was derived from the AERONET AOT product <xref ref-type="bibr" rid="bib1.bibx39" id="paren.54"/> (version 2) for the observation site on the MIM rooftop platform.
The AOT during the time of the halo observation is constrained to a 2<inline-formula><mml:math id="M62" display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula> confidence interval around the daily average AOT estimated during clear-sky periods.</p>
      <p id="d1e1116">The COT introduces an ambiguity in the brightness contrast of the 22<inline-formula><mml:math id="M63" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo <xref ref-type="bibr" rid="bib1.bibx24" id="paren.55"/>. Constraining the COT is therefore necessary for a stable retrieval.
For this retrieval the COT is derived from Sun photometer measurements using the SSARA instrument <xref ref-type="bibr" rid="bib1.bibx79 bib1.bibx80" id="paren.56"/>. SSARA provides direct Sun measurements with a temporal resolution of 2 s which are much more suitable for the observation of the highly variable cirrus clouds than AERONET with 15 min <xref ref-type="bibr" rid="bib1.bibx39" id="paren.57"/>. The COT is derived by calculating the total optical thickness from the SSARA direct Sun measurements. The previously estimated AOT is then subtracted, and a correction factor is applied to account for the increased forward scattering of the ice crystals <xref ref-type="bibr" rid="bib1.bibx62" id="paren.58"/> (cf. Appendix <xref ref-type="sec" rid="App1.Ch1.S2.SS1.SSS2"/>). The retrieval is applied to the red channel of HaloCam<inline-formula><mml:math id="M64" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> with a central wavelength of 618 nm (cf. Fig. <xref ref-type="fig" rid="App1.Ch1.S2.F13"/>) to minimize the relative contribution of Rayleigh and aerosol scattering compared to the scattering by ice crystals.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T1"><?xmltex \currentcnt{1}?><label>Table 1</label><caption><p id="d1e1157">HaloCam<inline-formula><mml:math id="M65" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> 22<inline-formula><mml:math id="M66" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo days between 22 September 2015 and 31 December 2016.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="4">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:thead>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Date</oasis:entry>
         <oasis:entry colname="col2">Start time</oasis:entry>
         <oasis:entry colname="col3">End time</oasis:entry>
         <oasis:entry colname="col4">No. of images</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">22/09/2015</oasis:entry>
         <oasis:entry colname="col2">06:38 UTC</oasis:entry>
         <oasis:entry colname="col3">11:14 UTC</oasis:entry>
         <oasis:entry colname="col4">1054</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">08/11/2015</oasis:entry>
         <oasis:entry colname="col2">10:00 UTC</oasis:entry>
         <oasis:entry colname="col3">10:37 UTC</oasis:entry>
         <oasis:entry colname="col4">198</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">10/11/2015</oasis:entry>
         <oasis:entry colname="col2">09:00 UTC</oasis:entry>
         <oasis:entry colname="col3">10:23 UTC</oasis:entry>
         <oasis:entry colname="col4">88</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">20/01/2016</oasis:entry>
         <oasis:entry colname="col2">09:36 UTC</oasis:entry>
         <oasis:entry colname="col3">11:37 UTC</oasis:entry>
         <oasis:entry colname="col4">544</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">02/02/2016</oasis:entry>
         <oasis:entry colname="col2">08:00 UTC</oasis:entry>
         <oasis:entry colname="col3">14:00 UTC</oasis:entry>
         <oasis:entry colname="col4">1029</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">06/02/2016</oasis:entry>
         <oasis:entry colname="col2">12:00 UTC</oasis:entry>
         <oasis:entry colname="col3">15:20 UTC</oasis:entry>
         <oasis:entry colname="col4">724</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">21/04/2016</oasis:entry>
         <oasis:entry colname="col2">11:34 UTC</oasis:entry>
         <oasis:entry colname="col3">13:52 UTC</oasis:entry>
         <oasis:entry colname="col4">770</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">04/11/2016</oasis:entry>
         <oasis:entry colname="col2">10:27 UTC</oasis:entry>
         <oasis:entry colname="col3">10:40 UTC</oasis:entry>
         <oasis:entry colname="col4">78</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Total</oasis:entry>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3"/>
         <oasis:entry colname="col4">4400</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <p id="d1e1348">Using additional observations of AOT requires clear-sky periods before and/or after the 22<inline-formula><mml:math id="M67" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo event.
Simultaneous AOT and COT observations from SSARA and AERONET (including the necessary clear-sky scenes) together with 22<inline-formula><mml:math id="M68" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo observations from HaloCam<inline-formula><mml:math id="M69" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> are available for only 8 of the 52 d, which are listed in Table <xref ref-type="table" rid="Ch1.T1"/>.
Figure <xref ref-type="fig" rid="Ch1.F3"/> shows an example of the AOT and apparent COT derived from Sun photometer measurements on 21 April 2016. The AOT is obtained from the AERONET dataset and is represented by turquoise stars.
The daily average AOT amounts to about 0.08 <inline-formula><mml:math id="M70" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.04 at 618 nm.
The blue dots in Fig. <xref ref-type="fig" rid="Ch1.F3"/> indicate the apparent COT derived from SSARA direct Sun measurements, which are available from about 11:30 UTC. Figure <xref ref-type="fig" rid="Ch1.F3"/>b shows slices of the HaloCam images along the principal plane above the Sun; 22<inline-formula><mml:math id="M71" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halos and upper tangent arcs appear as a bright line in the center of the panel with a reddish inner, i.e., lower, edge from about 11:30 until 14:00 UTC.</p>
      <p id="d1e1403">The HaloCam<inline-formula><mml:math id="M72" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> observations were geometrically and radiometrically calibrated as described in <xref ref-type="bibr" rid="bib1.bibx25" id="text.59"/>.
To apply the retrieval to the HaloCam<inline-formula><mml:math id="M73" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> data, the LUT was calculated for a wavelength of 618 nm with a surface albedo of 0.065. The remaining LUT parameters are provided in Table <xref ref-type="table" rid="Ch1.T2"/>.
To use as much information as possible from the HaloCam<inline-formula><mml:math id="M74" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> images for the retrieval, the radiative transfer simulations for the LUT were performed for the viewing angles of all five image segments.
The file size of the LUT and observations was then reduced by averaging both simulated and measured images over the five segments in the direction of the relative azimuth angle <inline-formula><mml:math id="M75" display="inline"><mml:mi mathvariant="italic">φ</mml:mi></mml:math></inline-formula> <xref ref-type="bibr" rid="bib1.bibx25" id="paren.60"><named-content content-type="post">Fig. 3b</named-content></xref>.
Thus, a separate LUT was compiled for each of the five HaloCam<inline-formula><mml:math id="M76" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> image segments, which are evaluated separately.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T2"><?xmltex \currentcnt{2}?><label>Table 2</label><caption><p id="d1e1463">Lookup table parameters: minimum value, maximum value, and resolution for smooth crystal fraction (SCF), effective radius (<inline-formula><mml:math id="M77" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">eff</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>), cirrus optical thickness (COT), aerosol optical thickness (AOT), wavelength (wvl), solar zenith angle (SZA), and central value of the Sun-centered azimuth angle <inline-formula><mml:math id="M78" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">φ</mml:mi><mml:mi mathvariant="normal">center</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> for each of the five image segments. COT and AOT are defined at a wavelength of 550 nm.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="5">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="left"/>
     <oasis:colspec colnum="3" colname="col3" align="left"/>
     <oasis:colspec colnum="4" colname="col4" align="left"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1">LUT</oasis:entry>
         <oasis:entry colname="col2">Min</oasis:entry>
         <oasis:entry colname="col3">Max</oasis:entry>
         <oasis:entry colname="col4">Resolution</oasis:entry>
         <oasis:entry colname="col5">Number of</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">parameter</oasis:entry>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3"/>
         <oasis:entry colname="col4"/>
         <oasis:entry colname="col5">elements</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">SCF</oasis:entry>
         <oasis:entry colname="col2">0 %</oasis:entry>
         <oasis:entry colname="col3">100 %</oasis:entry>
         <oasis:entry colname="col4">5 %</oasis:entry>
         <oasis:entry colname="col5">20</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"><inline-formula><mml:math id="M79" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">eff</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">5 <inline-formula><mml:math id="M80" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m</oasis:entry>
         <oasis:entry colname="col3">90 <inline-formula><mml:math id="M81" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m</oasis:entry>
         <oasis:entry colname="col4">5 <inline-formula><mml:math id="M82" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m</oasis:entry>
         <oasis:entry colname="col5">20</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">COT</oasis:entry>
         <oasis:entry colname="col2">0.1</oasis:entry>
         <oasis:entry colname="col3">2.0</oasis:entry>
         <oasis:entry colname="col4">0.05</oasis:entry>
         <oasis:entry colname="col5"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">2.1</oasis:entry>
         <oasis:entry colname="col3">3.0</oasis:entry>
         <oasis:entry colname="col4">0.1</oasis:entry>
         <oasis:entry colname="col5"/>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">3.2</oasis:entry>
         <oasis:entry colname="col3">4.0</oasis:entry>
         <oasis:entry colname="col4">0.2</oasis:entry>
         <oasis:entry colname="col5">50</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">AOT</oasis:entry>
         <oasis:entry colname="col2">0.00</oasis:entry>
         <oasis:entry colname="col3">0.50</oasis:entry>
         <oasis:entry colname="col4">0.05</oasis:entry>
         <oasis:entry colname="col5">20</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">wvl</oasis:entry>
         <oasis:entry colname="col2">550</oasis:entry>
         <oasis:entry colname="col3">618</oasis:entry>
         <oasis:entry colname="col4">–</oasis:entry>
         <oasis:entry colname="col5">2</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">SZA</oasis:entry>
         <oasis:entry colname="col2">25<inline-formula><mml:math id="M83" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">30<inline-formula><mml:math id="M84" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col4">5<inline-formula><mml:math id="M85" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col5"/>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">40<inline-formula><mml:math id="M86" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">70<inline-formula><mml:math id="M87" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col4">10<inline-formula><mml:math id="M88" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col5">15</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M89" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">φ</mml:mi><mml:mi mathvariant="normal">center</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">120<inline-formula><mml:math id="M90" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">240<inline-formula><mml:math id="M91" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col4">30<inline-formula><mml:math id="M92" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col5">5</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

</sec>
</sec>
<sec id="Ch1.S3">
  <label>3</label><title>Application and retrieval results</title>
      <p id="d1e1841">The retrieval was performed as illustrated in Fig. <xref ref-type="fig" rid="Ch1.F4"/>.
The left (yellow) branch of the flowchart describes the processing of the HaloCam images, starting with (a) selecting images from the database for a specific day and (b) filtering them for a visible 22<inline-formula><mml:math id="M93" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo using HaloForest <xref ref-type="bibr" rid="bib1.bibx24" id="paren.61"/>.
Looping over this filtered database, an image is selected (c) and calibrated (d) as described in <xref ref-type="bibr" rid="bib1.bibx25" id="text.62"/>, and the retrieval is performed for each of the five image segments separately. A sample HaloCam<inline-formula><mml:math id="M94" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> image is shown here for illustration with the five image segments indicated and the corresponding radiance distributions as a function of scattering angle below.
Each of the image segments is centered around the relative azimuth angles <inline-formula><mml:math id="M95" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">φ</mml:mi><mml:mi mathvariant="normal">center</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">120</mml:mn></mml:mrow></mml:math></inline-formula>, 150, 180, 210, and 240<inline-formula><mml:math id="M96" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> as listed in Table <xref ref-type="table" rid="Ch1.T2"/>. Pre-processing of the synthetic observations from a LUT of radiative transfer simulations is represented by the right (blue) branch in Fig. <xref ref-type="fig" rid="Ch1.F4"/> (steps 1 through 5), followed by the actual retrieval (steps 6 through 8).
<list list-type="order"><list-item>
      <p id="d1e1901">For each ice crystal habit, the respective LUT was selected.</p></list-item><list-item>
      <p id="d1e1905">The LUT was further constrained to the wavelength representative of the image channel, here 618 nm.</p></list-item><list-item>
      <p id="d1e1909">In a next step, the AOT dimension of the LUT was constrained using AERONET Sun photometer observations, interpolated to 618 nm.
Since AERONET's AOT can only be measured during clear skies, the values during the observation of the halo display were estimated to range around the daily mean AOT within a <inline-formula><mml:math id="M97" display="inline"><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mi mathvariant="italic">σ</mml:mi></mml:mrow></mml:math></inline-formula> confidence interval. The AOT dimension of the LUT was then constrained to the interval (<inline-formula><mml:math id="M98" display="inline"><mml:mrow><mml:mover accent="true"><mml:mtext>AOT</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mi mathvariant="italic">σ</mml:mi></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M99" display="inline"><mml:mrow><mml:mover accent="true"><mml:mtext>AOT</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>+</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mi mathvariant="italic">σ</mml:mi></mml:mrow></mml:math></inline-formula>).
As an example, for 21 April 2016, the AOT dimension was allowed to range within 0.08 <inline-formula><mml:math id="M100" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.04 (cf. Fig. <xref ref-type="fig" rid="Ch1.F3"/>).</p></list-item><list-item>
      <p id="d1e1966">Then, for each HaloCam<inline-formula><mml:math id="M101" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> image, the LUT was interpolated to the SZA corresponding to the image time stamp.</p></list-item><list-item>
      <p id="d1e1979">For each HaloCam<inline-formula><mml:math id="M102" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> image time stamp, the COT dimension of the LUT was constrained in addition.
Sun photometer measurements using SSARA's high temporal resolution of 1 s were used to find a representative COT interval for each time step of halo observations.
The COT was derived from SSARA's total optical thickness observations by subtracting AERONET's AOT and correcting the resulting apparent COT for the enhanced forward scattering by ice crystals according to Eq. (<xref ref-type="disp-formula" rid="App1.Ch1.S2.E10"/> using the so-called <inline-formula><mml:math id="M103" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> value. For a fixed instrument field of view and for a given ice crystal shape, the <inline-formula><mml:math id="M104" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> value depends primarily on the ice crystal size (cf. Appendix <xref ref-type="sec" rid="App1.Ch1.S2.SS1.SSS2"/>) and was computed for the LUT's minimum and maximum effective radii of 5 and 90 <inline-formula><mml:math id="M105" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m as an initial guess.
The representative COT interval was then determined by computing the average COT within a 2<inline-formula><mml:math id="M106" display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula> confidence interval over a 10 min time window (<inline-formula><mml:math id="M107" display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:math></inline-formula> min around the observation time stamp) to account for the slightly different pointing directions <inline-formula><mml:math id="M108" display="inline"><mml:mrow><mml:mi mathvariant="normal">Θ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula> (Sun photometer) and <inline-formula><mml:math id="M109" display="inline"><mml:mrow><mml:mi mathvariant="normal">Θ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">22</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula> (halo display) in combination with the unknown wind direction.</p></list-item><list-item>
      <p id="d1e2068">For the retrieval, each of the five averaged radiance distributions measured with HaloCam<inline-formula><mml:math id="M110" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> was compared to the LUT elements with the respective viewing geometry.
The residuum between measurements and LUT is quantified by the root mean squared error (RMSE), which is calculated by<disp-formula id="Ch1.E4" content-type="numbered"><label>4</label><mml:math id="M111" display="block"><mml:mrow><mml:mi mathvariant="normal">RMSE</mml:mi><mml:mo>=</mml:mo><mml:msqrt><mml:mrow><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mi>n</mml:mi></mml:munderover><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mo>(</mml:mo><mml:msub><mml:mi>L</mml:mi><mml:mrow><mml:mi mathvariant="normal">meas</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>L</mml:mi><mml:mrow><mml:mi mathvariant="normal">LUT</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi></mml:mrow></mml:msub><mml:msup><mml:mo>)</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow><mml:mi>n</mml:mi></mml:mfrac></mml:mstyle></mml:mrow></mml:msqrt></mml:mrow></mml:math></disp-formula>using the measurements <inline-formula><mml:math id="M112" display="inline"><mml:mrow><mml:msub><mml:mi>L</mml:mi><mml:mrow><mml:mi mathvariant="normal">meas</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> and LUT elements <inline-formula><mml:math id="M113" display="inline"><mml:mrow><mml:msub><mml:mi>L</mml:mi><mml:mrow><mml:mi mathvariant="normal">LUT</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> within the considered scattering angle range and averaged over the number of elements <inline-formula><mml:math id="M114" display="inline"><mml:mi>n</mml:mi></mml:math></inline-formula>.</p></list-item><list-item>
      <p id="d1e2178">The LUT element with the minimum RMSE, averaged over the scattering angle range, represents the best match for the cirrus optical and microphysical properties.<disp-formula id="Ch1.E5" content-type="numbered"><label>5</label><mml:math id="M115" display="block"><mml:mrow><mml:mi mathvariant="normal">RMSE</mml:mi><mml:mo>≤</mml:mo><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mi>n</mml:mi></mml:munderover><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mrow><mml:mi>L</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">meas</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi></mml:mrow></mml:msub></mml:mrow><mml:mi>n</mml:mi></mml:mfrac></mml:mstyle></mml:mrow></mml:math></disp-formula></p>
      <p id="d1e2223">In case the average RMSE between LUT and measurements exceeds the 2<inline-formula><mml:math id="M116" display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula> measurement uncertainty, the measurements are discarded from the retrieval.
This occurs, for example, for highly inhomogeneous scenes or cirrus properties outside the LUT.</p></list-item><list-item>
      <p id="d1e2234">The resulting SCF, effective radius <inline-formula><mml:math id="M117" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">eff</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, asymmetry factor <inline-formula><mml:math id="M118" display="inline"><mml:mi>g</mml:mi></mml:math></inline-formula>, COT, and AOT are considered representative optical properties for the cirrus cloud region captured by the respective HaloCam image segment.</p></list-item><list-item>
      <p id="d1e2256">A second iteration of the retrieval is performed starting from step 5 to further constrain the COT dimension of the LUT.
Using the retrieved effective radii for the five image segments, the minimum and maximum <inline-formula><mml:math id="M119" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> values are determined by the effective radius averaged over all image segments <inline-formula><mml:math id="M120" display="inline"><mml:mover accent="true"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">eff</mml:mi></mml:msub></mml:mrow><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:math></inline-formula> within a 2<inline-formula><mml:math id="M121" display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula> confidence interval: <inline-formula><mml:math id="M122" display="inline"><mml:mrow><mml:mover accent="true"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">eff</mml:mi></mml:msub></mml:mrow><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>±</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mi mathvariant="italic">σ</mml:mi></mml:mrow></mml:math></inline-formula>.
This constrained range of <inline-formula><mml:math id="M123" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> values then translates to a further constrained COT dimension of the LUT.</p></list-item></list></p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3" specific-use="star"><?xmltex \currentcnt{3}?><?xmltex \def\figurename{Figure}?><label>Figure 3</label><caption><p id="d1e2317"><bold>(a)</bold> AERONET AOT (turquoise stars) and apparent COT derived from SSARA measurements (blue dots) for a wavelength of 618 nm. <bold>(b)</bold> Timeline of HaloCam image slices along the principal plane above the Sun.</p></caption>
        <?xmltex \igopts{width=398.338583pt}?><graphic xlink:href="https://acp.copernicus.org/articles/22/15179/2022/acp-22-15179-2022-f03.png"/>

      </fig>

      <?xmltex \floatpos{p}?><fig id="Ch1.F4" specific-use="star"><?xmltex \currentcnt{4}?><?xmltex \def\figurename{Figure}?><label>Figure 4</label><caption><p id="d1e2333">Flowchart visualizing the individual steps of retrieving representative ice crystal properties by finding the best match between HaloCam observations (yellow) and a LUT of radiative transfer simulations (blue).
</p></caption>
        <?xmltex \igopts{width=398.338583pt}?><graphic xlink:href="https://acp.copernicus.org/articles/22/15179/2022/acp-22-15179-2022-f04.png"/>

      </fig>

<?xmltex \floatpos{p}?><table-wrap id="Ch1.T3" specific-use="star"><?xmltex \currentcnt{3}?><label>Table 3</label><caption><p id="d1e2346">Retrieval results evaluated for all 8 d. Mean value and 1<inline-formula><mml:math id="M124" display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula> standard deviation are provided for the SCF, effective radius, and asymmetry factor, sorted by increasing mean RMSE.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="5">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:thead>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Habit</oasis:entry>
         <oasis:entry colname="col2">RMSE</oasis:entry>
         <oasis:entry colname="col3">SCF (%)</oasis:entry>
         <oasis:entry colname="col4">Effective radius (<inline-formula><mml:math id="M125" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m)</oasis:entry>
         <oasis:entry colname="col5">Asymmetry factor</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">Plate</oasis:entry>
         <oasis:entry colname="col2">3.73</oasis:entry>
         <oasis:entry colname="col3">80 <inline-formula><mml:math id="M126" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 10</oasis:entry>
         <oasis:entry colname="col4">21.9 <inline-formula><mml:math id="M127" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 17.1</oasis:entry>
         <oasis:entry colname="col5">0.880 <inline-formula><mml:math id="M128" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.028</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">8-element column</oasis:entry>
         <oasis:entry colname="col2">4.10</oasis:entry>
         <oasis:entry colname="col3">30 <inline-formula><mml:math id="M129" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 20</oasis:entry>
         <oasis:entry colname="col4">22.6 <inline-formula><mml:math id="M130" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 24.5</oasis:entry>
         <oasis:entry colname="col5">0.752 <inline-formula><mml:math id="M131" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.001</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Solid column</oasis:entry>
         <oasis:entry colname="col2">4.14</oasis:entry>
         <oasis:entry colname="col3">40 <inline-formula><mml:math id="M132" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 30</oasis:entry>
         <oasis:entry colname="col4">23.6 <inline-formula><mml:math id="M133" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 20.4</oasis:entry>
         <oasis:entry colname="col5">0.787 <inline-formula><mml:math id="M134" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.011</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">10-element plate</oasis:entry>
         <oasis:entry colname="col2">4.16</oasis:entry>
         <oasis:entry colname="col3">70 <inline-formula><mml:math id="M135" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 10</oasis:entry>
         <oasis:entry colname="col4">14.1 <inline-formula><mml:math id="M136" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 20.9</oasis:entry>
         <oasis:entry colname="col5">0.875 <inline-formula><mml:math id="M137" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.005</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">5-element plate</oasis:entry>
         <oasis:entry colname="col2">4.24</oasis:entry>
         <oasis:entry colname="col3">70 <inline-formula><mml:math id="M138" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 20</oasis:entry>
         <oasis:entry colname="col4">16.4 <inline-formula><mml:math id="M139" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 16.8</oasis:entry>
         <oasis:entry colname="col5">0.837 <inline-formula><mml:math id="M140" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.006</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Solid bullet rosette</oasis:entry>
         <oasis:entry colname="col2">4.55</oasis:entry>
         <oasis:entry colname="col3">30 <inline-formula><mml:math id="M141" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 20</oasis:entry>
         <oasis:entry colname="col4">19.2 <inline-formula><mml:math id="M142" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 20.8</oasis:entry>
         <oasis:entry colname="col5">0.779 <inline-formula><mml:math id="M143" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.020</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Hollow column</oasis:entry>
         <oasis:entry colname="col2">4.67</oasis:entry>
         <oasis:entry colname="col3">50 <inline-formula><mml:math id="M144" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 20</oasis:entry>
         <oasis:entry colname="col4">22.1 <inline-formula><mml:math id="M145" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 15.2</oasis:entry>
         <oasis:entry colname="col5">0.812 <inline-formula><mml:math id="M146" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.007</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Hollow bullet rosette</oasis:entry>
         <oasis:entry colname="col2">5.25</oasis:entry>
         <oasis:entry colname="col3">50 <inline-formula><mml:math id="M147" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 30</oasis:entry>
         <oasis:entry colname="col4">21.8 <inline-formula><mml:math id="M148" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 21.0</oasis:entry>
         <oasis:entry colname="col5">0.821 <inline-formula><mml:math id="M149" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.011</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

<sec id="Ch1.S3.SS1">
  <label>3.1</label><?xmltex \opttitle{Using information of the 22{${}^{{\circ}}$} halo}?><title>Using information of the 22<inline-formula><mml:math id="M150" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo</title>
      <p id="d1e2734">Observations and LUT are compared in the scattering angle range between <inline-formula><mml:math id="M151" display="inline"><mml:mrow><mml:msup><mml:mn mathvariant="normal">18</mml:mn><mml:mo>∘</mml:mo></mml:msup><mml:mo>≤</mml:mo><mml:mi mathvariant="normal">Θ</mml:mi><mml:mo>≤</mml:mo><mml:msup><mml:mn mathvariant="normal">25</mml:mn><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula> with an angular resolution of 0.5<inline-formula><mml:math id="M152" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>.
Maximizing the scattering angle range, which is used for this comparison, provides more information.
On the other hand, for an increasing angular region, inhomogeneities in the cirrus optical and microphysical properties become relevant. The goal of the retrieval is to find the ice crystal properties which best match the observed radiance distributions across the scattering angle range of the 22<inline-formula><mml:math id="M153" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo.
Therefore, the scattering angle range was optimized to cover as much as possible of the vicinity of the 22<inline-formula><mml:math id="M154" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo in addition to its peak while keeping it as small as possible to avoid inhomogeneities of the cirrus cloud.</p>
      <p id="d1e2786">To ensure that only samples with a clearly visible 22<inline-formula><mml:math id="M155" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo are considered, the results were filtered for a halo ratio <inline-formula><mml:math id="M156" display="inline"><mml:mrow><mml:mi mathvariant="normal">HR</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> (cf. Eq. 1 in <xref ref-type="bibr" rid="bib1.bibx24" id="altparen.63"/>), and the uppermost image segment (no. 3 at <inline-formula><mml:math id="M157" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">φ</mml:mi><mml:mi mathvariant="normal">center</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msup><mml:mn mathvariant="normal">180</mml:mn><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>; cf. Table <xref ref-type="table" rid="Ch1.T2"/>) was excluded. This segment might contain signatures of the upper tangent arc, which is produced by oriented ice crystal columns.</p>
      <p id="d1e2833">Sundogs appear in the left and right image segments (nos. 1 and 5) only for <inline-formula><mml:math id="M158" display="inline"><mml:mrow><mml:mi mathvariant="normal">SZA</mml:mi><mml:mo>&lt;</mml:mo><mml:msup><mml:mn mathvariant="normal">45</mml:mn><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula> at scattering angles of <inline-formula><mml:math id="M159" display="inline"><mml:mrow><mml:mi mathvariant="normal">Θ</mml:mi><mml:mo>&gt;</mml:mo><mml:msup><mml:mn mathvariant="normal">29</mml:mn><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>, which does not interfere with the 22<inline-formula><mml:math id="M160" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo, as discussed in <xref ref-type="bibr" rid="bib1.bibx24" id="text.64"/>.
While observations of upper tangent arcs and sundogs contain valuable information about the fraction of oriented columns and plates, they are excluded from the retrieval presented in this study, which focuses on randomly oriented crystals.</p>
      <p id="d1e2879">Figure <xref ref-type="fig" rid="Ch1.F5"/> presents the retrieval results for the 3080 samples (four segments per image) of a 22<inline-formula><mml:math id="M161" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo observed on 21 April 2016.
The histograms display the retrieved LUT parameters based on the assumption that the representative ice crystal habit is either solid columns (a), hollow columns (b), or plates (c). The retrieved values for the SCF, effective radius, asymmetry factor <inline-formula><mml:math id="M162" display="inline"><mml:mi>g</mml:mi></mml:math></inline-formula>, COT, and AOT are provided as histograms with parameter boundaries and bins as defined in the LUT.
The RMSE between LUT and measurement is provided in the rightmost panels of Fig. <xref ref-type="fig" rid="Ch1.F5"/>.</p>

      <?xmltex \floatpos{p}?><fig id="Ch1.F5" specific-use="star"><?xmltex \currentcnt{5}?><?xmltex \def\figurename{Figure}?><label>Figure 5</label><caption><p id="d1e2904">Retrieval results for 21 April 2016 for three selected YG13 ice crystal shapes: <bold>(a)</bold> solid columns, <bold>(b)</bold> hollow columns, and <bold>(c)</bold> plates.
The different panels show histograms of the best-matching LUT parameters for the SCF, effective radius (<inline-formula><mml:math id="M163" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">eff</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>), asymmetry factor (<inline-formula><mml:math id="M164" display="inline"><mml:mi>g</mml:mi></mml:math></inline-formula>), cirrus optical thickness (COT), aerosol optical thickness (AOT), and RMSE between LUT and measurement (from left to right).
The results were filtered for a halo ratio <inline-formula><mml:math id="M165" display="inline"><mml:mrow><mml:mi mathvariant="normal">HR</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> to ensure that only image slices with a 22<inline-formula><mml:math id="M166" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo were analyzed, and the uppermost image segment (no. 3; cf. Fig. <xref ref-type="fig" rid="Ch1.F4"/>) was excluded from the analysis to avoid applying the retrieval to upper tangent arcs.</p></caption>
          <?xmltex \igopts{width=455.244094pt}?><graphic xlink:href="https://acp.copernicus.org/articles/22/15179/2022/acp-22-15179-2022-f05.png"/>

        </fig>

      <?xmltex \floatpos{p}?><fig id="Ch1.F6" specific-use="star"><?xmltex \currentcnt{6}?><?xmltex \def\figurename{Figure}?><label>Figure 6</label><caption><p id="d1e2966">Retrieval results for all 8 d listed in Table <xref ref-type="table" rid="Ch1.T1"/> and for all eight crystal shapes of the YG13 optical property database. Results are shown for the SCF <bold>(a)</bold>, asymmetry factor <bold>(b)</bold>, and effective radius <bold>(c)</bold> using the mean value within a 1<inline-formula><mml:math id="M167" display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula> confidence interval.
Note that the underlying distributions might be skewed as depicted in Fig. <xref ref-type="fig" rid="Ch1.F5"/>.
Blue (triangles up), pink (circles), and green color tones (triangles down) are used to group the ice crystal shapes into plate-like, hollow, and columnar shapes, respectively. Darker colors indicate more complex crystals.
</p></caption>
          <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://acp.copernicus.org/articles/22/15179/2022/acp-22-15179-2022-f06.png"/>

        </fig>

      <p id="d1e2996">For solid columns (Fig. <xref ref-type="fig" rid="Ch1.F5"/>a), the SCF peaks below 50 %, and HaloCam<inline-formula><mml:math id="M168" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula>'s 22<inline-formula><mml:math id="M169" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo observations are represented best by a mean SCF of 35.9 % and an RCF of 64.1 % (cf. Eq. <xref ref-type="disp-formula" rid="Ch1.E3"/>).
The ice crystal effective radii peak at 20 <inline-formula><mml:math id="M170" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m with a mean value of 24.5 <inline-formula><mml:math id="M171" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m and a mean asymmetry factor of 0.788.
The majority of COT values are below 1 with a mean value of 0.53, whereas the AOT (constrained between 0.05 and 0.15 using AERONET data) yields a mean value of 0.11.
In the case of hollow columns (Fig. <xref ref-type="fig" rid="Ch1.F5"/>b), the retrieved SCF ranges around 50 % with effective radii of 22.9 <inline-formula><mml:math id="M172" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m on average and a mean asymmetry factor of about 0.811.
The average COT of 0.41 is slightly smaller compared to the solid column case.
For ice crystal plates (Fig. <xref ref-type="fig" rid="Ch1.F5"/>c), a larger SCF of about 72.8 % (and an RCF of 27.2 %) on average is required to match the brightness contrast of the 22<inline-formula><mml:math id="M173" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo measured with HaloCam<inline-formula><mml:math id="M174" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula>.
The mean effective radius with 20.2 <inline-formula><mml:math id="M175" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m is slightly smaller compared to the solid column case.
Assuming plates to be a dominating ice crystal habit causes a larger asymmetry factor on average of 0.879. The average COT amounts to 1.07 with a few values larger than 2. The retrieved COT in the case of plates is significantly larger compared to solid and hollow columns due to the increased forward scattering indicated by the large asymmetry factors. Increasing the asymmetry factor (i.e., the amount of forward scattering) of ice crystals in a cloud with a constant crystal concentration would result in higher radiance values measured by the same detector (cf. Appendix <xref ref-type="sec" rid="App1.Ch1.S2.SS1.SSS2"/>). Compared with solid and hollow columns, the plate habit shows the smallest RMSE values for this dataset.</p>
      <p id="d1e3079">Figure <xref ref-type="fig" rid="Ch1.F6"/> displays the results of the retrieval applied to the 8 d of 22<inline-formula><mml:math id="M176" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo observations with HaloCam<inline-formula><mml:math id="M177" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula>. Panel a presents the retrieved SCF for each day and for the eight habits.
By grouping the ice crystal habits into columnar (green, triangles down), hollow (pink, circles), and plate-shaped (blue, triangles up) crystals, the average SCF clusters at <inline-formula><mml:math id="M178" display="inline"><mml:mo>∼</mml:mo></mml:math></inline-formula>30 %, <inline-formula><mml:math id="M179" display="inline"><mml:mo>∼</mml:mo></mml:math></inline-formula>60 %, and <inline-formula><mml:math id="M180" display="inline"><mml:mo>∼</mml:mo></mml:math></inline-formula>80 %, respectively.
A similar clustering results for the asymmetry factor, which is smallest for columnar crystals and largest for plate-like crystals.
In contrast to the differences of the retrieved mean SCFs and asymmetry factors among the habits, the retrieved mean effective radii, shown in Fig. <xref ref-type="fig" rid="Ch1.F6"/>c, seem to be almost independent of ice crystal habit and roughness.
This confirms that the width of the 22<inline-formula><mml:math id="M181" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo is primarily determined by ice crystal size, while shape and surface roughness play a minor role.
The mean effective radius amounts to about 20 <inline-formula><mml:math id="M182" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m.
Due to the skewed distribution of the retrieved effective radii (cf. Fig. <xref ref-type="fig" rid="Ch1.F5"/>), more than 90 % of the results are smaller than 40 <inline-formula><mml:math id="M183" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m.</p>
      <p id="d1e3154">Figure <xref ref-type="fig" rid="Ch1.F7"/>a shows cloud top (circles) and base (dots) height represented by the mean value and standard deviation, which were derived from co-located measurements of a MIRA-35 cloud radar <xref ref-type="bibr" rid="bib1.bibx31" id="paren.65"/> on the MIM rooftop platform.
On 4 November 2016 cirrus clouds formed only in the south and southeast during the 22<inline-formula><mml:math id="M184" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo event (cf. Table <xref ref-type="table" rid="Ch1.T1"/>). Thus, the zenith-pointing cloud radar did not detect the cirrus cloud observed by HaloCam<inline-formula><mml:math id="M185" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula>, and therefore no cloud height could be provided. In the other cases, the cirrus clouds had a larger horizontal extent, and the 22<inline-formula><mml:math id="M186" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo was visible over a longer time period.
The cloud top height varied around 10 km, except for 20 January 2016, with 6 km. The cloud base height exhibits a larger variability between 5 and 10 km.
The corresponding temperatures at cloud top (circles) and cloud base (dots), indicated by mean value and standard deviation, are displayed in Fig. <xref ref-type="fig" rid="Ch1.F7"/>b. The threshold temperature for homogeneous nucleation is represented by the blue dashed line at <inline-formula><mml:math id="M187" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">38</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M188" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> C.
For all seven cases, the cloud top temperature was equal to or colder than <inline-formula><mml:math id="M189" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">38</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M190" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> C, while the cloud base temperature varied between <inline-formula><mml:math id="M191" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M192" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M193" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> C on average. It is noteworthy that the coldest and thinnest cirrus on 10 November 2015 with a cloud base temperature of about <inline-formula><mml:math id="M194" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M195" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> C coincides with the smallest retrieved effective radii in Fig. <xref ref-type="fig" rid="Ch1.F6"/>.
This tendency is in agreement with, e.g., <xref ref-type="bibr" rid="bib1.bibx7" id="text.66"/> and <xref ref-type="bibr" rid="bib1.bibx12" id="text.67"/>, who report the smallest ice crystals close to cloud top and at the coldest temperatures in the case of synoptic cirrus. While observing ice crystals directly at cloud top is impossible for ground-based imaging in the case of thick clouds, geometrically thin cirrus provides an opportunity to infer ice crystal properties close enough to the cloud top and ensure more homogeneous atmospheric conditions, which are conducive to a more homogeneous size and shape distribution. <xref ref-type="bibr" rid="bib1.bibx85" id="text.68"/> also found effective radii of ice crystals to decrease with increasing cloud top height and thus decreasing temperature using the airborne Research Scanning Polarimeter's (RSP's) observations together with reanalysis data from the Goddard Earth Observing System Model Forward Processing (GEOS-FP) data assimilation system.</p>
      <p id="d1e3289">Table <xref ref-type="table" rid="Ch1.T3"/> presents the retrieved SCF, effective radius, and asymmetry factor for all evaluated days, sorted by increasing mean RMSE. The retrieval revealed that ice crystal plates have the overall smallest mean RMSE and thus seem to match the HaloCam<inline-formula><mml:math id="M196" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> observations better in the scattering angle range between 18 and 25<inline-formula><mml:math id="M197" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> than the other seven habits of the YG13 database.
The best-matching LUT elements of ice crystal plates have an SCF of (80 <inline-formula><mml:math id="M198" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 10) %, an effective radius of (21.9 <inline-formula><mml:math id="M199" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 17.1) <inline-formula><mml:math id="M200" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m, and an asymmetry factor of 0.880 <inline-formula><mml:math id="M201" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.028. With increasing RMSE, the plates are followed by 8-element columns and solid columns. Hollow columns and bullet rosettes result in the largest mean RMSE, which is mainly due to an additional peak in the radiance distribution at scattering angles around 18<inline-formula><mml:math id="M202" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> as shown in <xref ref-type="bibr" rid="bib1.bibx25" id="text.69"/>, Fig. 13.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7"><?xmltex \currentcnt{7}?><?xmltex \def\figurename{Figure}?><label>Figure 7</label><caption><p id="d1e3356"><bold>(a)</bold> Cloud top (circles) and base (dots) height were derived from cloud radar observations. <bold>(b)</bold> The corresponding temperature was estimated from radiosonde profiles launched at Oberschleißheim.
The dashed blue line indicates the threshold for homogeneous nucleation at a temperature of <inline-formula><mml:math id="M203" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">38</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M204" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C.
The results are provided by the mean values within a 1<inline-formula><mml:math id="M205" display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula> confidence interval over the time periods with a visible 22<inline-formula><mml:math id="M206" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://acp.copernicus.org/articles/22/15179/2022/acp-22-15179-2022-f07.png"/>

        </fig>

      <p id="d1e3405">In the following we assess how stable the retrieved ice crystal habit is considering the necessary assumptions regarding spectral response, aerosol type, and radiometric uncertainty. Using the representative wavelength of HaloCam<inline-formula><mml:math id="M207" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula>'s red channel instead of accounting for its full spectral response introduces a small bias of less than 1.2 % (cf. Fig. <xref ref-type="fig" rid="App1.Ch1.S2.F13"/>).
Since the LUT was calculated for the OPAC continental average aerosol type, the retrieval results might be biased if the actual aerosol type differs.
To investigate the sensitivity of the retrieval to different aerosol types, we would ideally compute new LUTs.
Since computing a new LUT would require several weeks' computation time on MIM's high-performance computing cluster for each new aerosol type and the radiance at each scattering angle would basically only differ by a multiplicative factor, we repeated the retrieval with a modified LUT to estimate the effect of these approximations.
The LUT was modified by multiplication by a factor for each scattering angle, which is representative of the amount and the sign of the bias introduced by the approximations. The multiplicative factor for each scattering angle in the LUT, which we refer to as “slope” in the following, was computed by the ratio between two radiance distributions simulated with DISORT: one “reference” radiance distribution using the continental average aerosol type and one “modified” radiance distribution for each of the aerosol types: continental clean, continental polluted, and urban.
In addition, a slope was generated by computing the ratio between a “reference” radiance distribution accounting for HaloCam<inline-formula><mml:math id="M208" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula>'s full spectral response (cf. the solid red line in Fig. <xref ref-type="fig" rid="App1.Ch1.S2.F13"/>) and a “modified” radiance distribution based on HaloCam<inline-formula><mml:math id="M209" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula>'s representative wavelength of 618 nm for the red channel (cf. the dashed red line in Fig. <xref ref-type="fig" rid="App1.Ch1.S2.F13"/>).
These slopes were computed for each of the eight ice crystal habits assuming a representative atmospheric setup:
COT <inline-formula><mml:math id="M210" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0.8, AOT <inline-formula><mml:math id="M211" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0.1, and SCFs of 30 % for columnar crystals, 60 % for hollow column crystals, and 70 % for plate-like crystals.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T4"><?xmltex \currentcnt{4}?><label>Table 4</label><caption><p id="d1e3459">Best match habit for the retrieval applied to HaloCam<inline-formula><mml:math id="M212" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> daily observations for the default retrieval (first column) and considering the spectral response (second column), followed by the continental clean, polluted, and urban aerosol types. The habits vary between plates (plate), 5-element plates (5-plate), 10-element plates (10-plate), 8-element columns (8-col), solid columns (sCol), hollow columns (hCol), and solid bullet rosettes (sbRos).</p></caption><oasis:table frame="topbot"><?xmltex \begin{scaleboxenv}{.90}[.90]?><oasis:tgroup cols="6">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="left"/>
     <oasis:colspec colnum="3" colname="col3" align="left"/>
     <oasis:colspec colnum="4" colname="col4" align="left"/>
     <oasis:colspec colnum="5" colname="col5" align="left"/>
     <oasis:colspec colnum="6" colname="col6" align="left"/>
     <oasis:thead>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Date</oasis:entry>
         <oasis:entry colname="col2">Default</oasis:entry>
         <oasis:entry namest="col3" nameend="col6" align="center">Sensitivity tests </oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3">Spectral</oasis:entry>
         <oasis:entry rowsep="1" namest="col4" nameend="col6" align="center">Aerosol type </oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3">response</oasis:entry>
         <oasis:entry colname="col4">Contin.</oasis:entry>
         <oasis:entry colname="col5">Contin.</oasis:entry>
         <oasis:entry colname="col6">urban</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3"/>
         <oasis:entry colname="col4">clean</oasis:entry>
         <oasis:entry colname="col5">polluted</oasis:entry>
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">22/09/2015</oasis:entry>
         <oasis:entry colname="col2">8-col</oasis:entry>
         <oasis:entry colname="col3">8-col</oasis:entry>
         <oasis:entry colname="col4">8-col</oasis:entry>
         <oasis:entry colname="col5">8-col</oasis:entry>
         <oasis:entry colname="col6">Plate</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">08/11/2015</oasis:entry>
         <oasis:entry colname="col2">Plate</oasis:entry>
         <oasis:entry colname="col3">Plate</oasis:entry>
         <oasis:entry colname="col4">Plate</oasis:entry>
         <oasis:entry colname="col5">Plate</oasis:entry>
         <oasis:entry colname="col6">Plate</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">10/11/2015</oasis:entry>
         <oasis:entry colname="col2">sCol</oasis:entry>
         <oasis:entry colname="col3">sCol</oasis:entry>
         <oasis:entry colname="col4">hCol</oasis:entry>
         <oasis:entry colname="col5">sCol</oasis:entry>
         <oasis:entry colname="col6">sbRos</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">20/01/2016</oasis:entry>
         <oasis:entry colname="col2">Plate</oasis:entry>
         <oasis:entry colname="col3">Plate</oasis:entry>
         <oasis:entry colname="col4">Plate</oasis:entry>
         <oasis:entry colname="col5">Plate</oasis:entry>
         <oasis:entry colname="col6">Plate</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">02/02/2016</oasis:entry>
         <oasis:entry colname="col2">sCol</oasis:entry>
         <oasis:entry colname="col3">sCol</oasis:entry>
         <oasis:entry colname="col4">sCol</oasis:entry>
         <oasis:entry colname="col5">sCol</oasis:entry>
         <oasis:entry colname="col6">sCol</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">06/02/2016</oasis:entry>
         <oasis:entry colname="col2">Plate</oasis:entry>
         <oasis:entry colname="col3">Plate</oasis:entry>
         <oasis:entry colname="col4">Plate</oasis:entry>
         <oasis:entry colname="col5">Plate</oasis:entry>
         <oasis:entry colname="col6">Plate</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">21/04/2016</oasis:entry>
         <oasis:entry colname="col2">10-plate</oasis:entry>
         <oasis:entry colname="col3">10-plate</oasis:entry>
         <oasis:entry colname="col4">10-plate</oasis:entry>
         <oasis:entry colname="col5">10-plate</oasis:entry>
         <oasis:entry colname="col6">10-plate</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">04/11/2016</oasis:entry>
         <oasis:entry colname="col2">Plate</oasis:entry>
         <oasis:entry colname="col3">5-plate</oasis:entry>
         <oasis:entry colname="col4">Plate</oasis:entry>
         <oasis:entry colname="col5">Plate</oasis:entry>
         <oasis:entry colname="col6">Plate</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup><?xmltex \end{scaleboxenv}?></oasis:table></table-wrap>

      <p id="d1e3736">Table <xref ref-type="table" rid="Ch1.T4"/> shows the results of the best-matching habit for each day retrieved with the modified LUT. The best-matching habit changed slightly for the different modifications of the LUT, but only within the plate-like or column-like crystal groups. The ice crystal plates remain the overall best-matching habit in the considered scattering angle range.
The retrieved SCF in Table <xref ref-type="table" rid="Ch1.T3"/> remained mostly unaffected by using the modified LUT for the retrieval.
Only for the urban aerosol case did the retrieved SCF for plates change from <inline-formula><mml:math id="M213" display="inline"><mml:mrow><mml:mo>(</mml:mo><mml:mn mathvariant="normal">80</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">10</mml:mn><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> % to <inline-formula><mml:math id="M214" display="inline"><mml:mrow><mml:mo>(</mml:mo><mml:mn mathvariant="normal">70</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">10</mml:mn><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> %, for 10-element plates from <inline-formula><mml:math id="M215" display="inline"><mml:mrow><mml:mo>(</mml:mo><mml:mn mathvariant="normal">70</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">10</mml:mn><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> % to <inline-formula><mml:math id="M216" display="inline"><mml:mrow><mml:mo>(</mml:mo><mml:mn mathvariant="normal">80</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">10</mml:mn><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> %, and for 5-element plates from <inline-formula><mml:math id="M217" display="inline"><mml:mrow><mml:mo>(</mml:mo><mml:mn mathvariant="normal">70</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">20</mml:mn><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> % to <inline-formula><mml:math id="M218" display="inline"><mml:mrow><mml:mo>(</mml:mo><mml:mn mathvariant="normal">60</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">20</mml:mn><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> %.
Another uncertainty for cloud base temperatures higher than <inline-formula><mml:math id="M219" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">38</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M220" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> C might be the presence of supercooled water droplets, which act similarly to rough ice crystals in diminishing the 22<inline-formula><mml:math id="M221" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo, as discussed in Appendix <xref ref-type="sec" rid="App1.Ch1.S2"/>.
However, Fig. <xref ref-type="fig" rid="App1.Ch1.S2.F12"/> showed that the presence of water droplets has only a small effect on the retrieved SCF.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F8" specific-use="star"><?xmltex \currentcnt{8}?><?xmltex \def\figurename{Figure}?><label>Figure 8</label><caption><p id="d1e3874"><bold>(a)</bold> HaloCam<inline-formula><mml:math id="M222" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> R-channel radiance averaged over all 22<inline-formula><mml:math id="M223" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo images for 22 September 2015.
<bold>(b)</bold> DISORT simulations for the best-matching ice crystal and cirrus properties in the 22<inline-formula><mml:math id="M224" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo region, without taking into account information about the 46<inline-formula><mml:math id="M225" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo region. <bold>(c)</bold> Relative difference between HaloCam<inline-formula><mml:math id="M226" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula>-averaged radiances and the simulated DISORT radiances.</p></caption>
          <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://acp.copernicus.org/articles/22/15179/2022/acp-22-15179-2022-f08.png"/>

        </fig>

<?xmltex \hack{\newpage}?>
</sec>
<sec id="Ch1.S3.SS2">
  <label>3.2</label><?xmltex \opttitle{Adding information about the 46{${}^{{\circ}}$} halo}?><title>Adding information about the 46<inline-formula><mml:math id="M227" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo</title>
      <p id="d1e3957">The presence or absence of the 46<inline-formula><mml:math id="M228" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo adds important information about the ice crystal shape and surface roughness.
In a second step we use this information to find the ice crystal shape, which is representative for the whole scene, i.e., the scattering angle range for both the 22 and 46<inline-formula><mml:math id="M229" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halos. While the 22<inline-formula><mml:math id="M230" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo provides the most pronounced signal and is therefore used for the quantitative retrieval of ice crystal properties, the signal of the 46<inline-formula><mml:math id="M231" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo is much fainter and is subject to inhomogeneities in the cirrus. To analyze this scattering angle region, we therefore use HaloCam<inline-formula><mml:math id="M232" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> observations averaged over each day and make use of the presence or absence of the 46<inline-formula><mml:math id="M233" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo in a qualitative way to further constrain the retrieved ice crystal properties from Sect. <xref ref-type="sec" rid="Ch1.S3.SS1"/>.
We focused this analysis on 6 of 8 d, for which the number of halo samples was high and the horizontal extent of the cirrus cloud was large enough to yield homogeneous conditions across both the 22 and 46<inline-formula><mml:math id="M234" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo regions in the averaged image.
If ice crystals in the cirrus cloud were able to form a 46<inline-formula><mml:math id="M235" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo, we would expect to see it in the averaged image.
Figure <xref ref-type="fig" rid="Ch1.F8"/> displays the averaged HaloCam<inline-formula><mml:math id="M236" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> measurements for 22 September 2015 (a) in comparison with DISORT simulations (b) using ice crystal plates, which were found to best match the observations in the region of the 22<inline-formula><mml:math id="M237" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo (cf. Table <xref ref-type="table" rid="Ch1.T3"/>).
Figure <xref ref-type="fig" rid="Ch1.F8"/>c shows the relative difference between measured and synthetic images in percent.
Apparently, the averaged HaloCam<inline-formula><mml:math id="M238" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> image does not show any 46<inline-formula><mml:math id="M239" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo, whereas the optical properties of plates produce a pronounced 46<inline-formula><mml:math id="M240" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo in addition to the 22<inline-formula><mml:math id="M241" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo in the simulated DISORT image.
This can be observed for all evaluated days and is presented here for 22 September 2015 as an example.
Comparing the retrieval results for all eight habits revealed that 8-element columns best match the whole scene of the HaloCam<inline-formula><mml:math id="M242" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> images – both in the scattering angle range of the 22 and 46<inline-formula><mml:math id="M243" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halos.
The results using the overall best-matching habit of 8-element columns for the DISORT simulations are displayed in Fig. <xref ref-type="fig" rid="Ch1.F9"/>, which shows the averaged HaloCam<inline-formula><mml:math id="M244" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> images (left) in comparison with synthetic images simulated with DISORT (center) and their relative difference (right).
This analysis demonstrates that the scattering angle range around the 46<inline-formula><mml:math id="M245" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo provides further valuable information for the retrieval of ice crystal optical properties.
Figure <xref ref-type="fig" rid="Ch1.F2"/> illustrates why the absence of the 46<inline-formula><mml:math id="M246" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo indicates columnar crystals rather than plates to best match the observed cirrus. For the selected LUT elements, a 22 or 46<inline-formula><mml:math id="M247" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo would be visible for HR<inline-formula><mml:math id="M248" display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>, i.e., SCF–<inline-formula><mml:math id="M249" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">eff</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> combinations with HR values above the white contour. In the case of ice crystal plates, the majority of SCF–<inline-formula><mml:math id="M250" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">eff</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> combinations, which produce a visible 22<inline-formula><mml:math id="M251" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo (upper panel), will be accompanied by a visible 46<inline-formula><mml:math id="M252" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo (lower panel).
In fact, for the retrieved SCF–<inline-formula><mml:math id="M253" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">eff</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> combinations, plates would produce a pronounced 46<inline-formula><mml:math id="M254" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo and thus do not match the observations.</p>
      <p id="d1e4227">As mentioned above, applying the retrieval to HaloCam<inline-formula><mml:math id="M255" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> observations, which were averaged over a whole day, yields only qualitative results that help us confirm which ice crystal shape best matches the region of both the 22 and 46<inline-formula><mml:math id="M256" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halos. Since it does not allow for the retrieved cirrus and aerosol optical thickness to follow their natural temporal fluctuation, the retrieved smooth crystal fraction and ice crystal radius might become biased<fn id="Ch1.Footn1"><p id="d1e4248">For the sake of completeness, we provide here the ice crystal properties used for the DISORT simulations:
Fig. <xref ref-type="fig" rid="Ch1.F8"/>b (SCF <inline-formula><mml:math id="M257" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 80 %, <inline-formula><mml:math id="M258" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">eff</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M259" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m), Fig. <xref ref-type="fig" rid="Ch1.F9"/>b (SCF <inline-formula><mml:math id="M260" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 20 %, <inline-formula><mml:math id="M261" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">eff</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M262" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m), Fig. <xref ref-type="fig" rid="Ch1.F9"/>e (SCF <inline-formula><mml:math id="M263" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 20 %, <inline-formula><mml:math id="M264" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">eff</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M265" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m), Fig. <xref ref-type="fig" rid="Ch1.F9"/>h (SCF <inline-formula><mml:math id="M266" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 20 %, <inline-formula><mml:math id="M267" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">eff</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M268" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m), Fig. <xref ref-type="fig" rid="Ch1.F9"/>k (SCF <inline-formula><mml:math id="M269" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 80 %, <inline-formula><mml:math id="M270" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">eff</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M271" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m), and Fig. <xref ref-type="fig" rid="Ch1.F9"/>n (SCF <inline-formula><mml:math id="M272" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 20 %, <inline-formula><mml:math id="M273" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">eff</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M274" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m).</p></fn>.
We therefore repeated the quantitative retrieval as described in Sect. <xref ref-type="sec" rid="Ch1.S3.SS1"/> for the individual HaloCam<inline-formula><mml:math id="M275" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> images but this time excluding all LUT elements with a 46<inline-formula><mml:math id="M276" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo, corresponding to a halo ratio <inline-formula><mml:math id="M277" display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> (cf. Fig. <xref ref-type="fig" rid="Ch1.F2"/>).
The results of the SCF, effective radius, and asymmetry factor, averaged over all habits, did not change significantly. In this case, the best-matching habit (with the overall smallest RMSE) in the scattering angle region between <inline-formula><mml:math id="M278" display="inline"><mml:mrow><mml:msup><mml:mn mathvariant="normal">18</mml:mn><mml:mo>∘</mml:mo></mml:msup><mml:mo>≤</mml:mo><mml:mi mathvariant="normal">Θ</mml:mi><mml:mo>≤</mml:mo><mml:msup><mml:mn mathvariant="normal">25</mml:mn><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula> is the 8-element column followed by a solid column. For the whole scene of the HaloCam<inline-formula><mml:math id="M279" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> images, 8-element columns also proved to slightly better represent the observations than solid columns. In YG13's definition, 8-element columns are aggregates of eight individual solid columns, each with a slightly different aspect ratio (AR).
Since optical properties of aggregates are very similar to those of their individual components, a slight variation of ARs (either as single particles or aggregates) apparently better matches realistic ice crystal populations in cirrus clouds.</p>
      <p id="d1e4512">Ice crystal plates proved to match the observations only for larger effective radii of about 50 <inline-formula><mml:math id="M280" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m on average.
A possible explanation is the relationship between ice crystal AR and size for the YG13 optical properties:
small ice crystal plates have ARs of <inline-formula><mml:math id="M281" display="inline"><mml:mrow><mml:mo>≈</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>, which are effective for the formation of 46<inline-formula><mml:math id="M282" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halos <xref ref-type="bibr" rid="bib1.bibx84" id="paren.70"/>, since the ray paths responsible for the 46 and 22<inline-formula><mml:math id="M283" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halos are both equally likely.
Since the overall mean effective radius for all habits except for plates did not change significantly compared to the results in Fig. <xref ref-type="fig" rid="Ch1.F6"/>, the size–AR parameterization of the plate habit does not seem to represent the observations well. It is important to highlight that the sundogs visible on 8 November 2015 and 6 February 2016 are a clear indication of the presence of oriented ice crystal plates. Together with the missing 46<inline-formula><mml:math id="M284" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo, which is produced by randomly oriented ice crystal plates, this could be explained by either (1) the cirrus cloud consisting of ice crystal plates too large to be randomly oriented and smaller columnar crystals which are randomly oriented and form the 22<inline-formula><mml:math id="M285" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo or (2) the ice crystal plates having defects on their basal faces strong enough to inhibit the ray path responsible for the 46<inline-formula><mml:math id="M286" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo.</p>
</sec>
</sec>
<sec id="Ch1.S4">
  <label>4</label><title>Discussion</title>
      <p id="d1e4593">In the following, the results of this study will be further discussed and compared with the literature. Previous studies using passive remote sensing have retrieved quantitative information about ice crystal microphysics, primarily from space.
Spaceborne imaging of optically thin clouds over land is challenging since the measured reflectances are very sensitive to the surface albedo. While the BRDF is well known over ocean, it is highly variable over land surfaces.
Thus, over land the majority of ice crystal shape and roughness retrievals based on passive remote sensing techniques focus on optically thicker ice clouds. Moreover, spaceborne observations of ice clouds might also include the ice phase of (deep) convection, e.g., anvils of thunderstorms. Ground-based remote sensing of halo displays focuses on rather thin ice clouds instead with a COT smaller than about 5 <xref ref-type="bibr" rid="bib1.bibx30" id="paren.71"/>. It should also be kept in mind that the results of this study were obtained from local measurements in Munich, in contrast to the spaceborne observations, which have a global coverage.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F9" specific-use="star"><?xmltex \currentcnt{9}?><?xmltex \def\figurename{Figure}?><label>Figure 9</label><caption><p id="d1e4601">Same as Fig. <xref ref-type="fig" rid="Ch1.F8"/>, for selected days and 8-element columns, the overall best-matching ice crystal habit for both the 22 and 46<inline-formula><mml:math id="M287" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo region.</p></caption>
        <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://acp.copernicus.org/articles/22/15179/2022/acp-22-15179-2022-f09.png"/>

      </fig>

<sec id="Ch1.S4.SS1">
  <label>4.1</label><title>Ice crystal shape</title>
      <p id="d1e4628">This study revealed that the overall best-matching ice crystal habits are 8-element and solid columns with an SCF of (<inline-formula><mml:math id="M288" display="inline"><mml:mrow><mml:mn mathvariant="normal">30</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">20</mml:mn></mml:mrow></mml:math></inline-formula>) % and (<inline-formula><mml:math id="M289" display="inline"><mml:mrow><mml:mn mathvariant="normal">40</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">30</mml:mn></mml:mrow></mml:math></inline-formula>) % and asymmetry factors at 618 nm between 0.752 and 0.787, respectively.
The optical properties of solid columns and aggregates of columns, as YG13's 8-element columns, are very similar. The main difference is that the 8-element column is an aggregate of individual solid columns with different aspect ratios and sizes. The fact that 8-element columns proved to be a slightly better match to the observations than solid columns indicates that a distribution of variable aspect ratios and sizes is more representative of the observed cirrus clouds than a “mono-disperse” ice crystal distribution of solid columns.
It is noteworthy that 8-element columns, the overall best-matching ice crystal habit in this work, is the same habit as used in the MODIS Collection 6 (C6) data product for operational retrieval of ice cloud optical thickness and effective radius <xref ref-type="bibr" rid="bib1.bibx60" id="paren.72"/>.
While the 8-element columns used for MODIS C6 have severely roughened surfaces to achieve consistency with spectral and polarimetric satellite observations <xref ref-type="bibr" rid="bib1.bibx11 bib1.bibx90" id="paren.73"/>, the results of this study suggest a fraction of about 30 % smooth crystals and 70 % severely roughened crystals to account for the presence of halo displays.</p>
      <p id="d1e4661">Ice crystal columns and aggregates of columns were also found by <xref ref-type="bibr" rid="bib1.bibx40" id="text.74"/>, without any smooth crystals however, resulting in an asymmetry factor of about 0.75 in the mid-visible spectrum. Also, <xref ref-type="bibr" rid="bib1.bibx89" id="text.75"/> retrieved a mixture with a dominating fraction of columnar crystals to best match the MODIS and CALIPSO observations over ocean with an SCF of 10 % and an asymmetry factor of 0.778 at a wavelength of 0.65 <inline-formula><mml:math id="M290" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m.
These retrievals were performed for <inline-formula><mml:math id="M291" display="inline"><mml:mrow><mml:mi mathvariant="normal">COT</mml:mi><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula>, which is comparable to the optical thickness range observed in this work. Moreover, <xref ref-type="bibr" rid="bib1.bibx91" id="text.76"/> found columnar crystals to be the most representative ice particle shape using both total and polarized airborne reflectance measurements from AirMSPI for cirrus clouds of optical thicknesses up to 5.</p>
      <p id="d1e4693">Several other studies found plate-like or compact ice crystals to better represent the observations than columns, for example, <xref ref-type="bibr" rid="bib1.bibx55" id="text.77"/>, <xref ref-type="bibr" rid="bib1.bibx86" id="text.78"/>, <xref ref-type="bibr" rid="bib1.bibx87" id="text.79"/>, and <xref ref-type="bibr" rid="bib1.bibx16" id="text.80"/>.
However, these studies focus on optically thick ice clouds, in particular anvil cirrus, with potentially very different formation mechanisms compared to thin halo-producing ice clouds.
<xref ref-type="bibr" rid="bib1.bibx83" id="text.81"/> studied aspect ratios of natural ice crystals, which were collected during field campaigns by a cloud particle imager for temperatures between 0 and <inline-formula><mml:math id="M292" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">87</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M293" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> C, and found that synoptic cirrus is dominated by columnar crystals, while anvil cirrus contains a larger fraction of plate-like crystals.
All evaluated HaloCam<inline-formula><mml:math id="M294" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> observations showed synoptic cirrus or contrail cirrus and did not contain any anvil cirrus.
Columnar ice crystals were found to best match these HaloCam<inline-formula><mml:math id="M295" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> observations, which is in agreement with the findings of <xref ref-type="bibr" rid="bib1.bibx83" id="text.82"/>.</p>
      <p id="d1e4751">Ice crystal plates of the YG13 database produce a pronounced 46<inline-formula><mml:math id="M296" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo for the retrieved effective radii which was not visible in the HaloCam<inline-formula><mml:math id="M297" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> observations.
YG13 assumes that the ice crystal aspect ratio is coupled with crystal size and that crystal top/base faces grow more quickly than their side faces starting from a cubic shape (aspect ratio 1). For this parameterization, smaller crystals with aspect ratios closer to 1 produce more pronounced 46<inline-formula><mml:math id="M298" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halos compared to larger crystals. A possible explanation for why YG13 plates match the HaloCam<inline-formula><mml:math id="M299" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> observations in the 22<inline-formula><mml:math id="M300" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo region but not the 46<inline-formula><mml:math id="M301" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo region could be that this parameterization does not represent the observed ice crystal shape: the observed crystals could have larger top/base faces for smaller crystal sizes. Another reason for the missing 46<inline-formula><mml:math id="M302" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo could be that crystal base and top faces have defects strong enough to inhibit the ray path responsible for the formation of this halo type.
These defects have been commonly observed in laboratory as well as in situ observations <xref ref-type="bibr" rid="bib1.bibx81" id="paren.83"><named-content content-type="pre">e.g.,</named-content></xref> and are not represented in the YG13 database. While YG13's hollow column crystal shape mimics these defects by a cavity at its top and base faces, they appear to be too pronounced to match the HaloCam<inline-formula><mml:math id="M303" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> observations since they introduce a new intensity peak at around 18<inline-formula><mml:math id="M304" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> scattering angle, which is not visible in the observations <xref ref-type="bibr" rid="bib1.bibx25" id="paren.84"><named-content content-type="post">Fig. 13</named-content></xref>.
Optical properties ideally suited for this study would allow choosing of ice crystal size independent of the aspect ratio while still taking into account physical optics effects.</p><?xmltex \hack{\newpage}?>
</sec>
<sec id="Ch1.S4.SS2">
  <label>4.2</label><title>Ice crystal roughness</title>
      <p id="d1e4856">As shown in <xref ref-type="bibr" rid="bib1.bibx24" id="text.85"/>, long-term HaloCam observations in Munich revealed that about 25 % of the cirrus clouds produced a 22<inline-formula><mml:math id="M305" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo.
This fraction would be slightly larger when considering other halo types, such as sundogs and upper tangent arcs as well:
a visual evaluation of the 6-week HaloCam dataset during the ACCEPT campaign resulted in about 27 % halo-producing cirrus clouds, accounting for all three halo types. The remaining <inline-formula><mml:math id="M306" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">73</mml:mn></mml:mrow></mml:math></inline-formula> % of cirrus clouds could either be too opaque (optical thickness <inline-formula><mml:math id="M307" display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:math></inline-formula>) for the 22<inline-formula><mml:math id="M308" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo to be visible or contain predominantly rough or complex ice crystals.</p>
      <p id="d1e4900">The results of the present study focus on cirrus clouds that produce a visible 22<inline-formula><mml:math id="M309" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo.
Averaged over all 4400 images, the SCF for columnar, hollow, and plate-shaped crystals amounts to about <inline-formula><mml:math id="M310" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">37</mml:mn></mml:mrow></mml:math></inline-formula> %, <inline-formula><mml:math id="M311" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">47</mml:mn></mml:mrow></mml:math></inline-formula> %, and <inline-formula><mml:math id="M312" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">73</mml:mn></mml:mrow></mml:math></inline-formula> %.
Based on the study by <xref ref-type="bibr" rid="bib1.bibx84" id="text.86"/>, a minimum fraction of smooth crystals of 10 % in the case of columns or 40 % in the case of plates can be estimated for the halo-producing cirrus clouds if multiple scattering and scattering by aerosol are neglected. The retrieved fractions in this study taking into account aerosol and cirrus optical thickness result in an about 27 % (33 %) larger SCF for solid columns (plates).</p>
      <p id="d1e4945">Our finding that columnar ice crystal shapes best represent the HaloCam observations further implies that the majority of rough ice crystals mixed with a smaller fraction of smooth crystals is sufficient to produce a visible 22<inline-formula><mml:math id="M313" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo.
Finding predominantly rough and complex ice crystals to best match the observations is in agreement with the results of several studies based on satellite retrievals.
Using multi-angle reflectance measurements, <xref ref-type="bibr" rid="bib1.bibx14 bib1.bibx9" id="text.87"/> and <xref ref-type="bibr" rid="bib1.bibx55" id="text.88"/> found polycrystals and complex crystals to better represent the observations than pristine single crystals.
Studies based on multi-angular polarized reflectances from POLDER also report that featureless phase functions, which correspond to roughened or complex crystals, better represent the measurements than phase functions of a single ice crystal habit <xref ref-type="bibr" rid="bib1.bibx18 bib1.bibx15 bib1.bibx10 bib1.bibx13 bib1.bibx77 bib1.bibx101" id="paren.89"/>.
<xref ref-type="bibr" rid="bib1.bibx40" id="text.90"/> and <xref ref-type="bibr" rid="bib1.bibx89" id="text.91"/> confirmed that rough and complex crystals better match the observations than smooth single crystals for optically thin clouds (<inline-formula><mml:math id="M314" display="inline"><mml:mrow><mml:mi mathvariant="normal">COT</mml:mi><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula>) using retrievals based on lidar observations and reflectances in the infrared spectrum.</p>
</sec>
<sec id="Ch1.S4.SS3">
  <label>4.3</label><title>Ice crystal size</title>
      <p id="d1e4993">The retrieved effective radii in this study are, to the best of the authors' knowledge, the first observational results for 22<inline-formula><mml:math id="M315" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halos and yield similar results for all eight ice crystal habits, with 90 % of the radii being smaller than 40 <inline-formula><mml:math id="M316" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m and having a mean value of 20 <inline-formula><mml:math id="M317" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m. Several studies <xref ref-type="bibr" rid="bib1.bibx57 bib1.bibx26 bib1.bibx28" id="paren.92"><named-content content-type="pre">e.g.,</named-content></xref> investigated the size range in which ice crystals produce a 22<inline-formula><mml:math id="M318" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo based on theoretical and analytical considerations for single crystals. A lower boundary for ice crystal maximum dimensions of about 10 <inline-formula><mml:math id="M319" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m was found based on an analysis of the 22 and 46<inline-formula><mml:math id="M320" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halos in the scattering phase functions of <xref ref-type="bibr" rid="bib1.bibx98" id="text.93"/> and <xref ref-type="bibr" rid="bib1.bibx102" id="text.94"/>. This lower boundary is in agreement with the results from laboratory studies of <xref ref-type="bibr" rid="bib1.bibx64" id="text.95"/>.
Another criterion for the formation of 22 and 46<inline-formula><mml:math id="M321" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halos is random orientation. This occurs for compact ice crystals with maximum dimensions smaller than about 100 <inline-formula><mml:math id="M322" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m.
Ambiguities might occur since aggregated ice crystals such as bullet rosettes can be oriented, while their components are randomly oriented relative to each other <xref ref-type="bibr" rid="bib1.bibx26 bib1.bibx65 bib1.bibx78" id="paren.96"/>. Another indication of this upper size limit is the finding of <xref ref-type="bibr" rid="bib1.bibx50" id="text.97"/>, who report that air bubbles develop in larger ice crystals, which cause the 22<inline-formula><mml:math id="M323" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo to fade. Furthermore, <xref ref-type="bibr" rid="bib1.bibx4" id="text.98"/> state that pristine shapes are mostly found in the laboratory for maximum dimensions smaller than about 100 <inline-formula><mml:math id="M324" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m.
<xref ref-type="bibr" rid="bib1.bibx82" id="text.99"/> <fn id="d3e4424"><p id="d1e5110">Note that the term “circumscribed halo” in <xref ref-type="bibr" rid="bib1.bibx82" id="text.100"/> was incorrectly used as a collective term for the 22 and 46<inline-formula><mml:math id="M325" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halos. In fact, the circumscribed halo occurs at high solar elevations when upper and lower tangent arcs merge and is formed by oriented columns instead of randomly oriented hexagonal crystals.</p></fn> determined minimum size parameters for the formation of 22<inline-formula><mml:math id="M326" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halos as a function of the AR, resulting in size parameters <inline-formula><mml:math id="M327" display="inline"><mml:mrow><mml:mi mathvariant="italic">χ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">45</mml:mn></mml:mrow></mml:math></inline-formula> for compact particles (<inline-formula><mml:math id="M328" display="inline"><mml:mrow><mml:mi mathvariant="normal">AR</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>), <inline-formula><mml:math id="M329" display="inline"><mml:mrow><mml:mi mathvariant="italic">χ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">103</mml:mn></mml:mrow></mml:math></inline-formula> for plates with <inline-formula><mml:math id="M330" display="inline"><mml:mrow><mml:mi mathvariant="normal">AR</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula>, and <inline-formula><mml:math id="M331" display="inline"><mml:mrow><mml:mi mathvariant="italic">χ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">182</mml:mn></mml:mrow></mml:math></inline-formula> for columns with <inline-formula><mml:math id="M332" display="inline"><mml:mrow><mml:mi mathvariant="normal">AR</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">4</mml:mn></mml:mrow></mml:math></inline-formula>. The 46<inline-formula><mml:math id="M333" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo forms starting from size parameters of <inline-formula><mml:math id="M334" display="inline"><mml:mrow><mml:mi mathvariant="italic">χ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">68</mml:mn></mml:mrow></mml:math></inline-formula> for plates (<inline-formula><mml:math id="M335" display="inline"><mml:mrow><mml:mi mathvariant="normal">AR</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.5</mml:mn></mml:mrow></mml:math></inline-formula>), <inline-formula><mml:math id="M336" display="inline"><mml:mrow><mml:mi mathvariant="italic">χ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">45</mml:mn></mml:mrow></mml:math></inline-formula> for compact crystals, and <inline-formula><mml:math id="M337" display="inline"><mml:mrow><mml:mi mathvariant="italic">χ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">223</mml:mn></mml:mrow></mml:math></inline-formula> for columns (<inline-formula><mml:math id="M338" display="inline"><mml:mrow><mml:mi mathvariant="normal">AR</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula>).
Unfortunately, these results are difficult to compare to our findings since the effective radius is defined for an ensemble of crystals accounting for different shapes, whereas ice crystal maximum dimension and size parameter are defined for single particles.
However, global observations of ice cloud effective radii are available from MODIS Collection 6 <xref ref-type="bibr" rid="bib1.bibx104" id="paren.101"/>, which range between 30 and 35 <inline-formula><mml:math id="M339" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m over land at the northern mid-latitudes. These values are slightly larger than the mean effective radius of about 20 <inline-formula><mml:math id="M340" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m we retrieved for ice crystals producing a 22<inline-formula><mml:math id="M341" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo.</p>
      <p id="d1e5307">The retrieved ice crystal size, shape, and surface roughness depend on assumptions about the underlying particle distribution. Although ice crystals in cirrus clouds are more likely described by multimodal size and shape distributions with different degrees of surface roughness and matching ice crystal properties could be found for mixtures of arbitrary complexity, this study aims at finding the simplest ice crystal model with the minimum degrees of freedom that matches the observations within the measurement uncertainty.</p>
</sec>
</sec>
<sec id="Ch1.S5" sec-type="conclusions">
  <label>5</label><title>Summary and conclusions</title>
      <p id="d1e5320">We present a novel imaging remote sensing method to retrieve ice crystal optical and microphysical properties, with a special focus on ice crystal roughness and shape.
Using calibrated RGB images of the automated Sun-tracking camera system HaloCam, we exploit the scattering features of the 22 and 46<inline-formula><mml:math id="M342" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halos which are formed by randomly oriented hexagonal ice crystals. It can be concluded that the brightness contrast and width of the 22 and 46<inline-formula><mml:math id="M343" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halos contain valuable information about ice crystal size, shape, and surface roughness. This retrieval compares measured radiance distributions with lookup tables of radiative transfer simulations, which were calculated for a range of ice crystal optical properties using the database of <xref ref-type="bibr" rid="bib1.bibx99" id="text.102"/> (YG13) and the DISORT radiative transfer solver.
The YG13 database provides ice crystal optical properties for nine different habits, different sizes, and three levels of surface roughness (smooth, moderately roughened, severely roughened).
To achieve continuous roughness levels, the optical properties of smooth and severely roughened ice crystals of a specific habit were mixed linearly with smooth crystal fractions (SCFs) ranging from 0 % to 100 %.
Sensitivity tests showed that if the retrieval is applied to uncalibrated measurements with unknown radiometric response, the retrieved SCF can deviate by up to 70 % from the true value. If the uncertainty of the radiometric response is smaller than 15 %, the error in the retrieved SCF is smaller than about 15 %.
A reasonable absolute radiometric calibration is therefore required to retrieve quantitative results of the ice crystal properties.</p>
      <p id="d1e5344">Long-term observations of ice crystal optical and microphysical properties were performed using HaloCam<inline-formula><mml:math id="M344" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula>.
This camera provides the “raw” signal directly from the sensor and was geometrically and radiometrically calibrated as described in <xref ref-type="bibr" rid="bib1.bibx25" id="text.103"/>.
For the retrieval, the red channel was used with an absolute radiometric uncertainty of less than 5 %. The machine-learning-based image classification algorithm HaloForest <xref ref-type="bibr" rid="bib1.bibx24" id="paren.104"/> was used to select HaloCam images with a visible 22<inline-formula><mml:math id="M345" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo. For 8 d in total, 22<inline-formula><mml:math id="M346" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo observations with simultaneous Sun photometer measurements were available which are used to constrain both cirrus and aerosol optical thickness. The retrieval was applied to a total of 4400 HaloCam<inline-formula><mml:math id="M347" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> images, and the best-matching ice crystal properties were analyzed.</p>
      <p id="d1e5390">It was found that several ice crystal habits and SCFs match the observations within the averaged measurement error in the scattering angle region around the 22<inline-formula><mml:math id="M348" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo.
Plate-like crystals with a large SCF and columnar crystals with a small SCF could reproduce the same 22<inline-formula><mml:math id="M349" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo within the measurement uncertainty.
Averaged over all 4400 images, the SCF for columnar, hollow, and plate-shaped crystals amounts to about <inline-formula><mml:math id="M350" display="inline"><mml:mo>∼</mml:mo></mml:math></inline-formula>37 %, <inline-formula><mml:math id="M351" display="inline"><mml:mo>∼</mml:mo></mml:math></inline-formula>47 %, and <inline-formula><mml:math id="M352" display="inline"><mml:mo>∼</mml:mo></mml:math></inline-formula>73 %.
Although ice crystal plates best match the observations in the angular region of the 22<inline-formula><mml:math id="M353" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo, the YG13 optical properties exhibit a pronounced 46<inline-formula><mml:math id="M354" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo for effective radii smaller than about 50 <inline-formula><mml:math id="M355" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m, which is not visible in the evaluated HaloCam images.
Filtering the LUT for elements without a 46<inline-formula><mml:math id="M356" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo yields 8-element aggregates of columns as the best-matching ice crystal habit, with an average SCF of (<inline-formula><mml:math id="M357" display="inline"><mml:mrow><mml:mn mathvariant="normal">30</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">20</mml:mn></mml:mrow></mml:math></inline-formula>) %, an average effective radius of (<inline-formula><mml:math id="M358" display="inline"><mml:mrow><mml:mn mathvariant="normal">22.6</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">24.5</mml:mn></mml:mrow></mml:math></inline-formula>) <inline-formula><mml:math id="M359" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m, and an asymmetry factor of <inline-formula><mml:math id="M360" display="inline"><mml:mrow><mml:mn mathvariant="normal">0.752</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">0.001</mml:mn></mml:mrow></mml:math></inline-formula>. This result is in agreement with satellite-based retrievals for optically thin cirrus which also find aggregates of columns to be the best-matching ice crystal habit <xref ref-type="bibr" rid="bib1.bibx89 bib1.bibx40" id="paren.105"/>.</p>
      <p id="d1e5516">The variation of the retrieved effective radii between the ice crystal habits is much smaller compared to the variation of the SCF and yields an overall mean of about 20 <inline-formula><mml:math id="M361" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m.
The underlying distribution of the retrieved effective radii is skewed towards smaller values, with more than 90 % of the radii being smaller than 40 <inline-formula><mml:math id="M362" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m. Relating the retrieved ice crystal effective radii to the temperature of cloud base and top revealed that the smallest crystals were retrieved for the coldest and thinnest cirrus. This tendency to find the smallest crystals at the coldest cloud temperatures close to cloud top is in agreement with in situ observations <xref ref-type="bibr" rid="bib1.bibx12" id="paren.106"/>.</p>
      <p id="d1e5539">This study highlights the potential and feasibility of a completely automated method to collect and evaluate halo observations.
Long-term calibrated radiance observations of the 22 and 46<inline-formula><mml:math id="M363" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo scattering angle range together with Sun photometer measurements allow the retrieval of ice crystal shape, size, and surface roughness, representative of cirrus clouds. Long-term observations in Munich indicate that about 25 % of the cirrus clouds contained about (<inline-formula><mml:math id="M364" display="inline"><mml:mrow><mml:mn mathvariant="normal">50</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">30</mml:mn></mml:mrow></mml:math></inline-formula>) % smooth ice crystals with effective radii of about (<inline-formula><mml:math id="M365" display="inline"><mml:mrow><mml:mn mathvariant="normal">20</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula>) <inline-formula><mml:math id="M366" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m regardless of their shape.
Accounting for the missing 46<inline-formula><mml:math id="M367" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo in the HaloCam observations, 8-element aggregates of columns reproduced best the measured radiance distributions across the 22<inline-formula><mml:math id="M368" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo. As a next step, the retrieval should be applied to all available HaloCam<inline-formula><mml:math id="M369" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> observations to date.
Filtered for cirrus clouds by using the institute's CLOUDNET product <xref ref-type="bibr" rid="bib1.bibx42" id="paren.107"/>, the retrieval results allow us to determine ice crystal habit, SCF, and effective radius representative of cirrus clouds in general – including both halo- and non-halo-producing cirrus.</p>
      <p id="d1e5614">These observations contribute to an improved understanding of ice crystal optical and microphysical properties.
Implemented on different sites, HaloCam in combination with HaloForest can provide a consistent dataset for climatological studies of ice crystal properties representing optically thin ice clouds, for example, anvil cirrus of deep convection in the tropics or cirrus clouds and diamond dust in high-latitude regions. Representative ice crystal optical properties are required for remote sensing of cirrus clouds as well as climate modeling.
To the best of the authors' knowledge, this study presents the first quantitative retrieval for ice crystal shape and surface roughness using ground-based imaging observations of halo displays.
Since ground-based observations provide information about the forward portion of the light scattered by ice crystals, the results of this work ideally complement the results of satellite-based studies.</p>
</sec>

      
      </body>
    <back><app-group>

<app id="App1.Ch1.S1">
  <?xmltex \currentcnt{A}?><label>Appendix A</label><title>Radiative transfer simulations of halo displays – DISORT (Discrete Ordinate Radiative Transfer) vs. MYSTIC (Monte Carlo code for phYsically correct tracing of photons In Cloudy atmospheres)</title>
      <p id="d1e5628">An important choice for creating the lookup tables used in this study is the radiative transfer model. Since cirrus clouds producing visible 22<inline-formula><mml:math id="M370" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halos have to be homogeneous across a large scattering angle region (more than 44<inline-formula><mml:math id="M371" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>), we assume they are horizontally homogeneous and infinitely extended cloud layers.
This assumption allows us to use the one-dimensional radiative transfer solver DISORT <xref ref-type="bibr" rid="bib1.bibx73" id="paren.108"/>, which is considerably faster for computing radiances compared to MYSTIC, the three-dimensional MYSTIC <xref ref-type="bibr" rid="bib1.bibx53 bib1.bibx20" id="paren.109"/>. Using MYSTIC as the “physically correct” reference, we tested the performance and accuracy of the DISORT solver to simulate synthetic HaloCam observations of the 22<inline-formula><mml:math id="M372" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo.
An important tuning parameter for the discrete-ordinate approximation is the number of quadrature angles, also called streams, which must be large enough to correctly sample the 22<inline-formula><mml:math id="M373" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo. Figure <xref ref-type="fig" rid="App1.Ch1.S1.F10"/> shows the direct comparison of radiances across the 22<inline-formula><mml:math id="M374" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo peak simulated with DISORT (solid curves) and MYSTIC (curves with error bars). Using 16 streams, DISORT agrees well with MYSTIC within the Monte Carlo noise for 10<inline-formula><mml:math id="M375" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">5</mml:mn></mml:msup></mml:math></inline-formula> photons considering a 2<inline-formula><mml:math id="M376" display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula> confidence interval.
A second test was performed by taking into account the solar radius instead of assuming a point source (dashed curves with error bars), which also showed negligible differences compared to DISORT within the 2<inline-formula><mml:math id="M377" display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula> error bars.
Based on this comparison, we decided to use DISORT with 16 streams to compute the radiances for the lookup tables.</p>

      <?xmltex \floatpos{t}?><fig id="App1.Ch1.S1.F10"><?xmltex \currentcnt{A1}?><?xmltex \def\figurename{Figure}?><label>Figure A1</label><caption><p id="d1e5710">Comparison between MYSTIC (lines with error bars) and DISORT (solid lines) for the region of the 22<inline-formula><mml:math id="M378" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo for red (600 nm) and blue  (450 nm) light. For the MYSTIC simulations, the effect of taking the solar radius into account (dashed lines with error bars) vs. assuming a point source (solid lines with error bars) is shown as well: 10<inline-formula><mml:math id="M379" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">5</mml:mn></mml:msup></mml:math></inline-formula> photons are used for the MYSTIC simulations and 16 streams for DISORT.
For all simulations a solar zenith angle of 50<inline-formula><mml:math id="M380" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> is assumed, and the halo slice is computed in the almucantar plane, i.e., with a varying azimuth and a constant solar zenith angle. The ice cloud was defined with an optical thickness of 1 and consists of smooth solid columns with an effective radius of 80 <inline-formula><mml:math id="M381" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m.
</p></caption>
        <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://acp.copernicus.org/articles/22/15179/2022/acp-22-15179-2022-f10.png"/>

      </fig>

</app>

<app id="App1.Ch1.S2">
  <?xmltex \currentcnt{B}?><label>Appendix B</label><title>Sensitivity studies</title>
      <p id="d1e5762">In the following the sensitivity of the retrieval to the retrieved smooth crystal fraction (SCF) is tested for different scenarios using the YG13 model for the ice crystal optical properties. LUTs assuming slightly different atmospheric or ice cloud parameters are matched against synthetic measurements simulated with DISORT.
The tests are performed for the ice crystal habit, AOT, aerosol type, surface albedo, and atmospheric profile. The synthetic measurements were simulated for a wavelength of 500 nm and a solar zenith angle of 45<inline-formula><mml:math id="M382" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> in the almucantar plane.
The SCF is varied between 0 and 1 in steps of 0.05, whereas the cirrus optical thickness ranges between 0.1 and 3.
The effective radius, which is related to the width of the 22<inline-formula><mml:math id="M383" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo, was demonstrated to be independent of multiple scattering effects. Thus, the sensitivity studies presented in this section focus on the SCF with the effective radius treated as a free parameter, ranging from 10 to 90 <inline-formula><mml:math id="M384" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m in steps of 10 <inline-formula><mml:math id="M385" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m.
Unless otherwise stated, ice clouds with different mixtures of smooth and severely roughened solid columns with an aerosol-free atmosphere assuming the US standard atmospheric profile <xref ref-type="bibr" rid="bib1.bibx3" id="paren.110"/> were used for the radiative transfer simulations.</p>

      <?xmltex \floatpos{t}?><fig id="App1.Ch1.S2.F11" specific-use="star"><?xmltex \currentcnt{B1}?><?xmltex \def\figurename{Figure}?><label>Figure B1</label><caption><p id="d1e5804">Sensitivity of the retrieval regarding five different LUT parameters:
<bold>(a)</bold> ice crystal habit, <bold>(b)</bold> AOT, <bold>(c)</bold> aerosol type, <bold>(d)</bold> surface albedo, and <bold>(e)</bold> atmospheric profile.
Three different scenarios were investigated: <bold>(I)</bold> assuming “perfect” measurements without calibration uncertainty;
<bold>(II)</bold> assuming uncalibrated measurements by treating the radiometric response as a free scaling parameter during the retrieval; <bold>(III)</bold> calibrated measurements with an uncertainty of 15 %. To test the sensitivity, a LUT was matched against synthetic measurements simulated with DISORT at a wavelength of 500 nm and an SZA of 45<inline-formula><mml:math id="M386" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> in the almucantar plane. Synthetic measurements for different COTs and SCFs were calculated and are considered “truth”. The LUTs were calculated for slightly different parameter values or parameterizations for the different tests <bold>(a–e)</bold>, while all other LUT parameters were correct. Panels <bold>(a)</bold>–<bold>(e)</bold> show contour plots of the difference between the true and retrieved smooth crystal fraction <inline-formula><mml:math id="M387" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi mathvariant="normal">SCF</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="normal">SCF</mml:mi><mml:mi mathvariant="normal">Retrieved</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="normal">SCF</mml:mi><mml:mi mathvariant="normal">True</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>. Blue indicates an underestimation (<inline-formula><mml:math id="M388" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="normal">SCF</mml:mi><mml:mi mathvariant="normal">Retrieved</mml:mi></mml:msub><mml:mo>&lt;</mml:mo><mml:msub><mml:mi mathvariant="normal">SCF</mml:mi><mml:mi mathvariant="normal">True</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) and red an overestimation (<inline-formula><mml:math id="M389" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="normal">SCF</mml:mi><mml:mi mathvariant="normal">Retrieved</mml:mi></mml:msub><mml:mo>&gt;</mml:mo><mml:msub><mml:mi mathvariant="normal">SCF</mml:mi><mml:mi mathvariant="normal">True</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) of the true SCF.</p></caption>
        <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://acp.copernicus.org/articles/22/15179/2022/acp-22-15179-2022-f11.png"/>

      </fig>

      <p id="d1e5917">First, the retrieval error is estimated by applying the retrieval to simulated test cases using LUTs with slight deviations in the assumed atmospheric condition, e.g., surface albedo, AOT, or aerosol type. In order to investigate the stability of the retrieval for different ice clouds, simulations were performed for a range of COTs and SCFs for one ice crystal habit population.
The retrieval error is evaluated for the difference between the true and retrieved SCFs defined by
          <disp-formula id="App1.Ch1.S2.E6" content-type="numbered"><label>B1</label><mml:math id="M390" display="block"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi mathvariant="normal">SCF</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="normal">SCF</mml:mi><mml:mi mathvariant="normal">Retrieved</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="normal">SCF</mml:mi><mml:mi mathvariant="normal">True</mml:mi></mml:msub><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula></p>
      <p id="d1e5946">Figure <xref ref-type="fig" rid="App1.Ch1.S2.F11"/>Ia demonstrates the effect of assuming a wrong ice crystal shape.
All other LUT parameters are correct.
The surface albedo is zero, and an aerosol-free atmosphere is assumed. The difference of the retrieved smooth crystal fraction is denoted by <inline-formula><mml:math id="M391" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi mathvariant="normal">SCF</mml:mi></mml:mrow></mml:math></inline-formula>.
Blue colors indicate an underestimation of the true SCF (<inline-formula><mml:math id="M392" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="normal">SCF</mml:mi><mml:mi mathvariant="normal">Retrieved</mml:mi></mml:msub><mml:mo>&lt;</mml:mo><mml:msub><mml:mi mathvariant="normal">SCF</mml:mi><mml:mi mathvariant="normal">True</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>), and red colors represent an overestimation of the true SCF (<inline-formula><mml:math id="M393" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="normal">SCF</mml:mi><mml:mi mathvariant="normal">Retrieved</mml:mi></mml:msub><mml:mo>&gt;</mml:mo><mml:msub><mml:mi mathvariant="normal">SCF</mml:mi><mml:mi mathvariant="normal">True</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>).
Calculating the LUT for solid columns and applying it to a cirrus cloud consisting of hollow columns causes a tendency to underestimate the retrieved fraction of smooth ice crystals.
This is due to the fact that solid columns produce a brighter halo than hollow columns.
Therefore, a smaller fraction of smooth ice crystals is needed in the case of the solid columns to produce an equally bright halo. The error of the retrieved fraction of smooth ice crystals is almost independent of the COT but increases with SCF.
A maximum error of <inline-formula><mml:math id="M394" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi mathvariant="normal">SCF</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.45</mml:mn></mml:mrow></mml:math></inline-formula> occurs for <inline-formula><mml:math id="M395" display="inline"><mml:mrow><mml:mi mathvariant="normal">COT</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">2.8</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M396" display="inline"><mml:mrow><mml:mi mathvariant="normal">SCF</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.8</mml:mn></mml:mrow></mml:math></inline-formula>.</p>

      <?xmltex \floatpos{t}?><fig id="App1.Ch1.S2.F12"><?xmltex \currentcnt{B2}?><?xmltex \def\figurename{Figure}?><label>Figure B2</label><caption><p id="d1e6040">Sensitivity studies as in Fig. <xref ref-type="fig" rid="App1.Ch1.S2.F11"/> for measurements assuming mixtures of smooth ice crystal columns with supercooled water droplets.</p></caption>
        <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://acp.copernicus.org/articles/22/15179/2022/acp-22-15179-2022-f12.png"/>

      </fig>

      <p id="d1e6051">In Fig. <xref ref-type="fig" rid="App1.Ch1.S2.F11"/>Ib, the sensitivity of the retrieved smooth crystal fraction is tested for an error in the assumed AOT. For this test the surface albedo is set to zero and the “continental clean” aerosol mixture from the OPAC library was chosen.
Underestimating the AOT leads to an underestimation of the SCF, especially for very small COTs.
The 22<inline-formula><mml:math id="M397" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo in the LUT is brighter than in the true data due to the lower AOT, especially for low COTs, for which the aerosol scattering features dominate over the halo features. Therefore, a smaller SCF is sufficient to obtain a 22<inline-formula><mml:math id="M398" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo of the same brightness contrast as the true halo.
When the COT becomes larger than the AOT, the retrieval error tends to decrease. For this test the largest error of the retrieved SCF amounts to <inline-formula><mml:math id="M399" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi mathvariant="normal">SCF</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.65</mml:mn></mml:mrow></mml:math></inline-formula> for <inline-formula><mml:math id="M400" display="inline"><mml:mrow><mml:mi mathvariant="normal">COT</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M401" display="inline"><mml:mrow><mml:mi mathvariant="normal">SCF</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.9</mml:mn></mml:mrow></mml:math></inline-formula>.</p>
      <p id="d1e6115">A similar but much less pronounced effect occurs for errors in the assumed aerosol type, demonstrated in Fig. <xref ref-type="fig" rid="App1.Ch1.S2.F11"/>Ic.
For the LUT the “continental polluted” OPAC aerosol optical properties were used whereas the truth is “continental clean” with a constant AOT of 0.2 and surface albedo zero.
In this case the SCF is overestimated for very small COTs.
The maximum difference between retrieved and true smooth crystal fraction amounts to <inline-formula><mml:math id="M402" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi mathvariant="normal">SCF</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.3</mml:mn></mml:mrow></mml:math></inline-formula> for <inline-formula><mml:math id="M403" display="inline"><mml:mrow><mml:mi mathvariant="normal">COT</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M404" display="inline"><mml:mrow><mml:mi mathvariant="normal">SCF</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.7</mml:mn></mml:mrow></mml:math></inline-formula>.
The results of these two sensitivity studies demonstrate that especially for ground-based remote sensing it is crucial to have an accurate representation of aerosol type and optical thickness in the model setup in order to retrieve information about ice cloud optical properties.
An error in the assumed surface albedo of 0.1 (Fig. <xref ref-type="fig" rid="App1.Ch1.S2.F11"/>Id) has a significantly weaker effect on the retrieved smooth crystal fraction with a maximum error of <inline-formula><mml:math id="M405" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi mathvariant="normal">SCF</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.05</mml:mn></mml:mrow></mml:math></inline-formula> for <inline-formula><mml:math id="M406" display="inline"><mml:mrow><mml:mi mathvariant="normal">COT</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M407" display="inline"><mml:mrow><mml:mi mathvariant="normal">SCF</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula>.
For these simulations an aerosol free atmosphere was assumed.</p>

      <?xmltex \floatpos{t}?><fig id="App1.Ch1.S2.F13" specific-use="star"><?xmltex \currentcnt{B3}?><?xmltex \def\figurename{Figure}?><label>Figure B3</label><caption><p id="d1e6205">Radiative transfer simulations performed with <italic>libRadtran</italic> for the HaloCam<inline-formula><mml:math id="M408" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> red, green, and blue channels in the principal plane above the Sun with <inline-formula><mml:math id="M409" display="inline"><mml:mrow><mml:mi mathvariant="normal">SZA</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">45</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>. A cirrus cloud with <inline-formula><mml:math id="M410" display="inline"><mml:mrow><mml:mi mathvariant="normal">COT</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> (at a wavelength 550 nm), <inline-formula><mml:math id="M411" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">eff</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">20</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M412" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m, and a mixture of 25 % smooth and 75 % severely roughened solid columns was assumed. The continental average aerosol mixture from OPAC was chosen with <inline-formula><mml:math id="M413" display="inline"><mml:mrow><mml:mi mathvariant="normal">AOT</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula> at 550 nm.</p></caption>
        <?xmltex \igopts{width=426.791339pt}?><graphic xlink:href="https://acp.copernicus.org/articles/22/15179/2022/acp-22-15179-2022-f13.png"/>

      </fig>

      <?xmltex \floatpos{t}?><fig id="App1.Ch1.S2.F14" specific-use="star"><?xmltex \currentcnt{B4}?><?xmltex \def\figurename{Figure}?><label>Figure B4</label><caption><p id="d1e6293">AERONET (version 2, level 1.5) AOT at 500 nm wavelength for the period between September 2015 and December 2016 with an average AOT of 0.19 <bold>(a)</bold>.
The histogram <bold>(b)</bold> shows that the most frequent AOTs range between 0 and 0.5 with only 3 % of the values between <inline-formula><mml:math id="M414" display="inline"><mml:mrow><mml:mn mathvariant="normal">0.7</mml:mn><mml:mo>≤</mml:mo><mml:mi mathvariant="normal">AOT</mml:mi><mml:mo>≤</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula>.
</p></caption>
        <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://acp.copernicus.org/articles/22/15179/2022/acp-22-15179-2022-f14.png"/>

      </fig>

      <p id="d1e6324">The last sensitivity study shown in Fig. <xref ref-type="fig" rid="App1.Ch1.S2.F11"/>Ie investigates the effect of a different atmospheric profile.
This results in a slightly different humidity profile, which in turn affects the aerosol optical properties. For this experiment the LUT assumes the US standard atmospheric profile, whereas the true profile is the mid-latitude summer atmosphere with higher relative humidity values in the lower layers <xref ref-type="bibr" rid="bib1.bibx3" id="paren.111"/>. The results show that for very thin cirrus there is a small difference between the true and retrieved smooth crystal fractions of <inline-formula><mml:math id="M415" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi mathvariant="normal">SCF</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula> for <inline-formula><mml:math id="M416" display="inline"><mml:mrow><mml:mi mathvariant="normal">COT</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M417" display="inline"><mml:mrow><mml:mi mathvariant="normal">SCF</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.8</mml:mn></mml:mrow></mml:math></inline-formula>. In general, the introduced error is negligible compared to the errors caused by a wrong representation of the aerosol optical properties.</p>
      <p id="d1e6372">Figure <xref ref-type="fig" rid="App1.Ch1.S2.F11"/>II shows the same sensitivity studies as Fig. <xref ref-type="fig" rid="App1.Ch1.S2.F11"/>I but assuming measurements with unknown radiometric response. To retrieve the best match in the LUT, the radiometric response of the measured radiance is a free parameter.
The sensitivity test of assuming a wrong ice crystal shape, shown in Fig. <xref ref-type="fig" rid="App1.Ch1.S2.F11"/>IIa, yields almost the same results as the study with the calibrated measurements.
The underestimation of the SCF is larger for a brighter halo if solid columns are assumed instead of hollow columns, with a maximum error of the retrieved SCF of <inline-formula><mml:math id="M418" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi mathvariant="normal">SCF</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.4</mml:mn></mml:mrow></mml:math></inline-formula> for <inline-formula><mml:math id="M419" display="inline"><mml:mrow><mml:mi mathvariant="normal">COT</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">2.2</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M420" display="inline"><mml:mrow><mml:mi mathvariant="normal">SCF</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.85</mml:mn></mml:mrow></mml:math></inline-formula>.
Figure <xref ref-type="fig" rid="App1.Ch1.S2.F11"/>IIb shows that uncalibrated measurements can lead to large errors of the SCF ranging from an underestimation of <inline-formula><mml:math id="M421" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi mathvariant="normal">SCF</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.4</mml:mn></mml:mrow></mml:math></inline-formula> for small COTs to an overestimation of up to <inline-formula><mml:math id="M422" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi mathvariant="normal">SCF</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.55</mml:mn></mml:mrow></mml:math></inline-formula> for <inline-formula><mml:math id="M423" display="inline"><mml:mrow><mml:mi mathvariant="normal">COT</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> for an error in the assumed AOT of 0.1.
A similar behavior can be observed for the sensitivity test of the aerosol type in Fig. <xref ref-type="fig" rid="App1.Ch1.S2.F11"/>IIc, which results in a maximum underestimation of the SCF of <inline-formula><mml:math id="M424" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi mathvariant="normal">SCF</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.15</mml:mn></mml:mrow></mml:math></inline-formula> for small COTs and an overestimation of the SCF of up to <inline-formula><mml:math id="M425" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi mathvariant="normal">SCF</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.7</mml:mn></mml:mrow></mml:math></inline-formula> for <inline-formula><mml:math id="M426" display="inline"><mml:mrow><mml:mi mathvariant="normal">COT</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1.5</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M427" display="inline"><mml:mrow><mml:mi mathvariant="normal">SCF</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.5</mml:mn></mml:mrow></mml:math></inline-formula>. The tendency to underestimate the retrieved SCF for small COTs and a high SCF remains almost the same as for calibrated measurements.
The sensitivity studies of the retrieval of wrong assumptions of the surface albedo (Fig. <xref ref-type="fig" rid="App1.Ch1.S2.F11"/>IId is almost negligible, with a maximum error of <inline-formula><mml:math id="M428" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi mathvariant="normal">SCF</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.05</mml:mn></mml:mrow></mml:math></inline-formula> in the retrieved SCF.
An error in the assumed atmospheric profile (Fig. <xref ref-type="fig" rid="App1.Ch1.S2.F11"/>IIe results in a maximum error of the retrieved SCF between <inline-formula><mml:math id="M429" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi mathvariant="normal">SCF</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.35</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M430" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi mathvariant="normal">SCF</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.3</mml:mn></mml:mrow></mml:math></inline-formula> at a COT of 0.1 and 0.9, respectively.
This study demonstrates that for uncalibrated measurements the retrieval uncertainties can deviate by up to 70 % in the retrieved SCF from the errors of the calibrated measurements.</p>

      <?xmltex \floatpos{t}?><fig id="App1.Ch1.S2.F15" specific-use="star"><?xmltex \currentcnt{B5}?><?xmltex \def\figurename{Figure}?><label>Figure B5</label><caption><p id="d1e6574">MODIS MCD43A3 white-sky albedo from 19 September 2015 at a wavelength of 555 nm displayed for the geographic region which is covered by the projected 22<inline-formula><mml:math id="M431" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo between sunrise and sunset throughout the year.
The Meteorological Institute of LMU in Munich is marked by a red dot and labeled with “MIM”.
Some more locations, e.g., the DLR in Oberpfaffenhofen, are marked for orientation.</p></caption>
        <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://acp.copernicus.org/articles/22/15179/2022/acp-22-15179-2022-f15.png"/>

      </fig>

      <p id="d1e6592">Another test was performed for calibrated measurements with an error of the radiometric response of 15 %, which corresponds to the error of HaloCam<inline-formula><mml:math id="M432" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula>'s R channel <xref ref-type="bibr" rid="bib1.bibx25" id="paren.112"/>. Figure <xref ref-type="fig" rid="App1.Ch1.S2.F11"/>III shows the results for the same sensitivity studies as in the previous cases (Fig. <xref ref-type="fig" rid="App1.Ch1.S2.F11"/>I, II). The results of the ice crystal habit and AOT test in Figs. <xref ref-type="fig" rid="App1.Ch1.S2.F11"/>IIIa and <xref ref-type="fig" rid="App1.Ch1.S2.F11"/>IIIb are very similar to the calibrated measurements assuming no error for the radiometric response (cf. Figs. <xref ref-type="fig" rid="App1.Ch1.S2.F11"/>Ia and <xref ref-type="fig" rid="App1.Ch1.S2.F11"/>Ib).
A slight overestimation of the retrieved SCF occurs for the aerosol type and atmospheric profile test (Figs. <xref ref-type="fig" rid="App1.Ch1.S2.F11"/>IIIc and <xref ref-type="fig" rid="App1.Ch1.S2.F11"/>IIIe) compared to the sensitivity of the calibrated measurements assuming no error for the radiometric response.
For the aerosol type test (Fig. <xref ref-type="fig" rid="App1.Ch1.S2.F11"/>IIIc), the error of the retrieved SCF ranges between <inline-formula><mml:math id="M433" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi mathvariant="normal">SCF</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.15</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M434" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi mathvariant="normal">SCF</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.15</mml:mn></mml:mrow></mml:math></inline-formula>, whereas for the atmospheric profile test (Fig. <xref ref-type="fig" rid="App1.Ch1.S2.F11"/>IIIe) <inline-formula><mml:math id="M435" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi mathvariant="normal">SCF</mml:mi></mml:mrow></mml:math></inline-formula> has a range of (<inline-formula><mml:math id="M436" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.35</mml:mn></mml:mrow></mml:math></inline-formula>, 0.15). The error of the retrieved SCF for the albedo test (Fig. <xref ref-type="fig" rid="App1.Ch1.S2.F11"/>IIId) is negligible, which occurs most likely since errors in the assumed LUT parameters are transferred to the radiometric calibration factor to some extent.</p>
      <p id="d1e6682">These sensitivity studies demonstrate that the largest retrieval errors occur for wrong assumptions about the ice crystal habit and the AOT. Thus, for the compiled LUTs, all available ice crystal habits for the YG13 optical properties are considered.
Under the assumption that the optical properties represent the variability of ice crystals in natural cirrus clouds, the retrieval error for the ice crystal habit is negligible.
The AOT is varied in the LUT assuming typical values for Munich.
For the remaining LUT parameters, i.e., aerosol type, surface albedo, cloud height, and atmospheric profile, “best-guess” fixed values or parameters are chosen. The procedure for how the LUT parameters are selected will be presented in the following sections.</p>

      <?xmltex \floatpos{t}?><fig id="App1.Ch1.S2.F16" specific-use="star"><?xmltex \currentcnt{B6}?><?xmltex \def\figurename{Figure}?><label>Figure B6</label><caption><p id="d1e6687">Spectral albedo data from the ASTER library provided with a resolution of 2 nm for grass (blue), shingle (red), conifer (dark green), and deciduous trees (green) as well as concrete (purple). A linear combination for the different ASTER albedo types is determined which represents best the averaged MODIS data from Fig. <xref ref-type="fig" rid="App1.Ch1.S2.F15"/> by applying the least-squares method.
The weighting factors for 19 September 2015 are provided in the legend of the figure.
The resulting mixture of ASTER albedo data is then used to obtain an approximation of the MODIS albedo product for high spectral resolution, which is represented by the black solid line.</p></caption>
        <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://acp.copernicus.org/articles/22/15179/2022/acp-22-15179-2022-f16.png"/>

      </fig>

      <?xmltex \floatpos{t}?><fig id="App1.Ch1.S2.F17" specific-use="star"><?xmltex \currentcnt{B7}?><?xmltex \def\figurename{Figure}?><label>Figure B7</label><caption><p id="d1e6700">Surface albedo between October 2015 and March 2017 for the HaloCam<inline-formula><mml:math id="M437" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> RGB channels.
The data are obtained by weighting the spectral high-resolution parameterization of the MODIS albedo data (cf. Fig. <xref ref-type="fig" rid="App1.Ch1.S2.F16"/>, black curve) with the spectral response of the RGB channels <xref ref-type="bibr" rid="bib1.bibx25" id="paren.113"/>.
The surface albedo for the HaloCam<inline-formula><mml:math id="M438" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> channels averaged over this period amounts to 0.065 (R), 0.063 (G), and 0.050 (B).
</p></caption>
        <?xmltex \igopts{width=284.527559pt}?><graphic xlink:href="https://acp.copernicus.org/articles/22/15179/2022/acp-22-15179-2022-f17.png"/>

      </fig>

      <p id="d1e6732">Depending on the temperature regime of the cirrus and its evolutionary stage, the cloud can contain supercooled water droplets alongside the ice crystals.
<xref ref-type="bibr" rid="bib1.bibx41" id="text.114"/> investigated the occurrence frequency, liquid water content, liquid water path, and temperature dependence of supercooled water droplets using global depolarization and backscatter intensity measurements from CALIOP.
These observations were combined with temperature information from co-located Infrared Imaging Radiometer (IIR) and MODIS measurements to derive cloud water paths. This study considers clouds with optical thicknesses greater than 0.4. <xref ref-type="bibr" rid="bib1.bibx41" id="text.115"/> confirmed the findings of <xref ref-type="bibr" rid="bib1.bibx38" id="text.116"/>, who state that supercooled water clouds are rarely found below <inline-formula><mml:math id="M439" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">35</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M440" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> C. According to <xref ref-type="bibr" rid="bib1.bibx41" id="text.117"/>, the probability of the water phase occurring in a cloud is almost 0 % for <inline-formula><mml:math id="M441" display="inline"><mml:mrow><mml:mi>T</mml:mi><mml:mo>≤</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">35</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M442" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> C and increases rapidly to almost 100 % at about <inline-formula><mml:math id="M443" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M444" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> C.</p>
      <p id="d1e6806">Since water droplets cannot form halo displays due to their spherical shape, they have in principle a similar smoothing effect on halo displays to rough ice crystals. Water droplets may therefore not be distinguishable from rough ice crystals by passive ground-based observations in the visible spectral range.
To investigate the effect of supercooled water droplets on the retrieved smooth crystal fraction, synthetic measurements were simulated with DISORT for different mixtures of smooth ice crystal columns and water droplets.
Similarly to the two-habit LUTs, the fraction of water droplets was increased from 0 for a cloud consisting entirely of smooth solid ice crystal columns to 1 for a pure water cloud. The water cloud optical properties were calculated with the Mie tool described in <xref ref-type="bibr" rid="bib1.bibx96" id="text.118"/>.
A gamma size distribution <inline-formula><mml:math id="M445" display="inline"><mml:mrow><mml:mi>N</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> was assumed:
          <disp-formula id="App1.Ch1.S2.E7" content-type="numbered"><label>B2</label><mml:math id="M446" display="block"><mml:mrow><mml:mi>N</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:msup><mml:mi>r</mml:mi><mml:mi mathvariant="italic">α</mml:mi></mml:msup><mml:mi>exp⁡</mml:mi><mml:mfenced close=")" open="("><mml:mrow><mml:mo>-</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mi>r</mml:mi><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">eff</mml:mi></mml:msub><mml:mspace linebreak="nobreak" width="0.25em"/><mml:msub><mml:mi mathvariant="italic">ν</mml:mi><mml:mi mathvariant="normal">eff</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:mfenced><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
        with the droplet radius <inline-formula><mml:math id="M447" display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula>, the normalization constant <inline-formula><mml:math id="M448" display="inline"><mml:mrow><mml:msub><mml:mi>N</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, and <inline-formula><mml:math id="M449" display="inline"><mml:mrow><mml:mi mathvariant="italic">α</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">7</mml:mn></mml:mrow></mml:math></inline-formula>, which corresponds to an effective variance of <inline-formula><mml:math id="M450" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ν</mml:mi><mml:mi mathvariant="normal">eff</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mo>(</mml:mo><mml:mi mathvariant="italic">α</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">3</mml:mn><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula>, as described in <xref ref-type="bibr" rid="bib1.bibx21" id="text.119"/>.
It is assumed that all cloud particles (water droplets and ice crystals) have the same effective radius, which was varied between 10 and 90 <inline-formula><mml:math id="M451" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m in steps of 10 <inline-formula><mml:math id="M452" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m. A LUT assuming different mixtures of smooth and rough ice crystal columns was matched against these synthetic measurements. The retrieved SCF is displayed in Fig. <xref ref-type="fig" rid="App1.Ch1.S2.F12"/>.
The error of the retrieved SCF ranges in the interval <inline-formula><mml:math id="M453" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi mathvariant="normal">SCF</mml:mi><mml:mo>∈</mml:mo><mml:mo>(</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn><mml:mo>,</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>.
This means that water droplets indeed have a very similar effect on the 22<inline-formula><mml:math id="M454" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo to rough ice crystals and introduce an error of the retrieved smooth crystal fraction of <inline-formula><mml:math id="M455" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi mathvariant="normal">SCF</mml:mi><mml:mo>=</mml:mo><mml:mo>±</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula>.</p>
      <p id="d1e7010">The sensitivity of the cloud height and thickness as well as the atmospheric profile to the 22<inline-formula><mml:math id="M456" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo radiance distribution was tested. The tests were performed for the HaloCam<inline-formula><mml:math id="M457" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> R, G, and B channels. Varying the cloud base height between 6 and 10 km, both with a geometrical thickness of 1 km, resulted in differences of <inline-formula><mml:math id="M458" display="inline"><mml:mrow><mml:mo>≪</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> %. Similar results were obtained for the depth of the cloud, which was varied between 1 and 4 km.
Also, the choice of the atmospheric profile is negligible in this spectral range: the difference between simulations using the US standard atmosphere and the mid-latitude summer atmosphere was <inline-formula><mml:math id="M459" display="inline"><mml:mrow><mml:mo>≪</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> %. Both atmospheric profiles are defined in <xref ref-type="bibr" rid="bib1.bibx3" id="text.120"/>.</p>
      <p id="d1e7054">Furthermore, we tested whether it is sufficient to perform radiative transfer simulations for a representative wavelength rather than integrating over the full spectral sensitivity curves of HaloCam<inline-formula><mml:math id="M460" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula>.</p>
      <p id="d1e7066">Figure <xref ref-type="fig" rid="App1.Ch1.S2.F13"/> shows the results of radiative transfer simulations using <italic>libRadtran</italic> for realistic conditions including a cirrus cloud with 25 % smooth crystals and a typical AOT of 0.1.
The geometry was chosen in the principal plane above the Sun (<inline-formula><mml:math id="M461" display="inline"><mml:mrow><mml:mi mathvariant="normal">SZA</mml:mi><mml:mo>=</mml:mo><mml:msup><mml:mn mathvariant="normal">45</mml:mn><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>) for scattering angles between 10 and 50<inline-formula><mml:math id="M462" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>. The solid lines represent spectral simulations integrated over the spectral sensitivity functions for the red, green, and blue channels of HaloCam<inline-formula><mml:math id="M463" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula>. The dashed lines display the same simulations but for only one wavelength which is equal to the weighted average of the respective camera channels.
The averaged relative differences are overall smaller than 2 %.
Considering the large uncertainties of the unknown aerosol type, let alone the variability of the ice crystal shape, this uncertainty is considered small enough to allow for monochromatic radiative transfer simulations using the representative wavelengths of each camera channel.
The representative wavelengths for HaloCam<inline-formula><mml:math id="M464" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula> were determined by the weighted average over the spectral response of each channel <xref ref-type="bibr" rid="bib1.bibx25" id="paren.121"/>, resulting in 618 nm for the red channel, 553 nm for the green channel, and 498 nm for the blue channel.</p>
<sec id="App1.Ch1.S2.SS1">
  <label>B1</label><title>Ancillary data</title>
      <p id="d1e7127">The sensitivity studies in Appendix <xref ref-type="sec" rid="App1.Ch1.S2"/> reveal that the retrieval is influenced by additional parameters.
Besides the ice crystal shape itself, the cirrus optical thickness has the strongest impact on the retrieval, followed by the aerosol optical thickness and the surface albedo. The subsequent sections present ancillary data which are used to constrain these additional parameters in the retrieval and explain the methods which are used to determine these parameters.</p>
<sec id="App1.Ch1.S2.SS1.SSS1">
  <label>B1.1</label><title>Aerosol optical thickness</title>
      <p id="d1e7139">According to the study of <xref ref-type="bibr" rid="bib1.bibx70" id="text.122"/>, typical aerosol optical thickness (AOT) values for Munich during the period from 2007 to 2010 amount to 0.269 <inline-formula><mml:math id="M465" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.014 based on AERONET data for a wavelength of 500 nm and ranged between 0.12 and 0.17 at 532 nm for measurements with the Multichannel Lidar System (MULIS) <xref ref-type="bibr" rid="bib1.bibx27" id="paren.123"/>. For the period between September 2015 and December 2016, the AERONET AOT at 500 nm amounts to 0.19 on average as displayed in Fig. <xref ref-type="fig" rid="App1.Ch1.S2.F14"/>.</p>
      <p id="d1e7157">Three percent of the values range in <inline-formula><mml:math id="M466" display="inline"><mml:mrow><mml:mn mathvariant="normal">0.7</mml:mn><mml:mo>≤</mml:mo><mml:mi mathvariant="normal">AOT</mml:mi><mml:mo>≤</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula>, possibly due to contamination of very homogeneous cloud layers which are not filtered out by the AERONET cloud-screening algorithm. To cover the most frequently observed values for Munich, which are displayed in Fig. <xref ref-type="fig" rid="App1.Ch1.S2.F14"/>b, the LUT was calculated for AOTs ranging between 0.0 and 0.5 in steps of 0.05.
<xref ref-type="bibr" rid="bib1.bibx70" id="text.124"/> also studied the typical aerosol type over Munich using CALIPSO data.
Evaluated in geometrical layer depth, the dominant aerosol type was smoke, followed by polluted dust.
In fall, the continental clean aerosol type was the second-largest fraction. Other observed aerosol types were dust and continental polluted aerosol.
Unless otherwise stated, the LUT simulations were performed using the “continental average” mixture which is part of the OPAC database <xref ref-type="bibr" rid="bib1.bibx35" id="paren.125"/>. To constrain the AOT in the retrieval, the daily mean value from AERONET was used within a <inline-formula><mml:math id="M467" display="inline"><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mi mathvariant="italic">σ</mml:mi></mml:mrow></mml:math></inline-formula> confidence interval.</p>
</sec>
<sec id="App1.Ch1.S2.SS1.SSS2">
  <label>B1.2</label><title>Cirrus optical thickness</title>
      <p id="d1e7202">To constrain the cirrus optical thickness (COT) in the retrieval, we make use of the SSARA Sun photometer, which is located on the institute's rooftop and provides a high temporal resolution of 2 s. After deriving the total optical thickness from SSARA's direct Sun measurements at a wavelength of 500 nm, we subtract the AERONET AOT from the previous clear-sky scene, interpolated to the cirrus time stamp, to obtain the apparent COT.
Due to the enhanced forward scattering in the case of ice crystals, the Sun photometer detects a higher signal within its field of view (FOV) for the same concentration of scattering ice compared to aerosol particles, hence the term “apparent” COT.
This additional forward scattering contribution can be corrected for by using radiative transfer simulations to compute and tabulate the correction factor <inline-formula><mml:math id="M468" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula>.</p>
      <p id="d1e7212">Similarly to the procedure presented in <xref ref-type="bibr" rid="bib1.bibx62" id="text.126"/>, the concept of the apparent optical thickness is used as in <xref ref-type="bibr" rid="bib1.bibx72" id="text.127"/>, <xref ref-type="bibr" rid="bib1.bibx33" id="text.128"/>, and <xref ref-type="bibr" rid="bib1.bibx71" id="text.129"/>. According to the Bouguer–Lambert–Beer law, the solar radiance <inline-formula><mml:math id="M469" display="inline"><mml:mi>L</mml:mi></mml:math></inline-formula> transmitted by the atmosphere with a slant-path optical thickness <inline-formula><mml:math id="M470" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">τ</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> (equivalent to COT in our case) can be denoted as
              <disp-formula id="App1.Ch1.S2.Ex1"><mml:math id="M471" display="block"><mml:mrow><mml:mi>L</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mi>L</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi>exp⁡</mml:mi><mml:mo>(</mml:mo><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="italic">τ</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mo>)</mml:mo><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
            where <inline-formula><mml:math id="M472" display="inline"><mml:mrow><mml:msub><mml:mi>L</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> is the solar radiance at the top of the atmosphere.
Any detector with a finite FOV which is pointing towards the Sun will measure both the direct solar radiance and the diffuse radiance produced by scattering particles and molecules in the atmosphere. The total radiance entering the instrument FOV can be considered an apparent radiance <inline-formula><mml:math id="M473" display="inline"><mml:mrow><mml:msup><mml:mi>L</mml:mi><mml:mo>′</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula> representing the direct and diffuse parts together. The apparent radiance is defined as
              <disp-formula id="App1.Ch1.S2.E8" content-type="numbered"><label>B3</label><mml:math id="M474" display="block"><mml:mrow><mml:msup><mml:mi>L</mml:mi><mml:mo>′</mml:mo></mml:msup><mml:mo>=</mml:mo><mml:msub><mml:mi>L</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi>exp⁡</mml:mi><mml:mo>(</mml:mo><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="italic">τ</mml:mi><mml:mi mathvariant="normal">app</mml:mi></mml:msub><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:msub><mml:mi>L</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi>exp⁡</mml:mi><mml:mo>(</mml:mo><mml:mo>-</mml:mo><mml:mi>k</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msub><mml:mi mathvariant="italic">τ</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mo>)</mml:mo><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
            with the apparent optical thickness <inline-formula><mml:math id="M475" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">τ</mml:mi><mml:mi mathvariant="normal">app</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> (equivalent to apparent COT in our case).
The apparent optical thickness can be related to the slant-path optical thickness <inline-formula><mml:math id="M476" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">τ</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> by introducing the correction factor <inline-formula><mml:math id="M477" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula>:
              <disp-formula id="App1.Ch1.S2.E9" content-type="numbered"><label>B4</label><mml:math id="M478" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="italic">τ</mml:mi><mml:mi mathvariant="normal">app</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mi>k</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msub><mml:mi mathvariant="italic">τ</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
            which accounts for the difference between direct and apparent radiance due to the additional diffuse part and takes values <inline-formula><mml:math id="M479" display="inline"><mml:mrow><mml:mi>k</mml:mi><mml:mo>∈</mml:mo><mml:mo>(</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>,</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>.
Using Eq. (<xref ref-type="disp-formula" rid="App1.Ch1.S2.E10"/>), the slant-path optical thickness <inline-formula><mml:math id="M480" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">τ</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> can be calculated by
              <disp-formula id="App1.Ch1.S2.E10" content-type="numbered"><label>B5</label><mml:math id="M481" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="italic">τ</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mi>ln⁡</mml:mi><mml:mfenced close=")" open="("><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>L</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow><mml:mrow><mml:msup><mml:mi>L</mml:mi><mml:mo>′</mml:mo></mml:msup></mml:mrow></mml:mfrac></mml:mstyle></mml:mfenced><mml:mo>/</mml:mo><mml:mi>k</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="italic">τ</mml:mi><mml:mi mathvariant="normal">app</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:mi>k</mml:mi><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula></p>
      <p id="d1e7491">As discussed in <xref ref-type="bibr" rid="bib1.bibx62" id="text.130"/>, for <inline-formula><mml:math id="M482" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">τ</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula>, the correction factor <inline-formula><mml:math id="M483" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> is most sensitive to the detector FOV, the effective particle radius, and shape but is almost independent of <inline-formula><mml:math id="M484" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">τ</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> itself.
For the retrieval, the <inline-formula><mml:math id="M485" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> factors were calculated according to this procedure for the SSARA FOV of 1.2<inline-formula><mml:math id="M486" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <xref ref-type="bibr" rid="bib1.bibx79" id="paren.131"/> assuming a COT of 1.5 as proposed by <xref ref-type="bibr" rid="bib1.bibx62" id="text.132"/>. The <inline-formula><mml:math id="M487" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> factors were calculated for all ice crystal habits, surface roughness values, and effective radii used in the LUT. The COT is then computed by dividing the apparent COT by <inline-formula><mml:math id="M488" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> (cf. Eq. <xref ref-type="disp-formula" rid="App1.Ch1.S2.E10"/>).</p>
</sec>
<sec id="App1.Ch1.S2.SS1.SSS3">
  <label>B1.3</label><title>Surface albedo</title>
      <p id="d1e7577">The surface albedo is another parameter which affects the transmission measured at the ground, but its impact on the retrieval is significantly smaller compared to the aerosol type and optical thickness (cf. Fig. <xref ref-type="fig" rid="App1.Ch1.S2.F11"/>).
With increasing surface albedo, more radiation is reflected by the ground, which is scattered back to the camera by the clouds. To estimate the surface albedo during the time of the measurements, the MODIS white-sky albedo product MCD43B3 <xref ref-type="bibr" rid="bib1.bibx75" id="paren.133"/> was used.
The MODIS white-sky albedo product is available for seven wavelength bands centered at 469, 555, 645, 858, 1240, 1640, and 2130 nm. Figure <xref ref-type="fig" rid="App1.Ch1.S2.F15"/> shows the MODIS white-sky albedo for the 555 nm wavelength band.
The displayed geographic region was selected to cover the coordinates of the projected 22<inline-formula><mml:math id="M489" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> halo between sunrise and sunset throughout the year.
At a wavelength of 555 nm the albedo values range between about 0.015 and 0.12, with the lowest values for lakes (e.g., south of Starnberg) and forests (e.g., east of DLR). To obtain spectrally continuous data, the ASTER spectral library <xref ref-type="bibr" rid="bib1.bibx8" id="paren.134"/> is applied to interpolate the MODIS albedo data similarly to the procedure described in <xref ref-type="bibr" rid="bib1.bibx34" id="text.135"/>: a linear combination of the spectral albedo of deciduous and conifer trees, grass, shingle, and concrete is used to represent the MODIS white-sky albedo.</p>
      <p id="d1e7603">Figure <xref ref-type="fig" rid="App1.Ch1.S2.F16"/> shows the MODIS white-sky albedo measured at the seven wavelengths with black dots. The black line represents the linear combination of the single ASTER spectral albedos which provides the best match of the MODIS measurements.
The single spectral albedos with the corresponding weighting coefficients are depicted in different colors.
To obtain the albedo measured, e.g., by HaloCam<inline-formula><mml:math id="M490" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula>, the fitted spectral albedo from the ASTER library (cf. the black line in Fig. <xref ref-type="fig" rid="App1.Ch1.S2.F16"/>) is integrated over the spectral sensitivity of the respective camera channel.
In the case of HaloCam<inline-formula><mml:math id="M491" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">RAW</mml:mi></mml:msub></mml:math></inline-formula>, integrating the spectral albedo over the red, green, and blue channels yields the albedo values displayed in Fig. <xref ref-type="fig" rid="App1.Ch1.S2.F17"/> with the respective line color. For this figure, the MODIS white-sky albedo values were evaluated between October 2015 and March 2017. Values larger than 0.1 were excluded since they are most likely due to snow cover.</p>
      <p id="d1e7630">Averaging over the whole period yields mean albedo values for the red, green, and blue channels of 0.065, 0.063, and 0.050, respectively. The red and green channels show higher values than the blue channel since the surface south of Munich is dominated by green grass and trees. Comparing the red and green channels, a slight difference between winter and summer is noticeable, which is very likely due to the vegetation period.
During summer the deciduous trees increase the albedo in the part of the spectrum covered mostly by the green channel, whereas in winter the albedo measured by the green channel is slightly lower than the red channel.</p><?xmltex \hack{\newpage}?>
</sec>
</sec>
</app>
  </app-group><notes notes-type="codedataavailability"><title>Code and data availability</title>

      <p id="d1e7640">AERONET data for the station “Munich University” are available via <uri>https://aeronet.gsfc.nasa.gov/</uri> <xref ref-type="bibr" rid="bib1.bibx2" id="paren.136"/>.
Radiosonde observations for München-Oberschleißheim (station no. 10868) can be downloaded using <uri>http://weather.uwyo.edu/upperair/sounding.html</uri> <xref ref-type="bibr" rid="bib1.bibx61" id="paren.137"/>.
The MODIS white-sky albedo product MCD43A3 was retrieved from <uri>https://opendap.cr.usgs.gov/opendap/hyrax//MODV6_Cmp_B/MOTA/MCD43A3.006/</uri> <xref ref-type="bibr" rid="bib1.bibx59" id="paren.138"/>.
The lookup tables, image data, retrieval algorithm, institute's SSARA Sun photometer, and MIRA-35 cloud radar data used in this study will be provided upon request by the authors.</p>
  </notes><notes notes-type="authorcontribution"><title>Author contributions</title>

      <p id="d1e7665">LF prepared the manuscript, developed the retrieval method and measurement strategy, pre-processed and calibrated the HaloCam dataset, compiled the DISORT lookup tables, and analyzed the retrieval results as part of her doctoral thesis.
BM secured the funding for the HaloCam project and supervised the doctoral thesis.
He provided valuable feedback on the retrieval method and data analysis as well as on the manuscript.</p>
  </notes><notes notes-type="competinginterests"><title>Competing interests</title>

      <p id="d1e7671">The contact author has declared that neither of the authors has any competing interests.</p>
  </notes><notes notes-type="disclaimer"><title>Disclaimer</title>

      <p id="d1e7677">Publisher’s note: Copernicus Publications remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e7683">We thank Markus Rapp (DLR Oberpfaffenhofen) for co-funding the PhD thesis.
We also thank Matthias Wiegner for providing the AERONET Sun photometer measurements and Meinhard Seefeldner, Markus Garhammer, and Anton Lex for their help with maintaining the Sun photometers and HaloCam's Sun-tracking mount. Florian Ewald and Tobias Zinner kindly provided the MIRA-35 cloud radar measurements.
We thank Claudia Emde for implementing <xref ref-type="bibr" rid="bib1.bibx99" id="text.139"/>'s ice crystal optical properties in <italic>libRadtran</italic> and providing valuable feedback on the project.
Finally, we thank Ping Yang and an anonymous referee for reviewing the manuscript and providing valuable suggestions to improve its quality and clarity.</p></ack><notes notes-type="reviewstatement"><title>Review statement</title>

      <p id="d1e7694">This paper was edited by Odran Sourdeval and reviewed by Ping Yang and one anonymous referee.</p>
  </notes><ref-list>
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