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  <front>
    <journal-meta><journal-id journal-id-type="publisher">ACP</journal-id><journal-title-group>
    <journal-title>Atmospheric Chemistry and Physics</journal-title>
    <abbrev-journal-title abbrev-type="publisher">ACP</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Atmos. Chem. Phys.</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">1680-7324</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/acp-20-753-2020</article-id><title-group><article-title>Temperature and tropopause characteristics from reanalyses data<?xmltex \hack{\break}?> in
the tropical tropopause layer</article-title><alt-title>The tropical tropopause layer in reanalyses</alt-title>
      </title-group><?xmltex \runningtitle{The tropical tropopause layer in reanalyses}?><?xmltex \runningauthor{S. Tegtmeier et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1 aff13">
          <name><surname>Tegtmeier</surname><given-names>Susann</given-names></name>
          <email>susann.tegtmeier@usask.ca</email>
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Anstey</surname><given-names>James</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3">
          <name><surname>Davis</surname><given-names>Sean</given-names></name>
          
        <ext-link>https://orcid.org/0000-0001-9276-6158</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff4">
          <name><surname>Dragani</surname><given-names>Rossana</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff5">
          <name><surname>Harada</surname><given-names>Yayoi</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Ivanciu</surname><given-names>Ioana</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-2878-7047</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Pilch Kedzierski</surname><given-names>Robin</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-3349-2454</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff6">
          <name><surname>Krüger</surname><given-names>Kirstin</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-0636-9488</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff7">
          <name><surname>Legras</surname><given-names>Bernard</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-3756-7794</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff8">
          <name><surname>Long</surname><given-names>Craig</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff9">
          <name><surname>Wang</surname><given-names>James S.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff10 aff11">
          <name><surname>Wargan</surname><given-names>Krzysztof</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-3795-2983</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff12">
          <name><surname>Wright</surname><given-names>Jonathon S.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0001-6551-7017</ext-link></contrib>
        <aff id="aff1"><label>1</label><institution>GEOMAR Helmholtz Centre for Ocean Research Kiel, 24105 Kiel, Germany</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>Canadian Centre for Climate Modelling and Analysis, ECCC, Victoria,
Canada</institution>
        </aff>
        <aff id="aff3"><label>3</label><institution>Earth System Research Laboratory, National Oceanic and Atmospheric
Administration, Boulder, CO 80305, USA</institution>
        </aff>
        <aff id="aff4"><label>4</label><institution>European Centre for Medium-Range Weather Forecasts, Reading, RG2 9AX,
UK</institution>
        </aff>
        <aff id="aff5"><label>5</label><institution>Japan Meteorological Agency, Tokyo, 100-8122, Japan</institution>
        </aff>
        <aff id="aff6"><label>6</label><institution>Section for Meteorology and Oceanography, Department of Geosciences,
University of Oslo, 0315 Oslo, Norway</institution>
        </aff>
        <aff id="aff7"><label>7</label><institution>Laboratoire de Météorologie Dynamique, CNRS/(PSL-ENS, Sorbonne Université, Ecole Polytechnique), Paris, France</institution>
        </aff>
        <aff id="aff8"><label>8</label><institution>Climate Prediction Center, National Centers for Environmental
Prediction, National Oceanic and Atmospheric Administration, College Park,
MD 20740, USA</institution>
        </aff>
        <aff id="aff9"><label>9</label><institution>Institute for Advanced Sustainability Studies, Potsdam, Germany</institution>
        </aff>
        <aff id="aff10"><label>10</label><institution>Science Systems and Applications, Inc., Lanham, MD 20706, USA</institution>
        </aff>
        <aff id="aff11"><label>11</label><institution>Global Modeling and Assimilation Office, Code 610.1, NASA Goddard
Space Flight Center, Greenbelt, MD 20771, USA</institution>
        </aff>
        <aff id="aff12"><label>12</label><institution>Department of Earth System Science, Tsinghua University, Beijing,
100084, China</institution>
        </aff>
        <aff id="aff13"><label>a</label><institution>now at: Institute of Space and Atmospheric Studies, University of
Saskatchewan, Saskatoon, Canada</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Susann Tegtmeier (susann.tegtmeier@usask.ca)</corresp></author-notes><pub-date><day>22</day><month>January</month><year>2020</year></pub-date>
      
      <volume>20</volume>
      <issue>2</issue>
      <fpage>753</fpage><lpage>770</lpage>
      <history>
        <date date-type="received"><day>18</day><month>June</month><year>2019</year></date>
           <date date-type="rev-request"><day>4</day><month>July</month><year>2019</year></date>
           <date date-type="rev-recd"><day>24</day><month>October</month><year>2019</year></date>
           <date date-type="accepted"><day>30</day><month>October</month><year>2019</year></date>
      </history>
      <permissions>
        <copyright-statement>Copyright: © 2020 Susann Tegtmeier et al.</copyright-statement>
        <copyright-year>2020</copyright-year>
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://acp.copernicus.org/articles/20/753/2020/acp-20-753-2020.html">This article is available from https://acp.copernicus.org/articles/20/753/2020/acp-20-753-2020.html</self-uri><self-uri xlink:href="https://acp.copernicus.org/articles/20/753/2020/acp-20-753-2020.pdf">The full text article is available as a PDF file from https://acp.copernicus.org/articles/20/753/2020/acp-20-753-2020.pdf</self-uri>
      <abstract><title>Abstract</title>
    <p id="d1e276">The tropical tropopause layer (TTL) is the transition region between the
well-mixed convective troposphere and the radiatively controlled
stratosphere with air masses showing chemical and dynamical properties of
both regions. The representation of the TTL in meteorological reanalysis
data sets is important for studying the complex interactions of circulation,
convection, trace gases, clouds, and radiation. In this paper, we present the
evaluation of climatological and long-term TTL temperature and tropopause
characteristics in the reanalysis data sets ERA-Interim, ERA5, JRA-25,
JRA-55, MERRA, MERRA-2, NCEP-NCAR (R1), and CFSR. The evaluation has been
performed as part of the SPARC (Stratosphere–troposphere Processes and
their Role in Climate) Reanalysis Intercomparison Project (S-RIP).</p>
    <p id="d1e279">The most recent atmospheric reanalysis data sets (ERA-Interim, ERA5, JRA-55,
MERRA-2, and CFSR) all provide realistic representations of the major
characteristics of the temperature structure within the TTL. There is good
agreement between reanalysis estimates of tropical mean temperatures and
radio occultation data, with relatively small cold biases for most data
sets. Temperatures at the cold point and lapse rate tropopause levels, on
the other hand, show warm biases in reanalyses when compared to
observations. This tropopause-level warm bias is related to the vertical
resolution of the reanalysis data, with the smallest bias found for data
sets with the highest vertical resolution around the tropopause. Differences
in the cold point temperature maximize over equatorial Africa, related to
Kelvin wave activity and associated disturbances in TTL temperatures.</p>
    <p id="d1e282">Interannual variability in reanalysis temperatures is best constrained in
the upper TTL, with larger differences at levels below the cold point. The
reanalyses reproduce the temperature responses to major dynamical and
radiative signals such as volcanic eruptions and the quasi-biennial oscillation (QBO). Long-term
reanalysis trends in temperature in the upper TTL show good agreement with
trends derived from<?pagebreak page754?> adjusted radiosonde data sets indicating significant
stratospheric cooling of around <inline-formula><mml:math id="M1" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.5</mml:mn></mml:mrow></mml:math></inline-formula> to <inline-formula><mml:math id="M2" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> K per decade. At 100 hPa and the
cold point, most of the reanalyses suggest small but significant cooling
trends of <inline-formula><mml:math id="M3" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.3</mml:mn></mml:mrow></mml:math></inline-formula> to <inline-formula><mml:math id="M4" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.6</mml:mn></mml:mrow></mml:math></inline-formula> K per decade that are statistically consistent with
trends based on the adjusted radiosonde data sets.</p>
    <p id="d1e325">Advances of the reanalysis and observational systems over the last decades
have led to a clear improvement in the TTL reanalysis products over time.
Biases of the temperature profiles and differences in interannual
variability clearly decreased in 2006, when densely sampled radio
occultation data started being assimilated by the reanalyses. While there is
an overall good agreement, different reanalyses offer different advantages
in the TTL such as realistic profile and cold point temperature, continuous
time series, or a realistic representation of signals of interannual
variability. Their use in model simulations and in comparisons with climate
model output should be tailored to their specific strengths and weaknesses.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <label>1</label><title>Introduction</title>
      <p id="d1e337">The tropical tropopause layer (TTL) is the transition region between the
well-mixed convective troposphere and the radiatively controlled
stratosphere. The vertical range of the TTL extends from the region of
strong convective outflow near 12–14 km to the highest altitudes reached by
convective overshooting events, around 18 km (Highwood and Hoskins, 1998;
Folkins et al., 1999; Fueglistaler et al., 2009; Randel and Jensen, 2013). Air
masses in the TTL show dynamical and chemical properties of both the
troposphere and the stratosphere and are controlled by numerous processes
on a wide range of length and timescales. Complex interactions among
circulation, convection, trace gases, clouds, and radiation in the TTL make
this region a key player in radiative forcing and chemistry–climate
coupling. As the TTL is the main gateway for air entering the stratosphere, chemistry and composition of the stratosphere, and especially the abundances of
ozone, water vapor, and aerosols, are strongly impacted by the properties of
air near the tropical tropopause (e.g., Mote et al., 1996; Holton and
Gettelman, 2001; Fueglistaler et al., 2011).</p>
      <p id="d1e340">The tropopause is the most important physical boundary within the TTL,
serving to separate the turbulent, moist troposphere from the stable, dry
stratosphere. The position of the tropopause is determined by the thermal properties of the TTL, where the negative vertical temperature gradient of the troposphere changes into the positive temperature gradient of the stratosphere. The
role of the tropopause as a physical boundary is evident not only from the
vertical temperature structure but also from the distributions of
atmospheric trace gases and clouds (Pan and Munchak, 2011; Pan et al.,
2018).</p>
      <p id="d1e343"><?xmltex \hack{\newpage}?>In the tropics, two definitions of the tropopause are widely used: one based
on the cold point and one based on the characteristics of the lapse rate.
The cold point tropopause is defined as the level at which the vertical
temperature profile reaches its minimum (Highwood and Hoskins, 1998) and air
parcels en route from the troposphere to the stratosphere encounter the
lowest temperatures. Final dehydration typically occurs at these lowest
temperatures, so the cold point tropopause effectively controls the
overall water vapor content of the lower stratosphere (Randel et al.,
2004a) and explains its variability (Fueglistaler et al., 2009). While the
cold point tropopause is an important boundary in the tropics where
upwelling predominates, this definition of the tropopause is irrelevant for
water vapor transport into the stratosphere at higher latitudes. The lapse
rate tropopause, on the other hand, offers a globally applicable definition
of the tropopause, marking a vertical discontinuity in the static stability.
The lapse rate tropopause is defined as the lowest level at which the lapse
rate decreases to 2 K km<inline-formula><mml:math id="M5" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> or less, provided that the average lapse
rate between this level and all higher levels within 2 km does not exceed 2 K km<inline-formula><mml:math id="M6" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> (World Meteorological Organization, 1957). The tropical lapse
rate tropopause is typically <inline-formula><mml:math id="M7" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">0.5</mml:mn></mml:mrow></mml:math></inline-formula> km (<inline-formula><mml:math id="M8" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">7</mml:mn></mml:mrow></mml:math></inline-formula> hPa)
lower and <inline-formula><mml:math id="M9" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> K warmer than the cold point tropopause (Seidel
et al., 2001).</p>
      <p id="d1e401">Over recent decades, the thermal characteristics of the TTL and tropopause
have been obtained from tropical radiosonde and Global Navigation Satellite
System – Radio Occultation (GNSS-RO) upper-air measurements. Radiosonde
profiles offer temperature, wind, and air pressure data at a high vertical
resolution. However, climate records based on radiosonde data often suffer
from spatial inhomogeneities or time-varying biases due to changes in
instruments and measurement practices (Seidel and Randel, 2006; Wang et al.,
2012). Climate records from radio occultation data offer much better spatial
coverage and density but are only available starting from 2002. As a
result, studies of long-term variability and trends in TTL and tropopause
properties have also used reanalysis data (e.g., Santer et al., 2003;
Gettelman et al., 2010; Xie et al., 2014).</p>
      <p id="d1e405">Meteorological reanalysis data sets are widely used in scientific studies of
atmospheric processes and variability, either as initial conditions for
historical model runs or in comparisons with climate model output. Often,
they are utilized as “stand-ins” for observations, when the available
measurements lack the spatial or temporal coverage needed. Each atmospheric
reanalysis system consists of a fixed global forecast model and assimilation
scheme. The system combines short-range forecasts of the atmospheric state
with available observations to produce consistent best-guess estimates of
atmospheric variables such as temperatures and winds. Spurious changes in
the reanalysis fields can arise from changes in the quality and quantity of
the observations used as input data, which complicates the analysis of
variability and trends. Further discontinuities in reanalysis-based<?pagebreak page755?> time
series can originate from joining together distinct execution streams
(Fujiwara et al., 2017).</p>
      <p id="d1e408">Among the various TTL characteristics such as composition, radiation budgets,
and cloud properties, the vertical temperature structure and the position
and temperature of the cold point are of particular importance for transport
and composition studies. Many offline chemical transport models or
Lagrangian particle dispersion models are driven by reanalysis data sets
(e.g., Chipperfield, 1999; Krüger et al., 2009; Schoeberl et al., 2012;
Tao et al., 2019). Their representation of the cold point determines how
realistically such models simulate dehydration and stratospheric entrainment
processes. Process studies of TTL dynamics such as equatorial wave
variability are also often based on the TTL temperature structure in
reanalysis data sets (e.g., Fujiwara et al., 2012). Finally, reanalysis cold
point temperature and height have been used in the past for comparison to
model results and in investigations of long-term changes (e.g., Gettelman et
al., 2010). Information on the quality and biases of TTL temperature and
tropopause data is important for all above listed studies of transport,
composition, dynamics, and long-term changes in the TTL.</p>
      <p id="d1e411">A comparison of the reanalysis products available at the end of the 1990s
(including ERA-15, ERA-40 and NCEP-NCAR R1) with other climatological
data sets showed notable differences in temperatures near the tropical
tropopause (Randel et al., 2004b). While the ECMWF reanalyses agreed
relatively well with radiosonde observations at 100 hPa, NCEP-NCAR R1 showed
a warm bias of up to 3 K, probably resulting from low vertical resolution
and the use of poorly resolved satellite temperature retrievals (Fujiwara et
al., 2017). Comparisons of winter temperatures at 100 hPa between more
recent reanalyses, such as MERRA, NCEP CFSR, and ERA-Interim, and Singapore
radiosonde observations show better agreement, with reanalyses generally 1–2 K too cold at this level (Schoeberl et al., 2012). While many studies have
highlighted the characteristics of individual reanalysis data sets, a
comprehensive intercomparison of the TTL among all major atmospheric
reanalyses is currently missing.</p>
      <p id="d1e414">Here, we investigate whether the reanalysis data sets ERA-Interim, ERA5,
JRA-25, JRA-55, MERRA, MERRA-2, NCEP-NCAR (R1), and CFSR reproduce key
characteristics of the temperature and tropopause levels in the TTL. This work has
been conducted as part of the SPARC (Stratosphere–troposphere Processes and
their Role in Climate) Reanalysis Intercomparison Project (S-RIP) (Fujiwara
et al., 2017) and presents some of the key findings from the S-RIP report
Chapter 8 on the TTL. Climatologies of the tropical cold point and lapse
rate tropopause levels as derived from modern reanalysis data sets are compared to
high-resolution radio occultation data (Sect. 3). We also investigate
temporal variability and long-term changes in tropopause levels and
temperature within the TTL (Sect. 4). The observational and reanalysis
data sets used in the evaluation are introduced in Sect. 2, and a
discussion and summary of the results are provided in Sect. 5.</p>
</sec>
<sec id="Ch1.S2">
  <label>2</label><title>Data and methods</title>
<sec id="Ch1.S2.SS1">
  <label>2.1</label><title>Observational data sets</title>
      <p id="d1e432">Observations of the TTL temperatures are available from tropical radiosonde
stations. However, climate records of radiosonde temperature, height, and
pressure data often suffer from inhomogeneities or time-varying biases due
to changes in instruments or measurement practices (Seidel and Randel,
2006). Adjusted radiosonde temperature data sets at 100 and 70 hPa and
corresponding trends at the cold point have been created by removing such
inhomogeneities (Wang et al., 2012, and references therein). In this
section, we use the four independently adjusted radiosonde data sets RATPAC
(Free et al., 2005), RAOBCORE (Haimberger, 2007), RICH (Haimberger et al.,
2012), and HadAT (Thorne et al., 2005) for evaluations at 70 and 100 hPa. The
interannual anomalies at 70 hPa are shown only for RAOBCORE to improve the
clarity of the figure, but all data sets are discussed in the text. For
trends at 70 and 100 hPa, we show the smallest and largest trends derived
from the four adjusted radiosonde data sets as reported by Wang et al. (2012) and consider their range (including error bars) as the observational
uncertainty range.</p>
      <p id="d1e435">Evaluations of the interannual anomalies of cold point temperature, height,
and pressure are based on the unadjusted quality-controlled radiosonde data
set IGRA (Durre et al., 2006) as temperature adjustments can change the
location of the cold point in a profile. The trend of cold point temperature
cannot be derived from the unadjusted IGRA data set due to inhomogeneities
or time-varying biases caused by changes in instruments and measurement
practices (see Wang et al., 2012 for a detailed discussion). Instead we use
adjusted cold point trends derived from the adjusted radiosonde data sets
discussed above.</p>
      <p id="d1e438">Since 2002, high-resolution temperature and pressure data in the TTL are
also available from satellite retrievals based on the GNSS-RO technique.
Recent studies have demonstrated good agreement between GNSS-RO and
radiosonde temperature profiles (e.g., Anthes et al., 2008; Ho et al., 2017).
We use a monthly mean zonal mean data set constructed from measurements
collected by the CHAllenging Minisatellite Payload (CHAMP; Wickert et al., 2001),
Gravity Recovery and Climate Experiment (GRACE; Beyerle et al., 2005),
Constellation Observing System for Meteorology, Ionosphere, and Climate
(COSMIC; Anthes et al., 2008), Metop-A (von Engeln et al., 2011), Metop-B,
Satélite de Aplicaciones Científicas-C/Scientific Application
Satellite-C (SAC-C; Hajj et al., 2004), and TerraSAR-X (Beyerle et al.,
2011) missions. All data are reprocessed or post-processed occultation
profiles with moisture information (“wetPrf”<?pagebreak page756?> product) as provided by the
COSMIC Data Analysis and Archive Center (CDAAC,
<uri>https://cdaac-www.cosmic.ucar.edu/cdaac/products.html</uri>, last access: January 2019). The GNSS-RO “wetPrf”
temperature profiles from CDAAC are provided on a 100 m vertical grid from
the surface to 40 km altitude. The effective physical resolution is
variable, ranging from <inline-formula><mml:math id="M10" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> km in regions of constant stratification
down to 100–200 m where the biggest stratification gradients occur, e.g., at
the top of the boundary layer or at a very sharp tropopause (Kursinski et
al., 1997; Gorbunov et al., 2004), most often being somewhere in between.
The observational temperature records at reanalysis model levels in the TTL
region have been determined by interpolating each GNSS-RO temperature
profile to the reanalysis model levels with the barometric formula, taking
into account the lapse rate between levels. For each profile, the cold point
and lapse rate tropopause characteristics were identified based on the cold
point and World Meteorological Organization (WMO) criteria, respectively. Zonal and long-term averages of the
tropopause metrics and temperatures at model levels are calculated by
averaging over all grid points and represent the final step of data
processing.</p>
      <p id="d1e454">We also use a daily data set of cold point temperatures obtained from all
GNSS-RO missions, gridded on a 5<inline-formula><mml:math id="M11" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <inline-formula><mml:math id="M12" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 5<inline-formula><mml:math id="M13" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> grid between
30<inline-formula><mml:math id="M14" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N and 30<inline-formula><mml:math id="M15" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> S. For each 5<inline-formula><mml:math id="M16" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> wide latitude
band, we apply a two-dimensional fast Fourier transform to detect Kelvin
wave anomalies for planetary wavenumbers 1–15, periods of 4–30 d, and
equivalent depths of 6–600 following the theoretical dispersion curves for
Kelvin waves as in Wheeler and Kiladis (1999). We allow a wider range of
equivalent depths, since it has been shown that Kelvin waves tend to
propagate faster around the tropical tropopause than they do in the
troposphere (Kim and Son, 2012). The filtered anomalies represent cold point
temperature variability that propagates in the same wavenumber–frequency
domain as Kelvin waves, i.e., when the temperature is modulated by Kelvin
waves present around the tropopause. The spatial variance of the filtered
signals is used to calculate a monthly index as a measure of the amount of
Kelvin wave activity in the TTL. The index is calculated as the 1<inline-formula><mml:math id="M17" display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula>
standard deviation over the filtered anomalies at all spatial grid points.
Time periods of enhanced Kelvin wave activity are defined as the months when
the index is larger than the long-term mean plus the 1<inline-formula><mml:math id="M18" display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula> standard
deviation of the whole time series. Based on this definition, we determined
20 % of all months to be characterized by enhanced Kelvin wave activity.</p>

<table-wrap id="Ch1.T1" specific-use="star"><?xmltex \currentcnt{1}?><label>Table 1</label><caption><p id="d1e527">List of GNSS-RO data assimilated by the reanalysis systems
with starting dates prior to the end of 2010.</p></caption>
  <?xmltex \igopts{width=455.244094pt}?><graphic xlink:href="https://acp.copernicus.org/articles/20/753/2020/acp-20-753-2020-t01.png"/>
</table-wrap>

</sec>
<sec id="Ch1.S2.SS2">
  <label>2.2</label><title>Reanalysis data sets</title>
      <p id="d1e543">We evaluate eight “full-input” reanalyses, where a full-input reanalysis
is defined as a system that assimilates surface and upper-air
conventional and satellite data. In this paper, we focus on the
European Centre for Medium-Range Weather Forecasts (ECMWF) Interim Reanalysis
(ERA-Interim; Dee et al., 2011), the forthcoming reanalysis developed by
ECMWF (ERA5; Hersbach et al., 2018), the Japanese 25-year Reanalysis
(JRA-25; Onogi et al., 2007), the Japanese 55-year Reanalysis (JRA-55;
Kobayashi et al., 2015), the Modern Era Retrospective-Analysis for Research and Applications
(MERRA; Rienecker et al., 2011), the MERRA-2 (Gelaro et al., 2017), the
National Centers for Environmental Prediction (NCEP) – National Center for
Atmospheric Research (NCAR) Reanalysis 1 (NCEP-NCAR Reanalysis 1; Kistler et
al., 2001; referred to hereafter as R1), and the NCEP Climate Forecast System Reanalysis (CFSR; Saha et al., 2010). We limit our analyses to the
S-RIP core intercomparison period 1980–2010. Due to availability at the
time of the evaluations, ERA5 is only evaluated over 2002–2010. Details of
each reanalysis, including model characteristics, physical
parameterizations, assimilated observations, execution streams, and
assimilation strategies have been summarized by Fujiwara et al. (2017).</p>
      <p id="d1e546">Global temperature fields in the reanalysis data sets are constrained by
assimilating conventional (surface and balloon), aircraft, and satellite
observations. The most important sources of assimilated data for
stratospheric temperatures are the microwave and infrared satellite sounders
of the TOVS suite (1979–2006) and the ATOVS suite (1998–present). All of
the above reanalysis systems assimilate microwave and infrared radiance
from these instruments, except for NCEP-NCAR R1 which assimilates
temperature retrievals instead. Measurements from the ATOVS suite, which has
a higher number of channels compared to TOVS, have been assimilated from
about 1998, although the exact start dates differ among the reanalyses. The
introduction of ATOVS considerably improved the vertical resolution of the
assimilated data. Some of the reanalyses (ERA-Interim, ERA5, MERRA, MERRA-2,
and CFSR) also assimilate radiance estimates from the hyperspectral infrared sounders
AIRS (2002–present), IASI (2008–present), and/or CrIS (2012–present),
although the latter was not available for assimilation during the
intercomparison period considered here. Because radiance biases associated
with instrument changes, inaccurate calibration offsets, orbital drifts, or
long-term <inline-formula><mml:math id="M19" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> changes can cause unwanted biases in the resulting
reanalysis temperature fields (e.g., Rienecker et al., 2011), a variational
bias correction scheme is used during the data assimilation procedure to
remove or minimize any radiance biases. This ensures that any temperature
changes introduced by the circumstances outlined above are kept small, which
is important when looking for long-term changes.</p>
      <p id="d1e560">All full-input reanalyses assimilate upper-air temperature observations from
radiosondes, which are available at a very high vertical resolution.
Systematic errors in radiosonde profiles caused by effects of solar
radiative heating on the temperature sensor (Nash et al., 2011) have
typically been corrected either on-site or at the reanalysis center before
assimilation (Fujiwara et al., 2017). In order to avoid discontinuities or
inconsistencies in temperature time series from radiosondes, several
reanalysis systems use homogenized<?pagebreak page757?> temperature data sets such as RAOBCORE
(ERA-Interim, JRA-55, MERRA, MERRA-2) and RICH (ERA5). Earlier reanalyses
(ERA-40 and JRA-25) used simplified homogenization approaches that mostly
corrected for daily and seasonal variations. Although the detailed quality-control procedures for radiosonde and other conventional data imported from
the global distribution network can vary among the individual reanalyses,
the conventional data archives are often shared among the centers (see also
Fujiwara et al., 2017).</p>
      <p id="d1e563">Recent reanalysis systems have also included information from GNSS-RO
instruments by assimilating observations of the bending angle up to 30 km
(Cucurull et al., 2013). Assimilating these high vertical resolution data
affects reanalysis temperature and provides an additional “anchor” for
adaptive bias correction of satellite radiance. JRA-55 assimilates
refractivity profiles up to 30 km, which are functions of temperature,
humidity, and pressure. For all recent reanalyses, the advent of the COSMIC
mission in 2006 significantly increased the number of GNSS-RO profiles
available for assimilation. Details of the various GNSS-RO data assimilated
by ERA5, ERA-Interim, JRA-55, MERRA-2, and CFSR up to the end of 2010 are
listed in Table 1. In addition to the GNSS-RO data sets discussed
in Sect. 2.1, C/NOFS-CORISS (Communications/Navigation Outage Forecasting
System Occultation Receiver for Ionospheric Sensing and Specification) is
assimilated by some of the reanalyses.</p>
      <p id="d1e567">Among the observational data sets, radiosonde and GNSS-RO data are our best
source of information about the TTL. While the reanalyses assimilate
different versions of these data, it is not certain that they reproduce
the data within their uncertainty. For instance,
discrepancies exist between reanalysis stratospheric temperatures and those
derived from their radiance input data (Long et al., 2017). In fact, it is a
subject of ongoing research how well reanalyses fit the data they assimilate
(Simmons et al., 2014; Wright and Hindley, 2018). The data assimilation
systems combine information from a model, a set of observations, and a priori
information weighted by their respective uncertainties. The degraded
vertical resolution of the reanalyses, compared to radiosonde and GNSS-RO
data also leads to differences, especially for derived quantities such as
the tropopause location and temperature, which will be investigated in the
following evaluations.</p>
      <p id="d1e570">The reanalysis models resolve the TTL with different vertical resolutions,
as illustrated in Fig. 1. The number of model levels between 200
and 70 hPa varies among the reanalyses from a low of 4 (NCEP-NCAR R1) to a
high of 21 (ERA5), corresponding to vertical resolutions between
<inline-formula><mml:math id="M20" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">1.5</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M21" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">0.2</mml:mn></mml:mrow></mml:math></inline-formula> km. In addition to the native
model levels, all reanalyses provide post-processed data on standard
pressure levels with at least four levels situated between 200 and 70 hPa
(Fig. 1). The horizontal resolutions of the reanalysis products are
approximately 0.25<inline-formula><mml:math id="M22" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <inline-formula><mml:math id="M23" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 0.25<inline-formula><mml:math id="M24" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> (ERA5),
0.7<inline-formula><mml:math id="M25" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <inline-formula><mml:math id="M26" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 0.7<inline-formula><mml:math id="M27" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> (ERA-Interim), 0.63<inline-formula><mml:math id="M28" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <inline-formula><mml:math id="M29" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 0.5<inline-formula><mml:math id="M30" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> (MERRA-2), 0.66<inline-formula><mml:math id="M31" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <inline-formula><mml:math id="M32" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 0.5<inline-formula><mml:math id="M33" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> (MERRA), 0.56<inline-formula><mml:math id="M34" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <inline-formula><mml:math id="M35" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 0.56<inline-formula><mml:math id="M36" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> (JRA-55),
1.13<inline-formula><mml:math id="M37" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <inline-formula><mml:math id="M38" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 1.13<inline-formula><mml:math id="M39" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> (JRA-25), 0.5<inline-formula><mml:math id="M40" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <inline-formula><mml:math id="M41" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 0.5<inline-formula><mml:math id="M42" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> (CFSR), and 1.9<inline-formula><mml:math id="M43" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <inline-formula><mml:math id="M44" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 1.9<inline-formula><mml:math id="M45" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> (R1).</p>
</sec>
<sec id="Ch1.S2.SS3">
  <label>2.3</label><title>Methods</title>
      <p id="d1e805">Given the strong gradients of temperature and static stability in the TTL,
the vertical resolution of the reanalysis data sets is an important factor
in cold point and lapse rate tropopause calculations. For each reanalysis,
tropopause<?pagebreak page758?> heights and temperatures can be derived either from model- or
pressure-level data (Fig. 1). A comparison of the CFSR cold point
tropopause based on model- and pressure-level temperature data is shown here
to demonstrate the clear advantage of the finer model-level resolution
(Fig. 2). The cold point tropopause from CFSR model-level data for
the time period 2002–2010 agrees well with radio occultation results, with
differences of less than 1.5 K and 0.2 km at all latitudes. The tropopause
derived from CFSR pressure-level data, on the other hand, shows larger
differences. This estimate is up to 0.4 km too low and up to 3 K too warm,
illustrating the need to use data with high vertical resolution to identify
and describe the tropopause. We derive the cold point and lapse rate
tropopause characteristics for each reanalysis using model-level data
between 500 and 10 hPa at each grid point at 6-hourly temporal resolution.
Zonal and long-term averages are calculated by averaging over all grid
points, and represent the final step of data processing. For our
calculations, the cold point tropopause is defined as the coldest model
level. The lapse rate tropopause is defined as the lowest level at which the
lapse rate decreases to 2 K km<inline-formula><mml:math id="M46" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> or less, provided that the average
lapse rate between this level and all higher levels within 2 km does not
exceed 2 K km<inline-formula><mml:math id="M47" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> (World Meteorological Organization, 1957).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1"><?xmltex \currentcnt{1}?><label>Figure 1</label><caption><p id="d1e834">Model-level pressure values for different reanalysis data
sets in the TTL using a fixed surface pressure of 1013.25 hPa. Standard
pressure levels (PL) in the TTL region are also shown.</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://acp.copernicus.org/articles/20/753/2020/acp-20-753-2020-f01.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2"><?xmltex \currentcnt{2}?><label>Figure 2</label><caption><p id="d1e845">Latitudinal distributions of zonal-mean cold point
tropopause pressure <bold>(a)</bold>, altitude <bold>(b)</bold>, and temperature <bold>(c)</bold> based
on radio occultation data (black) and CFSR model-level (green solid) and
pressure-level (green dashed) data during 2002–2010.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://acp.copernicus.org/articles/20/753/2020/acp-20-753-2020-f02.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3" specific-use="star"><?xmltex \currentcnt{3}?><label>Figure 3</label><caption><p id="d1e866">Tropical mean (20<inline-formula><mml:math id="M48" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> S–20<inline-formula><mml:math id="M49" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N)
temperatures at 100 hPa, the lapse rate tropopause (LRT), the cold point
tropopause (CPT), and 70 hPa from reanalyses and GNSS-RO data during
2002–2010 <bold>(a)</bold>. Differences between the GNSS-RO and reanalysis
temperatures are shown in  panel <bold>(b)</bold>. At 100 hPa, ERA-Interim is hidden
by ERA-5; at the LRT, MERRA-2 is hidden by JRA-55; and at 70 hPa, ERA5 is
hidden by JRA-25 and MERRA is hidden by MERRA-2.</p></caption>
          <?xmltex \igopts{width=455.244094pt}?><graphic xlink:href="https://acp.copernicus.org/articles/20/753/2020/acp-20-753-2020-f03.png"/>

        </fig>

      <p id="d1e899">The evaluation of the interannual variability (Sect. 4) is based on time
series of deseasonalized monthly temperature, pressure, and altitude
anomalies calculated relative to the mean annual cycle during 2002–2010. To
study variability driven by tropospheric and stratospheric forcing, we
identify and isolate the variations based on a standard multivariate
regression analysis:
            <disp-formula id="Ch1.E1" content-type="numbered"><label>1</label><mml:math id="M50" display="block"><mml:mtable class="split" rowspacing="0.2ex" columnspacing="1em" displaystyle="true" columnalign="right left"><mml:mtr><mml:mtd><mml:mrow><mml:mi>T</mml:mi><mml:mfenced close=")" open="("><mml:mi>t</mml:mi></mml:mfenced></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:msub><mml:mi>A</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>⋅</mml:mo><mml:mi mathvariant="normal">QBO</mml:mi><mml:mn mathvariant="normal">1</mml:mn><mml:mfenced open="(" close=")"><mml:mi>t</mml:mi></mml:mfenced><mml:mo>+</mml:mo><mml:msub><mml:mi>A</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>⋅</mml:mo><mml:mi mathvariant="normal">QBO</mml:mi><mml:mn mathvariant="normal">2</mml:mn><mml:mfenced close=")" open="("><mml:mi>t</mml:mi></mml:mfenced></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mo>+</mml:mo><mml:mi>B</mml:mi><mml:mo>⋅</mml:mo><mml:mi mathvariant="normal">ENSO</mml:mi><mml:mfenced close=")" open="("><mml:mi>t</mml:mi></mml:mfenced><mml:mo>+</mml:mo><mml:mi>D</mml:mi><mml:mo>⋅</mml:mo><mml:mi mathvariant="normal">VOL</mml:mi><mml:mfenced open="(" close=")"><mml:mi>t</mml:mi></mml:mfenced><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
          Here <inline-formula><mml:math id="M51" display="inline"><mml:mrow><mml:mi mathvariant="normal">QBO</mml:mi><mml:mn mathvariant="normal">1</mml:mn><mml:mfenced open="(" close=")"><mml:mi>t</mml:mi></mml:mfenced></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M52" display="inline"><mml:mrow><mml:mi mathvariant="normal">QBO</mml:mi><mml:mn mathvariant="normal">2</mml:mn><mml:mfenced close=")" open="("><mml:mi>t</mml:mi></mml:mfenced></mml:mrow></mml:math></inline-formula> are
orthogonal time series representing quasi-biennial oscillation (QBO) variations constructed as the first
two empirical orthogonal functions (EOFs) of the Freie Universität Berlin (FUB) radiosonde stratospheric
winds (Naujokat, 1986). <inline-formula><mml:math id="M53" display="inline"><mml:mrow><mml:mi mathvariant="normal">ENSO</mml:mi><mml:mfenced close=")" open="("><mml:mi>t</mml:mi></mml:mfenced></mml:mrow></mml:math></inline-formula> is the multivariate
ENSO index (<uri>https://www.esrl.noaa.gov/psd/enso/mei/</uri>, last access: January 2019) and <inline-formula><mml:math id="M54" display="inline"><mml:mrow><mml:mi mathvariant="normal">VOL</mml:mi><mml:mfenced close=")" open="("><mml:mi>t</mml:mi></mml:mfenced></mml:mrow></mml:math></inline-formula> is the stratospheric aerosol optical depth from the Global
Space-based Stratospheric Aerosol Climatology (Thomason et al., 2018). The
standard error of the regression coefficients was derived based on the
bootstrap method (Efron and Tibshirani, 1993). The QBO temperature amplitude
is calculated as the difference between the averaged maxima and averaged
minima values of the time series of the QBO temperature variations,
<inline-formula><mml:math id="M55" display="inline"><mml:mrow><mml:msub><mml:mi>A</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>⋅</mml:mo><mml:mi mathvariant="normal">QBO</mml:mi><mml:mn mathvariant="normal">1</mml:mn><mml:mfenced close=")" open="("><mml:mi>t</mml:mi></mml:mfenced><mml:mo>+</mml:mo><mml:msub><mml:mi>A</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>⋅</mml:mo><mml:mi mathvariant="normal">QBO</mml:mi><mml:mn mathvariant="normal">2</mml:mn><mml:mfenced open="(" close=")"><mml:mi>t</mml:mi></mml:mfenced></mml:mrow></mml:math></inline-formula>. For each QBO cycle of this time series, the absolute temperature
maximum and minimum are selected. In a second step, the means over all such
temperature maxima and minima are calculated to give the averaged maximum
and minimum values, respectively.</p>
      <p id="d1e1067">The long-term trends of the reanalyses temperature time series have been
derived as the regression coefficient of a linear function that provides the
best fit in a least-squares sense. The uncertainty in each long-term trend
is calculated as the standard error of the slope with the effective sample
size adjusted to account for the corresponding lag-1 autocorrelation
coefficient. Significance is tested based on a two-tailed test with a 95 %
confidence interval.</p>
</sec>
</sec>
<sec id="Ch1.S3">
  <label>3</label><title>Temperature and tropopause characteristics</title>
      <p id="d1e1079">Tropical mean temperatures from reanalyses at two standard pressure levels
(100  and 70 hPa) and at the two tropopause levels are compared to radio
occultation data for the time<?pagebreak page759?> period 2002–2010 (Fig. 3). At 100 hPa, reanalysis temperatures agree well with radio occultation data with
differences between <inline-formula><mml:math id="M56" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.35</mml:mn></mml:mrow></mml:math></inline-formula> K (too cold; ERA-Interim and ERA5) and 0.43 K
(too warm; CFSR). At 70 hPa, the agreement is even better, with differences
ranging from <inline-formula><mml:math id="M57" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.29</mml:mn></mml:mrow></mml:math></inline-formula> K (JRA-55) to 0.12 K (JRA-25). However, nearly all
reanalyses show warm biases at both tropopause levels, with differences of
up to 1.2 K compared to the observations. Most likely, the excess warmth of
tropopause estimates based on reanalysis products stems from the limited
vertical resolution of the reanalysis models in the TTL region. The best
agreement is found for the reanalysis with the highest vertical resolution
(ERA5; 0.05 K too warm at the cold point tropopause). The data set with the
lowest vertical resolution (NCEP-NCAR R1) is 2.2 K too warm, outside the
range displayed in Fig. 3.</p>
      <p id="d1e1102">Temperature profile comparisons between 140 and 70 hPa at the native model
levels  have been conducted for the five most recent
reanalyses (ERA5, ERA-Interim, JRA-55, MERRA-2, CFSR). All reanalyses tend
to be colder than the observations in the tropical mean (Fig. 4),
but differences are relatively small and the agreement is good overall. CFSR
and ERA5 agree best with the radio occultation data with mean biases of
around <inline-formula><mml:math id="M58" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.06</mml:mn></mml:mrow></mml:math></inline-formula>  and <inline-formula><mml:math id="M59" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.28</mml:mn></mml:mrow></mml:math></inline-formula> K, respectively, averaged over the whole vertical
range. ERA-Interim and MERRA-2 agree very well at upper levels but show
large deviations on model levels near 100 hPa (ERA-Interim; <inline-formula><mml:math id="M60" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.82</mml:mn></mml:mrow></mml:math></inline-formula> K) and
below 110 hPa (MERRA-2; <inline-formula><mml:math id="M61" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.67</mml:mn></mml:mrow></mml:math></inline-formula> K), respectively. The evaluation demonstrates
that temperature comparisons at standard pressure levels (Fig. 3)
can be biased by up to 0.5 K, with CFSR showing a positive bias (0.45 K) at
the 100 hPa standard pressure level but very good agreement (<inline-formula><mml:math id="M62" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.05</mml:mn></mml:mrow></mml:math></inline-formula> K) at
nearby native model levels. Such biases can result from vertical
interpolation of temperature data in regions with large lapse rate changes.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4"><?xmltex \currentcnt{4}?><label>Figure 4</label><caption><p id="d1e1157">Tropical mean (20<inline-formula><mml:math id="M63" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> S–20<inline-formula><mml:math id="M64" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N)
temperature profiles at reanalysis model levels between 140 and 70 hPa <bold>(a)</bold> during 2002–2010 and differences between reanalysis and GNSS-RO
temperatures <bold>(b)</bold>.</p></caption>
        <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://acp.copernicus.org/articles/20/753/2020/acp-20-753-2020-f04.png"/>

      </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5" specific-use="star"><?xmltex \currentcnt{5}?><label>Figure 5</label><caption><p id="d1e1193">Tropical mean (20<inline-formula><mml:math id="M65" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> S–20<inline-formula><mml:math id="M66" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N) time
series of temperature differences between reanalysis and radio occultation
at the cold point (CP) and lapse rate (LR) tropopause levels, as well as
selected reanalysis model levels. Vertical lines indicate when the
assimilation of COSMIC radio occultation data started.</p></caption>
        <?xmltex \igopts{width=398.338583pt}?><graphic xlink:href="https://acp.copernicus.org/articles/20/753/2020/acp-20-753-2020-f05.png"/>

      </fig>

      <p id="d1e1220">Comparing the temperature profiles to the tropopause values (Figs. 3
and 4) reveals that despite the five reanalyses having negative biases at
model levels, they mostly have positive biases at the cold point and lapse
rate tropopause levels. As the discrete values corresponding to reanalysis
model levels are unable to reproduce the true minimum temperature as
recorded in a near-continuous profile, this difference can be expected for the
cold point tropopause. Similarly, the lapse rate tropopause criteria might
typically be fulfilled at lower levels for data at coarser resolution, thus
resulting in a warm bias at the lapse rate tropopause on average. Overall,
our results indicate that the negative temperature bias at model levels is
more than canceled out by the positive bias introduced when calculating the
cold point and lapse rate tropopause levels. Linking the temperature profile and
tropopause comparisons, this “bias shift” is about 0.3 K for ERA5, 0.6 K for
CFSR, and 1 K or larger for ERA-Interim, MERRA-2, and JRA-55. In consequence,
ERA5, with both a small negative<?pagebreak page760?> bias at the model levels and a small bias
shift, provides the most realistic tropopause temperatures. CFSR also has a
relatively small bias shift, but the relatively unbiased temperature profile
does not permit any error cancelation via this shift, so cold point and
lapse rate tropopause levels based on CFSR are systematically too warm.</p>
      <p id="d1e1223">Agreement between the reanalysis temperature profiles and GNSS-RO data
clearly improves when the comparison is restricted to the 2007–2010 time
period, when the more densely sampled COSMIC data were assimilated
(Table 1). This point is illustrated by comparison of temperature
time series from reanalyses and observations at two model and both
tropopause levels (Fig. 5). For ERA5, ERA-Interim, and MERRA-2, the
cold bias with respect to GNSS-RO at model levels decreases after 2007, most
likely because of the high number of daily COSMIC profiles available for
assimilation from this time onwards. Cold biases at model levels are
accompanied by warm biases in the tropopause temperatures, which, for
ERA-Interim and ERA5, increase after 2007. As the increase at all levels is
very similar, this indicates that the advantage of a reduced temperature
bias at model levels comes at the expense of an increased temperature bias
at the tropopause. CFSR and MERRA-2 show no such systematic change in their
tropopause temperatures over time when compared to GNSS-RO data. JRA-55 is
the only reanalysis product for which cold point and lapse rate tropopause
temperatures agree slightly better with GNSS-RO estimates after 2007.</p>
      <p id="d1e1226">Evaluations of the latitudinal structure of the cold point tropopause for
2002–2010 are based on comparisons to radio occultation data (Fig. 6). All reanalysis data sets produce tropopause levels that are too low and
too warm, with the latter related to vertical resolution as explained above.
The observations show that average cold point temperatures are lowest right
around the Equator. The reanalyses fail to reproduce this latitudinal
gradient, indicating more constant cold point temperatures across the inner
tropics between 10<inline-formula><mml:math id="M67" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> S and 10<inline-formula><mml:math id="M68" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N with a less pronounced
minimum at the Equator. As a consequence, the largest differences in cold
point tropopause temperatures relative to GNSS-RO data are at the Equator
and the best agreement is around 20<inline-formula><mml:math id="M69" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> S–20<inline-formula><mml:math id="M70" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N for all
reanalysis data sets.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6" specific-use="star"><?xmltex \currentcnt{6}?><label>Figure 6</label><caption><p id="d1e1267">Latitudinal distributions of zonal-mean cold point
tropopause temperature <bold>(a)</bold>, altitude <bold>(b)</bold>, and pressure <bold>(c)</bold> based
on radio occultation data and reanalysis products during 2002–2010 <bold>(a–c)</bold>. Differences between radio occultation and reanalysis estimates are
shown in panels <bold>(d)</bold>–<bold>(f)</bold>.</p></caption>
        <?xmltex \igopts{width=398.338583pt}?><graphic xlink:href="https://acp.copernicus.org/articles/20/753/2020/acp-20-753-2020-f06.png"/>

      </fig>

      <p id="d1e1296">The cold point altitude and pressure exhibit little north–south
variability, ranging from 16.9 km (94 hPa) to 17.2 km (91.8 hPa). With
respect to the seasonal cycle, it is well known that the temperature and
altitude of the cold point tropopause are linked, with the coldest
temperatures and highest altitudes observed during boreal winter (e.g.,
Seidel et al., 2001; Kim and Son, 2012). This relationship does not hold in
the meridional direction: the highest cold point altitudes are located
around 20<inline-formula><mml:math id="M71" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> S–20<inline-formula><mml:math id="M72" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N, while the lowest cold point
temperatures are located near the Equator. The higher altitude and lower
pressure of the cold point tropopause around 20<inline-formula><mml:math id="M73" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> S–20<inline-formula><mml:math id="M74" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N
results from zonally variable features linked to tropospheric pressure
regimes, such as particularly low tropopause pressures over the<?pagebreak page761?> Tibetan
Plateau during boreal summer (Kim and Son, 2012). The reanalysis data sets
capture most of this latitudinal structure, showing roughly constant
differences between about 0.1 and 0.2 km (0–2 hPa). The largest differences
are found for NCEP-NCAR R1 in the Southern Hemisphere, where the cold point
tropopause based on R1 is both higher and warmer than observed. The best
agreement with respect to cold point temperatures is found for ERA5 and
ERA-Interim, which are around 0.2  and 0.4 K warmer than the radio
occultation data, respectively. All other reanalysis data sets are in close
agreement with each other, with differences from the observations of between
0.5  and 1 K. The altitude and pressure of the cold point tropopause are
captured best by ERA5, CFSR, MERRA, MERRA-2, and JRA-55, which all produce
cold point tropopause levels that are slightly too low (<inline-formula><mml:math id="M75" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula> km).
ERA-Interim, despite very good agreement in cold point temperature, shows
slightly larger biases in cold point altitude (<inline-formula><mml:math id="M76" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">0.2</mml:mn></mml:mrow></mml:math></inline-formula> km)
relative to the GNSS-RO benchmark. Zonal mean cold point tropopause
temperatures, altitudes, and pressures during 1981–1990 and 1991–2002 are
shown for all reanalyses in  Fig. S1 in the Supplement.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7" specific-use="star"><?xmltex \currentcnt{7}?><label>Figure 7</label><caption><p id="d1e1358">Latitude–longitude distributions during
2007–2010 of annual mean GNSS-RO
cold point temperatures <bold>(a)</bold> and differences between cold point
temperatures from individual reanalyses and those from GNSS-RO <bold>(b–f)</bold>. Differences between CFSR and GNSS-RO cold point temperatures for time periods of high
Kelvin wave activity <bold>(g)</bold>.</p></caption>
        <?xmltex \igopts{width=398.338583pt}?><graphic xlink:href="https://acp.copernicus.org/articles/20/753/2020/acp-20-753-2020-f07.png"/>

      </fig>

      <p id="d1e1376">We investigate the temperature biases and their maxima near the Equator by
analyzing latitude–longitude variations in the cold point tropopause
relative to GNSS-RO estimates for four of the reanalyses (Fig. 7).
To show differences at relatively high spatial resolution, we focus on the
period 2007–2010. A wealth of observational studies has shown that the
coldest tropopause temperatures are located over the “Maritime Continent”
(i.e., the general area of Indonesia) and the western Pacific (Highwood and
Hoskins, 1998), with secondary minima over equatorial South America and
Africa coinciding with other centers of deep convective activity (Gettelman
et al., 2002). The colocation of tropospheric convective activity with zonal
asymmetries in cold point temperature can be explained by the radiative
cooling effects of cirrus clouds overlying deep convection (Hartmann et al.,
2001) or diabatic cooling associated with convective detrainment (Sherwood
et al., 2003). Furthermore, it has been suggested that the response of
equatorial waves to convective heating influences the structure of the cold
point tropopause (Kim and Son, 2012; Nishimoto and Shiotani, 2012, 2013). The dominant wave modes responsible for cold point
temperature variability are linked to equatorial Kelvin waves and the
Madden–Julian Oscillation.</p>
      <p id="d1e1379">For the analyzed reanalyses (ERA5, ERA-Interim, MERRA-2, JRA–55, and CFSR),
differences with respect to the observations are largest in the inner
tropics over central Africa, reaching values of 50 % to 100 % greater than
the zonal mean differences. This region is characterized by a local cold
point minimum that results from deep convection and its interaction with
equatorial waves. There is also evidence of a secondary maximum in the
differences over equatorial South America or the eastern Pacific, although<?pagebreak page762?> the
magnitude and location of this maximum differ among the reanalyses.</p>
      <p id="d1e1382">The convective center over the western Pacific warm pool, where the cold
point tropopause is coldest, does not show enhanced biases relative to the
observations. One possible explanation for the bias distribution might link
the enhanced temperature differences to Kelvin wave activity that maximizes
over central Africa but is weaker over the western Pacific (Kim et al., 2019).
As the Kelvin waves disturb the temperature profile at small vertical
scales, the reanalyses may be particularly unsuited to estimate cold point
temperatures in regions of strong Kelvin wave activity. We average cold
point temperatures from reanalyses and observations over time periods of
enhanced Kelvin wave activity. For CFSR, composite differences for periods
with enhanced wave activity are compared in Fig. 7 to mean
differences averaged over the whole 2007–2010 period. While mean biases
over central Africa are less than 1 K, average differences during periods of
enhanced Kelvin wave activity are as large as 1.4 K. The same is true for
other reanalyses (not shown here), with the exception of ERA-Interim,
suggesting that in most cases Kelvin waves contribute to the spatial
structure of biases in cold point tropopause estimates based on reanalysis
products.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F8" specific-use="star"><?xmltex \currentcnt{8}?><label>Figure 8</label><caption><p id="d1e1388">Latitudinal distributions of zonal-mean lapse rate
tropopause temperature <bold>(a)</bold>, altitude <bold>(b)</bold>, and pressure <bold>(c)</bold> based
on radio occultation data and reanalysis products during 2002–2010 <bold>(a–c)</bold>. Differences between radio occultation and reanalysis estimates are
shown in the panels <bold>(d)</bold>–<bold>(f)</bold>.</p></caption>
        <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://acp.copernicus.org/articles/20/753/2020/acp-20-753-2020-f08.png"/>

      </fig>

      <p id="d1e1416">The zonal mean lapse rate tropopause (Fig. 8) at the Equator is
found at similar temperatures and heights as the cold point tropopause,
being only slightly warmer and lower. Poleward of 10<inline-formula><mml:math id="M77" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> S–10<inline-formula><mml:math id="M78" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N, however, the lapse rate tropopause height decreases
considerably faster than the cold point height, since the cold point is more
often located at the top of the inversion layer while the lapse rate
tropopause is located at the bottom of the inversion layer (Seidel et al.,
2001). Lapse rate tropopause temperatures based on reanalysis data are on
average about 0.2  to 1.5 K too warm when compared to radio occultation
data (see Fig. 3 and associated discussion) with best agreement for
ERA5 and ERA-Interim. Consistent with this temperature bias, lapse rate
tropopause levels based on reanalysis data are about 0.2  to 0.4 km lower
than those based on radio occultation data. The latitudinal structure of
lapse rate tropopause temperatures reveals slightly larger biases at the
Equator and better agreement between 10 and 20<inline-formula><mml:math id="M79" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> in each
hemisphere and is generally very similar to the latitudinal distribution of
biases in cold point temperatures (Fig. 6). The altitude of the
lapse rate tropopause shows considerable  meridional
variability, ranging from 14.5 to 16.7 km. All reanalyses capture the
plateau in lapse rate tropopause altitudes between 20<inline-formula><mml:math id="M80" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> S and
20<inline-formula><mml:math id="M81" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N and the steep gradients in these altitudes on the poleward
edges of the tropics. Zonal mean lapse rate tropopause temperatures,
altitudes, and pressures during 1981–1990 and 1991–2002 are shown for all
reanalyses in the Supplement Fig. S2.</p>
</sec>
<sec id="Ch1.S4">
  <label>4</label><title>Interannual variability and long-term changes</title>
      <p id="d1e1472">It has long been recognized that interannual variations in TTL temperatures
are strongly affected by both tropospheric (e.g., ENSO) and stratospheric
(e.g., QBO, solar, volcanic) variability (Randel et al., 2000; Zhou et al.,
2001; Krüger<?pagebreak page763?> et al., 2008). Time series of deseasonalized monthly 70 hPa
temperature anomalies and cold point temperature, pressure, and altitude
anomalies are shown in Fig. 9. Anomalies are calculated relative
to the mean annual cycle during 2002–2010 for each data set. The interannual
variability of ERA5 is not analyzed due to the short data record available
at the time of the analysis. The performance of the reanalyses with respect
to both the spread among reanalyses and their agreement with observations is
much better at the 70 hPa level than at the cold point level. The older
reanalyses NCEP-NCAR R1 and JRA-25 generally show larger deviations from the
RAOBCORE time series. The level of agreement among the reanalyses and
between reanalyses and observations improves over time, with a step-like
improvement around 1998–1999 that is likely associated with the
TOVS-to-ATOVS transition. The higher vertical resolution of measurements
from the ATOVS suite (see Fig. 7 in Fujiwara et al., 2017) is known
to reduce differences among the reanalysis with respect to stratospheric
temperature (Long et al., 2017) and polar diagnostics (Lawrence et al.,
2018). Within the TTL, temperature biases decrease from values of 1–2 K to
around 0.5 K following the TOVS-to-ATOVS transition. This agreement improves
further after 2002, when many of the more recent reanalyses started
assimilating AIRS and GNSS-RO data (Table 1; see also Fig. 8 in
Fujiwara et al., 2017).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F9"><?xmltex \currentcnt{9}?><label>Figure 9</label><caption><p id="d1e1477">Time series of deseasonalized anomalies in 70 hPa
temperature (upper), cold point temperature (upper middle), cold point
pressure (lower middle), and cold point altitude (lower) averaged over the
tropics (20<inline-formula><mml:math id="M82" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> S–20<inline-formula><mml:math id="M83" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N) and evaluated relative to the
reference period 2002–2010. Time series are shown for reanalysis products,
radiosonde data (RAOBCORE and IGRA), and radio occultation data (GNSS-RO).
Time series are smoothed with a 7-month running mean.</p></caption>
        <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://acp.copernicus.org/articles/20/753/2020/acp-20-753-2020-f09.png"/>

      </fig>

      <p id="d1e1504">Interannual variability at 70 hPa is dominated by the stratospheric QBO
signal, which is reproduced by all reanalysis data sets. The amplitudes of
the QBO temperature variations in all data sets based on multilinear
regression analyses over 1981–2010 are shown in Fig. 10. At 70 hPa,
the observational radiosonde data sets give QBO variations of 2.1–2.2 K.
Reanalyses agree well with the observations and show QBO variations of
2–2.4 K. The only exception is NCEP-NCAR R1, which clearly underestimates
the signal compared to radiosondes and other reanalyses, with an amplitude
of 1.7 K. Best agreement with the radiosonde data sets is found for MERRA-2,
MERRA, and CFSR. The influence of ENSO on TTL temperatures (not shown here)
shows large longitudinal variations with positive anomalies over the
Maritime Continent and western Pacific and negative anomalies over the eastern
Pacific. While the zonally resolved response patterns agree well between
observations and reanalyses, the zonal mean responses are not significant.
Positive temperature anomalies following the eruptions of El Chichón in
1982 can be detected in Fig. 9 for all reanalyses, consistent with the
results of Fujiwara et al. (2015). Following the Mount Pinatubo eruption in
1991, small positive temperature anomalies are evident at the 70 hPa level
around the beginning of 1992. However, no positive temperature anomalies are
found at the cold point during this time (see Fujiwara et al., 2015, for a
more detailed analysis).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F10"><?xmltex \currentcnt{10}?><label>Figure 10</label><caption><p id="d1e1510">Amplitude of QBO temperature signal for 10<inline-formula><mml:math id="M84" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> S–10<inline-formula><mml:math id="M85" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N at 70 hPa and the cold point derived from a multilinear
regression analyses for radiosonde and reanalysis data sets for the period
1981–2010.</p></caption>
        <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://acp.copernicus.org/articles/20/753/2020/acp-20-753-2020-f10.png"/>

      </fig>

      <p id="d1e1537">At the cold point, NCEP-NCAR R1 is a clear outlier, with much warmer
temperature anomalies than any other data set during the period prior to
2005 (Fig. 9). However, differences among the more recent reanalyses are
also relatively large, with ERA-Interim (on the lower side) and CFSR (on the
upper side) showing differences as large as 2 K in the early years of the
comparison. Given that existing homogenized radiosonde data sets also show
deviations of up to 1.5 K at this level (Fig. 2 in Wang et al., 2012), we
cannot deduce which reanalysis data set is most realistic. Note that the
radiosonde time series from IGRA shown here should<?pagebreak page764?> not be used for
evaluating long-term changes (see Wang et al., 2012 for details) but only
for assessing the representation of interannual variability. Periods of
particularly pronounced interannual variability alternate with relatively
quiescent ones. The amplitude of interannual variability (Fig. 9) and the
QBO temperature signal (Fig. 10) are weaker at the cold point than at 70 hPa but are still well captured by all of the reanalysis data sets except
for NCEP-NCAR R1.</p>
      <p id="d1e1540">Interannual variability in cold point pressure and altitude (Fig. 9) shows
better agreement among the data sets than that in cold point or 70 hPa
temperature. During the first 15 years of the record, the reanalysis cold
point tropopause levels are mostly shifted toward  lower
altitudes and higher pressures, consistent with higher temperatures during
this period. Anomalies in cold point temperature are in most cases matched
by anomalies in cold point pressure and altitude, with a warmer cold point
temperature (e.g., around 1999–2000) corresponding to lower tropopause
(negative altitude anomaly and positive pressure anomaly) and vice versa.
The older reanalyses NCEP-NCAR R1 and JRA-25 again show the largest overall
differences. The agreement improves over time, with the most consistent
results found for the period after 2002.</p>
      <p id="d1e1543">Long-term temperature changes are evaluated over the 1979–2005 time period
due to the availability of adjusted tropopause trends from radiosonde data
sets (see Wang et al., 2012 for details). Both radiosonde records suggest
significant cooling at the 70 hPa level (Fig. 11). Trends derived
from reanalysis data can be problematic due to changes in the assimilated
observations. Given this potential limitation, it is of interest to examine
whether the reanalysis trends are consistent with the hypothetically more
reliable trends derived from homogenized observational records. At 70 hPa,
temperature trends based on the reanalysis data sets span almost exactly the
same range (<inline-formula><mml:math id="M86" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.5</mml:mn></mml:mrow></mml:math></inline-formula> to <inline-formula><mml:math id="M87" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1.1</mml:mn></mml:mrow></mml:math></inline-formula> K per decade) as those based on the radiosonde data
sets (<inline-formula><mml:math id="M88" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.5</mml:mn></mml:mrow></mml:math></inline-formula> to <inline-formula><mml:math id="M89" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> K per decade). All reanalysis-based and observationally based
trends are significant at this level, confirming the stratospheric cooling
reported by many previous studies (e.g., Randel et al., 2009). Satellite
data from the microwave sounding unit (MSU) channel 4 (<inline-formula><mml:math id="M90" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">13</mml:mn></mml:mrow></mml:math></inline-formula>–22 km)
suggests smaller trends of around <inline-formula><mml:math id="M91" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.25</mml:mn></mml:mrow></mml:math></inline-formula> K per decade over 1979–2005 (Maycock
et al., 2018) or <inline-formula><mml:math id="M92" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.4</mml:mn></mml:mrow></mml:math></inline-formula> K per decade over 1979–2009 (Emanuel et al., 2013).
However, the much broader altitude range of this MSU channel includes both
stratospheric and tropospheric levels, which impedes a direct comparison
with trends at 70 hPa.</p>
      <?pagebreak page765?><p id="d1e1617">At the cold point, the situation is completely different.
The available adjusted radiosonde data sets show in some cases uncertainties
larger than the respective temperature trends at these levels. Only a few of
the available data sets indicate a statistically significant cooling based
on a methodology that adjusts the cold point trend to account for nearby
fixed pressure-level data and day–night differences (Wang et al., 2012).
Based on the trends shown in Wang et al. (2012) for five adjusted radiosonde
data sets, we show here the smallest and largest reported trends and
consider their range (including the reported error bars) as the
observational uncertainty range. Similar to the observations, the reanalysis
data sets suggest a large range in cold point temperature trends, from no
trend at all (0 K per decade for ERA-Interim) to a strong cooling of <inline-formula><mml:math id="M93" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1.3</mml:mn></mml:mrow></mml:math></inline-formula> K per decade (NCEP-NCAR R1). The latter is outside of the observational
uncertainty range and can thus be considered unrealistic. All other
reanalyses suggest small but significant cooling trends of <inline-formula><mml:math id="M94" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.3</mml:mn></mml:mrow></mml:math></inline-formula> to
<inline-formula><mml:math id="M95" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.6</mml:mn></mml:mrow></mml:math></inline-formula> K per decade. JRA-25, JRA-55, MERRA, and MERRA-2 agree particularly well
and produce trends in the middle of the observational uncertainty range.
Overall, due to the large uncertainties in radiosonde-derived cold point
temperature trends, all reanalyses except for R1 are statistically
consistent with at least one of the observational data sets.</p>
      <p id="d1e1650">Temperature trends at 100 hPa are very similar to trends at the cold point
level, and again they suggest consistency among most of the reanalysis and
radiosonde data sets, with the notable exception of R1. Nearly all data sets
suggest slightly smaller cooling trends (<inline-formula><mml:math id="M96" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.15</mml:mn></mml:mrow></mml:math></inline-formula> to <inline-formula><mml:math id="M97" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.5</mml:mn></mml:mrow></mml:math></inline-formula> K per decade)
relative to the cold point consistent with the fact that the cold point is
at slightly higher altitudes than 100 hPa. Among the data sets, only
ERA-Interim produces a warming trend (0.07 K per decade), although this result
is not statistically significant.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F11"><?xmltex \currentcnt{11}?><label>Figure 11</label><caption><p id="d1e1676">Linear trends in tropical mean (20<inline-formula><mml:math id="M98" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> S–20<inline-formula><mml:math id="M99" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N) temperature (K per decade) at 100 hPa, the cold point, and 70 hPa for the time period 1979–2005. Error bars indicate <inline-formula><mml:math id="M100" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 2<inline-formula><mml:math id="M101" display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula>
uncertainty in the trend and account for serial autocorrelation.</p></caption>
        <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://acp.copernicus.org/articles/20/753/2020/acp-20-753-2020-f11.png"/>

      </fig>

</sec>
<sec id="Ch1.S5" sec-type="conclusions">
  <label>5</label><title>Summary</title>
      <p id="d1e1726">Meteorological reanalyses are widely used in scientific studies of TTL
processes being utilized as “stand in observations” or for driving
transport models. The most recent atmospheric reanalysis data sets (ERA5,
ERA-Interim, MERRA-2, JRA-55, and CFSR) all provide realistic
representations of the major characteristics of temperature structure within
the TTL for 2002–2010. There is good agreement between reanalysis estimates
of tropical mean temperatures between 140 and 70 hPa and GNSS-RO retrievals,
with relatively small cold biases for most data sets. CFSR shows the best
agreement with GNSS-RO in this layer with a mean bias of <inline-formula><mml:math id="M102" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.06</mml:mn></mml:mrow></mml:math></inline-formula> K. Agreement
between the temperature profiles and the GNSS-RO data clearly improves when
the comparison is restricted to the period after 2007, when the
densely sampled COSMIC data were assimilated by all reanalyses.</p>
      <p id="d1e1739">Temperatures at the cold point and lapse rate tropopause levels show warm
biases in reanalyses when compared to observations. This tropopause-level
warm bias is opposite to the cold bias found at all model levels and is most
likely related to difficulties in determining the true cold point and lapse
rate tropopause levels from discrete temperature profiles with coarse
vertical resolution. Our analysis confirms that the magnitude of the bias
shift is consistent with the vertical resolution of the reanalysis data,
with the smallest bias shifts found for data sets with the highest vertical
resolution around the tropopause (ERA5 and CFSR). The negative temperature
bias at model levels is often canceled out by the positive bias introduced
when identifying the lapse rate and cold point tropopause locations. As a
result, ERA5, which has a small negative bias at model levels and a small
bias shift, has the most realistic tropopause temperatures, while CFSR,
which produces the most realistic model-level temperature profile, has a
warm bias of 0.6–0.9 K at the cold point and lapse rate tropopause levels.
Older reanalyses like MERRA, JRA-25, and especially NCEP-NCAR R1 show the
largest temperature biases at the tropopause levels.</p>
      <p id="d1e1742">The zonal structure of tropopause temperature reveals that the biases in
reanalysis relative to observations maximize at or near the Equator. All of
the recent reanalyses produce a realistic horizontal structure of cold point
temperature with minima corresponding to the centers of tropical deep
convection. Differences between reanalyses and observations are greatest
over equatorial Africa. These enhanced differences are possibly related to
Kelvin wave activity and associated disturbances in TTL temperatures that
also maximize in this region. Further investigation of seasonal variability
in the cold point tropopause, including detailed analysis of this feature,
will be conducted in a follow-up study.</p>
      <p id="d1e1745">Interannual variability in reanalysis temperatures is best constrained in
the upper TTL (70 hPa), with larger differences at lower levels such as the
cold point and 100 hPa. The reanalyses reproduce the temperature responses
to major dynamical and radiative signals such as volcanic eruptions and<?pagebreak page766?> the
QBO. Agreement among the reanalyses and between the reanalyses and
observations generally improves over time, with a step-like improvement
around the TOVS-to-ATOVS transition in 1998–1999 and in 2006 with the
beginning of the assimilation of COSMIC GNSS-RO data. Interannual variability is
lower at the cold point and 100 hPa relative to 70 hPa but with larger
month-to-month fluctuations causing larger discrepancies among the
reanalyses. As at 70 hPa, NCEP-NCAR R1 is a clear outlier. Interannual
variability in cold point pressure and altitude shows better agreement than
that in TTL temperature. Anomalies in cold point temperatures are in most
cases matched by corresponding anomalies in cold point pressure and
altitude.</p>
      <p id="d1e1749">Long-term reanalysis trends in temperature at 70 hPa show good agreement
with trends derived from adjusted radiosonde data sets. All reanalyses and
observational data sets indicate significant stratospheric cooling at this
level of around <inline-formula><mml:math id="M103" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.5</mml:mn></mml:mrow></mml:math></inline-formula> to <inline-formula><mml:math id="M104" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> K per decade. At the 100 hPa and cold
point levels, both adjusted radiosonde data sets and reanalyses indicate
large uncertainties in temperature trends. Reanalysis-based estimates at the
cold point range from no trend at all (0 K per decade for ERA-Interim) to strong
cooling of <inline-formula><mml:math id="M105" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1.3</mml:mn></mml:mrow></mml:math></inline-formula> K per decade (NCEP-NCAR R1). While the latter is outside of the
observational uncertainty range and can be considered unrealistic, all other
reanalysis data sets agree with at least one of the observational data sets
within uncertainties. The bulk of the reanalyses are in good agreement at
these levels, suggesting small but significant cooling trends of <inline-formula><mml:math id="M106" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.3</mml:mn></mml:mrow></mml:math></inline-formula> to <inline-formula><mml:math id="M107" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.6</mml:mn></mml:mrow></mml:math></inline-formula> K per decade that are statistically consistent with trends
based on the adjusted radiosonde data sets.</p>
      <p id="d1e1802">Advances of the reanalysis and observational systems over the last decades
have led to a clear improvement in the TTL reanalyses products over time. In
particular, the more recent reanalyses (ERA-Interim, ERA5, MERRA-2, CFSR, and
JRA-55) mostly show very good agreement after 2002 in terms of the vertical
TTL temperature profile, meridional tropopause structure, and interannual
variability. Temperatures at the cold point and lapse rate, on the other
hand, are too high for most reanalyses, regardless of production date. As
these differences maximize over central Africa, a center of deep convective
activity, chemical transport models driven by reanalyses and simulating air
mass transport into the stratosphere can be expected to have too little
dehydration and too high water vapor. Furthermore, all reanalyses place the
cold point tropopause too low in altitude relative to observations. This
displacement can have important implications for studies that compare water
vapor and ice observations with the position of the cold point tropopause
derived from reanalyses data, as enhanced ice and water vapor contents
could be erroneously attributed to deep convection crossing the tropopause.</p>
      <p id="d1e1805">Depending on the particular application, different reanalyses offer
different advantages such as a realistic cold point temperature (e.g.,
ERA5), small bias in the TTL temperature profile (e.g., CFSR), realistic
spatial distribution of the cold point temperature (e.g., ERA-Interim),
continuous TTL temperature time series through 2006 (e.g., JRA55), or a
realistic representation of signals of interannual variability (e.g.,
MERRA-2). Their use in model simulations and in comparisons with climate
model output should be tailored to their specific strengths and weaknesses.</p>
</sec>

      
      </body>
    <back><notes notes-type="dataavailability"><title>Data availability</title>

      <p id="d1e1812">Reanalyses, GNSS-RO, and radiosonde data can be
inquired about by contacting the authors.</p>
  </notes><app-group>
        <supplementary-material position="anchor"><p id="d1e1815">The supplement related to this article is available online at: <inline-supplementary-material xlink:href="https://doi.org/10.5194/acp-20-753-2020-supplement" xlink:title="pdf">https://doi.org/10.5194/acp-20-753-2020-supplement</inline-supplementary-material>.</p></supplementary-material>
        </app-group><notes notes-type="authorcontribution"><title>Author contributions</title>

      <p id="d1e1824">ST developed the idea for this paper and
carried out the evaluations with contributions from all co-authors. SD and
BL provided the reanalyses tropopause and profile data. RPK provided the
GNSS-RO tropopause, wave activity, and temperature profile data. JaSW provided the radiosonde tropopause data. ST wrote the article with
contributions from all co-authors.</p>
  </notes><notes notes-type="competinginterests"><title>Competing interests</title>

      <p id="d1e1830">The authors declare that they have no conflict of interest.</p>
  </notes><notes notes-type="sistatement"><title>Special issue statement</title>

      <p id="d1e1836">This article is part of the special issue “The SPARC Reanalysis Intercomparison Project (S-RIP) (ACP/ESSD inter-journal SI)”. It is not associated with a conference.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e1842">We thank the reanalysis centers for providing
their support and data products. We thank Christine Bloecker from the Global
Modeling and Assimilation Office, NASA Goddard Space Flight Center for
providing information on the GNSS-RO data assimilated in MERRA-2. ERA5 data
were generated using Copernicus Climate Change Service Information. MERRA-2
data access was through the Global Modeling and Assimilation Office (GMAO,
2015). The work of Susann Tegtmeier was funded by the Deutsche
Forschungsgemeinschaft (DFG, German Research Foundation) – TE 1134/1.
Contributions from James S. Wright were supported by the National Natural
Science Foundation of China (20171352419) via a joint DFG–NSFC funding
initiative.</p></ack><notes notes-type="financialsupport"><title>Financial support</title>

      <p id="d1e1847">The article processing charges for this open-access publication
were partially covered by University of Saskatchewan funding. <?xmltex \hack{\newline}?><?xmltex \hack{\newline}?>The article processing charges for this open-access <?xmltex \hack{\newline}?>publication  were covered by a Research <?xmltex \hack{\newline}?> Centre of the Helmholtz Association.</p>
  </notes><notes notes-type="reviewstatement"><title>Review statement</title>

      <?pagebreak page767?><p id="d1e1860">This paper was edited by Peter Haynes and reviewed by four anonymous referees.</p>
  </notes><ref-list>
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    <!--<article-title-html>Temperature and tropopause characteristics from reanalyses data in the tropical tropopause layer</article-title-html>
<abstract-html><p>The tropical tropopause layer (TTL) is the transition region between the
well-mixed convective troposphere and the radiatively controlled
stratosphere with air masses showing chemical and dynamical properties of
both regions. The representation of the TTL in meteorological reanalysis
data sets is important for studying the complex interactions of circulation,
convection, trace gases, clouds, and radiation. In this paper, we present the
evaluation of climatological and long-term TTL temperature and tropopause
characteristics in the reanalysis data sets ERA-Interim, ERA5, JRA-25,
JRA-55, MERRA, MERRA-2, NCEP-NCAR (R1), and CFSR. The evaluation has been
performed as part of the SPARC (Stratosphere–troposphere Processes and
their Role in Climate) Reanalysis Intercomparison Project (S-RIP).</p><p>The most recent atmospheric reanalysis data sets (ERA-Interim, ERA5, JRA-55,
MERRA-2, and CFSR) all provide realistic representations of the major
characteristics of the temperature structure within the TTL. There is good
agreement between reanalysis estimates of tropical mean temperatures and
radio occultation data, with relatively small cold biases for most data
sets. Temperatures at the cold point and lapse rate tropopause levels, on
the other hand, show warm biases in reanalyses when compared to
observations. This tropopause-level warm bias is related to the vertical
resolution of the reanalysis data, with the smallest bias found for data
sets with the highest vertical resolution around the tropopause. Differences
in the cold point temperature maximize over equatorial Africa, related to
Kelvin wave activity and associated disturbances in TTL temperatures.</p><p>Interannual variability in reanalysis temperatures is best constrained in
the upper TTL, with larger differences at levels below the cold point. The
reanalyses reproduce the temperature responses to major dynamical and
radiative signals such as volcanic eruptions and the quasi-biennial oscillation (QBO). Long-term
reanalysis trends in temperature in the upper TTL show good agreement with
trends derived from adjusted radiosonde data sets indicating significant
stratospheric cooling of around −0.5 to −1&thinsp;K per decade. At 100&thinsp;hPa and the
cold point, most of the reanalyses suggest small but significant cooling
trends of −0.3 to −0.6&thinsp;K per decade that are statistically consistent with
trends based on the adjusted radiosonde data sets.</p><p>Advances of the reanalysis and observational systems over the last decades
have led to a clear improvement in the TTL reanalysis products over time.
Biases of the temperature profiles and differences in interannual
variability clearly decreased in 2006, when densely sampled radio
occultation data started being assimilated by the reanalyses. While there is
an overall good agreement, different reanalyses offer different advantages
in the TTL such as realistic profile and cold point temperature, continuous
time series, or a realistic representation of signals of interannual
variability. Their use in model simulations and in comparisons with climate
model output should be tailored to their specific strengths and weaknesses.</p></abstract-html>
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