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  <front>
    <journal-meta>
<journal-id journal-id-type="publisher">ACP</journal-id>
<journal-title-group>
<journal-title>Atmospheric Chemistry and Physics</journal-title>
<abbrev-journal-title abbrev-type="publisher">ACP</abbrev-journal-title>
<abbrev-journal-title abbrev-type="nlm-ta">Atmos. Chem. Phys.</abbrev-journal-title>
</journal-title-group>
<issn pub-type="epub">1680-7324</issn>
<publisher><publisher-name>Copernicus GmbH</publisher-name>
<publisher-loc>Göttingen, Germany</publisher-loc>
</publisher>
</journal-meta>

    <article-meta>
      <article-id pub-id-type="doi">10.5194/acp-15-6879-2015</article-id><title-group><article-title>The 11-year solar
cycle in current reanalyses: a (non)linear attribution study of the middle
atmosphere</article-title>
      </title-group><?xmltex \runningtitle{Solar cycle in current reanalyses}?><?xmltex \runningauthor{A.~Kuchar et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Kuchar</surname><given-names>A.</given-names></name>
          <email>kuchara@mbox.troja.mff.cuni.cz</email>
        <ext-link>https://orcid.org/0000-0002-3672-6626</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Sacha</surname><given-names>P.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Miksovsky</surname><given-names>J.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-5259-2269</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Pisoft</surname><given-names>P.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-5034-9169</ext-link></contrib>
        <aff id="aff1"><institution>Department of Atmospheric Physics, Faculty of Mathematics and Physics,<?xmltex \hack{\newline}?> Charles University in Prague, V Holesovickach 2, 180 00 Prague 8, Czech Republic</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">A. Kuchar (kuchara@mbox.troja.mff.cuni.cz)</corresp></author-notes><pub-date><day>24</day><month>June</month><year>2015</year></pub-date>
      
      <volume>15</volume>
      <issue>12</issue>
      <fpage>6879</fpage><lpage>6895</lpage>
      <history>
        <date date-type="received"><day>17</day><month>August</month><year>2014</year></date>
           <date date-type="rev-request"><day>09</day><month>December</month><year>2014</year></date>
           <date date-type="rev-recd"><day>02</day><month>June</month><year>2015</year></date>
           <date date-type="accepted"><day>08</day><month>June</month><year>2015</year></date>
      </history>
      <permissions>
<license license-type="open-access">
<license-p>This work is licensed under a Creative Commons Attribution 3.0 Unported License. To view a copy of this license, visit <ext-link ext-link-type="uri" xlink:href="http://creativecommons.org/licenses/by/3.0/">http://creativecommons.org/licenses/by/3.0/</ext-link></license-p>
</license>
</permissions><self-uri xlink:href="https://acp.copernicus.org/articles/.html">This article is available from https://acp.copernicus.org/articles/.html</self-uri>
<self-uri xlink:href="https://acp.copernicus.org/articles/.pdf">The full text article is available as a PDF file from https://acp.copernicus.org/articles/.pdf</self-uri>


      <abstract>
    <p>This study focusses on the variability of temperature, ozone and circulation
characteristics in the stratosphere and lower mesosphere with regard to the
influence of the 11-year solar cycle. It is based on attribution analysis
using multiple nonlinear techniques (support vector regression, neural
networks) besides the multiple linear regression approach. The analysis was
applied to several current reanalysis data sets for the 1979–2013 period,
including MERRA, ERA-Interim and JRA-55, with the aim to compare how these
types of data resolve especially the double-peaked solar response in
temperature and ozone variables and the consequent changes induced by these
anomalies. Equatorial temperature signals in the tropical stratosphere were
found to be in qualitative agreement with previous attribution studies,
although the agreement with observational results was incomplete, especially
for JRA-55. The analysis also pointed to the solar signal in the ozone data
sets (i.e. MERRA and ERA-Interim) not being consistent with the observed
double-peaked ozone anomaly extracted from satellite measurements. The
results obtained by linear regression were confirmed by the nonlinear
approach through all data sets, suggesting that linear regression is a
relevant tool to sufficiently resolve the solar signal in the middle
atmosphere. The seasonal evolution of the solar response was also discussed
in terms of dynamical causalities in the winter hemispheres. The hypothetical
mechanism of a weaker Brewer–Dobson circulation at solar maxima was reviewed
together with a discussion of polar vortex behaviour.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <title>Introduction</title>
      <p>The Sun is a prime driver of various processes in the climate system. From
observations of the Sun's variability on decadal or centennial timescales, it
is possible to identify temporal patterns and trends in solar activity, and
consequently to derive the related mechanisms of the solar influence on the
Earth's climate <xref ref-type="bibr" rid="bib1.bibx23" id="paren.1"><named-content content-type="pre">e.g.</named-content></xref>. Of the semi-regular solar
cycles, the most prominent is the approximate 11-year periodicity which
manifests in the solar magnetic field or through fluctuations of sunspot
number, but also in the total solar irradiance (TSI) or solar wind
properties. For the dynamics of the middle atmosphere, where most of the
ozone production and destruction occur, the changes in the spectral solar
irradiance (SSI) are the most influential, since the TSI as the integral over
all wavelengths exhibits variations of orders lower than the ultraviolet part
of the spectrum <xref ref-type="bibr" rid="bib1.bibx43" id="paren.2"/>. This fact was supported by original
studies <xref ref-type="bibr" rid="bib1.bibx41 bib1.bibx25" id="paren.3"><named-content content-type="pre">e.g.</named-content></xref> that suggested the solar
cycle (SC) influence on the variability of the stratosphere.
<xref ref-type="bibr" rid="bib1.bibx22" id="normal.4"/> have shown, with the fixed dynamical heating
model, that the response of temperature in the photochemically controlled
region of the upper tropical stratosphere is due to both direct solar heating
and an indirect effect caused by the ozone changes.</p>
      <p>Numerous studies have identified temperature and ozone changes linked to the
11-year cycle by multiple linear regression. The use of ERA-40 reanalysis
<xref ref-type="bibr" rid="bib1.bibx18" id="paren.5"/> pointed to a manifestation of annually averaged solar
signal in temperature, exhibited predominantly around the Equator with
amplitudes up to 2 K around the stratopause and with a secondary amplitude
maximum of up to 1 K in the lower stratosphere. <xref ref-type="bibr" rid="bib1.bibx70" id="normal.6"/>,
<xref ref-type="bibr" rid="bib1.bibx31" id="normal.7"/> and <xref ref-type="bibr" rid="bib1.bibx62" id="normal.8"/> have used satellite
ozone data sets to characterise statistically significant responses in the
upper and lower stratosphere. The observed double-peaked ozone response in
the vertical profile around the Equator was reproduced in some chemistry
climate models, although concerns about the physical mechanism of the lower
stratospheric response were expressed <xref ref-type="bibr" rid="bib1.bibx2" id="paren.9"/>.</p>
      <p>The ozone and temperature perturbations associated with the SC have an impact
on the middle atmospheric circulation. They produce a zonal wind anomaly
around the stratopause (faster subtropical jet) during solar maxima through
the enhanced meridional temperature gradient. Since planetary wave
propagation is affected by the zonal mean flow <xref ref-type="bibr" rid="bib1.bibx1" id="paren.10"/>, we can
suppose that a stronger subtropical jet can deflect planetary waves
propagating from higher latitudes. Reduced wave forcing can lead to
decreasing/increasing or upwelling/downwelling motions in the equatorial or
higher latitudes respectively <xref ref-type="bibr" rid="bib1.bibx36" id="paren.11"/>. The Brewer–Dobson
circulation (BDC) is weaker during solar maxima
<xref ref-type="bibr" rid="bib1.bibx40" id="paren.12"/>, although this appears to be sensitive to the
state of the polar winter. Observational studies, together with model
experiments <xref ref-type="bibr" rid="bib1.bibx46" id="paren.13"><named-content content-type="pre">e.g.</named-content></xref>, suggest a so-called
“top-down” mechanism where the solar signal is transferred from the upper
to lower stratosphere, and even to tropospheric altitudes.</p>
      <p>Statistical studies <xref ref-type="bibr" rid="bib1.bibx42 bib1.bibx6" id="paren.14"><named-content content-type="pre">e.g.</named-content></xref>
have also focused on the lower stratospheric solar signal in the polar
regions and have revealed modulation by the Quasi-Biennial Oscillation (QBO),
or the well known Holton–Tan relationship <xref ref-type="bibr" rid="bib1.bibx29" id="paren.15"/>
modulated by the SC. Proposed mechanisms by
<xref ref-type="bibr" rid="bib1.bibx45 bib1.bibx47" id="text.16"/> suggested that the solar signal
induced during early winter in the upper equatorial stratosphere propagates
poleward and downward when the stratosphere transits from a radiatively
controlled state to a dynamically controlled state involving planetary wave
propagation <xref ref-type="bibr" rid="bib1.bibx36" id="paren.17"/>. The mechanism of the SC and QBO interaction,
which stems from reinforcing each other or canceling each other out
<xref ref-type="bibr" rid="bib1.bibx21" id="paren.18"/>, has been verified by WACCM3.1 model simulations
<xref ref-type="bibr" rid="bib1.bibx48" id="paren.19"/>. These proved the independence of the solar response in
the tropical upper stratosphere from the response dependent on the presence
of the QBO at lower altitudes. However, fully coupled WACCM-4 model
simulations by <xref ref-type="bibr" rid="bib1.bibx38" id="text.20"/> raised the possibility of occurrence
by chance of the observed solar-QBO response in the polar region. The
internally generated QBO was not fully realistic though. In particular, the
simulated internal QBO descended down to only about 50 hPa.</p>
      <p>It has been shown that difficulties in the state-of-the-art climate models
arise when reproducing the solar signal influence on winter polar
circulation, especially in less active sun periods <xref ref-type="bibr" rid="bib1.bibx34" id="paren.21"/>.
The hypothesis is that solar UV forcing is too weak in the models. Satellite
measurements indicate that variations in the solar UV irradiance may be
larger than previously thought <xref ref-type="bibr" rid="bib1.bibx26" id="paren.22"/>. However, the
measurements by <xref ref-type="bibr" rid="bib1.bibx26" id="text.23"/> from the SORCE satellite may have
been affected by instrument degradation with time and so may be
overestimating the UV variability <xref ref-type="bibr" rid="bib1.bibx17" id="paren.24"><named-content content-type="pre">see the review by</named-content></xref>.
The latter authors have also concluded that the SORCE measurements probably
represent an upper limit on the magnitude of the SSI variation. Consequent
results of general circulation models, forced with the SSI from the SORCE
measurements, have shown a larger stratospheric response than for the NRL SSI
data set. Thus, coordinated work is needed to have reliable SSI input data
for GCM and CCM simulations <xref ref-type="bibr" rid="bib1.bibx17" id="paren.25"/>, and also to propose robust
conclusions concerning SC influence on climate <xref ref-type="bibr" rid="bib1.bibx3" id="paren.26"/>.</p>
      <p>At the Earth's surface, the detection of the SC influence is problematic
since there are other significant forcing factors, e.g. greenhouse gases,
volcanoes and aerosol changes <xref ref-type="bibr" rid="bib1.bibx7" id="paren.27"><named-content content-type="pre">e.g.</named-content></xref>, as well as
substantial variability attributable to internal climate dynamics. However,
several studies
<xref ref-type="bibr" rid="bib1.bibx74 bib1.bibx73 bib1.bibx30 bib1.bibx32 bib1.bibx24 bib1.bibx65" id="paren.28"/>
detected the solar signal in sea level pressure and sea surface temperature,
which supports the hypothesis of a troposphere–ocean response to the SC.
Some studies <xref ref-type="bibr" rid="bib1.bibx30" id="paren.29"><named-content content-type="pre">e.g.</named-content></xref> suggest a so-called “bottom-up” solar
forcing mechanism that contributes to the lower stratospheric ozone and
temperature anomaly in connection with the lower stratosphere deceleration of
the BDC.</p>
      <p>The observed double-peaked ozone anomaly in the vertical profile around the
Equator was supported by the simulations of coupled chemistry climate models
<xref ref-type="bibr" rid="bib1.bibx2" id="paren.30"/>. However, the results presented by
<xref ref-type="bibr" rid="bib1.bibx8" id="text.31"/> suggest the contribution of SC variability could
be smaller since two major volcanic eruptions are aligned with solar maximum
periods and also given the shortness of the analysed time series (in our
case, 35 years). These concerns related to the lower stratospheric response
of ozone and temperature derived from observations have already been raised
<xref ref-type="bibr" rid="bib1.bibx69 bib1.bibx44" id="paren.32"><named-content content-type="pre">e.g.</named-content></xref>. However, another issue is whether
or not the lower stratospheric response could depend on the model employed in
the simulations <xref ref-type="bibr" rid="bib1.bibx52" id="paren.33"/>.</p>
      <p>Several past studies
<xref ref-type="bibr" rid="bib1.bibx70 bib1.bibx18 bib1.bibx24 bib1.bibx50" id="paren.34"><named-content content-type="pre">e.g.</named-content></xref>
used multiple linear regression to extract the solar signal and separate
other climate phenomena like the QBO, the effect of aerosols, North Atlantic
Oscillation (NAO), El Niño–Southern Oscillation (ENSO) or trend
variability. Apart from this conventional method, it is possible to use
alternative approaches to isolate and examine particular signal components,
such as wavelet analysis <xref ref-type="bibr" rid="bib1.bibx60 bib1.bibx61" id="paren.35"/> or empirical mode
decomposition <xref ref-type="bibr" rid="bib1.bibx10" id="paren.36"/>. The nonlinear character of the
climate system also suggests potential benefits from the application of fully
nonlinear attribution techniques to study the properties and interactions in
the atmosphere. However, such nonlinear methods have been used rather
sporadically in the atmospheric sciences
<xref ref-type="bibr" rid="bib1.bibx75 bib1.bibx58 bib1.bibx4" id="normal.37"><named-content content-type="pre">e.g.</named-content></xref>, mainly due to
their several disadvantages such as the lack of explanatory power
<xref ref-type="bibr" rid="bib1.bibx57" id="paren.38"/>.</p>
      <p>To examine middle atmospheric conditions, it is necessary to study reliable
and sufficiently vertically resolved data. Systematic and global observations
of the middle atmosphere only began during the International Geophysical Year
(1957–1958) and were later expanded through the development of satellite
measurements <xref ref-type="bibr" rid="bib1.bibx1" id="paren.39"/>. Supplementary data come from balloon and
rocket soundings, though these are limited by their vertical range (only the
lower stratosphere in the case of radiosondes) and the fact that the in situ
observations measure local profiles only. By assimilation of these
irregularly distributed data and discontinuous measurements of particular
satellite missions into an atmospheric/climatic model, we have modern basic
data sets available for climate research, so-called reanalyses. These types
of data are relatively long, globally gridded with a vertical range extending
to the upper stratosphere or the lower mesosphere and thus suitable for
11-year SC research. In spite of their known limitations <xref ref-type="bibr" rid="bib1.bibx49" id="paren.40"><named-content content-type="pre">such as
discontinuities in ERA reanalysis –</named-content></xref>, they are
considered an extremely valuable research tool <xref ref-type="bibr" rid="bib1.bibx63" id="paren.41"/>.</p>
      <p>Coordinated intercomparison has been initiated by the SPARC (Stratospheric
Processes and their Role in Climate) community to understand them, and to
contribute to future reanalysis improvements <xref ref-type="bibr" rid="bib1.bibx19" id="paren.42"/>.
Under this framework, <xref ref-type="bibr" rid="bib1.bibx50" id="text.43"/> have examined nine
reanalysis data sets in terms of 11-year SC, volcanic, ENSO and QBO
variability. Complementing their study, we provide here a comparison with
nonlinear regression techniques, assessing robustness of the results obtained
by multiple linear regression (MLR). Furthermore, EP
flux diagnostics are used to examine solar-induced response during
the winter season in both hemispheres, and solar-related variations of
assimilated ozone are investigated.</p>
      <p>The paper is arranged as follows. In Sect. <xref ref-type="sec" rid="Ch1.S2"/> the used data sets
are described. In Sect. <xref ref-type="sec" rid="Ch1.S3"/> the analysis methods are presented
along with regressor terms employed in the regression model.
Section <xref ref-type="sec" rid="Ch1.S4"/> is dedicated to the description of the annual response
results. In Sect. <xref ref-type="sec" rid="Ch1.S4.SS1"/> solar response in MERRA reanalysis
is presented. Next, in Sect. <xref ref-type="sec" rid="Ch1.S4.SS1.SSS1"/> other reanalyses are
compared in terms of SC. Comparison of linear and nonlinear approaches is
presented in Sect. <xref ref-type="sec" rid="Ch1.S4.SS1.SSS2"/>. Section <xref ref-type="sec" rid="Ch1.S4.SS2"/>
describes monthly evolution of SC response in the state variables.
Section <xref ref-type="sec" rid="Ch1.S5"/> is aimed at dynamical consequences of the SC analysed
using the EP flux diagnostics.</p>
</sec>
<sec id="Ch1.S2">
  <title>Data sets</title>
      <p>Our analysis was applied to the most recent generation of three reanalysed
data sets: MERRA (Modern Era Reanalysis for Research and Applications,
developed by NASA) <xref ref-type="bibr" rid="bib1.bibx63" id="paren.44"/>, ERA-Interim (ECMWF Interim
Reanalysis) <xref ref-type="bibr" rid="bib1.bibx12" id="paren.45"/> and JRA-55 (Japanese 55-year Reanalysis)
<xref ref-type="bibr" rid="bib1.bibx15" id="paren.46"/>. We have studied the series for the period
1979–2013. All of the data sets were analysed on a monthly basis. The
Eliassen–Palm (EP) flux diagnostics (described below) was computed on a
3-hourly basis from MERRA reanalysis and subsequently monthly means were
produced. A similar approach has already been used by
<xref ref-type="bibr" rid="bib1.bibx68" id="text.47"/> and <xref ref-type="bibr" rid="bib1.bibx51" id="text.48"/>. The former study
proposed that even 6-hourly data are sufficient to diagnose tropical
upwelling in the lower stratosphere. The vertical range extends to the lower
mesosphere (0.1 hPa) for MERRA, and to 1 hPa for the remaining reanalyses.
The horizontal resolution of the gridded data sets was
1.25<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 1.25<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> for MERRA and JRA-55 and
1.5<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 1.5<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> for ERA-Interim respectively.</p>
      <p>In comparison with previous generations of reanalyses, it is possible to
observe a better representation of stratospheric conditions. This improvement
is considered to be connected with increasing the height of the upper
boundary of the model domain <xref ref-type="bibr" rid="bib1.bibx63" id="paren.49"/>. For example, the
Brewer–Dobson circulation was markedly overestimated by ERA-40; an
improvement was achieved in ERA-Interim, but the upward transport remains
faster than observations indicate <xref ref-type="bibr" rid="bib1.bibx12" id="paren.50"/>. Interim results of
JRA-55 suggest a less biased reanalysed temperature in the lower stratosphere
relative to JRA-25 <xref ref-type="bibr" rid="bib1.bibx15" id="paren.51"/>.</p>
      <p>In addition to the standard variables provided in reanalysis, i.e. air
temperature, ozone mixing ratio and circulation characteristics – zonal,
meridional or omega velocity – we have also analysed other dynamical
variables. Of particular interest were the EP flux diagnostics – a
theoretical framework to study interactions between planetary waves and the
zonal mean flow <xref ref-type="bibr" rid="bib1.bibx1" id="paren.52"/>. Furthermore, this framework allows the
study of the wave propagation characteristics in the zonal wind and the
induced (large-scale) meridional circulation as well. For this purpose the
quasi-geostrophic approximation of transformed Eulerian mean (TEM) equations
were used in the form employed by <xref ref-type="bibr" rid="bib1.bibx16" id="text.53"/>, i.e. using their
formula (3.1) for EP flux vectors, (3.2) for EP flux divergence and (3.4) for
residual circulation. These variables were then interpolated to a regular
vertical grid. For the visualisation purposes, the EP flux arrows were scaled
by the inverse of the pressure. The script was publicly released
<xref ref-type="bibr" rid="bib1.bibx39" id="paren.54"/>.</p><?xmltex \hack{\newpage}?>
</sec>
<sec id="Ch1.S3">
  <title>Methods</title>
      <p>To detect variability and changes due to climate-forming factors, such as the
11-year SC, we have applied an attribution analysis based on multiple linear
regression (MLR) and two nonlinear techniques. The regression model separates
the effects of climate phenomena that are supposed to have an impact on
middle atmospheric conditions. Our regression model of a particular variable
<inline-formula><mml:math display="inline"><mml:mi>X</mml:mi></mml:math></inline-formula> as a function of time <inline-formula><mml:math display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula>, pressure level <inline-formula><mml:math display="inline"><mml:mi>p</mml:mi></mml:math></inline-formula>, latitude <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">φ</mml:mi></mml:math></inline-formula> and
longitude <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">λ</mml:mi></mml:math></inline-formula> is described by the following equation:

              <disp-formula id="Ch1.E1" content-type="numbered"><mml:math display="block"><mml:mrow><?xmltex \hack{\hbox\bgroup\fontsize{9.5}{9.5}\selectfont$\displaystyle}?><mml:mtable rowspacing="0.2ex" columnspacing="1em" class="aligned" displaystyle="true" columnalign="right left"><mml:mtr><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mi>X</mml:mi><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>,</mml:mo><mml:mi>z</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="italic">φ</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>)</mml:mo><mml:mo>=</mml:mo></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mi mathvariant="italic">α</mml:mi><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>;</mml:mo><mml:mi>z</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="italic">φ</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>)</mml:mo><mml:mo>+</mml:mo><mml:mi mathvariant="italic">β</mml:mi><mml:mo>(</mml:mo><mml:mi>z</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="italic">φ</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>)</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mtext>TREND</mml:mtext><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:mo>+</mml:mo></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:mi mathvariant="italic">γ</mml:mi><mml:mo>(</mml:mo><mml:mi>z</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="italic">φ</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>)</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mtext>SOLAR</mml:mtext><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>)</mml:mo><mml:mo>+</mml:mo><mml:msub><mml:mi mathvariant="italic">δ</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>(</mml:mo><mml:mi>z</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="italic">φ</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>)</mml:mo><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msub><mml:mtext>QBO</mml:mtext><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mo>+</mml:mo></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:msub><mml:mi mathvariant="italic">δ</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>(</mml:mo><mml:mi>z</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="italic">φ</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>)</mml:mo><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msub><mml:mtext>QBO</mml:mtext><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>)</mml:mo><mml:mo>+</mml:mo><mml:msub><mml:mi mathvariant="italic">δ</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub><mml:mo>(</mml:mo><mml:mi>z</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="italic">φ</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>)</mml:mo><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msub><mml:mtext>QBO</mml:mtext><mml:mn mathvariant="normal">3</mml:mn></mml:msub><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:mo>+</mml:mo></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mi mathvariant="italic">ε</mml:mi><mml:mo>(</mml:mo><mml:mi>z</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="italic">φ</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>)</mml:mo><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mtext>ENSO</mml:mtext><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>)</mml:mo><mml:mo>+</mml:mo><mml:mi mathvariant="italic">ζ</mml:mi><mml:mo>(</mml:mo><mml:mi>z</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="italic">φ</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>)</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mtext>SAOD</mml:mtext><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mo>+</mml:mo></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:mi mathvariant="italic">η</mml:mi><mml:mo>(</mml:mo><mml:mi>z</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="italic">φ</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>)</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mtext>NAO</mml:mtext><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>)</mml:mo><mml:mo>+</mml:mo><mml:mi>e</mml:mi><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>,</mml:mo><mml:mi>z</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="italic">φ</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>)</mml:mo><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable><?xmltex \hack{$\egroup}?></mml:mrow></mml:math></disp-formula></p>
      <p>After deseasonalising, which can be represented by the <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula> index for
every month in a year, the individual terms represent a trend regressor
<inline-formula><mml:math display="inline"><mml:mrow><mml:mtext>TREND</mml:mtext><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> either in linear form or including the equivalent effective
stratospheric chlorine (EESC) index (this should be employed due to the ozone
turnover trend around the middle of the 90s), a <inline-formula><mml:math display="inline"><mml:mrow><mml:mtext>SOLAR</mml:mtext><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> represented
by the 10.7 cm radio flux as a proxy for solar ultraviolet variations at
wavelengths 200–300 nm that are important for ozone production and
radiative heating in the stratosphere, and which correlates well with sunspot
number variation (the data were acquired from Dominion Radio Astrophysical
Observatory (DRAO) in Penticton, Canada).</p>
      <p>We have also included the quasi-biennial proxies <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mtext>QBO</mml:mtext><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>,</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mo>,</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msub><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> as
another stratosphere-related predictor. Similar studies have represented the
QBO in multiple regression methods in several ways. Our approach involves
three separate QBO indices extracted from each reanalysis. These three
indices are the first three principal components of the residuals of our
linear regression model (<xref ref-type="disp-formula" rid="Ch1.E1"/>) excluding QBO predictors applied to
the equatorial zonal wind. The approach follows the paper by
<xref ref-type="bibr" rid="bib1.bibx18" id="normal.55"/> or the study by <xref ref-type="bibr" rid="bib1.bibx11" id="normal.56"/> to avoid contamination
of the QBO regressors by the solar signal or other regressors. The three
principal components explain 49, 47 and 3 % of the total variance for the
MERRA; 60, 38 and 2 % for the JRA-55; and 59, 37 and 3 % for the
ERA-Interim. The extraction of the first two components reveals a 28-month
periodicity and an out-of phase relationship between the upper and lower
stratospheres. The out-of phase relationship or orthogonality manifests
approximately in a quarter period shift of these components. The deviation
from the QBO quasi-regular period represented by the first two dominant
components is contained in the residual variance. Linear regression analysis
of the zonal wind with the inclusion of the first two principal components
reveals a statistically significant linkage between the third principal
component and the residuals of this analysis. Furthermore, the regression
coefficient of this QBO proxy was statistically significant for all variables
<inline-formula><mml:math display="inline"><mml:mi>p</mml:mi></mml:math></inline-formula> value <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:mn>0.05</mml:mn></mml:mrow></mml:math></inline-formula> (see below for details about significance testing
techniques). Wavelet analysis for the MERRA demonstrates three statistically
significant but non-stationary periods exceeding the level of the white noise
wavelet spectrum (not shown): an approximate annual cycle (a peak period of
1 year and 2 months), a cycle with a peak period of 3 years and 3 months and
a long-period cycle (a peak period between 10 and 15 years). Those
interferences can be attributed to the possible
nonlinear interactions between the QBO itself and other signals like the annual
cycle or long-period cycle such as the 11-year SC at the equatorial
stratosphere.</p>
      <p>The El Niño–Southern Oscillation is represented by the multivariate ENSO
index <inline-formula><mml:math display="inline"><mml:mrow><mml:mtext>ENSO</mml:mtext><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> which is computed as the first principal component of
the six main observed variables over the Pacific Ocean: sea level pressure,
zonal and meridional wind, sea surface temperature, surface air temperature
and total cloudiness fraction of the sky <xref ref-type="bibr" rid="bib1.bibx53" id="paren.57"/>. The effect of volcanic
eruptions is represented by the stratospheric aerosol optical depth
<inline-formula><mml:math display="inline"><mml:mrow><mml:mtext>SAOD</mml:mtext><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>. The time series was derived from the optical extinction
data <xref ref-type="bibr" rid="bib1.bibx64" id="paren.58"/>. We have used globally averaged time series in our
regression model. The North Atlantic Oscillation has also been included
through its index <inline-formula><mml:math display="inline"><mml:mrow><mml:mtext>NAO</mml:mtext><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> derived by rotated principal component
analysis applied to the monthly standardised 500 hPa height anomalies
obtained from the Climate Data Assimilation System (CDAS) in the Atlantic
region between 20 and 90<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N <xref ref-type="bibr" rid="bib1.bibx56" id="paren.59"/>.</p>
      <p>The robustness of the solar regression coefficient has been tested in terms
of including or excluding particular regressors in the regression model; e.g.
the NAO term was removed from the model and the resulting solar regression
coefficient was compared with the solar regression coefficient from the
original regression set-up. The solar regression coefficient seems to be
highly robust since neither the amplitude nor the statistical significance
field was changed significantly when NAO or <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mtext>QBO</mml:mtext><mml:mn mathvariant="normal">3</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> or both of them
were removed. However, cross-correlation analysis reveals that the
correlation between NAO and TREND, SOLAR and SAOD regressors is statistically
significant, but small (not shown).</p>
      <p>The multiple regression model of Eq. (<xref ref-type="disp-formula" rid="Ch1.E1"/>) has been used for the
attribution analysis, and supplemented by two nonlinear techniques. The MLR
coefficients were estimated by the least squares method. To avoid the effect
of autocorrelation of residuals and to obtain the best linear unbiased
estimate (BLUE) according to the Gauss–Markov theorem <xref ref-type="bibr" rid="bib1.bibx71" id="paren.60"/>, we
have used an iterative algorithm to model the residuals as a second-order
autoregressive process. A Durbin–Watson test <xref ref-type="bibr" rid="bib1.bibx14" id="paren.61"/>
confirmed that the regression model was sufficient to account for most of the
residual autocorrelations in the data.</p>
      <p>As a result of the uncorrelated residuals, we can suppose the standard
deviations of the estimated regression coefficients not to be
diminished <xref ref-type="bibr" rid="bib1.bibx54" id="paren.62"/>. The statistical significance of the regression
coefficients was computed with a <inline-formula><mml:math display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula> test.</p>
      <p>The nonlinear approach, in our case, consisted of a multi-layer perceptron
(MLP) and the relatively novel epsilon support vector regression
(<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ε</mml:mi></mml:math></inline-formula>–SVR) technique with the threshold parameter
<inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="italic">ε</mml:mi><mml:mo>=</mml:mo><mml:mn>0.1</mml:mn></mml:mrow></mml:math></inline-formula>. The MLP as a technique inspired by the human brain is
capable of capturing nonlinear interactions between inputs (regressors) and
output (modelled data) <xref ref-type="bibr" rid="bib1.bibx27" id="paren.63"><named-content content-type="pre">e.g.</named-content></xref>. The nonlinear
approach is achieved by transferring the input signals through a sigmoid
function in a particular neuron and within a hidden layer propagating to the
output (a so-called feed–forward propagation). The standard error
back–propagation iterative algorithm to minimise the global error has been
used.</p>
      <p>The support vector regression technique belongs to the category of kernel
methods. Input variables were nonlinearly transformed to a high-dimensional
space by a radial basis (Gaussian) kernel, where a linear classification
(regression) can be constructed <xref ref-type="bibr" rid="bib1.bibx9" id="paren.64"/>. However, cross-validation
must be used to establish a kernel parameter and cost function searched in
the logarithmic grid from <inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mn>10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> to <inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mn>10</mml:mn><mml:mn mathvariant="normal">1</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> and from <inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mn>10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> to
<inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mn>10</mml:mn><mml:mn mathvariant="normal">5</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> respectively. We have used 5-fold cross-validation to optimise the
SVR model selection for every point in the data set as a trade-off between
the recommended number of folds <xref ref-type="bibr" rid="bib1.bibx37" id="paren.65"/> and computational
time. The MLP model was validated by the holdout cross-validation method
since this method is more expensive in order of magnitude in terms of
computational time. The data sets were separated into a training set
(75 % of the whole data set) and a testing set (25 % of the whole
data set). The neural network model was restricted to only one hidden layer
with the maximum number of neurons set up to 20.</p>
      <p>The earlier mentioned lack of explanatory power of the nonlinear techniques
in terms of complicated interpretation of statistical
models <xref ref-type="bibr" rid="bib1.bibx57" id="paren.66"/> mainly comes from nonlinear interactions during
signal propagation and the impossibility to directly monitor the influence of
the input variables. In contrast to the linear regression approach, the
understanding of relationships between variables is quite problematic. For
this reason, the responses of our variables have been modelled by a technique
originating from sensitivity analysis studies and also used by
e.g. <xref ref-type="bibr" rid="bib1.bibx4" id="normal.67"/>. The relative impact RI of each variable
was computed as
          <disp-formula id="Ch1.E2" content-type="numbered"><mml:math display="block"><mml:mrow><mml:mi mathvariant="normal">RI</mml:mi><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>I</mml:mi><mml:mi>k</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:mo>∑</mml:mo><mml:msub><mml:mi>I</mml:mi><mml:mi>k</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
        where <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>I</mml:mi><mml:mi>k</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>(</mml:mo><mml:mover accent="true"><mml:mi>y</mml:mi><mml:mo stretchy="false" mathvariant="normal">^</mml:mo></mml:mover><mml:mo>-</mml:mo><mml:mover accent="true"><mml:mrow><mml:msub><mml:mi>y</mml:mi><mml:mi>k</mml:mi></mml:msub></mml:mrow><mml:mo mathvariant="normal" stretchy="false">^</mml:mo></mml:mover><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>. <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>(</mml:mo><mml:mover accent="true"><mml:mi>y</mml:mi><mml:mo stretchy="false" mathvariant="normal">^</mml:mo></mml:mover><mml:mo>-</mml:mo><mml:mover accent="true"><mml:mrow><mml:msub><mml:mi>y</mml:mi><mml:mi>k</mml:mi></mml:msub></mml:mrow><mml:mo stretchy="false" mathvariant="normal">^</mml:mo></mml:mover><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> is the
variance of the difference between the original model output <inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mi>y</mml:mi><mml:mo mathvariant="normal" stretchy="false">^</mml:mo></mml:mover></mml:math></inline-formula> and
the model output <inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mrow><mml:msub><mml:mi>y</mml:mi><mml:mi>k</mml:mi></mml:msub></mml:mrow><mml:mo mathvariant="normal" stretchy="false">^</mml:mo></mml:mover></mml:math></inline-formula> when the <inline-formula><mml:math display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula>-input variable was held at its
constant level. There are many possibilities with regard to which constant
level to choose. It is possible to choose several levels and then to observe
the sensitivity of model outputs varying for example on minimum, median and
maximum levels. Our sensitivity measure (relative impact) was based on the
median level. The primary reason comes from purely practical considerations
– to compute our results fast enough as another weakness of the nonlinear
techniques lies in the larger requirement of computational capacity. In
general, this approach was chosen because of their relative simplicity for
comparing all techniques to each other and to be able to interpret them too.
The contribution of variables in neural network models has already been
studied and <xref ref-type="bibr" rid="bib1.bibx20" id="normal.68"/> produced a review and comparison of these
methods.</p>
</sec>
<sec id="Ch1.S4">
  <title>Results</title>
<sec id="Ch1.S4.SS1">
  <title>Annual response (MERRA)</title>
      <p>Figure <xref ref-type="fig" rid="Ch1.F1"/>a, d, g, j shows the annually averaged solar
signal in the zonal means of temperature, zonal wind, geopotential height and
ozone mixing ratio. The signal is expressed as the average difference between
the solar maxima and minima in the period 1979–2013, i.e. normalised by
126.6 solar radio flux units. Statistically significant responses detected by
the linear regression in the temperature series (see
Fig. <xref ref-type="fig" rid="Ch1.F1"/>a) are positive and are located around the Equator
in the lower stratosphere with values of about 0.5 K. The temperature
response increases to 1 K in the upper stratosphere at the Equator and up to
2 K at the poles. The significant solar signal anomalies are more variable
around the stratopause and not limited to the equatorial regions. Hemispheric
asymmetry of the statistical significance can be observed in the lower
mesosphere.</p>
      <p>From a relative impact point of view (in Fig. <xref ref-type="fig" rid="Ch1.F2"/>a–c
marked as RI), it is difficult to detect a signal with an impact larger than
20 % in the lower stratosphere where the volcanic and QBO impacts
dominate. In the upper layers (where the solar signal expressed by the
regression coefficient is continuous across the Equator) we have detected
relatively isolated signals (over 20 %) around <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:msup><mml:mn>15</mml:mn><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula> using the
relative impact method. The hemispheric asymmetry also manifests in the
relative impact field, especially in the SVR field in the mesosphere.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1" specific-use="star"><caption><p>The annually averaged response of the solar signal in the MERRA,
ERA-Interim and JRA-55 zonal-mean temperature <inline-formula><mml:math display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula> <bold>(a–c)</bold>, unit: K,
contour levels: 0, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>0.25</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>0.5</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>10</mml:mn></mml:mrow></mml:math></inline-formula>,
<inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>15</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>30</mml:mn></mml:mrow></mml:math></inline-formula>; zonal wind <inline-formula><mml:math display="inline"><mml:mi>u</mml:mi></mml:math></inline-formula> <bold>(d–f)</bold>, unit: m s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, contour
levels: 0, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>10</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>15</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>30</mml:mn></mml:mrow></mml:math></inline-formula>; geopotential
height <inline-formula><mml:math display="inline"><mml:mi>h</mml:mi></mml:math></inline-formula> <bold>(g–i)</bold>, unit: gpm, contour levels: 0, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>10</mml:mn></mml:mrow></mml:math></inline-formula>,
<inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>20</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>50</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>100</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>150</mml:mn></mml:mrow></mml:math></inline-formula>; and ozone mixing ratio <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>o</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula>
<bold>(j–k)</bold>, unit: percentage change per annual mean, contour levels:
0, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>10</mml:mn></mml:mrow></mml:math></inline-formula>. The response is expressed as a
regression coefficient RC (corresponding units per <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">max</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> minus
<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">min</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>). The statistical significance of the scalar fields was
computed by a <inline-formula><mml:math display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula> test. Red and yellow areas indicate <inline-formula><mml:math display="inline"><mml:mi>p</mml:mi></mml:math></inline-formula> values <inline-formula><mml:math display="inline"><mml:mo>&lt;</mml:mo></mml:math></inline-formula> 0.05
and 0.01.</p></caption>
          <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://acp.copernicus.org/articles/15/6879/2015/acp-15-6879-2015-f01.png"/>

        </fig>

      <p>The annually averaged solar signal in the zonal mean of zonal wind
(Figs. <xref ref-type="fig" rid="Ch1.F1"/>d and <xref ref-type="fig" rid="Ch1.F2"/>d–f) dominates around
the stratopause as an enhanced subtropical westerly jet. The zonal wind
variability due to the SC corresponds to the temperature variability due to
the change in the meridional temperature gradient and via the thermal wind
equation. The largest positive anomaly in the Northern Hemisphere reaches
4 m s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> around 60 km (Fig. <xref ref-type="fig" rid="Ch1.F1"/>d). In the Southern
Hemisphere, the anomaly is smaller and not statistically significant. There
is a significant negative signal in the southern polar region. The negative
anomalies correspond to a weakening of the westerlies or an amplification of
the easterlies. The relative impact of the SC is similarly located zonally
even for both nonlinear techniques (Fig. <xref ref-type="fig" rid="Ch1.F2"/>d–f). The
equatorial region across all the stratospheric layers is dominantly
influenced by the QBO (expressed by all three QBO regressors) and for this
reason the solar impact is minimised around the Equator.</p>
      <p>The pattern of the solar response in geopotential height
(Figs. <xref ref-type="fig" rid="Ch1.F1"/>g and <xref ref-type="fig" rid="Ch1.F2"/>g–i) shows
positive values in the upper stratosphere and lower mesosphere. This is also
consistent with the zonal wind field through thermal wind balance. In the
geopotential field, the SC influences the most extensive area among all
regressors. The impact area includes almost the whole mesosphere and the
upper stratosphere.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2" specific-use="star"><caption><p>The annually averaged response of the solar signal in the MERRA
zonal-mean temperature <inline-formula><mml:math display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula> <bold>(a–c)</bold>, unit: K; zonal wind <inline-formula><mml:math display="inline"><mml:mi>u</mml:mi></mml:math></inline-formula>
<bold>(d–f)</bold>, unit: m s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>; geopotential height <inline-formula><mml:math display="inline"><mml:mi>h</mml:mi></mml:math></inline-formula> <bold>(g–i)</bold>,
unit: gpm; and ozone mixing ratio <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>o</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula> <bold>(j–l)</bold>, unit: percentage
change per annual mean. The response is expressed as a relative impact RI
approach. The relative impact was modelled by MLR, SVR and MLP techniques. The black contour levels in the RI
plots are 0.2, 0.4, 0.8 and 1.0.</p></caption>
          <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://acp.copernicus.org/articles/15/6879/2015/acp-15-6879-2015-f02.jpg"/>

        </fig>

      <p>Figure <xref ref-type="fig" rid="Ch1.F1"/>j also shows the annual mean solar signal in
the zonal mean of the ozone mixing ratio (expressed as a percent change per
annual mean). By including an EESC regressor term in the regression model
instead of a linear trend over the whole period (for a detailed description
see the methodology Sect. <xref ref-type="sec" rid="Ch1.S3"/>), we tried to capture the ozone
trend change around the year 1996. Another possibility was to use our model
over two individual periods, e.g. 1979–1995 and 1996–2013, but the results
were quantitatively similar. The main common feature of the MERRA solar ozone
response in Fig. <xref ref-type="fig" rid="Ch1.F1"/>j with observational results is the
positive ozone response in the lower stratosphere, ranging from a 1 to 3
percent change. In the equatorial upper stratosphere, no solar signal was
detected that is comparable to that estimated from satellite
measurement <xref ref-type="bibr" rid="bib1.bibx70" id="paren.69"/>. By the relative impact method
(Fig. <xref ref-type="fig" rid="Ch1.F2"/>j–l), we have obtained results comparable
with linear regression coefficients, but especially around the stratopause
the impact suggested by nonlinear techniques does not reach the values
achieved by linear regression.</p>
<sec id="Ch1.S4.SS1.SSS1">
  <title>Annual response – comparison with JRA-55, ERA-Interim</title>
      <p>Comparison of the results for the MERRA, ERA-Interim and JRA-55 temperature,
zonal wind and geopotential height shows that the annual responses to the
solar signal are in qualitative agreement (compare individual plots in
Fig. <xref ref-type="fig" rid="Ch1.F1"/>). The zonal wind and geopotential response seem to
be consistent in all presented methods and data sets. The largest
discrepancies can be seen in the upper stratosphere and especially in the
temperature field (the first row in these figures). The upper stratospheric
equatorial anomaly was not detected by any of the regression techniques in
the case of the JRA-55 reanalysis although the JRA-25 showed a statistically
significant signal with structure and amplitude of 1–1.25 K comparable with
ERA-Interim in the equatorial stratopause <xref ref-type="bibr" rid="bib1.bibx50" id="paren.70"/>.
Although the anomaly in the MERRA temperature in Fig. <xref ref-type="fig" rid="Ch1.F1"/>a
in the upper stratosphere is comparable to that in the ERA Interim
temperature in Fig. <xref ref-type="fig" rid="Ch1.F1"/>b, the former signal is situated
lower down at around 4 hPa <xref ref-type="bibr" rid="bib1.bibx50" id="paren.71"><named-content content-type="pre">see also</named-content></xref>.</p>
      <p>However, upper stratospheric temperature response could be less than accurate
due to the existence of discontinuities in 1979, 1985 and 1998
<xref ref-type="bibr" rid="bib1.bibx49" id="paren.72"/> coinciding with major changes in
instrumentation or analysis procedure. Therefore, the temperature response to
solar variation may be influenced by these discontinuities in the upper
stratosphere. The revised analysis with the adjustments of ERA Interim
temperature data from <xref ref-type="bibr" rid="bib1.bibx49" id="text.73"/> showed in comparison
with the original analysis without any adjustment that the most pronounced
differences are apparent in higher latitudes and especially in 1 hPa. The
regression coefficients decreased by about 50 % when using the adjusted
data set, but the differences are not statistically significant in terms of
95 % confidence interval. The difference in tropical latitudes is about
0.2 K/(<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">max</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">min</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>). The
trend regressor <inline-formula><mml:math display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula> from Eq. <xref ref-type="disp-formula" rid="Ch1.E1"/> reveals a large turnaround from
positive trend to negative in the adjusted levels, i.e. 1, 2, 3 and 5 hPa.
Other regressors do not reveal any remarkable difference. The results in
Figs. <xref ref-type="fig" rid="Ch1.F1"/>b, e, h, k and <xref ref-type="fig" rid="Ch1.F3"/> from the raw
data set were kept in order to refer and discuss the accordance and
differences between our results and results from
<xref ref-type="bibr" rid="bib1.bibx50" id="text.74"/>, where no adjustments have been considered
either.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3" specific-use="star"><caption><p>The annually averaged response of the solar signal in the
ERA-Interim zonal-mean temperature <inline-formula><mml:math display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula> <bold>(a–c)</bold>, unit: K; zonal wind
<inline-formula><mml:math display="inline"><mml:mi>u</mml:mi></mml:math></inline-formula> <bold>(d–f)</bold>, unit: m s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>; geopotential height <inline-formula><mml:math display="inline"><mml:mi>h</mml:mi></mml:math></inline-formula>
<bold>(g–i)</bold>, unit: gpm; and ozone mixing ratio <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>o</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula> <bold>(j–l)</bold>,
unit: percentage change per annual mean. The response is expressed as a
relative impact RI approach. The relative impact was modelled by MLR, SVR and
MLP techniques. The black contour levels in the RI plots are 0.2, 0.4, 0.8
and 1.0.</p></caption>
            <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://acp.copernicus.org/articles/15/6879/2015/acp-15-6879-2015-f03.jpg"/>

          </fig>

      <p>The variability of the solar signal in the MERRA stratospheric ozone series
was compared with the ERA-Interim results. The analysis points to large
differences in the ozone response to the SC between the reanalyses and in
comparison with satellite measurements by <xref ref-type="bibr" rid="bib1.bibx70" id="normal.75"/>. In
comparison with the satellite measurements, no relevant solar signal was
detected in the upper stratosphere in the MERRA series. The signal seems to
be shifted above the stratopause (confirmed by all techniques, shown in
Figs. <xref ref-type="fig" rid="Ch1.F2"/> and <xref ref-type="fig" rid="Ch1.F3"/>j–l). Regarding the
ERA-Interim, there is a statistically significant ozone response to the SC in
the upper stratosphere, but it is negative in sign, with values reaching up
to 2 % above the Equator and up to 5 % in the polar regions of both
hemispheres. However, a negative ozone and a positive temperature response in
the upper stratosphere to a positive UV flux change from solar minimum to
maximum is not physically reasonable. It must reflect an artifact of the
assimilation model scheme and/or internal variability of the model rather
than an effect of solar forcing <xref ref-type="bibr" rid="bib1.bibx12" id="paren.76"><named-content content-type="pre">for more details about ozone as a
prognostic variable in ERA-Interim, see</named-content></xref>. There is a clear
inverse correlation between the ERA-Interim temperature response in
Fig. <xref ref-type="fig" rid="Ch1.F1"/>b and the ozone response in
Fig. <xref ref-type="fig" rid="Ch1.F1"/>k. This does probably imply that the temperature
response is producing the negative ozone response in the assimilation model.
However, it is not physically reasonable because both the ozone and the
temperature in the upper stratosphere respond positively to an increase in
solar UV <xref ref-type="bibr" rid="bib1.bibx33" id="paren.77"><named-content content-type="pre">e.g.</named-content></xref>. In the case of MERRA, while SBUV ozone
profiles are assimilated with SC passed to the forecast model (as the ozone
analysis tendency contribution), no SC was passed to the radiative part of
the model. The same is also true for ERA-Interim and JRA-55 (see the
descriptive table of the reanalysis product on SC in irradiance and ozone in
<xref ref-type="bibr" rid="bib1.bibx50" id="normal.78"/>. Despite the fact that the
analysed ozone should contain a solar
signal, the signal is not physically reasonable and is dominated by internal
model variability in terms of dynamics and chemistry. Since the SBUV ozone
profiles have very low vertical resolution, this may also affect the ozone
response to the SC in the MERRA reanalysis. These facts should also be taken
into account in case of monthly response discussion of particular variables
in Sect. 4.2.</p>
      <p>The lower stratospheric ozone response in the ERA-interim is not limited to
the equatorial belt <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:msup><mml:mn>30</mml:mn><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula> up to 20 hPa, as in the case of the MERRA
reanalysis, and the statistical significance of this signal is rather
reduced. The solar signal is detected higher and extends from the subtropical
areas to the polar regions. The results suggest that the solar response in
the MERRA series is more similar to the results from satellite
measurements <xref ref-type="bibr" rid="bib1.bibx70" id="paren.79"/>. Nevertheless, further comparison
with independent data sets is needed to assess the data quality in detail.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4" specific-use="star"><caption><p>The annually averaged response of the solar signal in the JRA-55
zonal-mean temperature <inline-formula><mml:math display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula> <bold>(a–c)</bold>, unit: K; zonal wind <inline-formula><mml:math display="inline"><mml:mi>u</mml:mi></mml:math></inline-formula>
<bold>(d–f)</bold>, unit: m s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>; geopotential height <inline-formula><mml:math display="inline"><mml:mi>h</mml:mi></mml:math></inline-formula> <bold>(g–i)</bold>,
unit: gpm; and ozone mixing ratio <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>o</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula> <bold>(j–l)</bold>, unit: percentage
change per annual mean. The response is expressed as a relative impact RI
approach. The relative impact was modelled by MLR, SVR and MLP techniques.
The black contour levels in the RI plots are 0.2, 0.4, 0.8 and 1.0.</p></caption>
            <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://acp.copernicus.org/articles/15/6879/2015/acp-15-6879-2015-f04.jpg"/>

          </fig>

</sec>
<sec id="Ch1.S4.SS1.SSS2">
  <title>Comparison of the linear and nonlinear approaches (MLR vs. SVR and MLP)</title>
      <p>In this paper, we have applied and compared one linear (MLR) and two
nonlinear attribution (SVR and MLP) techniques. The response of the studied
variables to the solar signal and other forcings was studied using the
sensitivity analysis approach in terms of averaged response deviation from
the equilibrium represented by the original model output <inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mi>y</mml:mi><mml:mo stretchy="false" mathvariant="normal">^</mml:mo></mml:mover></mml:math></inline-formula>
<xref ref-type="bibr" rid="bib1.bibx4" id="paren.80"/>. This approach does not recognise a positive
or negative response as the linear regression does. For this reason, the
relative impact results are compared to the regression's coefficients. Using
linear regression, it would be possible to assess the statistical
significance of the regression's coefficients and a particular level of the
relative impact since they are linearly proportional. A comparison between
the linear and nonlinear approaches by the relative impact fields shows
qualitative and in most regions also quantitative agreement. The most
pronounced agreement is observed in the zonal wind
(Figs. <xref ref-type="fig" rid="Ch1.F2"/>, <xref ref-type="fig" rid="Ch1.F3"/> and
<xref ref-type="fig" rid="Ch1.F4"/>d–f) and geopotential height fields
(Figs. <xref ref-type="fig" rid="Ch1.F2"/>, <xref ref-type="fig" rid="Ch1.F3"/> and
<xref ref-type="fig" rid="Ch1.F4"/>g–i). On the other hand worse agreement is captured in
the ozone and temperature field. In the temperature field the upper
stratospheric solar signal reaches values over 20 %, some individual
signals in the Southern Hemisphere even reach 40 %. However, using the
relative impact approach, the lower stratospheric solar signal in the
temperature field (which is well established by the regression coefficient)
does not even reach 20 % because of the dominance of the QBO and volcanic
effects. These facts emphasise that nonlinear techniques contribute to the
robustness of attribution analysis since the linear regression results were
plausibly confirmed by the SVR and MLP techniques.</p>
      <p>In conclusion, the comparison of various statistical approaches (MLR, SVR and
MLP) should actually contribute to the robustness of the attribution analysis
including the statistically assessed uncertainties. These uncertainties could
partially stem from the fact that the SVR and neural network techniques are
dependent on an optimal model setting which is based on a rigorous
cross-validation process, which places a high demand on computing time.</p>
      <p>The major differences between the techniques can be seen in how much of the
temporal variability of the original time series is explained, i.e. in the
coefficient of determination. For instance, the differences of the explained
variance reach up to 10 % between linear and nonlinear techniques, although
the zonal structure of the coefficient of determination is almost the same.
To conclude, nonlinear techniques show an ability to simulate the middle
atmosphere variability with a higher accuracy than cross-validated linear
regression.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5" specific-use="star"><caption><p>The monthly averaged response of the solar signal in the MERRA
zonal-mean temperature <inline-formula><mml:math display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula> <bold>(a–d)</bold>, unit: K, contour levels: 0,
<inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>0.25</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>0.5</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>10</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>15</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>30</mml:mn></mml:mrow></mml:math></inline-formula>; zonal
wind <inline-formula><mml:math display="inline"><mml:mi>u</mml:mi></mml:math></inline-formula> <bold>(e–h)</bold>, unit: m s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, contour levels: 0, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>,
<inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>10</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>15</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>30</mml:mn></mml:mrow></mml:math></inline-formula>; geopotential height <inline-formula><mml:math display="inline"><mml:mi>h</mml:mi></mml:math></inline-formula> (j–l),
unit: gpm, contour levels: 0, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>10</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>20</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>50</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>100</mml:mn></mml:mrow></mml:math></inline-formula>,
<inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>150</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>300</mml:mn></mml:mrow></mml:math></inline-formula>; EP flux divergence EPfD <bold>(m–p)</bold>, unit:
m s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> day<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>; together with EP flux vectors scaled by the inverse
of the pressure, unit: m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>; and ozone mixing ratio, unit: percentage
change per monthly mean; with residual circulation <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>o</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> rc
<bold>(q–t)</bold>, units: m s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>; <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:msup><mml:mn>10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> Pa s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> during northern
hemispheric winter. The response is expressed as a regression coefficient
(corresponding units per <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">max</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> minus <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">min</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>). The
statistical significance of the scalar fields was computed by a <inline-formula><mml:math display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula> test. Red
and yellow areas in Panels <bold>(a–l)</bold> and grey contours in
Panels <bold>(m–t)</bold> indicate <inline-formula><mml:math display="inline"><mml:mi>p</mml:mi></mml:math></inline-formula> values of <inline-formula><mml:math display="inline"><mml:mo>&lt;</mml:mo></mml:math></inline-formula> 0.05 and 0.01
respectively.</p></caption>
            <?xmltex \igopts{width=369.885827pt}?><graphic xlink:href="https://acp.copernicus.org/articles/15/6879/2015/acp-15-6879-2015-f05.jpg"/>

          </fig>

</sec>
</sec>
<sec id="Ch1.S4.SS2">
  <title>Monthly response (MERRA)</title>
      <p>As was pointed out by <xref ref-type="bibr" rid="bib1.bibx18" id="text.81"/>, it is
necessary to examine the solar signal in individual months because of a solar
impact on polar-night jet oscillation <xref ref-type="bibr" rid="bib1.bibx40" id="paren.82"/>. For
example, the amplitude of the lower stratospheric solar signal in the
northern polar latitudes in February exceeds the annual response since the SC
influence on vortex stability is most pronounced in February. Besides the
radiative influences of the SC, we discuss the dynamical response throughout
the polar winter <xref ref-type="bibr" rid="bib1.bibx36" id="paren.83"/>.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6" specific-use="star"><caption><p>The monthly averaged response of the solar signal in the MERRA
zonal-mean temperature <inline-formula><mml:math display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula> <bold>(a–d)</bold>; unit: K; contour levels: 0,
<inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>0.25</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>0.5</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>10</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>15</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>30</mml:mn></mml:mrow></mml:math></inline-formula>; zonal
wind <inline-formula><mml:math display="inline"><mml:mi>u</mml:mi></mml:math></inline-formula> <bold>(e–h)</bold>, unit: m s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>; contour levels: 0, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>,
<inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>10</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>15</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>30</mml:mn></mml:mrow></mml:math></inline-formula>; geopotential height <inline-formula><mml:math display="inline"><mml:mi>h</mml:mi></mml:math></inline-formula>
<bold>(j–l)</bold>; unit: gpm; contour levels: 0, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>10</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>20</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>50</mml:mn></mml:mrow></mml:math></inline-formula>,
<inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>100</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>150</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>300</mml:mn></mml:mrow></mml:math></inline-formula>; EP flux divergence EPfD <bold>(m–p)</bold>, unit:
m s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> day<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>; together with EP flux vectors scaled by the inverse
of the pressure; unit: m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>; and ozone mixing ratio, unit: percentage
change per monthly mean; with residual circulation <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>o</mml:mi><mml:mn mathvariant="normal">3</mml:mn><mml:mo>+</mml:mo></mml:mrow></mml:math></inline-formula> rc <bold>(q–t)</bold>;
units: m s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:msup><mml:mn>10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> Pa s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> during southern hemispheric
winter. The response is expressed as a regression coefficient (corresponding
units per <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">max</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> minus <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">min</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>). The statistical
significance of the scalar fields was computed by a <inline-formula><mml:math display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula> test. Red and yellow
areas in Panels <bold>(a–l)</bold> and grey contours in Panels <bold>(m–t)</bold>
indicate <inline-formula><mml:math display="inline"><mml:mi>p</mml:mi></mml:math></inline-formula> values of <inline-formula><mml:math display="inline"><mml:mo>&lt;</mml:mo></mml:math></inline-formula> 0.05 and 0.01 respectively.</p></caption>
          <?xmltex \igopts{width=369.885827pt}?><graphic xlink:href="https://acp.copernicus.org/articles/15/6879/2015/acp-15-6879-2015-f06.jpg"/>

        </fig>

      <p>Statistically significant upper stratospheric equatorial anomalies in the
temperature series (winter months in Figs. <xref ref-type="fig" rid="Ch1.F5"/> and
<xref ref-type="fig" rid="Ch1.F6"/>a–d) are expressed in almost all months. Their amplitude
and statistical significance vary throughout the year. The variation between
the solar maxima and minima could be up to 1 K in some months. Outside the
equatorial regions, the fluctuation could reach several Kelvin. The lower
stratospheric equatorial anomaly strengthens during winter. This could be an
indication of dynamical changes, i.e. alteration of the residual circulation
between the equatorial and polar regions (for details, please see
Sect. <xref ref-type="sec" rid="Ch1.S5"/>). Aside from the radiative forcing by direct or ozone
heating, other factors are linked to the anomalies in the upper levels of the
middle atmosphere <xref ref-type="bibr" rid="bib1.bibx25 bib1.bibx22" id="paren.84"/>. It is
necessary to take into consideration the dynamical coupling with the
mesosphere through changes of the residual circulation (see the dynamical
effects discussion below). That can be illustrated by the positive anomaly
around the stratopause in February (up to 4 K around 0.5 hPa). This anomaly
extends further down and, together with spring radiative forcing, affects the
stability of the equatorial stratopause. Hemispheric asymmetry in the
temperature response above the stratopause probably originates from the
hemispheric differences, i.e. different wave activity
<xref ref-type="bibr" rid="bib1.bibx40" id="paren.85"/>. These statistically significant and positive
temperature anomalies across the subtropical stratopause begin to descend and
move to higher latitudes in the beginning of the northern winter. The
anomalies manifest fully in February in the region between 60 and
90<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N and reach tropospheric levels – contrary to the results for
the Southern Hemisphere <xref ref-type="bibr" rid="bib1.bibx50" id="paren.86"><named-content content-type="pre">see Fig. 10 in</named-content></xref>. The
southern hemispheric temperature anomaly is persistent above the stratopause
and the SC influence on the vortex stability differs from those in the
Northern Hemisphere.</p>
      <p>The above described monthly anomalies of temperature correspond to the zonal
wind anomalies throughout the year (Figs. <xref ref-type="fig" rid="Ch1.F5"/> and
<xref ref-type="fig" rid="Ch1.F6"/>e–h). The strengthening of the subtropical jets around
the stratopause is most apparent during the winter in both hemispheres. This
positive zonal wind anomaly gradually descends and moves poleward, similar to
the <xref ref-type="bibr" rid="bib1.bibx18" id="normal.87"/> analysis based on ERA-40 data. In February, the
intensive stratospheric warming and mesospheric cooling is associated with a
more pronounced transition from winter to summer circulation attributed to
the SC (in relative impact methodology up to 30 %). However, GCMs have
not yet successfully simulated the strong polar warming in February
<xref ref-type="bibr" rid="bib1.bibx66 bib1.bibx52" id="paren.88"><named-content content-type="pre">e.g.</named-content></xref>. Due to the short (35-year) time
series, it is possible that this pattern is not really solar in origin but is
instead a consequence of internal climate variability or aliasing from the
effects of the two major volcanic eruptions aligned to solar maximum periods.</p>
      <p>In the Southern Hemisphere, this poleward motion of the positive zonal wind
anomaly halts approximately at 60<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> S. For example, in August, we can
observe a well-marked latitudinal zonal wind gradient
(Fig. <xref ref-type="fig" rid="Ch1.F6"/>h). Positive anomalies in the geopotential height
field correspond to the easterly zonal wind anomalies. The polar circulation
reversal is associated with intrusion of ozone from the lower latitudes, as
is apparent e.g. in August in the Southern Hemisphere and in February in the
Northern Hemisphere (last rows of Figs. <xref ref-type="fig" rid="Ch1.F5"/> and
<xref ref-type="fig" rid="Ch1.F6"/>).</p>
      <p>When comparing the results from the MERRA and ERA-40 series studied
by <xref ref-type="bibr" rid="bib1.bibx18" id="normal.89"/>, distinct differences were found (Fig. <xref ref-type="fig" rid="Ch1.F5"/>e, f) in the equatorial region of the lower
mesosphere in October and November. While in the MERRA reanalysis we have
detected an easterly anomaly above 1 hPa in both months (only November
shown), a westerly anomaly was identified in the ERA-40 series. Further
distinct differences in the zonal mean temperature and zonal wind anomalies
were not found.</p>
</sec>
</sec>
<sec id="Ch1.S5">
  <title>Dynamical effects discussion</title>
      <p>In this section, we discuss the dynamical impact of the SC and its influence
on middle atmospheric winter conditions. Linear regression was applied to the
EP diagnostics. <xref ref-type="bibr" rid="bib1.bibx36" id="normal.90"/> suggested that the solar signal produced in
the upper stratosphere region is transmitted to the lower stratosphere
through the modulation of the internal mode of variation in the polar-night
jet and through a change in the Brewer–Dobson circulation (prominent in the
equatorial region in the lower stratosphere). In our analysis, we discussed
the evolution of the winter circulation with an emphasis on the vortex itself
rather than the behaviour of the jets.
Furthermore, we try to describe the possible processes leading to the
observed differences in the quantities of state between the solar maximum and
minimum period. Because the superposition principle only holds for linear
processes, it is impossible to deduce the dynamics merely from the fields of
differences. As noted by Kodera and Kuroda (2002), the dynamical response of
the winter stratosphere includes highly nonlinear processes, e.g. wave–mean
flow interactions. Thus, both the anomaly and the total fields, including
climatology, must be taken into account.</p>
      <p>We start the analysis of solar maximum dynamics with the period of the
northern hemispheric winter circulation formation. The anomalies of the
ozone, temperature, geopotential in the lower stratosphere only and
Eliassen–Palm flux divergence mostly in the upper stratosphere support the
hypothesis of weaker BDC during the solar maximum due to the less intensive
wave pumping. This is possible through the “downward control” principle
when modification of wave–mean flow interaction in the upper levels governs
changes in residual circulation below <xref ref-type="bibr" rid="bib1.bibx28" id="paren.91"/>. The finding
about weaker BDC during the solar maximum is consistent with previous studies
<xref ref-type="bibr" rid="bib1.bibx36 bib1.bibx46" id="paren.92"/>. The causality is unclear, but the
effect is visible in both branches of BDC as is illustrated by
Fig. <xref ref-type="fig" rid="Ch1.F5"/> and summarised schematically in
Fig. <xref ref-type="fig" rid="Ch1.F7"/>.</p>
      <p>During the early Northern Hemisphere (NH) winter (including November) when
westerlies develop in the stratosphere, we can observe a deeper polar vortex
and consequent stronger westerly winds both inside and outside the vortex.
However, only the westerly anomaly outside the polar region and around
<inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mn>30</mml:mn><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>N from 10 hPa to the lower mesosphere is statistically
significant (see the evolution of zonal wind anomalies in
Fig. <xref ref-type="fig" rid="Ch1.F5"/>e–h). The slightly different wind field has a
direct influence on the vertical propagation of planetary waves. From the
Eliassen–Palm flux anomalies and climatology we can see that the waves
propagate vertically with increasing poleward instead of equatorward
meridional direction with height. This is then reflected in the EP flux
divergence field, where the region of maximal convergence is shifted poleward
and the anomalous convergence region emerges inside the vortex above
approximately 50 hPa (Fig. <xref ref-type="fig" rid="Ch1.F5"/>m–p).</p>
      <p>The poleward shift of the maximum convergence area further contributes to the
reduced BDC. This is again confirmed by the temperature and ozone anomalies.
The anomalous convergence inside the vortex induces anomalous residual
circulation, the manifestation of which is clearly seen in the
quadrupole-like temperature structure (positive and negative anomalies are
depicted schematically in Fig. <xref ref-type="fig" rid="Ch1.F7"/> using red and blue boxes
respectively). This pattern emerges in November and even more clearly in
December. In December, the induced residual circulation leads to an intrusion
of the ozone-rich air into the vortex at about the 1 hPa level
(Fig. <xref ref-type="fig" rid="Ch1.F5"/>r). The inhomogeneity in the vertical structure of
the vortex is then also pronounced in the geopotential height differences.
This corresponds to the temperature analysis in the sense that above and in
the region of the colder anomaly there is a negative geopotential anomaly and
vice versa. The geopotential height difference has a direct influence on the
zonal wind field (via the thermal wind balance). The result is a deceleration
of the upper vortex parts and consequent broadening of the upper parts (due
to the conservation of angular momentum).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7"><caption><p>Solar cycle modulation of the winter circulation: schema of the
related mechanisms. The upper and lower figure show early and later winter
respectively. The heating and cooling anomalies are drawn with red and blue
boxes. The EP flux divergence and convergence are drawn with green and yellow
boxes. The wave propagation anomaly is expressed as a wavy red arrow in
contrast to the climatological average drawn by a wavy grey arrow. The
induced residual circulation according to the quasi-geostrophic approximation
is highlighted by the bold black lines.</p></caption>
        <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://acp.copernicus.org/articles/15/6879/2015/acp-15-6879-2015-f07.pdf"/>

      </fig>

      <p>Considering the zonal wind field, the vortex enters January approximately
with its average climatological extent. The wind speeds in its upper parts
are slightly higher. This is because of the smaller geopotential values
corresponding to the negative temperature anomalies above approximately 1 hPa. This probably results from the absence of adiabatic heating due to the
suppressed BDC, although the differences in the quantities of state
(temperature and geopotential height) are small and insignificant (see the
temperature anomalies in Fig. <xref ref-type="fig" rid="Ch1.F5"/>c). It is important to
note that these differences change sign around an altitude of 40 km inside
the vortex further accentuating the vertical inhomogeneity of the vortex.
This might start balancing processes inside the vortex, which is confirmed by
analysis of the dynamical quantities, i.e. EP flux and its divergence
(Fig. <xref ref-type="fig" rid="Ch1.F5"/>o).</p>
      <p>Significant anomalies of the EP flux indicate anomalous vertical wave
propagation resulting in the strong anomalous EP flux convergence being
significantly pronounced in a horizontally broad region and confined to upper
levels (convergence (negative values) drawn by green or blue shades in
Fig. <xref ref-type="fig" rid="Ch1.F5"/>m–p). This leads to the induction of an
anomalous residual circulation starting to gain intensity in January. The
situation then results in the disruption of the polar vortex visible in
significant anomalies in the quantities of state in February – in contrast
to January. Further strong mixing of air is suggested by the ozone fields.
The quadrupole-like structure of the temperature is visible across the whole
NH middle atmosphere in February (indicated in the lower diagram of
Fig. <xref ref-type="fig" rid="Ch1.F7"/>), especially in the higher latitudes. This is very
significant and well pronounced by the stratospheric warming and mesospheric
cooling.</p>
      <p>The hemispheric asymmetry of the SC influence can be especially documented in
winter conditions, as was already suggested in Sect. <xref ref-type="sec" rid="Ch1.S4.SS2"/>.
Since the positive zonal wind anomaly halts at approximately 60<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> S
and intensifies over 10 m s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, one would expect the poleward
deflection of the planetary wave propagation to be according to NH winter
mechanisms discussed above. This is actually observed from June to August
when the highest negative anomalies of the latitudinal component of EP flux
are located in the upper stratosphere and in the lower mesosphere
(Fig. <xref ref-type="fig" rid="Ch1.F6"/>m–p). The anomalous divergence of EP flux develops
around the stratopause between 30 and 60<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> S. Like the hypothetical
mechanism of weaker BDC described above, we can observe less wave pumping in
the stratosphere and consequently less upwelling in the equatorial region. In
line with that, we can see in the lower stratosphere of equatorial region
(Figs. <xref ref-type="fig" rid="Ch1.F5"/>b and <xref ref-type="fig" rid="Ch1.F6"/>b) a more pronounced
temperature response in August (above 1 K) than in December (around 0.5 K)
as already mentioned in previous observational <xref ref-type="bibr" rid="bib1.bibx72" id="paren.93"/> or
reanalysis <xref ref-type="bibr" rid="bib1.bibx50" id="paren.94"/> studies. Although this can point to
a weaker BDC, the residual circulation (Fig. <xref ref-type="fig" rid="Ch1.F6"/>q–t) as a
proxy for BDC <xref ref-type="bibr" rid="bib1.bibx5" id="paren.95"/> does not reveal this signature.
Hypothetically, this could be due to a higher role of unresolved wave
processes in reanalysis (small-scale gravity waves) or due to the worse
performance of residual circulation as a proxy for the large-scale transport
in SH (e.g. larger departure from steady waves approximation comparing to
NH), or because of the other processes than BDC leading to the temperature
anomaly, e.g. aliasing with volcanic signal.</p>
      <p>Overall, the lower stratospheric temperature anomaly is more coherent for the
SH winter than for the NH winter, where the solar signal is not so apparent
or statistically significant in particular months and reanalysis data sets.</p>
</sec>
<sec id="Ch1.S6" sec-type="conclusions">
  <title>Conclusions</title>
      <p>We have analysed the changes in air temperature, ozone and circulation
characteristics driven by the variability of the 11-year solar cycle's
influence on the stratosphere and lower mesosphere. Attribution analysis was
performed on the three reanalysed data sets, MERRA, ERA-Interim and JRA-55,
and aimed to compare how these types of data sets resolve the solar
variability throughout the levels where the “top-down” mechanism is
assumed. Furthermore, the results that originated in linear attribution using
MLR were compared with other relevant attribution studies and supported by
nonlinear attribution analysis using SVR and MLP techniques.</p>
      <p>The nonlinear approach to attribution analysis, represented by the
application of the SVR and MLP, largely confirmed the solar response computed
by linear regression. Consequently, these results can be considered quite
robust regarding the statistical modelling of the solar variability in the
middle atmosphere. This finding indicates that linear regression is a
sufficient technique to resolve the basic shape of the solar signal through
the middle atmosphere. However, some uncertainties could partially stem from
the fact that the SVR and MLP techniques are highly dependent on an optimal
model setting that requires a rigorous cross-validation process (which places
a high demand on computing time). As a benefit, nonlinear techniques show an
ability to simulate the middle atmosphere variability with higher accuracy
than linear regression.</p>
      <p>The solar signal extracted from the temperature field from MERRA and
ERA-Interim reanalysis using linear regression has the amplitudes around 1
and 0.5 K, in the upper stratospheric and in the lower stratospheric
equatorial region respectively. However, the peak amplitudes of the
temperature response in the equatorial upper stratosphere occur at different
levels (about 4 and 2 hPa respectively). These signals, statistically
significant at a <inline-formula><mml:math display="inline"><mml:mi>p</mml:mi></mml:math></inline-formula> value <inline-formula><mml:math display="inline"><mml:mo>&lt;</mml:mo></mml:math></inline-formula> 0.01, are in qualitative agreement with
previous attribution studies
<xref ref-type="bibr" rid="bib1.bibx18 bib1.bibx50" id="paren.96"><named-content content-type="pre">e.g.</named-content></xref>. A statistically
significant signal was only observed in the lower part of the stratosphere in
the JRA-55 reanalysis, however with similar amplitudes as the other data
sets.</p>
      <p>Similar to the temperature response, the double-peaked solar response in
ozone was detected in satellite measurements
<xref ref-type="bibr" rid="bib1.bibx70" id="paren.97"><named-content content-type="pre">e.g.</named-content></xref>, although concerns were expressed about
the physical mechanism of the lower stratospheric response
<xref ref-type="bibr" rid="bib1.bibx2" id="paren.98"><named-content content-type="pre">e.g.</named-content></xref>. However, the exact position and amplitude of both
ozone anomalies remain a point of disagreement between models and
observations. The results of our attribution analysis point to large
differences in the upper stratospheric ozone response to the SC in comparison
with the studies mentioned above and even between reanalyses themselves. The
upper stratospheric ozone anomaly reaches 2 % in the SBUV(/2) satellite
measurements <xref ref-type="bibr" rid="bib1.bibx70" id="paren.99"><named-content content-type="pre">e.g.</named-content><named-content content-type="post">Fig. 5</named-content></xref> which were assimilated
as the only source of ozone profiles in MERRA reanalysis. This fact is
remarkable since the same signal was not detected in the upper stratosphere
in the MERRA results. However, the solar signal in the ozone field seems to
be shifted above the stratopause where similar and statistically significant
solar variability was attributed. Concerning the solar signal in the
ERA-Interim, there is a negative ozone response via a regression coefficient
in the upper stratosphere, although the solar variability expressed as
relative impact appears to be in agreement with satellite measurements. The
negative ozone response in the tropical upper stratosphere is not consistent
with physical expectations for a nominal positive change in solar UV
irradiance <xref ref-type="bibr" rid="bib1.bibx33" id="paren.100"><named-content content-type="pre">e.g.</named-content></xref>.</p>
      <p>Furthermore, the lower stratospheric solar response in the ERA-Interim's
ozone around the Equator is reduced in this data set and shifted to higher
latitudes. Another difference was detected in the monthly response of the
zonal wind in October and November in the equatorial region of the lower
mesosphere between the results for the MERRA series and ERA-40 data studied
by <xref ref-type="bibr" rid="bib1.bibx18" id="normal.101"/>. While in the MERRA reanalysis we have detected an
easterly anomaly, a westerly anomaly was identified in the ERA-40 series.</p>
      <p>A similar problem with the correct resolving of the double-peaked ozone
anomaly was registered in the study of <xref ref-type="bibr" rid="bib1.bibx13" id="normal.102"/> which investigated the
solar response in the tropical stratospheric ozone using a 3-D chemical
transport model. The upper stratospheric solar signal observed in SBUV/SAGE
and SAGE-based data could only be reproduced in model runs with unrealistic
dynamics, i.e. with no inter-annual meteorological changes.</p>
      <p>The reanalyses have proven to be extremely valuable scientific tools
<xref ref-type="bibr" rid="bib1.bibx63" id="paren.103"/>. On the other hand, they have to be used with
caution, for example, due to the existence of large discontinuities occurring
in 1979, 1985 and 1998 <xref ref-type="bibr" rid="bib1.bibx49" id="paren.104"/> that translated into
errors in the derived solar coefficients. Our revised analysis with the
adjustments from <xref ref-type="bibr" rid="bib1.bibx49" id="text.105"/> resulted in an
0.2 K/(<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">max</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">min</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) reduction in the temperature solar
regression coefficients in tropical latitudes of the upper stratosphere.</p>
      <p>In the dynamical effects discussion, we described the dynamical impact of the
SC on middle atmospheric winter conditions. The relevant dynamical effects
are summarised in schematic diagrams (Fig. <xref ref-type="fig" rid="Ch1.F7"/>). Both diagrams
depict average conditions and anomalies induced by the SC. The first one
summarises how equatorward wave propagation is influenced by the westerly
anomaly around the subtropical stratopause. The quadrupole-like temperature
structure is explained by anomalous residual circulation in the higher
latitudes together with the anomalous branch heading towards the equatorial
region already hypothesised by <xref ref-type="bibr" rid="bib1.bibx36" id="normal.106"/>. The second diagram concludes
the transition time to vortex disruption during February. Again, a very
apparent quadrupole-like temperature structure is even more pronounced,
especially in the polar region, and seems to be more extended to lower
latitudes.</p>
      <p>Fields of residual circulation and EP flux divergence in February are
opposite to what would be expected from the suppressed BDC in the SC max.
There is an enhanced downwelling in the polar and an enhanced upwelling in
the equatorial region below 1 hPa. This suggests a need to diagnose the
influence of SC on transport at least on a monthly scale because the changes
in the underlying dynamics (compare the upper and lower diagrams in
Fig. <xref ref-type="fig" rid="Ch1.F7"/>) would make the transport pathways more complicated.
The negative zonal wind response in late northern winter may be caused by an
increased likelihood of major stratospheric warmings later in the winter
under solar maximum conditions when the polar vortex in early winter is
stronger, on average, and therefore less susceptible to disruption
<xref ref-type="bibr" rid="bib1.bibx21" id="paren.107"><named-content content-type="pre">e.g.</named-content></xref>. Since GCMs have not yet successfully simulated
this pattern <xref ref-type="bibr" rid="bib1.bibx66 bib1.bibx52" id="paren.108"><named-content content-type="pre">e.g.</named-content></xref> and due to the short
(35-year) time series, it is possible that this pattern is not really solar
in origin but is instead a consequence of internal climate variability or
aliasing from effects of the two major volcanic eruptions aligned to solar
maximum periods.</p>
      <p>However, we can strongly assume that the dynamical effects are not zonally
uniform, as is shown here using two-dimensional (2-D) EP diagnostics and TEM
equations. Hence, it would be interesting to extend the discussion of
dynamical effects for other relevant characteristics, for example, for the
analysis of wave propagation and wave–mean flow interaction using the 3-D
formulation <xref ref-type="bibr" rid="bib1.bibx35" id="paren.109"/>.</p>
      <p>This paper is fully focused on the SC influence, i.e. on decadal changes in
the stratosphere and lower mesosphere, although a huge number of results
concerning other forcings was generated by attribution analysis. The QBO
phenomenon in particular could be one of the points of future interest since
the solar–QBO interaction and the modulation of the Holton–Tan relationship
by the SC are regarded as highly challenging, especially in global climate
simulations <xref ref-type="bibr" rid="bib1.bibx48" id="paren.110"/>.</p>
</sec>

      
      </body>
    <back><ack><title>Acknowledgements</title><p>The authors would like to thank the relevant working teams for the reanalysis
data sets: MERRA (obtained from NASA,
<uri>http://disc.sci.gsfc.nasa.gov/daac-bin/DataHoldings.pl</uri>), ERA-Interim
(obtained from ECMWF, <uri>http://apps.ecmwf.int/datasets/</uri>) and JRA-55
(obtained from <uri>http://jra.kishou.go.jp/JRA-55/index_en.html</uri>).
Furthermore, we need to acknowledge the python open-source software libraries
used for this paper: MLR <xref ref-type="bibr" rid="bib1.bibx67" id="paren.111"/>, SVR
<xref ref-type="bibr" rid="bib1.bibx59" id="paren.112"/> and MLP <xref ref-type="bibr" rid="bib1.bibx55" id="paren.113"/>. We would also like to express our
gratitude to C. A. Svoboda (Foreign Language Studies, Faculty of Mathematics
and Physics, Charles University in Prague) for the proofreading of our paper.
The study was supported by the Charles University in Prague, Grant Agency
project no. 1474314, and by grant no. SVV-2014-26096.<?xmltex \hack{\newline}?><?xmltex \hack{\newline}?> Edited by: M. Dameris</p></ack><ref-list>
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