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  <front>
    <journal-meta>
<journal-id journal-id-type="publisher">ACP</journal-id>
<journal-title-group>
<journal-title>Atmospheric Chemistry and Physics</journal-title>
<abbrev-journal-title abbrev-type="publisher">ACP</abbrev-journal-title>
<abbrev-journal-title abbrev-type="nlm-ta">Atmos. Chem. Phys.</abbrev-journal-title>
</journal-title-group>
<issn pub-type="epub">1680-7324</issn>
<publisher><publisher-name>Copernicus GmbH</publisher-name>
<publisher-loc>Göttingen, Germany</publisher-loc>
</publisher>
</journal-meta>

    <article-meta>
      <article-id pub-id-type="doi">10.5194/acp-15-6205-2015</article-id><title-group><article-title>Quantifying sources, transport, deposition, and radiative forcing of
black carbon over the Himalayas and Tibetan Plateau</article-title>
      </title-group><?xmltex \runningtitle{Black carbon over the Himalayas and Tibetan Plateau}?><?xmltex \runningauthor{R.~Zhang et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="no" rid="aff1 aff2 aff3">
          <name><surname>Zhang</surname><given-names>R.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="yes" rid="aff2">
          <name><surname>Wang</surname><given-names>H.</given-names></name>
          <email>hailong.wang@pnnl.gov</email>
        <ext-link>https://orcid.org/0000-0002-1994-4402</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Qian</surname><given-names>Y.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Rasch</surname><given-names>P. J.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-5125-2174</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Easter</surname><given-names>R. C.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-8602-1464</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Ma</surname><given-names>P.-L.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-3109-5316</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Singh</surname><given-names>B.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Huang</surname><given-names>J.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-2845-797X</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1 aff3">
          <name><surname>Fu</surname><given-names>Q.</given-names></name>
          
        </contrib>
        <aff id="aff1"><label>1</label><institution>Key Laboratory for Semi-Arid Climate Change of the Ministry of Education, College of Atmospheric Sciences,<?xmltex \hack{\newline}?> Lanzhou University, Lanzhou 730000, Gansu, China</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>Atmospheric Sciences and Global Change Division, Pacific Northwest National Laboratory (PNNL),<?xmltex \hack{\newline}?> Richland, WA 99352, USA</institution>
        </aff>
        <aff id="aff3"><label>3</label><institution>Department of Atmospheric Sciences, Box 351640, University of Washington, Seattle, WA 98195, USA</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">H. Wang (hailong.wang@pnnl.gov)</corresp></author-notes><pub-date><day>8</day><month>June</month><year>2015</year></pub-date>
      
      <volume>15</volume>
      <issue>11</issue>
      <fpage>6205</fpage><lpage>6223</lpage>
      <history>
        <date date-type="received"><day>25</day><month>October</month><year>2014</year></date>
           <date date-type="rev-request"><day>7</day><month>January</month><year>2015</year></date>
           <date date-type="rev-recd"><day>11</day><month>May</month><year>2015</year></date>
           <date date-type="accepted"><day>16</day><month>May</month><year>2015</year></date>
      </history>
      <permissions>
<license license-type="open-access">
<license-p>This work is licensed under a Creative Commons Attribution 3.0 Unported License. To view a copy of this license, visit <ext-link ext-link-type="uri" xlink:href="http://creativecommons.org/licenses/by/3.0/">http://creativecommons.org/licenses/by/3.0/</ext-link></license-p>
</license>
</permissions><self-uri xlink:href="https://acp.copernicus.org/articles/.html">This article is available from https://acp.copernicus.org/articles/.html</self-uri>
<self-uri xlink:href="https://acp.copernicus.org/articles/.pdf">The full text article is available as a PDF file from https://acp.copernicus.org/articles/.pdf</self-uri>


      <abstract>
    <p>Black carbon (BC) particles over the Himalayas and Tibetan Plateau (HTP),
both airborne and those deposited on snow, have been shown to affect
snowmelt and glacier retreat. Since BC over the HTP may originate from a
variety of geographical regions and emission sectors, it is essential to
quantify the source–receptor relationships of BC in order to understand the
contributions of natural and anthropogenic emissions and provide guidance
for potential mitigation actions. In this study, we use the Community
Atmosphere Model version 5 (CAM5) with a newly developed source-tagging
technique, nudged towards the MERRA meteorological reanalysis, to
characterize the fate of BC particles emitted from various geographical
regions and sectors. Evaluated against observations over the HTP and
surrounding regions, the model simulation shows a good agreement in the
seasonal variation in the near-surface airborne BC concentrations, providing
confidence to use this modeling framework for characterizing BC
source–receptor relationships. Our analysis shows that the relative
contributions from different geographical regions and source sectors depend
on season and location in the HTP. The largest contribution to annual mean
BC burden and surface deposition in the entire HTP region is from biofuel
and biomass (BB) emissions in South Asia, followed by fossil fuel (FF)
emissions from South Asia, then FF from East Asia. The same roles hold for
all the seasonal means except for the summer, when East Asia FF becomes more
important. For finer receptor regions of interest, South Asia BB and FF have
the largest impact on BC in the Himalayas and central Tibetan Plateau, while
East Asia FF and BB contribute the most to the northeast plateau in all seasons
and southeast plateau in the summer. Central Asia and Middle East FF
emissions have relatively more important contributions to BC reaching the
northwest plateau, especially in the summer. Although local emissions only
contribute about 10 % of BC in the HTP, this contribution is extremely
sensitive to local emission changes. Lastly, we show that the annual mean
radiative forcing (0.42 W m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>) due to BC in snow outweighs the BC
dimming effect (<inline-formula><mml:math display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.3 W m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>) at the surface over the HTP. We also find
strong seasonal and spatial variation with a peak value of 5 W m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> in
the spring over the northwest plateau. Such a large forcing of BC in snow is
sufficient to cause earlier snow melting and potentially contribute to the
acceleration of glacier retreat.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <title>Introduction</title>
      <p>Black carbon (BC) is a distinct type of carbonaceous particulate matter
mainly emitted from the incomplete combustion of fossil fuels, biofuels, and
biomass burning. It is the dominant insoluble light-absorbing particulate
species, both in the atmosphere and after deposition on snow and ice. In
addition to its impact on air quality, BC plays a unique and important role
in the climate system through its effect on radiation, clouds, and snow
albedo, and associated feedbacks that modify atmospheric circulation
patterns and/or accelerate the snowmelt and glacier retreat in the Arctic
and across the midlatitudes of the Northern Hemisphere (Bond et al., 2013).</p>
      <p>Modeling studies (e.g., Hansen et al., 2005; Qian et al., 2011) indicate
that the climate efficacy of BC in snow is much greater than efficacy of
carbon dioxide or other anthropogenic forcers owing to a sequence of
positive feedback mechanisms (Warren and Wiscombe, 1980, 1985; Conway et
al., 1996; Hansen and Nazarenko, 2004; Jacobson, 2004; Flanner et al., 2007;
Ye et al., 2012; Hadley and Kirchstetter, 2012; Doherty et al., 2014).
Flanner et al. (2009) demonstrated that the global annual BC snow-albedo
effect (darkening) outweighs the aerosol (BC and organic matter) dimming
effect (i.e., reduced the downwelling irradiance reaching the surface) by a
factor of about 6. The snow/ice-covered Himalayas and Tibetan Plateau (HTP)
region is more prone to these BC effects than other regions because of the
surrounding two major BC source regions, East Asia and South Asia, at
present and likely in the future (e.g., Bond et al., 2007; Ohara et al.,
2007; Xu et al., 2009; Lamarque et al., 2010; Menon et al., 2010).</p>
      <p>The HTP, often referred to as the “third pole”, has received much less
scientific attention than the polar regions (Qiu, 2008), although it is the
highest and largest plateau and stores one of the largest ice masses of the
Earth system. The HTP also has a large area of seasonal and permanent snow
cover and represents the most sensitive and visible indicator of climate
change with its unique location for complex interactions among the
atmosphere, hydrosphere, and cryosphere (e.g., Pu et al., 2007; Xu et al.,
2009; Yao et al., 2012). The glaciers and the associated snowmelt over the
HTP have a great potential to modify the regional hydrology and to trigger
natural hazards that impact a large portion of the population in and around
the region (e.g., Barnett et al., 2005; Singh and Bengtsson, 2004; Xu et
al., 2008; Kaser et al., 2010; Immerzeel et al., 2010; Yao et al., 2012;
Bolch et al., 2012). The HTP also exerts profound influences on atmospheric
circulation patterns and climate through mechanical and thermal effects due
to its large area, highly elevated topography and geographical location in
the Earth system (Yeh et al., 1957; Manabe and Terpstra, 1974; Ye and Gao,
1979; Yanai et al., 1992; Ye and Wu, 1998; Wu et al., 2012). The HTP acts as
a giant wall across the Eurasian continent that blocks cold outbreaks from
high latitudes in winter and confines the winter monsoon to eastern and
southern Asia, while in summer the HTP serves as a huge heat source through
the strong surface sensible heating and latent heating over the central and
eastern plateau (Wu et al., 2012).</p>
      <p>The climate of the HTP is changing
rapidly. For example, the surface sensible heat flux has weakened in recent
decades, mainly due to global warming (Duan and Wu, 2008). Observational
evidence indicated that the surface air temperatures on the HTP have
increased about 1.8 <inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C over the past 50 years (Wang et al., 2008),
while the large area at elevations above 4000 m has warmed at 0.3 <inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C per decade in the past three decades (Xu et al., 2009). A number of recent
studies reported that glaciers on the HTP have undergone widespread losses
at an increasing rate in past decades (e.g., Qin et al., 2006; Li et al.,
2008; Kang et al., 2010; Bolch et al., 2012) and have undergone accelerated
retreat in recent years (Yao et al., 2007). The rapid warming and the
accelerated glacier retreat have been primarily attributed to increasing
greenhouse gases (e.g., Duan et al., 2006; Ren et al., 2006), but other
factors may be partly responsible for the accelerated warming over the HTP,
such as atmospheric heating by absorbing aerosols, land use changes, and
reduction of snow albedo induced by light-absorbing impurities in snow (Kang
et al., 2000; Prasad and Singh, 2007; Ramanathan et al., 2007; Flanner et
al., 2007, 2009; Yasunari et al., 2010; Xu et al., 2009; Qian et al., 2011,
2015). Lau et al. (2006, 2010) proposed and demonstrated the elevated heat
pump mechanism, whereby heating induced by airborne BC and dust absorption
can strengthen local circulations and lead to a northward shift of the
monsoon rain belt, widespread enhanced warming over the HTP, and accelerated
snowmelt and glacier retreat. Previous observational and modeling studies
have indicated that BC deposition on snow and ice, which has experienced a trend of rapid increase in recent years, has been a significant contributor to the
early snowmelt and rapid glacier retreat over the HTP (e.g., Flanner et al.,
2007, 2009; Ming et al., 2008; Xu et al., 2009; Kaspari et al., 2011; Menon,
et al., 2010; Qian et al., 2011, 2015; Wang et al., 2015). Flanner et al. (2007) found that the largest regional annual mean forcing due to BC in snow
is located in the HTP. Xu et al. (2009) and Lau et al. (2010) suggested that
the BC in snow/ice may be partly responsible for the observed acceleration
of glacier retreat in the HTP.</p>
      <p>Understanding the role of BC in accelerating snow cover reduction and
glacier retreat is becoming increasingly important. Over 60 % of BC in the
present-day atmosphere originates from anthropogenic activities (e.g., Bond
et al., 2007; Lamarque et al., 2010). Reduction of emissions from BC-rich
sources represents a potential mitigation strategy to slow down present-day
climate change because BC has a positive radiative forcing but a short
atmospheric lifetime (Bond et al., 2013). Since BC over the HTP may
originate from a variety of geographical regions and emission sectors, it is
essential to quantify the source–receptor relationships of BC in order to
understand the contributions of open-fire and anthropogenic emission sectors
to BC over the HTP. This exercise is also essential to provide guidance for
potential mitigation actions.</p>
      <p>Some studies have used the conventional back-trajectory approach to identify
possible source regions for both airborne BC and that deposited on snow and
ice, by tracking air mass reaching sampling sites over the HTP (e.g., Ming
et al., 2008, 2009; Cao et al., 2009; Bonasoni et al., 2010; Zhao et al.,
2013; Zhang et al., 2013). Lu et al. (2012) developed a novel
back-trajectory approach to analyze the origin of BC transported to the HTP
during 1996–2010. They derived the overall transport characteristics of BC
to the HTP and showed the spatial distribution of sources for BC reaching
the HTP region based on a large set of 7-day back trajectories arriving
at the given height (i.e., 500 m) and receptor locations, BC emissions, and
transport efficiencies. The statistical analysis of trajectories has good
accuracy on short timescales for source regions with close proximity to the
receptor, but this approach has limitations in determining contributions
from distant sources to BC in the middle and upper troposphere that could
contribute significantly to the total column burden but less to BC
deposition and boundary-layer concentrations. Using the adjoint of the
GEOS-Chem global chemical transport model, Kopacz et al. (2011) attempted to
identify the originating locations of BC arriving at five glacier sites
(i.e., five model grid cells as the receptors) in the HTP for year 2001.
This method can provide a global distribution of emissions that directly
contribute to BC concentrations at receptor locations. Note that the adjoint
model results are not source attributions but rather the source–receptor
sensitivities, which can be interpreted as the effectiveness of incremental
changes to existing emissions in affecting BC at receptor locations. While
the adjoint approach has the advantage of not predefining source regions, it
does require performing separate simulations for each of the defined
receptor regions.</p>
      <p>In this study, we use an aerosol–climate model with a newly developed
explicit source-tagging approach (Wang et al., 2014) to produce a detailed
characterization of the fate of BC emitted from various geographical regions
and sectors (e.g., fossil fuel, biofuel, and biomass burning emissions) and
transport pathways to the HTP. In contrast to the back-trajectory and the
adjoint approaches, the direct tagging method has the flexibility to do
source attribution of BC mass mixing ratio at any model layer and the
surface dry and/or wet deposition within a single simulation for any
receptor regions. Section 2 describes the aerosol–climate model and the
tagging method used in this study. Section 3 presents an evaluation of
modeled BC surface concentrations and seasonal snow cover over the HTP
region. The transport pathways and source attribution results are presented
in Sect. 4. The radiative effects of BC in the atmosphere and of both BC and
mineral dust in snow are compared in Sect. 5, followed by the summary and
conclusions in Sect. 6.</p>
</sec>
<sec id="Ch1.S2">
  <title>Model configuration and experimental design</title>
<sec id="Ch1.S2.SS1">
  <title>The CAM5 model and the source-tagging method</title>
      <p>We use the Community Atmosphere Model version 5 (CAM5; Neale et al., 2012),
which is the atmospheric component of the Community Earth System Model
version 1 (CESM1) (Hurrell et al., 2013). It includes relatively
comprehensive representations of aerosols and clouds, and mechanisms for
their interactions with each other and with climate (Gettelman et al., 2010;
Liu et al., 2012). CAM5 employs a modal aerosol module (MAM) to represent
aerosols in multiple log-normally distributed modes, with internal mixing
assumed for aerosol species within each individual mode, including a three-mode
standard representation (MAM3) and a more complex seven-mode representation
(MAM7). The major difference between MAM3 and MAM7 related to carbonaceous
aerosols lies in the treatment of aging. In MAM3, BC and primary organic
matter (POM) particles are emitted into the accumulation mode, which also
contains highly hygroscopic species such as sulfate and sea salt, while in
MAM7, BC and POM are emitted into a primary carbon mode, which contains no
other species. BC is hydrophobic upon emission, and thus the hygroscopicity
of the primary-carbon-mode particles depends on the assumed hygroscopicity
for POM. As more hygroscopic species (e.g., H<inline-formula><mml:math display="inline"><mml:msub><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:math></inline-formula>SO<inline-formula><mml:math display="inline"><mml:msub><mml:mi/><mml:mn mathvariant="normal">4</mml:mn></mml:msub></mml:math></inline-formula> and NH<inline-formula><mml:math display="inline"><mml:msub><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msub></mml:math></inline-formula>)
condense onto the primary-carbon-mode particles, the particles become
more hygroscopic and are gradually transferred into the MAM7 accumulation
mode. The rate of transfer is controlled by uncertain aging parameters and
the availability of gas precursors (Liu et al., 2012). In the accumulation
mode of both MAM3 and MAM7, BC is internally mixed with other more
hygroscopic species and is thus subject to wet scavenging and removal
processes. During the transport from sources to remote regions, aerosols are
removed too efficiently in the default CAM5 (Liu et al., 2012). Recently, H.
Wang et al. (2013) revised some key processes associated with aerosol wet
removal and convective transport, which significantly improved the vertical
distribution of aerosols and their transport to remote regions such as the
Arctic.</p>
      <p>To better characterize the sensitivity of BC spatial distributions to
emission uncertainties, Wang et al. (2014) implemented a direct source-tagging method in CAM5, whereby BC emitted from a number of independent
source regions and/or sectors can be tagged and explicitly tracked within a
single model simulation. This approach provides the quantitative
characterization of source–receptor relationships for BC in any receptor
region without perturbing emissions from individual BC source regions or
sectors. In this study, we apply the BC tagging technique to the
accumulation-mode BC in the MAM3 treatment. BC particles emitted from
16 geographical BC source regions and two emissions sectors (i.e.,
biomass burning and biofuel emissions and fossil fuel emissions) in each of
the regions are tagged and explicitly tracked. Instead of using the global
emissions from all sectors for the original one BC mass mixing ratio
variable, the 32 regional/sectoral emissions provide sources to the
respective tagged BC mass mixing ratio variables that are all added to the
accumulation mode, including both interstitial and cloud-borne states. All
physical and dynamic tendencies (e.g., transport, dry and wet removal) are
calculated explicitly for the tagged BC mass mixing ratio variables in the
same way as the original single BC mass mixing ratio. Also, when aerosol
optical properties are calculated, all of the tagged BC mass mixing ratios
contribute to the volume-mean refractive index of the accumulation mode that
is used in the radiation calculation.</p>
      <p>In addition to the free-running mode, CAM5 can also be configured in an
offline mode, in which temperature, wind, surface fluxes (heat, moisture,
and momentum), and pressure are constrained to agree closely with
observations, while clouds and aerosol are allowed to evolve freely (Rasch
et al., 1997; Lamarque et al., 2012; Ma et al., 2013). In this study, we run
the CAM5 model in the offline mode with the direct BC source-tagging
capability, including the improved representation of convective transport
and wet removal of aerosols. We use the NASA Modern Era
Retrospective-Analysis for Research and Applications (MERRA) reanalysis
data set (Rienecker et al., 2011), using a horizontal resolution of
1.9 <inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 2.5 <inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> and 56 vertical levels. The goal is
to characterize the fate of BC emitted from various geographical regions and
sectors, their transport pathways to the HTP, and their radiative forcing
with seasonal variations. The simulation is performed for year 2001 with
prescribed sea surface temperatures.</p>
</sec>
<sec id="Ch1.S2.SS2">
  <title>BC source regions and sectors</title>
      <p>BC emission data sets have large uncertainties (e.g., Bond et al., 2013), and
there are different inventories available for climate modeling. We use the
present-day (i.e., year 2000) monthly mean emission inventories for BC
provided by Lamarque et al. (2010). They were built for the climate model
simulations in the Coupled Model Intercomparison Project Phase 5 (CMIP5)
(Taylor et al., 2012) performed for the Fifth Assessment Report (AR5) of the
Intergovernmental Panel on Climate Change (IPCC). The AR5 BC emissions being
used in our CAM5 simulation include monthly varying elevated open-fire
emissions (injection altitude up to 6 km), and yearly constant surface
emissions from shipping and from six sectors over land: agricultural waste
burning, domestic, energy, industry, transportation, and waste treatment.
These surface BC emissions sectors do not distinguish between biofuel and
fossil fuel combustion. To prepare for the BC source sector tagging, we
divide the total surface emissions into two broader sectors, biofuel and
fossil fuel, by using the ratio of biofuel to biofuel plus fossil fuel at
each model grid provided by Dentener et al. (2006). We then combine the
biomass burning (open fire) emissions and surface biofuel emissions,
hereafter referred to as the BB (biofuel and biomass) sector. The shipping
emissions are combined with the fossil fuel emissions over land to form the
FF (fossil fuel) sector. Note that emissions in the BB sector have seasonal
variations (associated with the open-fire emissions) but the FF sector
emissions used in this study have no seasonal variation at all.</p>
      <p>The 16 geographical BC source regions (Fig. 1a) are defined using the
definition of source/receptor regions by Work Plan (WP 2.1) of the Task
Force on Hemispheric Transport of Air Pollution (<uri>http://iek8wikis.iek.fz-juelich.de/HTAPWiki/WP2.1</uri>). They are ARC (Arctic),
NAM (North America), CAM (Central America), SAM (South America), EUR
(Europe), NAF (North Africa), SAF (Sub-Saharan Africa), MDE (Middle East), CAS
(Central Asia), SAS (South Asia), EAS (East Asia), SEA (South East Asia),
PAN (Pacific, Australia and New Zealand), RBU (Russia, Belarus and Ukraine),
HTP (Himalayas and Tibetan Plateau), and ROW (rest of world).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1"><caption><p><bold>(a)</bold> Tagged source regions and <bold>(b)</bold> the respective percentage
contributions to global annual mean BC emissions from the individual source
regions and sectors (including biofuel, biomass burning, and fossil fuel).
The global annual mean BC emission rate is 7.78 Tg yr<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, which is
divided into the three sectors as indicated by the numbers in the
upper-left corner.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://acp.copernicus.org/articles/15/6205/2015/acp-15-6205-2015-f01.pdf"/>

        </fig>

      <p>Figure 1b and Table S1 in the Supplement summarize the fractional
contributions of BC emissions from the different source regions and sectors.
The global annual mean BC emission rate is 7.78 Tg yr<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, with 56.2 %
(sum of the red bars) from BB emissions (33.6 % from fires and 22.6 %
from biofuel) and 43.8 % (sum of the blue bars) from FF emissions. The two
largest contributors are BB emissions from SAF (about 20 %) and FF
emissions from EAS (about 15 %), followed by BB emissions from SEA
(7.7 %), EAS (6.4 %), SAS (6.2 %), and SAM (5.7 %), as well as EUR FF
(6.4 %) emissions. The geographical distributions of BC annual mean
emission fluxes from BB and FF sectors for year 2000 are shown in Fig. S1
(in the Supplement). The global annual and seasonal mean lifetimes of BC emitted
from the tagged source regions and sectors are summarized in Table S2. On
global average, BB BC has a longer lifetime than FF BC in all seasons,
especially in boreal winter (6.9 vs. 3.1 days), due in part to higher
open-fire emissions (in the BB sector) during local dry seasons. Another
reason is that open-fire emissions have initial injection heights of up to 6
km, resulting in less removal below 6 km. The availability of co-emitted
hygroscopic species that are internally mixed with BC in the accumulation
mode of the MAM3 aerosol treatment also impacts the scavenging and wet
removal rate of BC. This also in part explains the variability of BC
lifetime among the different source regions and sectors. Regarding the
seasonal cycle, BC emitted from the major source regions (e.g., SAF, EAS,
SEA, SAS) has substantially lower lifetime in summer (JJA) than in the other
seasons, likely due to relatively strong removal by the summer monsoon
precipitation.</p>
      <p>We use two metrics for quantifying source–receptor relationships and the
sensitivity of BC in a receptor region to various sources following Wang et
al. (2014), but we extend them to treat BB and FF sectors separately.</p>
      <p><list list-type="order">
            <list-item>

      <p>The fractional contribution of BB and FF emissions from source region <inline-formula><mml:math display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> to a BC property in receptor region <inline-formula><mml:math display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula> (the entire HTP or a subset of it), <inline-formula><mml:math display="inline"><mml:mrow><mml:msubsup><mml:mi>C</mml:mi><mml:mi>i</mml:mi><mml:mi mathvariant="normal">BB</mml:mi></mml:msubsup></mml:mrow></mml:math></inline-formula> or <inline-formula><mml:math display="inline"><mml:mrow><mml:msubsup><mml:mi>C</mml:mi><mml:mi>i</mml:mi><mml:mi mathvariant="normal">FF</mml:mi></mml:msubsup></mml:mrow></mml:math></inline-formula>, is defined as
                  <disp-formula id="Ch1.E1" content-type="numbered"><mml:math display="block"><mml:mrow><mml:msubsup><mml:mi>C</mml:mi><mml:mi>i</mml:mi><mml:mi mathvariant="normal">BB</mml:mi></mml:msubsup><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msubsup><mml:mi>A</mml:mi><mml:mi>i</mml:mi><mml:mi mathvariant="normal">BB</mml:mi></mml:msubsup></mml:mrow><mml:mrow><mml:msub><mml:mi>A</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="1em"/><mml:msubsup><mml:mi>C</mml:mi><mml:mi>i</mml:mi><mml:mi mathvariant="normal">FF</mml:mi></mml:msubsup><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msubsup><mml:mi>A</mml:mi><mml:mi>i</mml:mi><mml:mi mathvariant="normal">FF</mml:mi></mml:msubsup></mml:mrow><mml:mrow><mml:msub><mml:mi>A</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula></p>

      <p>where <inline-formula><mml:math display="inline"><mml:mrow><mml:msubsup><mml:mi>A</mml:mi><mml:mi>i</mml:mi><mml:mi mathvariant="normal">BB</mml:mi></mml:msubsup></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msubsup><mml:mi>A</mml:mi><mml:mi>i</mml:mi><mml:mi mathvariant="normal">FF</mml:mi></mml:msubsup></mml:mrow></mml:math></inline-formula> are a BC property (e.g.,
mass mixing ratio, column burden, or deposition flux) in/over receptor
region <inline-formula><mml:math display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula> resulting from BB and FF emissions, respectively, in source region
<inline-formula><mml:math display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula>, and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>A</mml:mi><mml:mi>j</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mi>N</mml:mi></mml:munderover><mml:mfenced close=")" open="("><mml:msubsup><mml:mi>A</mml:mi><mml:mi>i</mml:mi><mml:mi mathvariant="normal">BB</mml:mi></mml:msubsup><mml:mo>+</mml:mo><mml:msubsup><mml:mi>A</mml:mi><mml:mi>i</mml:mi><mml:mi mathvariant="normal">FF</mml:mi></mml:msubsup></mml:mfenced></mml:mrow></mml:math></inline-formula> represents the total BC property in the receptor region from all source
regions (<inline-formula><mml:math display="inline"><mml:mrow><mml:mi>N</mml:mi><mml:mo>=</mml:mo><mml:mn>16</mml:mn></mml:mrow></mml:math></inline-formula> in this study) and sectors (BB and FF). Note that for BC
properties such as column burden, surface mixing ratio, and deposition flux,
the tagging method in CAM5 explicitly calculates how much is due to
emissions from each source region and sector.</p>
            </list-item>
            <list-item>

      <p>The efficiency of BB and FF emissions from source region <inline-formula><mml:math display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> in changing BC in a receptor region <inline-formula><mml:math display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula> is defined as
                  <disp-formula id="Ch1.E2" content-type="numbered"><mml:math display="block"><mml:mrow><mml:msubsup><mml:mi>S</mml:mi><mml:mi>i</mml:mi><mml:mi mathvariant="normal">BB</mml:mi></mml:msubsup><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msubsup><mml:mi>C</mml:mi><mml:mi>i</mml:mi><mml:mi mathvariant="normal">BB</mml:mi></mml:msubsup></mml:mrow><mml:mfrac><mml:mrow><mml:msubsup><mml:mi>E</mml:mi><mml:mi>i</mml:mi><mml:mi mathvariant="normal">BB</mml:mi></mml:msubsup></mml:mrow><mml:mrow><mml:msub><mml:mi>E</mml:mi><mml:mi mathvariant="normal">tot</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo><mml:mspace width="1em" linebreak="nobreak"/><mml:msubsup><mml:mi>S</mml:mi><mml:mi>i</mml:mi><mml:mi mathvariant="normal">FF</mml:mi></mml:msubsup><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msubsup><mml:mi>C</mml:mi><mml:mi>i</mml:mi><mml:mi mathvariant="normal">FF</mml:mi></mml:msubsup></mml:mrow><mml:mfrac><mml:mrow><mml:msubsup><mml:mi>E</mml:mi><mml:mi>i</mml:mi><mml:mi mathvariant="normal">FF</mml:mi></mml:msubsup></mml:mrow><mml:mrow><mml:msub><mml:mi>E</mml:mi><mml:mi mathvariant="normal">tot</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula></p>

      <p>where <inline-formula><mml:math display="inline"><mml:mrow><mml:msubsup><mml:mi>C</mml:mi><mml:mi>i</mml:mi><mml:mi mathvariant="normal">BB</mml:mi></mml:msubsup></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msubsup><mml:mi>C</mml:mi><mml:mi>i</mml:mi><mml:mi mathvariant="normal">FF</mml:mi></mml:msubsup></mml:mrow></mml:math></inline-formula> are the fractional contribution
defined in Eq. (1), <inline-formula><mml:math display="inline"><mml:mrow><mml:msubsup><mml:mi>E</mml:mi><mml:mi>i</mml:mi><mml:mi mathvariant="normal">BB</mml:mi></mml:msubsup></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msubsup><mml:mi>E</mml:mi><mml:mi>i</mml:mi><mml:mi mathvariant="normal">FF</mml:mi></mml:msubsup></mml:mrow></mml:math></inline-formula> are the total
BB and FF emission rates, respectively, in source region <inline-formula><mml:math display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula>, and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>E</mml:mi><mml:mi mathvariant="normal">tot</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mi>N</mml:mi></mml:munderover><mml:mo>(</mml:mo><mml:msubsup><mml:mi>E</mml:mi><mml:mi>i</mml:mi><mml:mi mathvariant="normal">BB</mml:mi></mml:msubsup><mml:mo>+</mml:mo><mml:msubsup><mml:mi>E</mml:mi><mml:mi>i</mml:mi><mml:mi mathvariant="normal">FF</mml:mi></mml:msubsup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> in Eq. (2)
represents the global total emission rate. The efficiency metric
<inline-formula><mml:math display="inline"><mml:mrow><mml:msubsup><mml:mi>S</mml:mi><mml:mi>i</mml:mi><mml:mi mathvariant="normal">BB</mml:mi></mml:msubsup></mml:mrow></mml:math></inline-formula> or <inline-formula><mml:math display="inline"><mml:mrow><mml:msubsup><mml:mi>S</mml:mi><mml:mi>i</mml:mi><mml:mi mathvariant="normal">FF</mml:mi></mml:msubsup></mml:mrow></mml:math></inline-formula> characterizes the sensitivity of aerosol
properties in a receptor region to per unit (BB or FF) emissions in source
region <inline-formula><mml:math display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula>. As noted in Wang et al. (2014), the efficiency is proportional to
the metric of relative contribution per unit source region emission used by
Shindell et al. (2008). Physically, the efficiency metric can be viewed as
the efficiency of transport from a source region to the receptor region.
This metric is perhaps of more interest to policymakers for the purpose of
mitigation action, which is not the focus of this study but is worth
mentioning.</p>
            </list-item>
          </list></p>
</sec>
</sec>
<sec id="Ch1.S3">
  <title>Model evaluation against available observations</title>
      <p>The CAM5 model has been evaluated in detail from different perspectives with
available observations such as aerosol mass concentration, aerosol number
concentration and size distribution, aerosol optical properties, cloud
properties, aerosol deposition, and BC in snow over various regions in
previous studies (Liu et al., 2012; H. Wang et al., 2013; Ma et al., 2013;
Jiao et al., 2014; Lee et al., 2013; Qian et al., 2014). Because of the
complex topography and meteorology of the HTP and the relatively coarse
resolution of the global model, further model evaluation focusing on the HTP
region is critical. Here we use near-surface atmospheric BC concentrations
measured at a few HTP sites and the snow cover fraction retrieved from
satellite to evaluate the CAM5 performance in the HTP.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T1" specific-use="star"><caption><p>List of sites for the observations of atmospheric BC surface
concentrations used in this study to evaluate our model simulation.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="8">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:colspec colnum="6" colname="col6" align="right"/>
     <oasis:colspec colnum="7" colname="col7" align="left"/>
     <oasis:colspec colnum="8" colname="col8" align="left"/>
     <oasis:thead>
       <oasis:row>  
         <oasis:entry colname="col1">Site</oasis:entry>  
         <oasis:entry colname="col2">Latitude</oasis:entry>  
         <oasis:entry colname="col3">Longitude</oasis:entry>  
         <oasis:entry rowsep="1" namest="col4" nameend="col5" align="center">Elevation (m) </oasis:entry>  
         <oasis:entry colname="col6">Sampling</oasis:entry>  
         <oasis:entry colname="col7">Observation</oasis:entry>  
         <oasis:entry colname="col8">Contributor</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">(<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>N)</oasis:entry>  
         <oasis:entry colname="col3">(<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>E)</oasis:entry>  
         <oasis:entry colname="col4">observation</oasis:entry>  
         <oasis:entry colname="col5">model</oasis:entry>  
         <oasis:entry colname="col6">time</oasis:entry>  
         <oasis:entry colname="col7">method</oasis:entry>  
         <oasis:entry colname="col8"/>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>  
         <oasis:entry colname="col1">Muztagh Ata</oasis:entry>  
         <oasis:entry colname="col2">38.3</oasis:entry>  
         <oasis:entry colname="col3">75.0</oasis:entry>  
         <oasis:entry colname="col4">4500</oasis:entry>  
         <oasis:entry colname="col5">3497</oasis:entry>  
         <oasis:entry colname="col6">2003–2006</oasis:entry>  
         <oasis:entry colname="col7">Thermal optical</oasis:entry>  
         <oasis:entry colname="col8">Cao et al. (2009)</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3"/>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>  
         <oasis:entry colname="col7">reflectance (TOR)</oasis:entry>  
         <oasis:entry colname="col8"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">Hanle</oasis:entry>  
         <oasis:entry colname="col2">32.8</oasis:entry>  
         <oasis:entry colname="col3">79.0</oasis:entry>  
         <oasis:entry colname="col4">4250</oasis:entry>  
         <oasis:entry colname="col5">4862</oasis:entry>  
         <oasis:entry colname="col6">2009–2010</oasis:entry>  
         <oasis:entry colname="col7">Aethalometer</oasis:entry>  
         <oasis:entry colname="col8">Babu et al. (2011)</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">Manora Peak</oasis:entry>  
         <oasis:entry colname="col2">29.4</oasis:entry>  
         <oasis:entry colname="col3">79.5</oasis:entry>  
         <oasis:entry colname="col4">1950</oasis:entry>  
         <oasis:entry colname="col5">1409</oasis:entry>  
         <oasis:entry colname="col6">2005–2008</oasis:entry>  
         <oasis:entry colname="col7">Thermal optical</oasis:entry>  
         <oasis:entry colname="col8">Ram et al. (2010)</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3"/>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>  
         <oasis:entry colname="col7">transmittance (TOT)</oasis:entry>  
         <oasis:entry colname="col8"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">NCO-P</oasis:entry>  
         <oasis:entry colname="col2">28.0</oasis:entry>  
         <oasis:entry colname="col3">86.8</oasis:entry>  
         <oasis:entry colname="col4">5079</oasis:entry>  
         <oasis:entry colname="col5">4604</oasis:entry>  
         <oasis:entry colname="col6">2006–2008</oasis:entry>  
         <oasis:entry colname="col7">Multi-angle absorption</oasis:entry>  
         <oasis:entry colname="col8">Marinoni et al. (2010)</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3"/>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>  
         <oasis:entry colname="col7">photometer (MAAP)</oasis:entry>  
         <oasis:entry colname="col8"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">Lulang</oasis:entry>  
         <oasis:entry colname="col2">29.5</oasis:entry>  
         <oasis:entry colname="col3">94.4</oasis:entry>  
         <oasis:entry colname="col4">3300</oasis:entry>  
         <oasis:entry colname="col5">3370</oasis:entry>  
         <oasis:entry colname="col6">2008–2009</oasis:entry>  
         <oasis:entry colname="col7">TOR</oasis:entry>  
         <oasis:entry colname="col8">Zhao et al. (2013)</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">NCOS</oasis:entry>  
         <oasis:entry colname="col2">30.8</oasis:entry>  
         <oasis:entry colname="col3">91.0</oasis:entry>  
         <oasis:entry colname="col4">4730</oasis:entry>  
         <oasis:entry colname="col5">4956</oasis:entry>  
         <oasis:entry colname="col6">2006–2007</oasis:entry>  
         <oasis:entry colname="col7">TOR</oasis:entry>  
         <oasis:entry colname="col8">Ming et al. (2010)</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">QSSGEE</oasis:entry>  
         <oasis:entry colname="col2">39.5</oasis:entry>  
         <oasis:entry colname="col3">96.5</oasis:entry>  
         <oasis:entry colname="col4">4214</oasis:entry>  
         <oasis:entry colname="col5">2748</oasis:entry>  
         <oasis:entry colname="col6">2009–2011</oasis:entry>  
         <oasis:entry colname="col7">Aethalometer</oasis:entry>  
         <oasis:entry colname="col8">Zhao et al. (2012)</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

<sec id="Ch1.S3.SS1">
  <title>Atmospheric BC surface concentration</title>
      <p>There are seven remote sites that have surface measurements of seasonal BC
aerosol concentrations available. The locations and elevations of the sites
and the sampling time periods and observation methods are described in Table 1. Figure 2 shows the comparison of seasonal mean BC concentrations between
observations and CAM5 results. Note that model results represent mean
concentrations in the grid box that the sampling sites reside in and at the
grid-mean elevation, which could deviate significantly from the sampling
point near complex terrain. All sites have non-negligible amounts of BC in
the near-surface air. The error bars indicate the intraseasonal and
interannual variations if multi-year data were used for given season and
site. However, the uncertainties of observed BC surface concentrations
mainly originate from the large discrepancies between different measurement
methods, the mixing of BC with other components (e.g., organic carbon and
mineral dust) in the aerosol samples, and the sampling time and location
(Bond et al., 2013; Petzold et al., 2013). BC surface concentrations over
the various sites show strong seasonal variations, which are reasonably
captured by the model. The modeled magnitude of BC concentrations has a good
agreement with observations at some sites (e.g., Fig. 2b, d, g), but the
model clearly overestimates BC at the Muztagh Ata site (Fig. 2a) and
underestimates at the Lulang site (Fig. 2e). The large underestimation
(about 1000 m; see Table 1) of the Muztagh Ata site elevation in the model,
determined by the model grid resolution, could largely explain the
overestimation of BC since BC concentrations have sharp decreases with
height in this region. At the sites over the southern HTP (i.e., Hanle, Manora
Peak, NCO-P, Lulang, and NCOS), the BC surface concentrations in the summer
(JJA) are lower, mainly due to wet scavenging by more frequent precipitation
and partly due to the minimal emissions from domestic heating and wildfires
over the Himalaya foothills and Indo-Gangetic Plain (IGP) during the Indian
summer monsoon season (Marinoni et al., 2010, 2013). Among all these sites,
the largest BC surface concentrations occur at the Manora Peak site, which is
closer to the major sources in South Asia, especially in the winter (DJF),
when the model underestimates the concentrations by about 50 %. The high
concentrations in winter at Manora Peak is mainly due to the dry winter
monsoon conditions and increased transport of emissions from regional
biomass burning, agricultural waste, and wood fuel burning from the IGP
(e.g., Ram et al., 2010; Moorthy et al., 2013). The BC surface
concentrations peak in the springtime (MAM) at Hanle, NCO-P, Lulang, and NCOS
sites. This might be related to an increase in BB and/or FF emissions in the
Indian Subcontinent, along with the higher regional boundary-layer top over
the IGP during the springtime that may favor the transport of particles from
the surface up to higher altitudes (e.g., Marinoni et al., 2010, 2013).
Moreover, long-range transport of pollution emitted from distant regions
like the Middle East, North Africa, or Europe (Marinoni et al., 2010) could
further contribute to BC variability over the southern Himalayas, which will
also be examined in this study. Part of the discrepancies between
observations and model results can be attributed to the inherent difficulty
in simulating the cloud/precipitation fields over the complex topography and
subsequent wet removal of aerosols during the transport, but emission
uncertainties (e.g., Bond et al., 2013) might play a primary role.</p>
</sec>
<sec id="Ch1.S3.SS2">
  <title>Snow cover fraction</title>
      <p>It is important to evaluate the performance of model in simulating seasonal
snow over this region in order to assess the importance of BC-in-snow
effect. Figure 3 shows the CAM5 simulated seasonal and annual mean snow
cover fraction (SCF) during year 2001, in comparison to observed mean SCF,
derived from the Moderate Resolution Imaging Spectrometer (MODIS) (Hall et
al., 2006) monthly mean of daily products at 0.05 <inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> resolution. For a
better comparison, the MODIS monthly mean SCFs are mapped to the CAM5 grid.
The summer (JJA) season only includes July and August for both CAM5 and
MODIS due to missing MODIS data in June 2001. To illustrate whether year
2001 can represent the average condition in terms of SCF, the MODIS SCF
climatology (2000–2013) is also plotted. The overall SCF in HTP has very
small difference between climatology and year 2001 in all seasons except for
JJA, when SCF is notably higher over the northwest plateau for the climatology
that included June SCF in the average. On average, SCF is about 5 %
(absolute amount) higher in June than in July and August. Over the 52 HTP
grid cells, the CAM5 SCF is highly correlated spatially with that of MODIS
(for both 2001 and 2000–2013) with the statistical confidence level greater
than 99 %, except for summer (JJA), when the linear correlation is
significant only at 80 % level.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2"><caption><p>Seasonal mean surface BC concentration (<inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">µ</mml:mi></mml:math></inline-formula>g m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>)
from observations (blue lines with error bars denoting SD) and CAM5
simulation (red lines) at the seven sampling sites listed in Table 1 and
marked in the map of panel <bold>(h)</bold>.</p></caption>
          <?xmltex \igopts{width=227.622047pt}?><graphic xlink:href="https://acp.copernicus.org/articles/15/6205/2015/acp-15-6205-2015-f02.pdf"/>

        </fig>

      <p>There are strong spatial and seasonal variations in SCF due to the complex
terrain and seasonal variation in snowfall and melting. The SCF over the
entire HTP reaches the maximum in the winter (DJF), while it decreases to
almost none (less than 5 %) in July and August. Snow covers the western
and southeastern plateau during the transition seasons (MAM and SON). The
CAM5 simulation shows a good agreement with MODIS in the annual mean (ANN)
SCF and the strong seasonality. The most persistent snow cover at the
southern and western edges of the HTP and the relatively less persistent in
the HTP interior are captured by the CAM5 model. The performance of the CAM5
has been improved, in comparison to its earlier version (CAM3) that
remarkably overestimated the SCF especially over the HTP interior (Qian et
al., 2011), although the CAM5 still significantly overestimates the SCF in
the western plateau in DJF and MAM and underestimates it in JJA. The CAM3
model used by Qian et al. (2011) overestimates SCF by up to a factor of 2
during the cold season (November to April). The CAM3 spring (MAM) mean SCF
is greater than 35 %, while the CAM5 spring mean (21 %) in the present
study is in good agreement with the MODIS spring SCF (18 <inline-formula><mml:math display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 5 %).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3"><caption><p>Seasonal and annual mean snow cover fraction from CAM5
simulation for year 2001 (left), and MODIS retrieval for 2001 (middle) and
2000–2013 (right). The summer (JJA) in 2001 for both CAM5 and MODIS only
includes July and August due to missing MODIS data in June. The number in
the lower-left corner of each panel is the corresponding spatial mean SCF
for the HTP region (which is marked with a black outline), and for MODIS the
standard deviation calculated from the MODIS multi-year means is also
included.</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://acp.copernicus.org/articles/15/6205/2015/acp-15-6205-2015-f03.pdf"/>

        </fig>

      <p>Although we believe that the CAM5 SCF biases are qualitatively robust, it is
worth noting that the MODIS products have uncertainties as well. Pu et al. (2007) evaluated the MODIS SCF products over the HTP against ground-based
snow observations and showed that total error in MODIS SCF products over the
HTP is about 10 %. However, their analysis based on MODIS 8-day
snow cover composite gave a significantly higher SCF (more than 10 %) than
the one we show here using daily products, especially in winter and early
spring. Interestingly, based on a different source of observation, Qin et
al. (2006) found that snow covers about 59 % of the Tibetan Plateau in
winter, which is comparable to the mean SCF (50 %) in our CAM5 simulation.
Nonetheless, we keep this discrepancy in mind when interpreting the
wintertime BC-in-snow radiative forcing that suffers the most from such
potential SCF bias.</p><?xmltex \hack{\newpage}?>
</sec>
</sec>
<sec id="Ch1.S4">
  <title>Modeled transport pathways and source attribution of BC in the
HTP</title>
<sec id="Ch1.S4.SS1">
  <title>Transport pathways</title>
      <p>The direct source-tagging method can clearly characterize the
three-dimensional transport pathways of BC emitted from various source
regions and sectors to the HTP receptor region. General circulation patterns
over the HTP and surroundings are typically affected by midlatitude
westerlies in the winter and Asian monsoon in the summer, including the
South Asian summer monsoon and East Asian summer monsoon (Xu et al., 2009;
Yao et al., 2012; Wu et al., 2012; also see Fig. S2).</p>
      <p>Figure 4 illustrates circulation patterns over HTP and BC transport pathways
from six major source regions to the HTP in the winter (DJF) and summer
(JJA). (See similar plots in Figs. S3–S5 for other tagged source regions.)
In the winter, the strong surface cooling over the HTP leads to
subsidence/divergence and the formation of an enhanced local circulation
cell, while in the summer air converges toward the HTP from the
surroundings, particularly from South Asia, due to the ascending of
strongly heated air over the HTP (e.g., Wu et al., 2012), as also indicated
by the arrows in the vertical cross sections in Fig. 4. In the winter, the
subtropical westerlies extend to about 10<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N in middle/upper
troposphere and 20<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N near the surface, and the tropical easterlies
are weak (see the white contours of latitude–height cross-section panels in
Fig. 4). The circulation patterns near the HTP change dramatically during
the summer monsoon season. The reversal of surface wind regime in the
tropics (e.g., Arabian Sea, Bay of Bengal, and South China Sea) is
characteristic of the Asian summer monsoon climate (see Fig. S2e, g). The
subtropical westerlies recede to north of 30<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N and the center of
the westerly jet shifts to about 40<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N in JJA (from about
30<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N in DJF). The strong easterlies characterize the upper
troposphere of tropical region (south of HTP), while the southwesterly flow
prevails in the lower troposphere (white contours of latitude–height
cross-section panels in Fig. 4). The prevailing winds during the transition
seasons (MAM and SON) between DJF and JJA are still westerlies (Fig. S2b,
d).</p>
      <p>The circulation patterns determine the transport of BC around the HTP
region. However, the variations in spatial distributions of BC emitted from
the different source regions and in different seasons could be due to the
differences in source location and strength, wet removal rate, and lifting.
Note that although we combined BC emitted from BB and FF sections to
characterize transport pathways in Fig. 4, only BC emissions from the BB sector
have seasonal variations in the emission inventory we use.</p>
      <p>The HTP region is surrounded by two major BC source regions, SAS and EAS
(Fig. 1a), which potentially have great impact on BC in the HTP (e.g., Menon
et al., 2010; Bond et al., 2007; Ohara et al., 2007; Xu et al., 2009; Kopacz
et al., 2011; Lu et al., 2012). BC emissions from SAS are dominated by the
BB sector, and by FF sector from EAS (Fig. 1b). As shown in Fig. 4, in the
winter, a significant amount of BC from SAS can be transported to the
eastern plateau by the strong westerlies under the dry winter monsoon
conditions. During the South Asian summer monsoon BC from SAS is effectively
removed by the local abundant precipitation, as indicated by the low
lifetime in summer (Table S2), but can still affect large area in the
southwest of the HTP. However, BC from EAS can be uplifted higher and
transported more to the northeast plateau in the summer monsoon season than
in the winter. Along the wintertime westerlies, BC from upwind source
regions (e.g., EUR, NAF, SAF, MDE, and CAS; see Fig. S3) can easily move to
the HTP, while the HTP local emissions are transported far away (Fig. 4). BC
originating from the distant sources such as SAF and MDE reaches up high (to
300hPa) in the HTP. In the summer, continental deep convection can loft BC
into higher altitudes, where it can be transported to the HTP along the
relatively weaker westerlies from upwind source regions (e.g., EUR, RBU,
MDE, and CAS; see Figs. 4 and S3). However, BC from distant low-latitude
source regions such as SAF barely reaches the HTP region due to weak
emissions but strong removal along the transport pathways to the HTP during
the summer monsoon season.</p>

      <?xmltex \floatpos{p}?><fig id="Ch1.F4" specific-use="star"><caption><p>The first column shows the latitude–height distributions of DJF BC
mass mixing ratios (in ng kg<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, colors) averaged over
71.25–101.25<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> E, originating from BB and FF sectors in the tagged
source regions (corresponding to different rows); the white area denotes
topography, and the superimposed white contours at intervals of
5 m s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> represent the westerly (solid) and easterly (dashed) DJF mean
zonal winds along the cross section with the thick solid black contour at
0 m s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>; the wind vectors (consisting of vertical velocity in units of
<inline-formula><mml:math display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>10<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">4</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> hPa s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> and meridional wind in m s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>) are
represented by arrows. Colors in the second column denote spatial
distribution of the DJF mean BC column burden (in <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">µ</mml:mi></mml:math></inline-formula>g m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>),
originating from different source regions, and the arrows represent the DJF
mean horizontal wind vectors at 500 hPa; the HTP is marked with a black
outline. The third column is similar to the first column except that the
quantities are on the longitude–height cross section averaged over
28–40<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N, and thus the horizontal component of the wind vectors is
zonal wind (m s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>) instead. The fourth to sixth columns are the same as
the first to third columns, respectively, but for JJA means instead.</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://acp.copernicus.org/articles/15/6205/2015/acp-15-6205-2015-f04.pdf"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5"><caption><p>Seasonal and annual mean BC column burden (solid lines and open
triangles, in <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">µ</mml:mi></mml:math></inline-formula>g m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>) and deposition rate (dashed lines and
open circles, in <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">µ</mml:mi></mml:math></inline-formula>g m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> day<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>) over <bold>(a)</bold> the
HTP, <bold>(b)</bold> northwest plateau, <bold>(c)</bold> Himalayas, <bold>(d)</bold>
southeast plateau, <bold>(e)</bold> central plateau and <bold>(f)</bold> northeast
plateau, emitted from BB (red) and FF (blue) source sectors. The green
squares denote the ratio of wet to total BC deposition (using <inline-formula><mml:math display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula> axis on the
right) in four seasons over each receptor region. The geographical locations
of five subregions of HTP are indicated in panel <bold>(g)</bold>.</p></caption>
          <?xmltex \igopts{width=227.622047pt}?><graphic xlink:href="https://acp.copernicus.org/articles/15/6205/2015/acp-15-6205-2015-f05.pdf"/>

        </fig>

</sec>
<sec id="Ch1.S4.SS2">
  <title>Seasonal variation in BC in the HTP</title>
      <p>BC concentrations in the HTP have strong dependence on season and location.
Figure 5 shows the annual mean and seasonal variations in BC column burden
and deposition rate over the HTP and five subregions. The seasonal
variation in the ratio of wet to total BC deposition is superimposed. The
central plateau is the cleanest region during all seasons, compared to other
subregions in the HTP (Fig. 5e). Both BC column burden and deposition rate
from the BB sector peak in MAM over the HTP, mostly in the Himalayas and
southeast plateau region. The FF BC burden in the HTP peaks in the summer
mainly due to the seasonal maximum over the northwest and northeast plateaus.
However, BC wet removal rate over the northwest plateau is at minimum in the
summer, as opposed to the summer maximum in other subregions and the entire
HTP region. For the Himalayas and the southeast and central plateau, the seasonal
variation (i.e., maximum in MAM followed by a sharp decrease to JJA) in BB
and FF column burden (Fig. 5c, d and e) is similar to the variation in
observed surface concentrations at sites located in these subregions (Fig. 2b, d, e and f). In the Himalayas and the southeast plateau, the ratio of
regional mean BC column burden to deposition rate (Fig. 5c and d), an indicator
of removal timescale or lifetime, is the smallest (less than 1 day) during
the Asian summer monsoon (JJA) due to the efficient wet scavenging of BC by
abundant precipitation. In northwest and northeast plateau, the BC column
burden increases from DJF to JJA and reaches the maximum in JJA, and then
decreases in SON (Fig. 5b and f), partly due to the peak contribution of EAS
and CAS emissions in JJA. This trend is also similar to that in the observed
surface concentrations (Fig. 2a and g). The deposition rate follows the same
seasonal variation in column burden over the northeast plateau, while the
deposition has a minimum in JJA over the northwest plateau when the column
burden is at maximum, likely due to the less efficient wet removal in this
region (Fig. 5b and f).</p>
      <p>The annual mean BC column burden over the HTP has almost the same
contributions from BB and FF emission origins, with BB dominating in DJF and
MAM and FF in JJA. In the Himalayas, BC is predominantly from the BB sector for
all seasons (Fig. 5c). In the southeast and central plateaus, the dominant
source sector is BB in DJF and MAM, but FF dominates in JJA. The dominant
source sector over the northwest and northeast plateaus is always FF,
especially in the summer. We need to analyze the source–receptor
relationships in order to quantify the roles of BB and FF emissions from the
various source regions in determining BC over the HTP and the subregions.</p>
</sec>
<sec id="Ch1.S4.SS3">
  <title>BC source–receptor relationships</title>
      <p>Previous studies (e.g., Xu et al., 2009; Kopacz et al., 2011) have shown
that BC and its source–receptor relationships vary significantly with season
and location in the HTP. We intend to quantify source contributions to BC at
different locations of the HTP and in different seasons. Our analysis also
shows that the relative contributions to BC from different source regions
and sectors depend on season and location in the HTP. As shown in Fig. 6,
the largest contribution to the annual mean BC burden and surface deposition
for the entire HTP region is from BB emissions from SAS, followed by FF
emissions from SAS and then the FF from EAS. The same roles hold for all the
seasonal means except for the summer (JJA), when the EAS FF becomes more
important for BC column burden in the HTP and, to a lesser extent, for
deposition.</p>
      <p>The SAS emissions account for 50 % of the annual mean burden over the HTP,
including 33 % from BB and 17 % from FF. The other 50 % is mostly from
the EAS (5 % BB and 14 % FF), HTP (6 % BB and 6 % FF), CAS FF
(4 %), MDE FF (4 %), and SAF BB (3 %). The source attribution for
annual mean BC deposition for the entire HTP is similar, but SAS contributes
even more to BC deposition than to the column burden. Although RBU has a
lower contribution to the annual mean BC in the HTP than the six regions
shown in Fig. 6, its contribution to the JJA mean, especially at some
locations, is quite substantial (included in the black bar) and even more
important than some of the six regions in Fig. 6, as discussed in detail
below.</p>
      <p>BC annual mean burden over the HTP has nearly equal contributions from BB
and FF emissions. However, the contribution by BB emissions, mainly from SAS, is
larger than from the FF sector in DJF and MAM. In the summer (JJA), the largest
contribution (about 29 %) to HTP BC is from EAS FF emissions. This is
partly due to the change in circulation patterns (Fig. 4) and effective wet
removal of SAS BB emissions. Note that EAS FF emissions are much larger than
FF emissions from any other of the source regions, and are more than twice
the EAS BB emissions.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6" specific-use="star"><caption><p>Fractional contributions (measured by the lengths of color bars) to
seasonal and annual mean BC column burden (top six panels) and deposition
(bottom six panels) over the HTP, northwest plateau, Himalayas, southeast
plateau, central plateau, and northeast plateau, originating from six major
tagged source regions (indicated by colors) for BB (solid bar) and FF (dotted
bar) emissions. The black bar in each column represents the contribution from
all of the other tagged source regions and sectors combined.</p></caption>
          <?xmltex \igopts{width=369.885827pt}?><graphic xlink:href="https://acp.copernicus.org/articles/15/6205/2015/acp-15-6205-2015-f06.pdf"/>

        </fig>

      <p>For BC in the five finer receptor regions of interest (as defined in Fig. 5g), SAS BB and FF have the largest contribution to BC in the Himalayas and
central plateau, while EAS FF and BB contribute the most to the northeast
plateau in all seasons and southeast plateau in the summer. Central Asia and
Middle East FF emissions have relatively more important contribution to BC
reaching the northwest plateau, especially in the summer.</p>
      <p>For the northwest plateau, the prevailing winds in this subregion are
westerly throughout the year (Fig. S2; Cao et al., 2009; Xu et al., 2009),
so the important source regions should be located at the west of the HTP (e.g.,
MDE, EUR, and parts of SAS and RBU in Fig. 1a). As shown in Fig. 6, SAS
emissions are still the dominant source for the annual BC burden in this
subregion (17 % from BB and 14 % from FF), followed by HTP local
emissions (9 % from BB and 13 % from FF), CAS (2 % from BB and 14 %
from FF), MDE FF (8 %), and EAS FF (7 %). BC emissions from SAS are the
dominant source in DJF, MAM, and SON. CAS becomes the dominant source region
(5 % from BB and 26 % from FF) in JJA, even though CAS is not a
significant emission source region on a global basis (Fig. 1b). BC emitted
from MDE is predominantly in the FF sector throughout the year. Emissions
from the rest of the tagged sources (in addition to the six sources listed;
black bar in Fig. 6) become more significant in this subregion, mostly from
EUR and RBU through long-range transport (Fig. S3). The source attribution
for BC deposition in this subregion is similar to that of the column
burden, but BC emitted from SAS and MDE appears to be more efficient in
deposition, except for the JJA season, when BC from EAS contributes more to
deposition than to column burden.</p>
      <p>The Himalayas subregion located along the southern edge of the HTP is in
close proximity to the SAS. Thus emissions from SAS are absolutely the
dominant source for BC in the Himalayas throughout the year. This subregion
receives more BC from the BB sector than FF because BC emissions in SAS are
mainly in the BB sector, especially in the MAM season (Figs. 1b and S6). For
the annual mean burden, BC from SAS contributes 81 % (54 % from BB and
27 % from FF), followed by HTP local emissions (6 % from BB and 3 %
from FF). It is worth noting that SAF BB emissions contribute about 10 %
to burden in DJF through long-range transport. BC deposition in this
subregion also predominantly originates from SAS, which is consistent with
previous studies by Ming et al. (2008) and Kopacz et al. (2011).</p>
      <p>For the southeast plateau (Fig. 6), the BC source contribution profile is
similar to that of Himalayas during DJF and MAM season, in which SAS is
still the dominant source, especially in MAM (74 % contribution to column
burden, including 53 % from BB and 21 % from FF), although the
contribution from EAS is larger here than for the Himalayas. As also pointed
by Ramanathan et al. (2007), BC over the SAS can be transported to the
southeast plateau by the southern branch of the westerlies during the winter
and spring. However, the BC source contribution profile changes dramatically
during the summer, when emissions in EAS become the dominant source to this
subregion (68 % to column burden, including 23 % from BB and 45 %
from FF). Kopacz et al. (2011) also found that the BC from southeastern
China is the dominant contributor to the southeast plateau in July. For the
annual mean burden in this subregion, SAS is still the dominant contributor
(40 % from BB and 17 % from FF), followed by EAS (8 % from BB and
15 % from FF), and HTP (6 % from BB and 6 % from FF). BC originating from
EAS contributes more to deposition than to burden in this subregion.</p>
      <p>For the central plateau (Fig. 6), source attribution profiles for annual and
seasonal BC are very similar to those of the entire HTP region, with SAS
being the dominant source region throughout the year, except that EAS has
comparable contributions in JJA. Ming et al. (2010) pointed out that
pollutants from the Indo-Gangetic Basin could be transported to the central
plateau by both the summer monsoon and the westerlies. Xia et al. (2011)
also found that the substantial regional atmospheric brown haze from the
nearby regions of SAS is the main source for the background aerosols in the
central plateau based on sun photometer and satellite observations.</p>
      <p>Compared to the other subregions, the northeast plateau receives the
largest contribution of BC from EAS throughout the year (50 % to annual
mean burden, including 12 % from BB and 38 % from FF; see Fig. 6),
especially in JJA (17 % from BB and 49 % from FF). The EAS FF sector
contribution and the magnitude of burden (Fig. 5f) over the northeast
plateau have strong seasonal variations, mostly due to variations in
meteorology, because the FF emissions in our simulation do not vary
seasonally. Kopacz et al. (2011) indicate that the primary contribution to
BC over the northeast plateau is from western China during January and April
(transported by midtropospheric westerlies), and from central-eastern China
during July and October (transported by boundary-layer flow). Other main
contributions to BC burden over the northeast plateau include 13 % from
SAS and 10 % from HTP local emissions. Similar to the northwest plateau,
some other upwind source regions (e.g., CAS, MDE, RBU, and EUR; see Figs. 4
and S3) have a significant contribution to the northeast subregion as well.</p>
</sec>
<sec id="Ch1.S4.SS4">
  <title>Seasonal variation in HTP BC sensitivity</title>
      <p>Following Wang et al. (2014), we defined the “efficiency” metric in Sect. 2.2 to quantify the sensitivity of BC response to absolute change (e.g., per
unit perturbation) of emissions in different source regions. This metric has
the value of 1 if the entire globe is treated as a single source region, so
we may assume the global mean efficiency of 1 as a reference to measure the
sensitivity to perturbation from different source regions/sectors.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7"><caption><p>Efficiency of FF (top) and BB (bottom) emissions from 9 source
regions (on the <inline-formula><mml:math display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula> axis) in changing seasonal and annual mean <bold>(a)</bold>
BC column burden and <bold>(b)</bold> deposition over the HTP and each of the
five subregions: northwest plateau (I), Himalayas (II), southeast plateau
(III), central plateau (IV), and northeast plateau (V).</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://acp.copernicus.org/articles/15/6205/2015/acp-15-6205-2015-f07.pdf"/>

        </fig>

      <p>Figure 7 shows efficiencies of tagged sources in affecting the BC seasonal
and annual mean column burden and deposition in the HTP and five subregions
(as defined in Fig. 5g). BC in the same receptor regions is generally most
sensitive to change in local emissions, regardless of seasons, emission
sectors, and locations of receptor regions. Among all the source regions,
although the HTP local (FF <inline-formula><mml:math display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> BB) emissions only contribute about 10 %, BC
in the HTP is extremely sensitive to changes in the emissions within HTP
(not shown in the figure), mainly because the emission rate is very low. In
addition to the local emissions, BC in the HTP is also sensitive to
emissions in neighboring source regions (e.g., SAS and CAS) and emissions
from distant sources such as MDE. The SAS has a large
contribution to BC burden and deposition over the HTP, as well as most of
the subregions except for the northeast plateau (receptor V); the
efficiencies for SAS emissions are also high for almost all of the subregions
especially the Himalayas (receptor II). BC in the northeast plateau
(receptor V) is quite sensitive to EAS emissions in all seasons, while BC in
the southeast plateau is sensitive to EAS emissions in JJA and SON. Although
BC emissions from MDE and CAS are weak (Fig. 1b) and their contributions to
the HTP are relatively low, their efficiencies are high. BC over the northwest
plateau (receptor I) and central plateau (receptor IV) is extremely
sensitive to emissions from CAS in JJA. These source–receptor relationships
of sensitivity will provide useful information for policymakers to improve
the effective mitigation road map in order to potentially slow down the
glacier retreat in the HTP region.</p>

      <?xmltex \floatpos{p}?><fig id="Ch1.F8"><caption><p>Seasonal mean radiative forcing (left column) induced by
the various BC effects (indicated by the color legend at the bottom) and
dust-in-snow effect over <bold>(a1)</bold> the HTP, <bold>(b1)</bold> northwest plateau,
<bold>(c1)</bold> Himalayas, <bold>(d1)</bold> southeast plateau, <bold>(e1)</bold> central plateau, and <bold>(f1)</bold> northeast
plateau. The corresponding annual mean forcings and one SD (for 12 monthly
means) are shown in numbers on the top-right corner of each panel. The right
column <bold>(a2–f2)</bold> panels represent source contribution to surface BC-in-snow
radiative forcing over the corresponding receptors from tagged source
regions (colors) and sectors (solid pattern bar and dotted pattern bar for
BB and FF, respectively). The black bar in each column represents the
contribution from all of the other tagged source regions and sectors.</p></caption>
          <?xmltex \igopts{width=199.169291pt}?><graphic xlink:href="https://acp.copernicus.org/articles/15/6205/2015/acp-15-6205-2015-f08.pdf"/>

        </fig>

</sec>
</sec>
<sec id="Ch1.S5">
  <title>Radiative forcing</title>
      <p>The BC-in-snow effect can be quantified using the online calculation of
radiative forcing in the SNICAR (Snow, Ice, and Aerosol Radiative) model
(Flanner et al., 2007) coupled to CAM5, and then compared to airborne BC
radiative forcing. Figure 8 shows seasonal and annual mean BC all-sky
shortwave direct radiative forcing (DRF) at the surface (dimming) and the
top of the atmosphere (TOA), and the BC-in-snow radiative forcing
(darkening) averaged over the entire HTP and the five subregions (as
defined in Fig. 5g). Note that the BC-in-snow forcing is averaged over all
model grids in the area (i.e., zero enters the calculation for any grid when
snow is not present). The radiative forcing of BC (and dust) in snow is
small in JJA and SON due to a lack of snow cover (Fig. 3). The forcing
maximum occurs during the spring melt (MAM), when the insolation is rather
intense and BC accumulates at the surface of the snowpack as the snow melts
(Conway et al., 1996; Flanner et al., 2007, 2009), and when the snow-albedo
feedback is strongest (Hall and Qu, 2006). This strong seasonal variation
also explains why the coefficient of variation (i.e., the ratio of the SD to
the mean) is greater than 1 for the annual mean BC-in-snow forcing over the
entire HTP and all subregions. The seasonal variations in airborne BC DRF
at the TOA and surface are consistent with that of the BC column burden
(Fig. 5). For the entire HTP (Fig. 8a1), the annual mean surface radiative
forcing due to BC in snow (0.42 W m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>) exceeds the BC dimming effect at
the surface (<inline-formula><mml:math display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.3 W m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>). The annual mean BC-in-snow forcing is even
higher over the northwest plateau (Fig. 8b1) and Himalayas (Fig. 8c1), and
far exceeds the other forcings in the same subregions, although the
BC-in-snow effect may be overestimated due to the potential positive bias in
snow cover fraction in our simulation (Fig. 3). The annual mean BC surface
dimming exceeds the BC-in-snow effect in the southeast (Fig. 8d1), central
(Fig. 8e1), and northeast plateau (Fig. 8f1). The minima of all BC-related
forcings appear in the central plateau, where the BC burden and deposition
are the lowest among all the subregions (Fig. 5), and the SCF is very small
(Fig. 3).</p>
      <p>We have also calculated an approximate source attribution for the BC-in-snow
radiative forcing over the HTP and its subregions, using the tagged-source
BC deposition, which is simply assumed to be linearly proportional to
BC-in-snow radiative forcing. The SCF is taken into account in the
calculation (i.e., the deposition at each model grid is multiplied by SCF
when calculating the area-average deposition). Overall, despite small
quantitative differences, the source contributions to BC-in-snow forcing are
similar to those for BC deposition (Fig. 6). The SAS BB emissions contribute
the most to annual mean forcing over the HTP and subregions except for the
northeast plateau, for which the contribution is mostly by EAS FF emissions. During the
winter and spring seasons over the northwest plateau and Himalayas, when and
where the forcing is the largest, SAS (especially the BB sector) is the
major contributor.</p>
      <p>Dust is a major contributor to the total aerosol burden over the HTP (e.g.,
Zhang et al., 2001). Although we do not focus on other snow impurities such
as mineral dust, it is worth noting that dust-in-snow radiative forcing has
been considered in our model simulation, and it could be an important forcing
agent. We also plotted dust-in-snow forcing over the HTP and subregions in
Fig. 8 (along with the BC-induced forcings). The annual mean dust-in-snow
forcing (0.33 W m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>) is comparable to all of the other forcings over
the HTP, especially in the springtime, when dust outbreaks occur and can be
transported to the HTP from the surrounding sources such as the Taklimakan and
Gobi deserts (Liu et al., 2008). The annual mean dust-in-snow forcing is as
large as 0.99 and 0.59 W m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> in the northwest and northeast plateau,
respectively (Fig. 8b1 and f1), which is in close proximity to the
Taklimakan Desert (Huang et al., 2007; Chen et al., 2013), but negligibly
small in the southeast plateau and central plateau. In the winter, the
dominant dust-in-snow effect over the northeast plateau is consistent with the
recent observations. Huang et al. (2011), X. Wang et al. (2013) and Zhang et
al. (2013) found that insoluble light-absorbing particles in snow are
dominated by local soil and desert dust in the Qilian Mountains (northeast
plateau).</p>
      <p>Both snow cover fraction (SCF) and mass concentration of snow impurities
affect the calculation of radiative forcing in snow. We have evaluated the
model estimation of SCF in different seasons (Fig. 3). We have also compared
BC concentration and deposition flux from our model results to a recent
modeling study by Ménégoz et al. (2014) and to observations in the
HTP (Ginot et al., 2014) (Table S3). Bond et al. (2013) pointed out that
observations of BC in snow pits or ice cores mostly involve snow/ice samples
obtained in the summer and early fall, when almost all grid boxes the sample
sites located in are snow free in the HTP. They also indicated that the CAM3
global climate model (Flanner et al., 2009) may be overestimating snow BC
concentrations in the HTP, especially in the spring. Our comparison shows
that despite a smaller bias than in Ménégoz et al. (2014) the CAM5
model still largely overestimates BC concentrations in snow but
underestimates dust concentrations in snow over the HTP. Ménégoz et
al. (2014) provided a few possible reasons for the differences between model
simulations and observations. Factors such as measurement uncertainties (due
to sample treatment and analysis methodology), temporal (interannual and
seasonal), and spatial variations in BC deposition, and vertical variations
in BC in snowpack, can strongly affect the accuracy and representativeness
of BC-in-snow measurements for the purpose of evaluating global models. Ming
et al. (2013) and Qian et al. (2015) pointed out that BC concentrations in
snow and ice samples over the HTP tend to decrease with increasing glacier
elevations, while global models with coarse grid resolution cannot
accurately represent elevation of sampling sites. Often times the difference
is significant. Nonetheless, it is likely that positive biases exist in the
modeled concentration and radiative forcing of BC and dust in snow.</p>
</sec>
<sec id="Ch1.S6" sec-type="conclusions">
  <title>Summary and conclusions</title>
      <p>In this study, we employed the CAM5 model with a newly developed source-tagging technique, nudged towards the MERRA meteorological reanalysis, to
characterize the fate of BC particles emitted from various geographical
regions and sectors to the HTP region. In addition, we compare the radiative
forcing induced by BC in the atmosphere and in snow over the HTP, as well as
forcing induced by dust in snow. Although there are biases in the simulated
BC, partly due to the inherent difficulty for coarse-resolution global
models to accurately represent transport and wet deposition in this
topographically complex region, the CAM5 model simulation shows a reasonable
agreement in the seasonal variation in the near-surface airborne BC
concentrations with observations over the HTP and surrounding regions. This
provides us the confidence to use this modeling framework to characterize BC
source–receptor relationships in the HTP. Using very different approaches,
Kopacz et al. (2011), Lu et al. (2012), and the present study all show that
South Asia and East Asia are the main source regions for BC transported to
the HTP, while the magnitude of contributions from each of the source
regions varies with season and receptor location. Although all of the three
studies can provide quantitative source attributions, a quantitative
intercomparison of the findings is quite difficult, given the differences
in the definition of geographical source and receptor regions, emission
inventories, time periods for model simulation, and analysis methods.
Nevertheless, in addition to quantifying the contributions of source
regions, our direct source-tagging approach allows us to further break down
regional contributions by sectors (i.e., fossil fuel vs. biomass and
biofuel) and to characterize the transport pathways of individual
regional/sectoral emissions.</p>
      <p>The explicit source-tagging technique enables the characterization of
three-dimensional transport pathways of BC to the HTP from different
geographical regions and source sectors, which also depends on seasons and
the location of the receptor in the HTP. With the IPCC AR5 present-day
emission inventories, the annual mean BC column burden and surface
deposition in the entire HTP region is contributed the most by biomass and
biofuel (BB) emissions from South Asia (SAS) (33 and 40 %,
respectively), followed by fossil fuel (FF) emissions from SAS (17 and
20 %, respectively) and then the FF from East Asia (EAS) (14 and
14 %, respectively). The same roles hold for all the seasonal means except
for the summer, when the EAS FF becomes more important. Although BC emissions
from the entire EAS source region are much stronger than those from SAS, the
concentrated FF BC emissions in central-eastern China are only transported
towards the HTP during the East Asian summer monsoon. Thus seasonal
prevailing winds are important in determining the seasonal variations in BC
transport and source–receptor relationships.</p>
      <p>Both the annual and seasonal mean BC properties and their source–receptor
relationships vary significantly with location in the HTP. For the multiple
finer receptor regions of interest, SAS BB and FF have the largest impact on
BC in the Himalayas and central plateau, while EAS FF and BB contribute the most
to northeast plateau in all seasons and southeast plateau in the summer. The
Central Asia (CAS) and Middle East (MDE) FF emissions make important
contributions to BC over the northwest plateau, especially from CAS in JJA.</p>
      <p>The HTP BC is most sensitive by far to per unit changes in the local
emissions, although they only contribute about 10 % to the BC burden in
the HTP. The SAS region makes large contributions to BC burden and
deposition over the HTP, and the BC sensitivities to SAS emissions are also
high for almost all of the subregions of HTP, especially the Himalayas. BC
over the northeast plateau is quite sensitive to EAS emissions in all
seasons, and southeast plateau BC is also sensitive to EAS emissions in JJA.
Although BC emissions from MDE and CAS are weak and their contributions to
the HTP overall are low, their efficiencies are quite high. BC over the northwest and central plateau is extremely sensitive to emissions from CAS in
JJA. These source–receptor relationships and sensitivities can be useful to
policymakers for improving the effective mitigation road map in order to
potentially slow down the glacier retreat in the HTP region.</p>
      <p>The impact of BC on snow and glacier melting can be characterized by the
magnitude of radiative forcing. Our calculations show that the annual mean
BC-in-snow radiative forcing (0.42 W m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>) outweighs the BC dimming effect
(<inline-formula><mml:math display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.3 W m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>) at the surface over the HTP. In the five subregions, the
annual mean BC-in-snow forcing ranges from 0.04 W m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> in the central
plateau to 1.75 W m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> in the northwest plateau. We also showed that the
annual mean dust-in-snow radiative forcing over the HTP can be quite
significant (0.33 W m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> for the entire HTP, and 0.99 W m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> for the
northwest plateau). More importantly, both BC- and dust-in-snow forcing
peaks in the spring melting season, when the area-average forcing reaches
1.03 and 0.87 W m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, respectively, over the entire HTP, and their
combined forcing is more than 8 W m<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> over the northwest plateau. Such
a large forcing is sufficient to cause earlier snow melting and contribute
to the acceleration of glacier retreat, although the model is likely to
overestimate BC-in-snow forcing due to the possible positive bias of snow
cover fraction in the winter and early spring. According to our estimates of
the source attribution, the biomass burning and biofuel emissions in South
Asia contribute the most to annual mean forcing over the HTP and its
subregions except for the northeast plateau, where the largest contribution
is from East Asia fossil fuel emissions. During the winter and spring
seasons over the northwest plateau and Himalayas, when and where the forcing is
the largest, South Asia (especially the biomass burning and biofuel sector)
is the major contributor.</p>
</sec>

      
      </body>
    <back><app-group>
        <supplementary-material position="anchor"><p><bold>The Supplement related to this article is available online at <inline-supplementary-material xlink:href="http://dx.doi.org/10.5194/acp-15-6205-2015-supplement" xlink:title="pdf">doi:10.5194/acp-15-6205-2015-supplement</inline-supplementary-material>.</bold></p></supplementary-material>
        </app-group><ack><title>Acknowledgements</title><p>This research is based on work supported by the U.S. Department of Energy
(DOE), Office of Science, Biological and Environmental Research as part of
the Earth System Modeling Program. The Pacific Northwest National Laboratory
(PNNL) is operated for DOE by Battelle Memorial Institute under contract
DE-AC05-76RLO1830. The CESM project is supported by the National Science
Foundation and the DOE Office of Science. R. Zhang acknowledges support from
the China Scholarship Fund. J. Huang and Q. Fu acknowledge support from the
National Basic Research Program of China (2012CB955303), NSFC grant 41275070,
and the China 111 project (no. B13045). Computational resources were provided by
the National Energy Research Scientific Computing Center (NERSC), a national
scientific user facility located at Lawrence Berkeley National Laboratory in
Berkeley, California. NERSC is the flagship scientific computing facility
for the Office of Science of DOE.<?xmltex \hack{\newline}?><?xmltex \hack{\newline}?>
Edited by: X. Xu</p></ack><ref-list>
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