<?xml version="1.0" encoding="UTF-8"?>
<!DOCTYPE article PUBLIC "-//NLM//DTD Journal Publishing DTD v3.0 20080202//EN" "https://jats.nlm.nih.gov/nlm-dtd/publishing/3.0/journalpublishing3.dtd">
<article xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink" article-type="research-article" dtd-version="3.0" xml:lang="en">
<front>
<journal-meta>
<journal-id journal-id-type="publisher">ACP</journal-id>
<journal-title-group>
<journal-title>Atmospheric Chemistry and Physics</journal-title>
<abbrev-journal-title abbrev-type="publisher">ACP</abbrev-journal-title>
<abbrev-journal-title abbrev-type="nlm-ta">Atmos. Chem. Phys.</abbrev-journal-title>
</journal-title-group>
<issn pub-type="epub">1680-7324</issn>
<publisher><publisher-name>Copernicus Publications</publisher-name>
<publisher-loc>Göttingen, Germany</publisher-loc>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="doi">10.5194/acp-11-3417-2011</article-id>
<title-group>
<article-title>Understanding effective diameter and its application to terrestrial radiation in ice clouds</article-title>
</title-group>
<contrib-group><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Mitchell</surname>
<given-names>D. L.</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
</contrib>
<contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Lawson</surname>
<given-names>R. P.</given-names>
</name>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
</contrib>
<contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Baker</surname>
<given-names>B.</given-names>
</name>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
</contrib>
</contrib-group><aff id="aff1">
<label>1</label>
<addr-line>Division of Atmospheric Sciences, Reno, NV 89512-1095, USA</addr-line>
</aff>
<aff id="aff2">
<label>2</label>
<addr-line>SPEC, Inc., 5401 Western Ave., Boulder, CO 80301, USA</addr-line>
</aff>
<pub-date pub-type="epub">
<day>11</day>
<month>04</month>
<year>2011</year>
</pub-date>
<volume>11</volume>
<issue>7</issue>
<fpage>3417</fpage>
<lpage>3429</lpage>
<permissions>
<copyright-statement>Copyright: &#x000a9; 2011 D. L. Mitchell et al.</copyright-statement>
<copyright-year>2011</copyright-year>
<license license-type="open-access">
<license-p>This work is licensed under the Creative Commons Attribution 3.0 Unported License. To view a copy of this licence, visit <ext-link ext-link-type="uri"  xlink:href="https://creativecommons.org/licenses/by/3.0/">https://creativecommons.org/licenses/by/3.0/</ext-link></license-p>
</license>
</permissions>
<self-uri xlink:href="https://acp.copernicus.org/articles/11/3417/2011/acp-11-3417-2011.html">This article is available from https://acp.copernicus.org/articles/11/3417/2011/acp-11-3417-2011.html</self-uri>
<self-uri xlink:href="https://acp.copernicus.org/articles/11/3417/2011/acp-11-3417-2011.pdf">The full text article is available as a PDF file from https://acp.copernicus.org/articles/11/3417/2011/acp-11-3417-2011.pdf</self-uri>
<abstract>
<p>The cloud property known as &quot;effective diameter&quot; or &quot;effective radius&quot;,
which in essence is the cloud particle size distribution (PSD) volume at
bulk density divided by its projected area, is used extensively in
atmospheric radiation transfer, climate modeling and remote sensing. This
derives from the assumption that PSD optical properties can be uniquely
described in terms of their effective diameter, &lt;i&gt;D&lt;/i&gt;&lt;sub&gt;e&lt;/sub&gt;, and their cloud
water content (CWC), henceforth referred to as the &lt;i&gt;D&lt;/i&gt;&lt;sub&gt;e&lt;/sub&gt;-CWC assumption.
This study challenges this assumption, showing that while the &lt;i&gt;D&lt;/i&gt;&lt;sub&gt;e&lt;/sub&gt;-CWC
assumption appears generally valid for liquid water clouds, it appears less
valid for ice clouds in regions where (1) absorption is not primarily a
function of either the PSD ice water content (IWC) or the PSD projected
area, and (2) where wave resonance (i.e. photon tunneling) contributes
significantly to absorption. These two regions often strongly coincide at
terrestrial wavelengths when &lt;i&gt;D&lt;/i&gt;&lt;sub&gt;e&lt;/sub&gt;&lt;~60 μm, which is where
this &lt;i&gt;D&lt;/i&gt;&lt;sub&gt;e&lt;/sub&gt;-CWC assumption appears poorest. Treating optical properties
solely in terms of &lt;i&gt;D&lt;/i&gt;&lt;sub&gt;e&lt;/sub&gt; and IWC may lead to errors up to 24%, 26%
and 20% for terrestrial radiation in the window region regarding the
absorption and extinction coefficients and the single scattering albedo,
respectively. Outside the window region, errors may reach 33% and 42%
regarding absorption and extinction. The magnitude and sign of these errors
can change rapidly with wavelength, which may produce significant errors in
climate modeling, remote sensing and other applications concerned with the
wavelength dependence of radiation.
&lt;br&gt;&lt;br&gt;
Where the &lt;i&gt;D&lt;/i&gt;&lt;sub&gt;e&lt;/sub&gt;-CWC assumption breaks down, ice cloud optical properties
appear to depend on &lt;i&gt;D&lt;/i&gt;&lt;sub&gt;e&lt;/sub&gt;, IWC and the PSD shape. Optical property
parameterizations in climate models and remote sensing algorithms based on
historical PSD measurements may exhibit errors due to previously unknown PSD
errors (i.e. the presence of ice artifacts due to the shattering of larger
ice particles on the probe inlet tube during sampling). More recently
developed cloud probes are designed to mitigate this shattering problem.
Using realistic PSD shapes for a given temperature (and/or IWC) and cloud
type may minimize errors associated with PSD shape in ice optics
parameterizations and remote sensing algorithms.
&lt;br&gt;&lt;br&gt;
While this topic was investigated using two ice optics schemes (the Yang et
al., 2005 database and the modified anomalous diffraction approximation, or
MADA), a physical understanding of the limitations of the &lt;i&gt;D&lt;/i&gt;&lt;sub&gt;e&lt;/sub&gt;-IWC
assumption was made possible by using MADA. MADA allows one to approximate
the contribution of photon tunneling to absorption relative to other optical
processes, which reveals that part of the error regarding the &lt;i&gt;D&lt;/i&gt;&lt;sub&gt;e&lt;/sub&gt;-IWC
assumption can be associated with tunneling. By relating the remaining error
to the radiation penetration depth in bulk ice (&amp;Delta;&lt;i&gt;L&lt;/i&gt;) due to
absorption, the domain where the &lt;i&gt;D&lt;/i&gt;&lt;sub&gt;e&lt;/sub&gt;-IWC assumption is weakest was
described in terms of &lt;i&gt;D&lt;/i&gt;&lt;sub&gt;e&lt;/sub&gt; and &amp;Delta;&lt;i&gt;L&lt;/i&gt;.</p>
</abstract>
<counts><page-count count="13"/></counts>
</article-meta>
</front>
<body/>
<back>
<ref-list>
<title>References</title>
<ref id="ref1">
<label>1</label><mixed-citation publication-type="other" xlink:type="simple">Baker, B. A., Korolev, A., Lawson, R. P., O&apos;Conner, D., and Mo, Q.: Drop size distributions and the lack of small drops in RICO rainshafts, J. Appl. Meteorol., 48, 616–623, &lt;a href=&quot;http://dx.doi.org/10.1175/2008JAMC1934.1&quot;&gt;https://doi.org/10.1175/2008JAMC1934.1&lt;/a&gt;, 2009a.</mixed-citation>
</ref>
<ref id="ref2">
<label>2</label><mixed-citation publication-type="other" xlink:type="simple">Baker, B., Mo, Q., Lawson, R. P., O&apos;Conner, D., and Korolev, A.: The effects of precipitation on cloud droplet measurement devices, J. Atmos. Ocean. Technol., 26, 1404–1409, &lt;a href=&quot;http://dx.doi.org/10.1175/2009JTECA1191.1&quot;&gt;https://doi.org/10.1175/2009JTECA1191.1&lt;/a&gt;, 2009b.</mixed-citation>
</ref>
<ref id="ref3">
<label>3</label><mixed-citation publication-type="other" xlink:type="simple">Baran, A. J., Connolly, P. J., and Lee, C.: Testing an ensemble model of cirrus ice crystals using midlatitude in situ estimates of ice water content, volume extinction coefficient and the total solar optical depth, J. Quant. Spectros. Radiat. Trans., 110, 1579–1598, 2009.</mixed-citation>
</ref>
<ref id="ref4">
<label>4</label><mixed-citation publication-type="other" xlink:type="simple">Baumgardner, D., Jonsson, H., Dawson, W., O&apos;Connor, D., and Newton, R.: The cloud, aerosol and precipitation spectrometer: a new instrument for cloud investigations, Atmos. Res., 59–60, 251–264, 2001.</mixed-citation>
</ref>
<ref id="ref5">
<label>5</label><mixed-citation publication-type="other" xlink:type="simple">Hansen, J. E. and Travis, L. D.: Light scattering in planetary atmospheres, Space Sci. Rev., 16, 527–610, 1974.</mixed-citation>
</ref>
<ref id="ref6">
<label>6</label><mixed-citation publication-type="other" xlink:type="simple">Heymsfield, A. J., Bansemer, A., Field, P. R., Durden, S. L., Stith, J. L., Dye, J. E., Hall, W., and Grainger, C. A.: Observations and parameterizations of particle size distributions in deep tropical cirrus and stratiform precipitating clouds: Results from in situ observations in TRMM field campaigns. J. Atmos. Sci., 59, 3457–3491, 2002.</mixed-citation>
</ref>
<ref id="ref7">
<label>7</label><mixed-citation publication-type="other" xlink:type="simple">Field, P. R., Heymsfield, A. J., Bansemer, A.: Shattering and particle interarrivaltimes measured by optical array probes in ice clouds, J. Atmos. Ocean. Technol., 23, 1357–1371, 2006.</mixed-citation>
</ref>
<ref id="ref8">
<label>8</label><mixed-citation publication-type="other" xlink:type="simple">Fu, Q.: An accurate paramterization of the solar radiative properties of cirrus clouds for climate models, J. Climate, 9, 2058–2082, 1996.</mixed-citation>
</ref>
<ref id="ref9">
<label>9</label><mixed-citation publication-type="other" xlink:type="simple">Fu, Q., Yang, P., and Sun, W. B.: An accurate parameterization of the infrared radiative properties of cirrus cloud for climate models, J. Climate, 11, 2223–2237, 1998.</mixed-citation>
</ref>
<ref id="ref10">
<label>10</label><mixed-citation publication-type="other" xlink:type="simple">Grandy Jr., W. T.: Scattering of waves from large spheres, Cambridge University Press, Cambridge, UK, 370 pp., 2000.</mixed-citation>
</ref>
<ref id="ref11">
<label>11</label><mixed-citation publication-type="other" xlink:type="simple">Grenfell, T. C. and Warren, S. G.: Representation of a non-spherical ice particle by a collection of independent spheres for scattering and absorption of radiation, J. Geophys. Res., 104, 31697–31709, 1999.</mixed-citation>
</ref>
<ref id="ref12">
<label>12</label><mixed-citation publication-type="other" xlink:type="simple">Ivanova, D.: Cirrus clouds parameterization for global climate models (GCMs) and North American (Mexican) monsoon modeling study. Ph.D. dissertation, University of Nevada, Reno, USA, 181 pp., 2004.</mixed-citation>
</ref>
<ref id="ref13">
<label>13</label><mixed-citation publication-type="other" xlink:type="simple">Jensen, E. J. and Coauthors: On the importance of small ice crystals in tropical anvil cirrus. Atmos. Chem. Phys., 9, 5519–5537, &lt;a href=&quot;http://dx.doi.org/10.5194/acp-9-5519-2009&quot;&gt;https://doi.org/10.5194/acp-9-5519-2009&lt;/a&gt;, 2009.</mixed-citation>
</ref>
<ref id="ref14">
<label>14</label><mixed-citation publication-type="other" xlink:type="simple">Knollenberg, R. G.: Techniques for probing cloud microstructure. Clouds: Their Formation, Optical Properties and Effects, edited by: Hobbs, P. V. and Deepak, A., Academic Press, 15–91, 1981.</mixed-citation>
</ref>
<ref id="ref15">
<label>15</label><mixed-citation publication-type="other" xlink:type="simple">Korolev, A. and Isaac, G. A.: Roundness and aspect ratios of particles in ice clouds, J. Atmos. Sci., 60, 1795–1808, 2003.</mixed-citation>
</ref>
<ref id="ref16">
<label>16</label><mixed-citation publication-type="other" xlink:type="simple">Korolev, A. and Isaac, G. A.: Shattering during sampling by OAPs and HVPS. Part I: Snow particles, J. Atmos. Ocean. Tech., 22, 528–542, 2005.</mixed-citation>
</ref>
<ref id="ref17">
<label>17</label><mixed-citation publication-type="other" xlink:type="simple">Korolev, A., Emery, E. F., Strapp, J. W., Cober, S. G., Isaac, G. A., Wasey, M., and Marcotte, D.: Small ice particles in tropospheric clouds: fact or artifact? Airborne Icing Instrumentation Evaluation Experiment, Bull. Amer. Meteorol. Soc., early online release, &lt;a href=&quot;http://dx.doi.org/10.1175/2010BAMS3141.1&quot;&gt;https://doi.org/10.1175/2010BAMS3141.1&lt;/a&gt;, 2010.</mixed-citation>
</ref>
<ref id="ref18">
<label>18</label><mixed-citation publication-type="other" xlink:type="simple">Lawson, R. P., Baker, B., Pilson, B., and Mo, Q.: In situ observations of the microphysical properties of wave, cirrus and anvil clouds. Part 2: Cirrus clouds, J. Atmos. Sci., 63, 3186–3203, 2006.</mixed-citation>
</ref>
<ref id="ref19">
<label>19</label><mixed-citation publication-type="other" xlink:type="simple">Lawson, R. P., Jensen, E. J., Mitchell, D. L., Baker, B., Mo, Q., and Pilson, B.: Microphysical and radiative properties of tropical clouds investigated in TC4 and NAMMA, J. Geophys. Res., 115, D00J08, &lt;a href=&quot;http://dx.doi.org/10.1029/2009JD013017&quot;&gt;https://doi.org/10.1029/2009JD013017&lt;/a&gt;, 2010.</mixed-citation>
</ref>
<ref id="ref20">
<label>20</label><mixed-citation publication-type="other" xlink:type="simple">McFarquhar, G. M., Um, J., Freer, M., Baumgardner, D., Kok, G., and Mace, G.: The importance of small ice crystals to cirrus properties: Observations from the Tropical Warm Pool International Cloud Experiment (TWP-ICE), Geophys. Res. Lett., 34, L13803, &lt;a href=&quot;http://dx.doi.org/10.1029/2007GL02986&quot;&gt;https://doi.org/10.1029/2007GL02986&lt;/a&gt;, 2007.</mixed-citation>
</ref>
<ref id="ref21">
<label>21</label><mixed-citation publication-type="other" xlink:type="simple">McFarquhar, G. M. and Heymsfield, A. J.: The definition and significance of an effective radius for ice clouds, J. Atmos. Sci., 55, 2039–2052, 1998.</mixed-citation>
</ref>
<ref id="ref22">
<label>22</label><mixed-citation publication-type="other" xlink:type="simple">Mitchell, D. L. and Arnott, W. P.: A model predicting the evolution of ice particle size spectra and radiative properties of cirrus clouds. Part II: Dependence of absorption and extinction on ice crystal morphology, J. Atmos. Sci., 51, 817–832, 1994.</mixed-citation>
</ref>
<ref id="ref23">
<label>23</label><mixed-citation publication-type="other" xlink:type="simple">Mitchell, D. L.: Use of mass- and area-dimensional power laws for determining precipitation particle terminal velocities, J. Atmos. Sci., 53, 1710–1723, 1996.</mixed-citation>
</ref>
<ref id="ref24">
<label>24</label><mixed-citation publication-type="other" xlink:type="simple">Mitchell, D. L., Macke, A.m and Liu, Y.: Modeling cirrus clouds. Part II: Treatment of radiative properties. J. Atmos. Sci., 53, 2952–2966, 1996.</mixed-citation>
</ref>
<ref id="ref25">
<label>25</label><mixed-citation publication-type="other" xlink:type="simple">Mitchell, D. L.: Parameterization of the Mie extinction and absorption coefficients for water clouds, J. Atmos. Sci., 57, 1311–1326, 2000.</mixed-citation>
</ref>
<ref id="ref26">
<label>26</label><mixed-citation publication-type="other" xlink:type="simple">Mitchell, D. L.: Effective diameter in radiation transfer: General definition, applications and limitations, J. Atmos. Sci., 59, 2330–2346, 2002.</mixed-citation>
</ref>
<ref id="ref27">
<label>27</label><mixed-citation publication-type="other" xlink:type="simple">Mitchell, D. L., Baran, A. J., Arnott, W. P., and Schmitt, C.: Testing and comparing the modified anomalous diffraction approximation,&amp;nbsp;J. Atmos. Sci., 63, 2948–2962, 2006.</mixed-citation>
</ref>
<ref id="ref28">
<label>28</label><mixed-citation publication-type="other" xlink:type="simple">Mitchell, D. L., d&apos;Entremont, R. P., and Lawson, R. P.: Inferring cirrus size distributions through satellite remote sensing and microphysical databases, J. Atmos. Sci., 67, 1106–1125, 2010.</mixed-citation>
</ref>
<ref id="ref29">
<label>29</label><mixed-citation publication-type="other" xlink:type="simple">Moosmüller, H., Chakrabarty, R. K., and Arnott, W. P.: Aerosol light absorption and its measurement: A review, J. Quant. Spectrosc. Radiat. Transfer, 110, 844–878, 2009.</mixed-citation>
</ref>
<ref id="ref30">
<label>30</label><mixed-citation publication-type="other" xlink:type="simple">Nussenzveig, H. M. and Wiscombe, W. J.: Diffraction as tunneling, Phys. Rev. Lett., 59, 1667–1670, 1987.</mixed-citation>
</ref>
<ref id="ref31">
<label>31</label><mixed-citation publication-type="other" xlink:type="simple">Slingo, A. and Schrecker, H. M.: On the shortwave radiative properties of stratiform water clouds, Q. J. Roy. Meteorol. Soc., 108, 407–426, 1982.</mixed-citation>
</ref>
<ref id="ref32">
<label>32</label><mixed-citation publication-type="other" xlink:type="simple">Slingo, A.: A GCM parameterization for the shortwave radiative properties of water clouds, J. Atmos. Sci., 46, 1419–1427, 1989.</mixed-citation>
</ref>
<ref id="ref33">
<label>33</label><mixed-citation publication-type="other" xlink:type="simple">Sun, W., Hu, Y., Lin, B., Liu, Z., and Videen, G.: The impact of ice cloud microphysics on the uncertainty of ice water content retrievals, J. Quant. Spectrosc. Radiat. Transfer, 112, 189–196, 2011.</mixed-citation>
</ref>
<ref id="ref34">
<label>34</label><mixed-citation publication-type="other" xlink:type="simple">Warren, S. G., and Brandt, R. E.: Optical constants of ice from the ultraviolet to the microwave: A revised compilation, J. Geophys. Res., 113, D14220, &lt;a href=&quot;http://dx.doi.org/10.1029/2007JD009744&quot;&gt;https://doi.org/10.1029/2007JD009744&lt;/a&gt;, 2008.</mixed-citation>
</ref>
<ref id="ref35">
<label>35</label><mixed-citation publication-type="other" xlink:type="simple">Yang, P., Gao, B.-C., Baum, B. A., Hu, Y. X., Wiscombe, W. J., Tsay, S.-C., Winker, D. M., and Nasiri, S. L.: Radiative properties of cirrus clouds in the infrared (8–13μm) spectral region, J. Quant. Spectrosc. Radiat. Transfer, 70, 473–504, 2001.</mixed-citation>
</ref>
<ref id="ref36">
<label>36</label><mixed-citation publication-type="other" xlink:type="simple">Yang, P., Wei, H., Huang, H-L., Baum, B. A., Hu, Y. X., Kattawar, G. W., Mishchenko, M. I., and Fu, Q.: Scattering and absorption property database for nonspherical ice particles in the near- through far-infrared spectral region, Appl. Opt., 44, 5512–5523, 2005.</mixed-citation>
</ref>
<ref id="ref37">
<label>37</label><mixed-citation publication-type="other" xlink:type="simple">Zhao, Y., Mace, G., and Comstock, J.: The occurrence of particle size distribution bimodality in middle latitude cirrus as inferred from ground-based remote sensing data, J. Atmos. Sci., early online release, &lt;a href=&quot;http://dx.doi.org/10.1175/2010JAS3354.1&quot;&gt;https://doi.org/10.1175/2010JAS3354.1&lt;/a&gt;, 2010.</mixed-citation>
</ref>
</ref-list>
</back>
</article>